State of Minnesota v. Spidel Wayne Browder ( 2015 )


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  •                           This opinion will be unpublished and
    may not be cited except as provided by
    Minn. Stat. § 480A.08, subd. 3 (2014).
    STATE OF MINNESOTA
    IN COURT OF APPEALS
    A14-0595
    State of Minnesota,
    Respondent,
    vs.
    Spidel Wayne Browder,
    Appellant.
    Filed March 2, 2015
    Affirmed
    Schellhas, Judge
    Hennepin County District Court
    File No. 27-CR-13-24713
    Lori Swanson, Attorney General, St. Paul, Minnesota; and
    Michael O. Freeman, Hennepin County Attorney, Linda M. Freyer, Assistant County
    Attorney, Minneapolis, Minnesota (for respondent)
    Cathryn Middlebrook, Chief Appellate Public Defender, Julie Loftus Nelson, Assistant
    Public Defender, St. Paul, Minnesota (for appellant)
    Considered and decided by Schellhas, Presiding Judge; Stauber, Judge; and
    Hooten, Judge.
    UNPUBLISHED OPINION
    SCHELLHAS, Judge
    Appellant challenges the district court’s refusal to instruct the jury on voluntary
    intoxication and raises additional claims in his pro se supplemental brief. We affirm.
    FACTS
    Around 8:00 p.m. on July 30, 2013, the Minneapolis Police Department
    dispatched officers to Loring Greenway in Minneapolis regarding a possible sexual
    assault underway. A witness directed the officers to a location where, according to the
    witness, “a female [was] getting raped.” As two officers approached that location, one of
    the officers observed a male, later identified as Joseph Carlson, flee the scene. That
    officer unsuccessfully pursued Carlson and returned to the scene. The other officer
    approached appellant Spidel Browder. Browder was sitting with a female, J.H.B., whose
    dress was hiked up high on her thighs. The officer observed that J.H.B. was not wearing
    underpants. Browder told the officer that J.H.B. was okay, that she was just drunk, and
    that he was taking care of her. The officer observed that J.H.B. was limp like a ragdoll
    and nonresponsive. Her breathing was very shallow, and the officer was unable to find
    her pulse. But J.H.B. provided a sign of life when the officer pulled back her eyelids—
    her eyes fluttered. The officer instructed Browder to lay J.H.B. on the ground and called
    for an ambulance. J.H.B. did not regain consciousness until about 8:30 a.m. the next day
    and has no memory of the events at Loring Greenway.
    While J.H.B. was unconscious, a sexual-assault nurse examined her and took skin,
    urine, perineal, blood, and other samples. The nurse also examined Browder and took
    fingernail, penile, scrotal, and blood samples. Based on the samples, a forensic scientist
    determined that J.H.B.’s alcohol concentration was .27 at 1:30 a.m. on July 31, 2013. Her
    perineal sample contained a mixture of DNA from two or more males, and Browder and
    2
    Carlson cannot be excluded as possible contributors to the mixture. Browder’s penile and
    hand samples contained a predominant female DNA profile that matches J.H.B.
    Respondent State of Minnesota charged Browder with aiding and abetting third-
    degree criminal sexual conduct under Minn. Stat. §§ 609.05, subd. 1, .344, subd. 1(d)
    (mentally or physically helpless complainant) (2012). Browder noticed defenses of
    consent and voluntary intoxication. At Browder’s Rasmussen hearing, the district court
    heard argument on a voluntary-intoxication jury instruction and deferred its ruling. The
    state noticed its intent to amend the complaint to add a count of third-degree criminal
    sexual conduct under section 609.344, subdivision 1(d), and subsequently filed an
    amended complaint.
    J.H.B. testified that she weighed 125 pounds, and that on July 30, 2013, she
    walked around downtown Minneapolis with friends, consumed about seven shots, and
    met Carlson and Browder. J.H.B. was not acquainted with Carlson or Browder before
    that day. Eventually, J.H.B.’s group of friends disbanded, leaving her alone with Carlson
    and Browder. J.H.B. has no memory of consenting to sexual contact with Carlson or
    Browder and no memory of the sexual contact.
    Browder testified that on July 30, 2013, he began drinking alcohol at about 2:30
    p.m. in Saint Paul and then went to Minneapolis, where he continued drinking and met
    Carlson and eventually a group of people that included J.H.B. He testified that after
    Carlson, J.H.B., and he arrived at Loring Greenway, J.H.B. approached Carlson and they
    began kissing. Browder also testified that J.H.B. stuck her hand in Browder’s pants and
    underwear and that he responded by reaching up her dress and touching the outside of her
    3
    vagina. Browder maintained that the sexual contact was consensual. He testified that after
    a couple minutes, he moved away from Carlson and J.H.B. but was intoxicated and did
    not feel comfortable walking, so he sat down nearby. According to Browder, J.H.B. had
    sat next to him and was leaning against him when police arrived.
    Three eyewitnesses testified about what they saw while walking through the
    Loring Greenway area on July 30, 2013. Collectively, they testified that they saw
    Browder sitting or leaning against a wall or fence and holding an unconscious or semi-
    unconscious woman, who was bent over at the waist with her head facing him. They saw
    a second man behind the woman, holding her up by the hips. The woman was limp and
    moaning in a manner that suggested distress or intoxication, and her clothes were pulled
    down or up over her waist. The second man’s pants were partially down, and he was
    gyrating against the woman. The second man gestured to passersby to leave and
    attempted to reassure them that everything was fine. Browder was laughing and cursing.
    When one of the witnesses called 911, Browder and the second man called him a “snitch”
    and a “mark.”
    After the close of evidence, the district court denied Browder’s request for a
    voluntary-intoxication jury instruction. The jury found Browder guilty of aiding and
    abetting third-degree criminal sexual conduct and acquitted him of third-degree criminal
    sexual conduct. The district court sentenced Browder to 74 months’ imprisonment.
    This appeal follows.
    4
    DECISION
    Voluntary-intoxication jury instruction
    The district court denied Browder’s request for a voluntary intoxication jury
    instruction on the grounds that (1) third-degree criminal sexual conduct under section
    609.344, subdivision 1(d), is not a specific-intent crime; (2) aiding and abetting is not a
    specific-intent crime; and (3) Browder did not offer intoxication as an explanation for his
    actions. Browder argues that the district court committed reversible error by refusing to
    instruct the jury on voluntary intoxication.
    “[Appellate courts] review a trial court’s refusal to issue a requested instruction for
    abuse of discretion, focusing on whether the refusal resulted in error.” State v. Torres,
    
    632 N.W.2d 609
    , 616 (Minn. 2001). “[W]hen a particular intent or other state of mind is
    a necessary element to constitute a particular crime, the fact of intoxication may be taken
    into consideration in determining such intent or state of mind.” Minn. Stat. § 609.075
    (2012). But
    to receive a requested voluntary intoxication jury instruction:
    (1) the defendant must be charged with a specific-intent
    crime; (2) there must be evidence sufficient to support a jury
    finding, by a preponderance of the evidence, that the
    defendant was intoxicated; and (3) the defendant must offer
    intoxication as an explanation for his actions.
    
    Torres, 632 N.W.2d at 616
    .
    Specific-intent crime
    “[Appellate courts] apply common law principles when determining whether a
    statute is a general-intent or a specific-intent crime.” State v. Wilson, 
    830 N.W.2d 849
    ,
    5
    853 (Minn. 2013). “When a statute simply prohibits a person from intentionally engaging
    in the prohibited conduct, the crime is considered a general-intent crime.” State v. Fleck,
    
    810 N.W.2d 303
    , 308 (Minn. 2012). “[A] specific-intent crime requires an intent to cause
    a particular result.” 
    Id. (quotation omitted).
    “[T]he most common usage of ‘specific
    intent’ is to designate a special mental element which is required above and beyond any
    mental state required with respect to the actus reus of the crime.” 
    Id. (quotation omitted).
    The jury found Browder guilty of aiding and abetting third-degree criminal sexual
    conduct under Minn. Stat. §§ 609.05, subd. 1, .344, subd. 1(d). Section 609.344,
    subdivision 1(d), provides that third-degree criminal sexual conduct includes sexual
    penetration with a complainant who “the actor knows or has reason to know . . . is
    mentally impaired, mentally incapacitated, or physically helpless.” Under section 609.05,
    subdivision 1, a person is criminally liable for another’s crime if he “intentionally aids”
    the other to commit that crime, which the supreme court has explained “embodies two
    important and necessary principles: (1) the defendant knew that his alleged accomplices
    were going to commit a crime, and (2) the defendant intended his presence or actions to
    further the commission of that crime.” State v. Milton, 
    821 N.W.2d 789
    , 805 (Minn.
    2012) (quotations omitted). The intent requirements for aiding and abetting go “beyond
    any mental state required with respect to the actus reus of the crime.” See 
    Fleck, 810 N.W.2d at 308
    . We conclude that aiding and abetting third-degree criminal sexual
    conduct is a specific-intent crime. See State v. Wenthe, 
    845 N.W.2d 222
    , 232 (Minn. App.
    2014) (“Third-degree criminal sexual conduct involving an impaired victim who is
    incapable of consenting also requires proof of specific intent because it requires proof
    6
    that the defendant either knows or has reason to know of the victim’s condition.”), review
    granted on other grounds (Minn. June 25, 2014).
    Sufficiency of evidence to support jury finding
    The second requirement for a voluntary-intoxication jury instruction is that the
    “evidence [be] sufficient to support a jury finding, by a preponderance of the evidence,
    that the defendant was intoxicated.” 
    Torres, 632 N.W.2d at 616
    . “A party must satisfy the
    burden of production before that party is entitled to a voluntary intoxication jury
    instruction.” 
    Wilson, 830 N.W.2d at 854
    . The evidence produced must be “consider[ed]
    . . . in a light most favorable to the defendant.” 
    Id. at 855.
    Browder testified that he began drinking at 2:30 p.m. on July 30, 2013, and that he
    felt “very intoxicated” when he, Carlson, and J.H.B. arrived at Loring Greenway. He
    testified that he “had to sit down for a while” and that he was “uncomfortable with
    walking because [he] was intoxicated.” One of the police officers testified that Browder
    showed indications of intoxication, which included that Browder smelled of alcohol. The
    officer had no doubt that Browder had been drinking. Another officer testified that
    Browder’s “eyes appeared red and maybe a little bloodshot.” Viewing the evidence of
    Browder’s intoxication in the light most favorable to him, we conclude that Browder
    satisfied his burden of production on his claim of intoxication.
    Intoxication as explanation for actions
    The third requirement for a voluntary-intoxication jury instruction is that the
    defendant “offer intoxication as an explanation for his actions.” 
    Torres, 632 N.W.2d at 616
    . A defendant offers intoxication as an explanation for his actions by making “an offer
    7
    of proof to support her theory that she was so intoxicated that she was unable to form
    intent.” 
    Wilson, 830 N.W.2d at 856
    . Even without an offer of proof, “it may be that there
    is some point at which evidence of a defendant’s intoxication, whether by consumption of
    intoxicants alone or in combination with other evidence, is so overwhelming as to
    constitute the effective offer of intoxication as an explanation for the defendant’s
    actions.” 
    Torres, 632 N.W.2d at 617
    . But “the mere fact of a person’s drinking does not
    create a presumption of intoxication, and the possibility of intoxication does not create
    the presumption that a person is incapable of forming a specific intent.” 
    Wilson, 830 N.W.2d at 856
    (quotation omitted).
    Here, Browder concedes that he “did not explicitly offer intoxication as an
    explanation for his actions” but argues that “th[e] explanation was implied.” After the
    close of evidence, he argued that he had offered evidence of his intoxication “as an
    excuse or explanation for his actions” and that this was so because “he was saying he was
    drinking and that his memory was affected by the drinking as the evening progressed.”
    But Browder’s testimony regarding the effect of alcohol on his memory was unrelated to
    his conduct. Rather, his testimony regarding the effect of alcohol on his memory related
    only to the timing of certain events during the evening of July 30. His testimony did not
    call into doubt his ability to form intent to aid and abet third-degree criminal sexual
    conduct under Minn. Stat. §§ 609.05, subd. 1, .344, subd. 1(d).
    On appeal, Browder argues that “the evidence was consistent and overwhelming
    that [he] was intoxicated and that his intoxication affected both his judgment and his
    actions.” When determining whether evidence “is so overwhelming as to constitute the
    8
    effective offer of intoxication as an explanation,” the supreme court has examined
    supportive evidence in conjunction with evidence contradicting intoxication and lack of
    intent. 
    Torres, 632 N.W.2d at 617
    . As evidence of his intoxication, Browder emphasizes
    that the presence of police officers did not prompt him to pull J.H.B.’s dress down to
    cover her, that he repeatedly told police officers that J.H.B. was just drunk and that he
    was taking care of her, that he did not provide police officers with J.H.B.’s name, and
    that “[i]t did not occur to him that [J.H.B.] needed medical attention.” The state aptly
    notes that Browder’s conduct could have been an attempt to assure police officers that no
    criminal activity had occurred rather than evidence of his intoxication.
    We conclude that Browder’s testimony about the effect of alcohol on his memory
    did not constitute an offer of poof that his level of intoxication rendered him unable to
    form specific intent to commit the crime of aiding and abetting third-degree criminal
    sexual conduct. The record contains no evidence that Browder ever told any law-
    enforcement officer that his intoxication undermined his judgment. And although officers
    testified about Browder’s indicia of intoxication, they also testified that he was able to
    stand up on his own, did not stumble or slur his words and was able to talk coherently,
    and was not “highly intoxicated” because “he could talk and walk and all that.” Browder
    testified at trial to specific events that occurred on the evening of July 30. Viewing all the
    evidence of Browder’s intoxication in a light most favorable to him, we conclude that the
    evidence was not so overwhelming as to constitute the effective offer of intoxication as
    an explanation.
    9
    In addition to his failure to make an adequate offer of proof of intoxication in the
    district court, Browder’s claim of intoxication as a defense is undercut by the general-
    denial defense that he presented to the jury. “When a defendant denies that conduct
    occurred, the intoxication defense is unavailable because he has not placed intent at
    issue.” State v. Austin, 
    788 N.W.2d 788
    , 794 n.5 (Minn. App. 2010), review denied
    (Minn. Dec. 14, 2010). Browder denied that J.H.B. was “[p]inned” between Carlson and
    him or even that she was between the two of them. He testified that he had not done
    “anything wrong.”
    Because Browder offered a general denial as a defense and did not proffer any
    evidence that his intoxication rendered him unable to know or have reason to know that
    J.H.B. was mentally impaired, mentally incapacitated, or physically helpless, or to know
    that Carlson was going to commit a crime, or to intend his presence or actions to further
    the commission of that crime, the district court did not err by declining to instruct the jury
    on voluntary intoxication.
    Pro se arguments
    Jury coercion by expert witnesses
    Browder argues that many expert witnesses coerced the jury into reaching a guilty
    verdict. We broadly interpret Browder’s argument as a challenge to the admissibility of
    the expert testimony given by the witnesses. “A defendant appealing the admission of
    evidence has the burden to show the admission was both erroneous and prejudicial.” State
    v. Riddley, 
    776 N.W.2d 419
    , 424 (Minn. 2009). Browder has failed to meet his burden.
    He identifies no testimony as either inadmissible or prejudicial. Moreover, by failing to
    10
    make any legal argument or cite to any relevant legal authority, Browder has waived this
    argument. See State v. Bartylla, 
    755 N.W.2d 8
    , 22 (Minn. 2008) (stating that “[supreme
    court] will not consider pro se claims on appeal that are unsupported by either arguments
    or citations to legal authority”).
    Inconsistent testimony
    Browder argues that the evidence was insufficient to support the jury finding of
    guilt because of purported inconsistencies in the testimony of five witnesses. But
    “[i]nconsistencies in the state’s case are not grounds for reversing the jury verdict.” State
    v. Robinson, 
    604 N.W.2d 355
    , 366 (Minn. 2000); see also State v. Suhon, 
    742 N.W.2d 16
    , 20 (Minn. App. 2007) (“Inconsistencies in prosecution evidence do not require
    reversal.”), review denied (Minn. Feb. 19, 2008). “[I]nconsistencies in testimony go to
    witness credibility, which is an issue for the factfinder, not [an appellate] court.” State v.
    Juarez, 
    837 N.W.2d 473
    , 487 (Minn. 2013). “The jury is free to accept part and reject
    part of a witness’s testimony.” State v. Mems, 
    708 N.W.2d 526
    , 531 (Minn. 2006). The
    jury was free to believe or disbelieve any portion of any witness’s testimony, whether or
    not inconsistent with other testimony. Browder’s argument therefore fails.
    Prosecutorial error
    Browder argues that reversal is warranted because the prosecutor committed four
    errors to which Browder did not object. “When an objection was not made to alleged
    prosecutorial misconduct, [appellate courts] review under a modified plain-error test.”
    State v. Martin, 
    773 N.W.2d 89
    , 104 (Minn. 2009). “Under that test, the defendant has
    the burden to demonstrate that the misconduct constitutes (1) error, (2) that is plain.”
    11
    State v. Mosley, 
    853 N.W.2d 789
    , 801 (Minn. 2014). “If the defendant is successful, the
    burden then shifts to the State to demonstrate that the error did not affect the defendant’s
    substantial rights.” State v. Matthews, 
    779 N.W.2d 543
    , 551 (Minn. 2010). “If all three
    prongs of the test are met, [appellate courts] may correct the error only if it seriously
    affects the fairness, integrity or public reputation of judicial proceedings.” 
    Mosley, 853 N.W.2d at 801
    (quotations omitted).
    Browder argues that the prosecutor erred by stating during his rebuttal argument
    that “you know that [Browder] sexually penetrated [J.H.B.] while she was unconscious.”
    Browder argues that the prosecutor’s statement was an improper expression of his
    opinion in violation of established professional standards adopted by the American Bar
    Association (ABA). “The prosecutor should not express his or her personal belief or
    opinion as to the truth or falsity of any testimony or evidence or the guilt of the
    defendant.” ABA Standards for Criminal Justice: Prosecution Function and Defense
    Function, Standard 3-5.8(b) (3d ed. 1993). But “[i]n closing argument, a lawyer may
    present all legitimate arguments on the evidence and all proper inferences that can be
    drawn from that evidence.” State v. Pearson, 
    775 N.W.2d 155
    , 163 (Minn. 2009). The
    prosecutor’s statement constituted argument about a permissible inference based on the
    testimony of eyewitnesses, forensic scientists, and a nurse. This was not plain error.
    Browder argues that the prosecutor erred by stating that “whether or not [Browder]
    was intoxicated is irrelevant. It is not an excuse, it is not a defense. It does not excuse his
    crime.” A prosecutor may reference the law during trial as long as the prosecutor does not
    misstate the law. See State v. Cao, 
    788 N.W.2d 710
    , 716 (Minn. 2010) (“Attorneys may
    12
    reference the law during trial.”). “When a defendant denies that conduct occurred, the
    intoxication defense is unavailable because he has not placed intent at issue.” 
    Austin, 788 N.W.2d at 794
    n.5. Here, rather than place intent at issue, Browder denied the alleged
    conduct. The prosecutor’s statement was not plain error.
    Browder argues that the prosecutor erred by eliciting testimony from a police
    officer about what the officer believed to be true regarding the incident. “It is improper
    for a prosecutor to ask questions that are calculated to elicit or insinuate an inadmissible
    and highly prejudicial answer.” State v. Henderson, 
    620 N.W.2d 688
    , 702 (Minn. 2001).
    But a competent witness may testify as to matters of which he has personal knowledge.
    Minn. R. Evid. 601, 602. The prosecutor questioned two police officers about their
    personal knowledge, using primarily open-ended questions. The officers provided no
    inadmissible testimony. This was not plain error.
    Browder argues that the prosecutor erred by stating that Browder had admitted to
    putting his fingers inside of J.H.B. The state correctly notes that the prosecutor did not
    claim that Browder had admitted to putting his fingers inside of J.H.B. Rather, the
    prosecutor stated that the only explanation for the “amount of [J.H.B.’s] contribution” of
    DNA that was found on Browder’s hands was that Browder put his fingers inside
    J.G.B.’s vagina. “In closing argument, a lawyer may present all legitimate arguments on
    the evidence and all proper inferences that can be drawn from that evidence.” 
    Pearson, 775 N.W.2d at 163
    . The prosecutor’s statement constituted argument about a permissible
    inference drawn from testimony about DNA testing and results. This was not plain error.
    Affirmed.
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