State of Minnesota v. Tressa Lee Bissonette ( 2016 )

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).
STATE OF MINNESOTA
IN COURT OF APPEALS
A16-0199
State of Minnesota,
Respondent,
vs.
Tressa Lee Bissonette,
Appellant.
Filed October 11, 2016
Affirmed
Larkin, Judge
Cass County District Court
File No. 11-CR-14-1686
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Christopher J. Strandlie, Cass County Attorney, Jeanine R. Brand, Assistant County
Attorney, Walker, Minnesota (for respondent)
Frank Bibeau, Bibeau Law Office, Deer River, Minnesota (for appellant)
Considered and decided by Connolly, Presiding Judge; Larkin, Judge; and Bratvold,
Judge.
UNPUBLISHED OPINION
LARKIN, Judge
On appeal from her conviction of gross-misdemeanor child neglect, appellant argues
that the district court erred by denying her motion to dismiss for lack of jurisdiction.
Because Public Law 280 expressly grants the State of Minnesota jurisdiction over the
offense, we affirm.
FACTS
Respondent State of Minnesota charged appellant Tressa Lee Bissonette with one
count of gross-misdemeanor neglect of a child under Minn. Stat. § 609.378, subd. 1(a)(1)
(2014). According to the complaint, on August 21, 2014 at approximately 10:21 p.m., a
law-enforcement officer found a four- to five-year-old child riding a bicycle unsupervised
on County Road 75, outside of a bar in Cass County.1 The complaint alleged that the
child’s mother, Bissonette, was passed out in the family’s home a quarter mile away. An
officer “had to yell at [Bissonette] to wake her up,” observed that she had slurred speech
and poor balance, and smelled an odor of alcohol on her breath. Bissonette admitted that
she had been drinking all day at a wedding and s aid that she did not know how long
she had been passed out.
Bissonette moved to dismiss the child-neglect charge, arguing that the state lacked
jurisdiction over the offense because the child-neglect-and-endangerment statute “is a
civil/regulatory law” and therefore does not fall under the express federal grant of criminal
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The parties do not dispute that the conduct at issue occurred on the Leech Lake
Reservation.
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jurisdiction to Minnesota over enrolled tribal members on reservations under Public Law
280. The district court denied Bissonette’s motion. Bissonette stipulated to the
prosecution’s case under Minn. R. Crim. P. 26.01, subd. 4, and the district court found her
guilty of neglect of a child. Bissonette appeals.
DECISION
I.
“Whether the state has jurisdiction to enforce its laws with respect to an Indian
charged with an offense committed on [her] reservation is an issue that [appellate courts]
review de novo without considering the decisions of the lower courts.” State v. Busse, 644
N.W.2d 79, 82 (Minn. 2002).
We begin our de novo review with the state’s argument that the factual record does
not support Bissonette’s jurisdictional challenge. The state asserts that Bissonette did not
present evidence establishing that she “is an Indian” or “works in the Leech Lake
Reservation” and argues that “[b]ecause there is no record of [Bissonette] being Native
American, an enrolled member of any tribe, or that Leech Lake is within federal
jurisdiction, nearly all of [Bissonette’s] arguments facially fail.”
Because the state did not attack the factual basis for Bissonette’s jurisdictional
challenge in district court, the district court did not consider or determine whether the
factual record supported the challenge. An appellate court generally will not decide issues
that were not raised and determined in the district court. Roby v. State, 547 N.W.2d 354,
357 (Minn. 1996). However, an appellate court has discretion to consider issues for the
first time on appeal “when the interests of justice require their consideration and addressing
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them would not work an unfair surprise on a party.” State v. Sorenson, 441 N.W.2d 455,
457 (Minn. 1989).
Here, the state opposed Bissonette’s jurisdictional challenge on the merits in district
court, seemingly accepting the factual basis for the challenge. Bissonette cannot
supplement the factual record on appeal. See State v. Colvin, 645 N.W.2d 449, 453 (Minn.
2002) (“Appellate courts have no . . . business finding facts . . . .”). Under the
circumstances, allowing the state to attack the factual basis for Bissonette’s jurisdictional
challenge for the first time on appeal would work an unfair surprise on Bissonette. And
because we ultimately conclude that Bissonette’s jurisdictional challenge fails on the
merits, we focus our review on the substantive merits of the challenge.
II.
“State law does not generally apply to tribal Indians on their reservations absent
express consent from Congress.” Busse, 644 N.W.2d at 82. In Public Law 280, Congress
expressly granted Minnesota “jurisdiction over offenses committed by or against Indians”
on reservations within Minnesota as well as limited jurisdiction “over civil causes of action
between Indians or to which Indians are parties” that arise on reservations within
Minnesota. 18 U.S.C. § 1162(a) (2012) (providing that Minnesota “shall have jurisdiction
over offenses committed by or against Indians” in “[a]ll Indian country within the State,
except the Red Lake Reservation”); 28 U.S.C. § 1360(a) (2012) (providing Minnesota with
limited jurisdiction “over civil causes of action between Indians or to which Indians are
parties” which arise in “Indian Country within the State, except the Red Lake
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Reservation”); see State v. Jones, 729 N.W.2d 1, 4 (Minn. 2007) (“Minnesota has broad
criminal and limited civil jurisdiction over all ‘Indian country’ within the state, except for
the Red Lake Reservation and the Bois Forte Reservation at Nett Lake.”).
To ascertain whether a statute is within Public Law 280’s express grant of
jurisdiction, courts must determine whether the statute is “criminal/prohibitory” or
“civil/regulatory.” California v. Cabazon Band of Mission Indians, 480 U.S. 202, 209-10,
107 S. Ct. 1083, 1088-89 (1987) (quotation marks omitted); see also State v. Stone, 572
N.W.2d 725, 729 (Minn. 1997) (applying the Cabazon test).
[I]f the intent of a state law is generally to prohibit certain
conduct, it falls within Pub. L. 280’s grant of criminal
jurisdiction, but if the state law generally permits the conduct
at issue, subject to regulation, it must be classified as
civil/regulatory and Pub. L. 280 does not authorize its
enforcement on an Indian reservation.
Cabazon, 480 U.S. at 209, 107 S. Ct. at 1088.
The Minnesota Supreme Court has adopted a two-step approach to the Cabazon
prohibitory/regulatory test. Stone, 572 N.W.2d at 730; see State v. Losh, 755 N.W.2d 736,
744 (Minn. 2008) (applying Stone two-step approach to the Cabazon test). First,
Minnesota courts determine whether the Cabazon analysis should focus on the broad or
narrow conduct affected by the statute. Stone, 572 N.W.2d at 729-30. For example, the
broad conduct affected by a statute prohibiting underage alcohol consumption is alcohol
consumption, and the narrow conduct is the consumption of alcohol by persons under the
drinking age. State v. Robinson, 572 N.W.2d 720, 723 (Minn. 1997). “The broad conduct
will be the focus of the test unless the narrow conduct presents substantially different or
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heightened public-policy concerns. If this is the case, the narrow conduct must be analyzed
apart from the broad conduct.” Stone, 572 N.W.2d at 730.
After identifying the proper focus, Minnesota courts apply the Cabazon test to
determine whether the conduct at issue is generally permitted subject to exceptions or
generally prohibited. Id. In close cases, Minnesota courts consider whether the conduct at
issue violates the state’s public criminal policy seriously enough to be considered
“criminal.” Id. In doing so, courts consider four factors, but no single factor is dispositive.
See id. (describing factors).
Bissonette argues that the Stone test is “too unreliable and subjective to be useful”
and generally criticizes Minnesota caselaw regarding the State of Minnesota’s jurisdiction
over offenses arising in Indian country within the state. However, “[t]his court is bound
by decision[s] of the Minnesota Supreme Court.” Citizens for a Balanced City v. Plymouth
Congregational Church, 672 N.W.2d 13, 20 (Minn. App. 2003). We therefore follow
Minnesota precedent when analyzing Bissonette’s jurisdictional challenge.
Bissonette was convicted of child neglect under Minn. Stat. § 609.378, subd.
1(a)(1). The statute provides that:
A parent, legal guardian, or caretaker who willfully deprives a
child of necessary food, clothing, shelter, health care, or
supervision appropriate to the child’s age, when the parent,
guardian, or caretaker is reasonably able to make the necessary
provisions and the deprivation harms or is likely to
substantially harm the child’s physical, mental, or emotional
health is guilty of neglect of a child and may be sentenced to
imprisonment for not more than one year or to payment of a
fine of not more than $3,000, or both.
Minn. Stat. § 609.378, subd. 1(a)(1).
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Bissonette contends that because the child-neglect statute concerns “subjective,
degrees of negligence with regard to watching a child, which are domestic, internal
relations for any and all tribal members on the reservation,” it is not a criminal/prohibitory
statute. Bissonette argues that “Public Law 280 did not provide for this kind of jurisdiction,
which is why the Indian Child Welfare Act was adopted.” Bissonette further argues that
the statute is “civil/regulatory in nature . . . because of the religious civil rights exception”
within the statute.
We begin by identifying the broad and narrow conduct affected by the statute.
Arguably, the broad conduct affected by the statute could be either all child neglect or
parenting in general. The narrow conduct is limited to child neglect that “harms or is likely
to substantially harm [a] child’s physical, mental, or emotional health.” Id. The statute
prohibits conduct that is more likely than not to substantially harm children, who are
especially vulnerable; it does not prohibit conduct that merely deviates from a reasonable
standard of care. See State v. Tice, 686 N.W.2d 351, 355 (Minn. App. 2004) (noting that
the child-neglect statute only criminalizes “conduct that is more than ordinary civil
negligence”), review denied (Minn. Nov. 16, 2004). Because the child-neglect statute
regulates conduct that harms or is likely to substantially harm children, it presents
heightened public-policy concerns.
Whether we identify the broad conduct as all child neglect or parenting in general,
the more specific conduct prohibited by the statute presents heightened public-policy
concerns and justifies focusing on that narrow conduct when applying the Cabazon test.
See Stone, 572 N.W.2d at 730 (stating that the narrow conduct affected by a statute will be
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analyzed apart from the broad conduct when the narrow conduct presents heightened
public-policy concerns).
We next consider whether child neglect, as described in the child-neglect statute, is
generally permitted subject to exceptions or is generally prohibited. See id. (“After
identifying the focus of the Cabazon test, the second step is to apply it.”). We are guided
by the public criminal-policy factors set forth in Stone, which are the: (1) extent to which
the activity directly threatens physical harm to persons or property or invades the rights of
others; (2) extent to which the law allows for exceptions and exemptions;
(3) blameworthiness of the actor; and (4) type and severity of the potential penalties for a
violation of the law. Id.
The existence of an exception in the child-neglect statute for good-faith use of
spiritual means or prayer for treatment favors classifying the statute as civil/regulatory.
See Minn. Stat. § 609.378, subd. 1(a)(1) (“If a parent, guardian, or caretaker responsible
for the child’s care in good faith selects and depends upon spiritual means or prayer for
treatment or care of disease or remedial care of the child, this treatment or care is ‘health
care,’ for purposes of this clause.”).
However, the three other public criminal-policy factors favor classifying the statute
as criminal/prohibitory. The child-neglect statute applies to conduct that “harms or is likely
to substantially harm [a] child’s physical . . . health.” Id. The statute therefore regulates
activity that directly threatens physical harm to persons, and the harm factor favors
classifying the child-neglect statute as criminal/prohibitory. Moreover, we have no
difficulty concluding that a person with caretaking responsibilities for a child who
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“willfully deprives” that child of “necessary food, clothing, shelter, health care, or
supervision appropriate to the child’s age” is blameworthy. Id. Lastly, a person who is
guilty of child neglect that does not cause actual substantial harm, as is the case here, “may
be sentenced to imprisonment for not more than one year or to payment of a fine of not
more than $3,000, or both.” Id. “If the deprivation results in substantial harm to the child’s
physical, mental, or emotional health, the person may be sentenced to imprisonment for
not more than five years or to payment of a fine of not more than $10,000, or both.” Id.The existence of a criminal penalty alone does not dictate that the child-neglect
statute is criminal/prohibitory. See Jones, 729 N.W.2d at 9 (“The existence of a criminal
penalty alone does not dictate that a law is criminal/prohibitory . . . .”); see also Cabazon,
480 U.S. at 211, 107 S. Ct. at 1089 (“But that an otherwise regulatory law is enforceable
by criminal as well as civil means does not necessarily convert it into a criminal law within
the meaning of Pub. L. 280.”). However, the fact that the legislature established gross-
misdemeanor and felony penalties for violations of the child-neglect statute supports the
conclusion that the statute is criminal/prohibitory. See Robinson, 572 N.W.2d at 724
(concluding that the four-factor public criminal-policy analysis supported a determination
that the underage-alcohol-consumption statute is criminal partly because the statute
provides for a “criminal misdemeanor penalty”).
In sum, because three of the four public criminal-policy factors support a conclusion
that the child-neglect statute applies to conduct that is generally prohibited, we conclude
that the statute is criminal/prohibitory. Because the child-neglect statute is
criminal/prohibitory, the state has express jurisdiction under Public Law 280 to enforce the
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statute within the boundaries of the Leech Lake Reservation. We therefore affirm without
addressing Bissonette’s arguments that presume the absence of an express grant of
jurisdiction. See, e.g., State v. R.M.H., 617 N.W.2d 55, 60-65 (Minn. 2000) (discussing
the extent to which the state can exercise jurisdiction on a tribal reservation absent express
federal consent); Stone, 572 N.W.2d at 731-32 (describing “exceptional circumstances” in
which a state may assert jurisdiction over the on-reservation activities of tribal members
without an express federal grant of authority (quotation marks omitted)).
Affirmed.
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