People of Michigan v. Joshua Alan Tough ( 2016 )

STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
November 22, 2016
Plaintiff-Appellee,
v No. 328043
Presque Isle Circuit Court
LC No. 14-092890 - FC
JOSHUA ALAN TOUGH,
Defendant-Appellant.
Before: OWENS, P.J., and HOEKSTRA and BECKERING, JJ.
PER CURIAM.
Defendant, Joshua Alan Tough, was convicted by a jury of first-degree felony murder
with first-degree child abuse as the underlying felony, MCL 750.316(1)(b), and first-degree child
abuse, MCL 750.136b(2). The trial court sentenced him to 32 to 70 years’ imprisonment for his
felony murder conviction, and to 225 months to 30 years’ imprisonment for his first-degree child
abuse conviction. Defendant appeals by right, arguing that he is entitled to a new trial because
the trial court declined to instruct the jury on second-degree child abuse, that the trial court erred
in denying his request to set aside the jury’s verdict and allow him to accept a previously offered
plea bargain, and that he is entitled to resentencing because the trial court failed to adequately
conduct a hearing as required under Miller v Alabama, 576 US __; 132 S. Ct. 2455, 2457; 183 L
Ed 2d 407 (2012), and thereby failed to give him a proportionate sentence. We affirm.
I. FACTS AND PROCEDURAL HISTORY
This case involves the killing of a 24-day-old baby boy, AR. Defendant lived with AR’s
mother, Kirsten Richardson, at the home of Richardson’s mother, Jenny Freel. Defendant, who
was 17 years old when the baby was born, was not AR’s biological father but he initially agreed
to help raise the child. He sometimes referred to AR as “it” and “thing.” Freel believed
defendant was jealous of the time Richardson spent with AR.
On the night of April 3, 2014, Freel left to visit a sick friend. Only defendant,
Richardson, and AR were home. At a certain point, AR began to cry and it appears that while
Richardson was getting a bottle, defendant was left alone momentarily with AR, who stopped
crying. Eventually Richardson returned to the bedroom where AR was in his swing, wearing
fewer clothes, and with a large bruise on his face and dried blood under his nose. Richardson
testified that AR was making a gagging noise, so she picked him up and began patting and
rubbing his back, but she then noticed that he had stopped breathing and was turning blue.
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Richardson testified that defendant tried to convince her not to call 911. After some difficulty
finding a cell phone, defendant eventually called 911. AR was taken to an Alpena hospital and
was then transferred to a hospital in Saginaw, where he was eventually pronounced dead.
Expert testimony at trial established that AR died from blunt force trauma to his head,
which caused a large brain bleed. Testimony also indicated that AR had peritonitis, a spreading
infection of the abdominal cavity that was caused by a perforation of the intestines days before,
and which was consistent with bruising on AR indicating that the cause was blunt force trauma.
AR’s death was ruled a homicide because it was determined that his injuries could not have been
caused by an accident or a fall, but rather required a large amount of purposeful force.
Defendant had five interviews with police during the investigation of AR’s death. Each
interview was recorded, and portions1 of the audio recordings were played for the jury.
Throughout the course of the five interviews, defendant changed his version of events multiple
times. First, he claimed that he simply found AR bruised and not breathing, and had no idea
what had caused his injuries. Thereafter, he claimed that he tripped while carrying AR but
prevented AR from falling and did not cause him any harm. Next, defendant claimed that when
he fell, he accidently caused AR to have whiplash, but that he did not believe the injury was
serious. Finally, defendant claimed that he tripped backwards while picking AR up out of his
crib and, when doing so, accidentally pushed AR away from his body in a throwing-like motion.
The investigating police officer testified that defendant’s final version of events was inconsistent
with blood found in a location above AR’s crib.
II. ANALYSIS
A. JURY INSTRUCTIONS
Defendant asserts that the trial court abused its discretion by denying his request for a
jury instruction on second-degree child abuse arising from knowingly and intentionally
committing an act likely to cause serious physical harm to the child. M Crim JI 17.20a; MCL
750.136b(3)(b). Defendant contends that the evidence indicating that he had acted intentionally
but had not meant to harm AR supported giving the instruction. Defendant further contends that
failure to give the instruction was not harmless because it precluded the jury from determining
whether defendant had the requisite intent for first-degree child abuse. Had the trial court given
the instruction, defendant argues, and the jury found that he acted knowingly and intentionally,
but without the intent necessary for first-degree child abuse, the jury likely would have convicted
him of second-degree child abuse. While second-degree child abuse is a felony, it does not serve
as a predicate offense for felony murder. See MCL 750.316(1)(b). We find defendant’s
argument unpersuasive.
1
The initial interview, conducted on the night AR was taken to the hospital, was played in its
totality. The remaining interviews were redacted as necessary.
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We review de novo issues of law arising from jury instructions. People v Gillis, 474
Mich. 105, 113; 712 NW2d 419 (2006). We review a trial court’s determination regarding
whether an instruction is applicable to the facts of a case for an abuse of discretion. Id. A trial
court abuses its discretion if its decision falls outside the range of reasoned and principled
outcomes. People v Duncan, 494 Mich. 713, 722-723; 835 NW2d 399 (2013).
“A criminal defendant is entitled to have a properly instructed jury consider the evidence
against him.” People v Riddle, 467 Mich. 116, 124; 649 NW2d 30, 37 (2002). “When a
defendant requests a jury instruction on a theory or defense that is supported by the evidence, the
trial court must give the instruction.” Id. The instant defendant bases his request for jury
instructions on second-degree child abuse on the presumption that second-degree child abuse is a
lesser included offense of first-degree child abuse. Under the Code of Criminal Procedure, when
a defendant is charged with an offense that consists of different degrees, “the jury, or the judge in
a trial without a jury, may find the accused not guilty of the offense in the degree charged in the
indictment and may find the accused person guilty of a degree of that offense inferior to that
charged in the indictment . . . .” MCL 768.32(1). “Inferior” in the statute refers to “the absence
of an element that distinguishes the charged offense from the lesser offense.” People v Wilder,
485 Mich. 35, 41; 780 NW2d 265 (2010) (quotation marks and citations omitted). Thus, the trier
of fact may find the defendant guilty of a lesser offense “if the lesser offense is necessarily
included in the greater offense.” Id. “[T]hat is, the offense must be committed as part of the
greater offense insofar as it would be impossible to commit the greater offense without first
committing the lesser offense.” People v Jones, 497 Mich. 155, 164-165; 860 NW2d 112 (2014).
(quotation marks and citation omitted).
When dealing with degreed offenses that can be committed by alternative methods, the
proper analysis to determine whether an inferior offense is included in the greater offense
requires “a narrowly focused evaluation of the statutory elements at issue.” Wilder, 485 Mich. at
44. The trial court must examine the elements of the greater offense, as charged, to determine
whether the alternative elements of the lesser crime are subsumed within the charged offense.
Id. at 45. “Not all possible statutory alternative elements of the lesser offense need to be
subsumed within the elements of the greater offense in order to conclude that the lesser offense is
a necessarily included lesser offense.” Id. at 44-45.
However, even if the trial court finds that a particular offense is necessarily included in
the charged offense, it must still determine that “a rational view of the evidence would support
[the instruction].” Jones, 497 at 165 (quotation marks and citation omitted; alteration in Jones).
If a trial court errs in determining not to instruct the jury on a lesser included offense, reversal is
required only if, when surveying the “entire cause,” it is determined that failure to give the
instruction is not harmless, as manifested by substantial evidence supporting the requested lesser
included instruction sufficient to undermine the reliability of the verdict on the greater offense.
People v Cornell, 466 Mich. 335, 365; 646 NW2d 127 (2002).2
2
Contrary to the many unpublished opinions of this Court citing Cornell as having been
overruled by People v Mendoza, 468 Mich. 527; 664 NW2d 685 (2003), nothing in Mendoza
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Under MCL 750.136b(2), an individual is guilty of first-degree child abuse if he or she
knowingly or intentionally causes serious physical or mental harm to a child. First-degree child
abuse “requires the prosecution to establish, and the jury to be instructed that to convict it must
find, not only that defendant intended to commit the act, but also that defendant intended to
cause serious physical harm or knew that serious physical harm would be caused by her act.”
People v Maynor, 470 Mich. 289, 291; 683 NW2d 565 (2004). Defendant does not challenge on
appeal the trial court’s instructions to the jury regarding first-degree child abuse.
Under MCL 750.136b(3), a person is guilty of second-degree child abuse if any of the
following apply:
(a) The person’s omission causes serious physical harm or serious mental harm to
a child or if the person’s reckless act causes serious physical harm or serious
mental harm to a child.
(b) The person knowingly or intentionally commits an act likely to cause serious
physical or mental harm to a child regardless of whether harm results.
(c) The person knowingly or intentionally commits an act that is cruel to a child
regardless of whether harm results.
Defendant’s trial counsel requested two jury instructions relevant to second-degree child
abuse: M Crim JI 17.20 and M Crim JI 17.20a. Under M Crim JI 17.20, a jury may find a
defendant guilty of second-degree child abuse if the defendant committed a reckless act that
resulted in serious physical injury to a child. See also MCL 750.136b(3)(a). Under M Crim JI
17.20a, a jury may find a defendant guilty of second-degree child abuse if the defendant
“knowingly or intentionally did an act likely to cause serious physical or mental harm” to a child,
regardless of whether harm resulted. See also MCL 750.136b(3)(b). The trial court denied
defendant’s request for second-degree child abuse instructions because no evidence supported
the claim that defendant had acted recklessly, and evidence from two medical experts indicated
that AR’s injuries were not the result of accidents. Thus, although the trial court explained its
denial of defendant’s request for a jury instruction for second-degree child abuse based on a
reckless act theory, i.e., M Crim JI 17.20, it did not explain its refusal to give the instruction
based on knowing and intentional acts, i.e., M Crim JI 17.20a. Nevertheless, we affirm the trial
court’s decision not to instruct the jury with regard to second-degree child abuse.
Assuming arguendo that second-degree child abuse based on a theory of knowingly or
intentionally committing an act likely to cause serious physical or mental harm to a child is a
lesser included offense of first-degree child abuse, a rational review of the evidence does not
support giving the requested instruction. To be supported by a rational view of the evidence, a
lesser included offense must be justified by the evidence. People v Steele, 429 Mich. 13, 20; 412
NW2d 206 (1987), overruled in part on other grounds in Cornell, 466 Mich. 335. In the instant
case, however, defendant points to no acts committed by him that were knowing or intentional,
overrules Cornell, as a panel of this Court explained in People v Burks, 308 Mich. App. 256, 267
n 3; 864 NW2d 580 (2014), vacated in part on other grounds, 498 Mich. 969 (2016).
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and likely to cause serious physical harm to AR. On the contrary, defendant consistently
maintained that, if he did anything that harmed AR, he did it accidently, i.e., by stumbling,
tripping, or falling backwards. These are not acts committed knowingly or intentionally and,
therefore, cannot support an instruction on second-degree child abuse under a theory of knowing
or intentional acts.
Further, even if a rational view of the evidence did support instructing the jury on second-
degree child abuse under the knowing or intentional act theory, substantial evidence did not
support the requested instruction and, accordingly, reversal is not required. Cornell, 466 Mich. at
365. As discussed above, nearly all of the evidence presented at trial suggested that defendant
killed AR by intentionally throwing him into the wall or crib. Defendant’s statements to police
claiming that injuries to AR resulted from accidents were clearly inconsistent with the nature and
severity of AR’s injuries. Thus, taken as a whole, the evidence, including the nature of the
injuries suffered by AR and defendant’s inconsistent explanations, supported the greater offense,
and there was no substantial evidence to support giving an instruction on second-degree child
abuse committed through knowing or intentional acts. Consequently, even if the trial court had
abused its discretion by denying defendant’s request for M Crim JI 17.20a, the error does not
undermine the reliability of the verdict and, therefore, does not require reversal. Id.
B. PLEA BARGAIN
Prior to sentencing, defense counsel informed the court that he believed he had a conflict
of interest because he had provided improper advice to defendant. He had advised defendant that
he could face life in prison without the possibility of parole if convicted of felony murder, but
failed to inform him that if the trial court decided not to sentence him to life, he would face a
mandatory minimum sentence of 25 to 40 years.3 Defendant had been offered a plea bargain that
would have let him plead guilty to second-degree murder with a minimum sentence of 15 to 25
years and a maximum of 40 years. Despite knowing the risk of being sentenced to life in prison
without the possibility of parole, defendant repeatedly rejected the plea offer.
New defense counsel was appointed and the trial court held an evidentiary hearing on
whether defendant should be allowed to retroactively accept the above-referenced plea bargain.
Defendant’s newly appointed counsel argued that because defendant’s attorney had not advised
3
Pursuant to MCR 769.25(2), for certain enumerated homicide offenses, the statute allows the
prosecuting attorney to file a motion seeking to sentence a juvenile offender to imprisonment for
life without the possibility of parole. If the prosecuting attorney files such motion, the trial court
must conduct a hearing on the motion as part of the sentencing process and consider various
factors listed in Miller v Alabama, 576 US ___; 183 L. Ed. 2d 407; 132 S. Ct. 2455 (2012), and
may consider other criteria relevant to its decision. MCL 769.25(6). If the court decides not to
sentence the juvenile offender to life without the possibility of parole, the court “shall sentence
the individual to a term of imprisonment for which the maximum term shall not be less than 60
years and the minimum term shall not be less than 25 years or more than 40 years.” MCL
769.25(9).
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defendant of the mandatory minimum sentence associated with his felony murder charge,
defendant did not fully appreciate the ramifications of his decision to decline the plea offer, and
if defendant had known, he would have accepted the plea bargain. The prosecution countered
that defendant was fully advised that the trial court could sentence him to life without the
possibility of parole if convicted of felony murder, yet he declined an offer to plead guilty to
second-degree murder on at least three occasions, and maintained his innocence throughout the
entirety of the trial. The trial court took testimony from defendant and his prior counsel to
resolve the matter. Defendant testified that his attorney discussed the prosecution’s plea offer
with him and advised him that if he pleaded guilty to second-degree murder, the prosecution
would drop the charges of first-degree child abuse and felony murder. He also testified that he
was advised that if he pleaded guilty to second-degree murder, the prosecution would seek a
sentence of 15 to 40 years, and that if he was convicted of felony murder, he could potentially be
sentenced to life in prison without the possibility of parole. However, he said that his attorney
also advised him that because he was a minor at the time of the offense, the trial court could
choose not to sentence him to life without the possibility of parole. Finally, defendant said that
he did not take the offer because he thought that if he was convicted at trial he would receive no
more time in prison than what was offered in the plea bargain, and that he would have accepted
the plea offer if he had understood the minimum sentence applicable to the charged offense.
The attorney testified that he met with defendant approximately 20 times throughout the
course of his representation and that the offer to plead guilty to second-degree murder was more
or less on the table throughout the entirety of the proceedings, and so he discussed it with his
client almost every time they met. He testified that defendant never admitted to knowingly or
intentionally hurting AR, and that he maintained his innocence throughout the course of his
representation. He further testified that he emphasized to defendant that if he rejected the offer
and went to trial, there was a real possibility he would face life in prison without the possibility
of parole. The trial court concluded that defendant’s attorney was ineffective for failing to
properly advise defendant of the mandatory minimum had a sentence of life without parole not
been given, but that defendant could not establish a reasonable probability that he would have
taken the plea offer had he been provided proper assistance of counsel, as he had refused the plea
offer despite knowing he faced a potential life sentence.
“Whether a person has been denied effective assistance of counsel is a mixed question of
fact and constitutional law. People v LeBlanc, 465 Mich. 575, 579; 640 NW2d 246 (2002). A
judge first must find the facts, and then must decide whether those facts constitute a violation of
the defendant’s constitutional right to effective assistance of counsel.” Id. “[F]indings of fact
are reviewed for clear error” whereas “[q]uestions of constitutional law are reviewed by this
Court de novo.” Id. We conclude find that the trial court did not err in denying defendant’s
request to set aside the jury verdict and allow him to accept the plea offer.
A defendant seeking relief for ineffective assistance in the context of improper advice
during the plea bargaining process must meet the familiar two-pronged standard laid down in
Strickland v Washington, 466 U.S. 668, 104 S. Ct. 2052 (1984), by showing (1) “ ‘that counsel’s
representation fell below an objective standard of reasonableness,’ and (2) ‘that there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.’ ” People v Douglas, 496 Mich. 557, 592; 852 NW2d 587 (2014),
quoting Lafler v Cooper, 566 US __, __; 132 S. Ct. 1376, 1385; 182 L. Ed. 2d 398 (2012). In
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demonstrating prejudice, the “defendant must show the outcome of the plea process would have
been different with competent advice.” Douglas, 496 Mich. at 592, quoting Lafler, 566 US at __;
132 S. Ct. at 1384. That is,
[A] defendant must show that but for the ineffective advice of counsel there is a
reasonable probability that the plea offer would have been presented to the court
(i.e., that the defendant would have accepted the plea and the prosecution would
not have withdrawn it in light of intervening circumstances), that the court would
have accepted its terms, and that the conviction or sentence, or both, under the
offer’s terms would have been less severe than under the judgment and sentence
that in fact were imposed. [Lafler, 566 US at __; 132 S. Ct. at 1385.]
Here, the trial court found, and all parties concede, that the attorney provided ineffective
assistance of counsel by failing to advise defendant that if convicted of felony murder and not
sentenced to life in prison without the possibility of parole, he would be subject to a mandatory
minimum sentencing range of 25 to 40 years. Accordingly, the only question for review is
whether the error was outcome determinative— that is, whether defendant would have accepted
the offer but for the improper advice.
Based on the testimony presented to the trial court, it did not clearly err in finding that
there was no reasonable probability that defendant would have accepted the plea offer. While
defendant claims he believed he would receive no greater penalty by proceeding to trial than
what was offered in the plea bargain, this alleged belief was not based on the advice of counsel
or any source other than his own supposition. Defendant specifically testified that he was
advised that if convicted of felony murder, there was “a very real possibility” that he could face
life in prison without the possibility of parole. While defendant testified that he did not believe
he would receive this sentence because he was a minor at the time of the offense, the attorney
specifically testified that he advised defendant that a lesser sentence was only a possibility, not a
certainty. Moreover, the attorney testified that defendant never considered the plea offer, was
never willing to admit he caused AR’s injuries, and maintained his innocence throughout the
proceedings.
Because defendant understood that he could face life in prison without the possibility of
parole if convicted of felony murder, and he rejected the plea offer despite this knowledge, the
trial court did not clearly err in concluding that defendant would not have chosen to accept the
plea offer if he had been informed of the lesser alternative potential of receiving a 25 to 40-year
minimum sentence. Therefore, the trial court properly denied defendant’s request to vacate the
jury verdict and allow him to accept the plea offer retroactively.
C. SENTENCING
Following the jury’s verdict, the prosecution moved the trial court to sentence defendant
to life in prison without the possibility of parole. In denying the motion summarily, the trial
court determined that defendant’s “immaturity mitigate[d] in his favor when it comes to issues
like life without parole.” The court then sentenced defendant to 32 to 70 years in prison for his
felony murder conviction. Defendant now argues that he is entitled to resentencing because the
trial court failed to conduct a hearing in order to consider the Miller factors. MCL 769.25(6).
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Because the court never conducted such a hearing, defendant claims, it did not sufficiently
consider the applicable sentencing factors of rehabilitativeness, protection of society, punishment
of offender, and likelihood of repeating the offense. As a result, defendant argues, his sentence
is disproportionate. Defendant did not raise the issue at sentencing, file a proper motion for
resentencing, or file a proper motion for remand. Therefore, the issue is not preserved for
appeal. MCL 769.34(10). Unpreserved sentencing errors are reviewed for plain error affecting
substantial rights. People v Callon, 256 Mich. App. 312, 332; 662 NW2d 501 (2003).
In Miller, 132 S. Ct. at 2464, the United States Supreme Court held that “mandatory life-
without-parole sentences for juveniles violate the Eighth Amendment.” As a result, the
Michigan Legislature enacted MCL 769.25. Under that statute, if an offender is a minor at the
time he commits felony murder, the general mandatory minimum sentence of life in prison
without the possibility of parole does not automatically apply. MCL 769.25(2). Rather, if the
prosecutor wants the sentence to be for life without parole, the prosecution must file a motion
requesting that the trial court impose a sentence of life without parole. Id. If the prosecution
files such a motion, the trial court must hold a hearing wherein it analyzes the factors laid out in
Miller in order to determine whether the juvenile offender should be sentenced to life without
parole. MCL 769.25(6).
Here, the trial court did not hold a hearing under MCL 769.25(6). Rather, it summarily
denied the prosecution’s motion and elected to sentence defendant to a term of years within the
guidelines provided under MCL 769.25(9), which states:
If the court decides not to sentence the individual to imprisonment for life without
parole eligibility, the court shall sentence the individual to a term of imprisonment
for which the maximum term shall be not less than 60 years and the minimum
term shall be not less than 25 years or more than 40 years.
Although the trial court did not conduct a hearing under MCL 769.25(6), the hearing was
unnecessary because the court ruled in defendant’s favor. That is, the trial court did not hold a
full hearing on the issue because it determined not to sentence defendant to life in prison without
parole. At most, the trial court’s error was harmless, if not beneficial to defendant. Either way,
resentencing is not warranted because the error did not affect a substantial right. Callon, 256
Mich. App. at 332.
Regarding proportionality, our Supreme Court recently held in People v Lockridge, 498
Mich. 358, 391-92; 870 NW2d 502 (2015), that a trial court can depart from a guidelines
minimum sentence range in which the offense variables have been scored on the basis of facts
not admitted by the defendant or found beyond a reasonable doubt by the jury without providing
substantial and compelling reasons. In addition, “a sentence that departs from the applicable
guidelines range will be reviewed by an appellate court for reasonableness.” Id. at 392. In
People v Steanhouse, 313 Mich. App. 1, 44-48; 880 NW2d 29, this Court held that a sentencing
departure is reasonable when it is proportional according to the factors laid out in People v
Milbourn, 435 Mich. 630; 461 NW2d 1 (1990), including without limitation the seriousness of
the offense, the relationship between the victim and the aggressor, the defendant’s misconduct
while in custody, the defendant’s expressions of remorse, and the defendant’s potential for
rehabilitation.
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Here, defendant argues that his sentence is not reasonable under Lockridge because it is
not proportional according to the factors laid out in Steanhouse. However, defendant’s argument
is misguided. He was not sentenced under the guidelines and, coextensively, his sentence was
not a departure from any guidelines range. The guidelines were not scored for his felony murder
conviction. Rather, the trial court sentenced defendant to 32 to 70 years in prison, which is
within the sentencing range laid out in MCL 769.25(9). Because the guidelines did not apply
and there was no departure from the guidelines, Lockridge and Steanhouse are inapposite.
Notably, defendant does not assert that the trial court relied on inaccurate information in
determining his sentence. Moreover, “[l]egislatively mandated sentences are presumptively
proportional and presumptively valid.” People v Brown, 294 Mich. App. 377, 390; 811 NW2d
531 (2011). As a result, we need not remand for resentencing.
Affirmed.
/s/ Donald S. Owens
/s/ Joel P. Hoekstra
/s/ Jane M. Beckering
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