In the Matter of the Civil Commitment of Aaron Michael Hayes. ( 2016 )

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).
STATE OF MINNESOTA
IN COURT OF APPEALS
A16-0734
In the Matter of the Civil Commitment of Aaron Michael Hayes.
Filed October 31, 2016
Affirmed
Reyes, Judge
Concurring specially, Stauber, Judge
Mower County District Court
File No. 50PR151718
Paul R. Spyhalski, Austin, Minnesota (for appellant Aaron Michael Hayes)
Lori Swanson, Attorney General, John D. Gross, Assistant Attorney General, St. Paul,
Minnesota; and
Kristen M. Nelsen, Mower County Attorney, Austin, Minnesota (for respondent)
Considered and decided by Reyes, Presiding Judge; Stauber, Judge; and Reilly,
Judge.
UNPUBLISHED OPINION
REYES, Judge
Appellant Aaron M. Hayes challenges his commitment to the Minnesota sex-
offender program (MSOP) as a sexually dangerous person (SDP) under the Minnesota
Commitment and Treatment Act (the MCTA). Minn. Stat. §§ 253D.01-.36 (2014).
Appellant argues that he does not meet the statutory criteria for commitment as an SDP.
We affirm.
FACTS
1990 and 1998 Sex Offenses
In 1990, as part of a child-protection investigation, appellant’s sister, M.H.,
reported that appellant had sexually assaulted her on multiple occassions. At the time of
the assault, M.H. was around six years old, and appellant was nine years old. During the
investigation, appellant admitted to sexually assaulting M.H. one time but was not
criminally charged due to his age. In 2015, when interviewed by a police detective
regarding appellant, M.H. reported that appellant had sexually assaulted her when she
was five years old. She also reported that appellant had sexually assaulted her more than
one time in 1998 when she was fourteen years old.
2002 Sex Offense
In 2002, while on conditional release for a second-degree assault charge, appellant
sexually assaulted an 81-year-old female, E.W., in her apartment. Appellant pleaded
guilty1 to first-degree criminal sexual conduct and was sentenced to 144 months in
prison.
Incarceration and Treatment
While in prison, appellant committed numerous disciplinary violations, including
assaulting correctional officers and other inmates. In one incident with a correctional
1
Appellant entered a Norgaard plea as he claimed that he did not remember sexually
assaulting E.W. due to his intoxication that evening. See State ex. rel. Norgaard v.
Tahash, 261 Minn. 106, 110 N.W.2d 867 (1961) (affirming the district court’s acceptance
of a guilty plea where the defendant asserted inability to remember the circumstances of
the offense).
2
officer, appellant punched the officer in the head and back, and cut the officer’s finger,
deep enough to require stitches, with a sharpened toothbrush.
In June 2007, appellant entered the Minnesota sex-offender program (MSOP).
Appellant was terminated from the program after one month for threatening the
institution’s psychiatrist. According to his discharge summary, during his time in
treatment, appellant reported having violent thoughts and fantasies, including skinning
his cellmate, cutting him into little pieces, and flushing him down the toilet. He also
stated that he had “stabbed a lot of people, in the neck and in the chest” and that he would
earn the trust of animals just to torture them.
In October 2007, appellant re-entered MSOP. Appellant was again terminated
from the program after seven months for threatening another offender and for his lack of
progress in the program. According to the discharge summary, during his time in
treatment, appellant reported that he did not want to be in treatment. He also stated that
he had sexual fantasies about his therapist and that he fantasized about luring other sex
offenders to remote locations to do “violent things to them,” including killing them.
In 2012, upon retention by Mower County, psychologist Rosemary Linderman,
Psy.D., reviewed appellant’s records and recommended that a petition be initiated for
consideration of appellant’s civil commitment as an SDP. Dr. Linderman used two
actuarial tools to predict appellant’s likelihood of sexual recidivism: the Static-99R and
the Static-2002R. On both the Static-99R and Static-2002R, Dr. Linderman scored
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appellant as an offender with a moderate-to-high likelihood of future harmful sexual
conduct.2
The state petitioned for appellant’s commitment as an SDP. The district court
appointed psychologist Paul Reitman, Ph.D., L.P., to serve as the district court’s first
examiner. Appellant selected the second examiner, psychologist Robert Riedel, Ph.D.
During a three-day trial, Dr. Linderman and Dr. Reitman testified that appellant satisfied
the statutory definition of an SDP and recommended that appellant be civilly committed.
Dr. Riedel recommended releasing appellant to the community under supervision because
he “has reached a risk level and has developed sufficient skills and a support system.”
The district court committed appellant to the MSOP as an SDP. This appeal follows.
DECISION
I. The district court did not err by committing appellant as an SDP.
Appellant argues that the evidence does not establish that he meets the standard
for commitment as an SDP. To commit an individual as an SDP, the district court must
find by clear and convincing evidence that a person is an SDP. See Minn. Stat.
§ 253D.07, subd. 3. On review, we defer to the district court’s findings of fact and will
not reverse those findings unless they are clearly erroneous. In re Civil Commitment of
Ramey, 648 N.W.2d 260, 269 (Minn. App. 2002), review denied (Minn. Sept. 17, 2002).
But we review de novo “whether there is clear and convincing evidence in the record to
2
At trial, Dr. Linderman testified that, at the time she completed her report, she forgot
that appellant was on conditional release for second-degree assault when he sexually
offended against E.W. and therefore his Static-99R score actually shows a high likelihood
of sexual reoffense.
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support the district court’s conclusion that appellant meets the standards for
commitment.” In re Thulin, 660 N.W.2d 140, 144 (Minn. App. 2003). We review the
record in the light most favorable to the district court’s decision. In re Knops, 536
N.W.2d 616, 620 (Minn. 1995). Additionally, when, as here, “the findings of fact rest
almost entirely on expert testimony, the [district] court’s evaluation of credibility is of
particular significance.” Id.A person is considered an SDP if the person: “(1) has engaged in a course of
harmful sexual conduct . . . ; (2) has manifested a sexual, personality, or other mental
disorder or dysfunction; and (3) as a result, is likely to engage in acts of harmful sexual
conduct . . . .” Minn. Stat. § 253D.02, subd. 16(a). Here, appellant challenges the
sufficiency of the evidence to support all three elements of the definition set out in
section 253D.02, subdivision 16(a).
A. Course of Harmful Sexual Conduct
Appellant argues that the district court “made insufficient findings and erred in
concluding that [he] engaged in a course of harmful sexual conduct.” We disagree.
Minn. Stat. § 253D.02, subd. 16(a), requires that the person has “engaged in a
course of harmful sexual conduct.” “Harmful sexual conduct” is defined as “sexual
conduct that creates a substantial likelihood of serious physical or emotional harm to
another.” Id., subd. 8(a). Conduct constituting most forms of criminal sexual conduct is
rebuttably presumed to constitute harmful sexual conduct. Id., subd. 8(b).
A course of sexual conduct is not defined by a set numeric value; instead, “course
is defined, using its ordinary meaning, as a systematic or orderly succession; a sequence.”
5
Ramey, 648 N.W.2d at 268 (quotations omitted). It is not limited to “convictions, but
may also include conduct amounting to harmful sexual conduct, of which the offender
was not convicted.” Id. The incidents necessary to establish a course of sexual conduct
may occur “over a period of time and need not be recent,” and the state “is not required to
show that the incidents” involve the same or similar conduct. In re Civil Commitment of
Stone, 711 N.W.2d 831, 837 (Minn. App. 2006), review denied (Minn. June 20, 2006).
In a detailed and thorough 47-page order, the district court found that appellant
sexually assaulted M.H. more than once in 1990 and 1998 and that he sexually assaulted
E.W. in 2002. The district court then determined that, because appellant “has engaged in
a number of incidents” that are presumed to be harmful sexual conduct pursuant to Minn.
Stat. § 253D.02, subd. 8(b), there is clear and convincing evidence that appellant has
engaged in a course of harmful sexual conduct.
The district court’s findings and determinations regarding a course of harmful
sexual conduct are supported by the record. First, appellant pleaded guilty to first-degree
criminal sexual conduct for his assault of E.W., and the evidence in the record suggests
that his conduct toward M.H. amounts to at least third-degree criminal sexual conduct.
See Minn. Stat. § 609.344, subd. 1(b) (2014) (defining third-degree criminal sexual
conduct to include sexual penetration with a person at least 13 but less than 16 years of
age by an actor more than 24 months older). This conduct is presumptively harmful
sexual conduct. See Minn. Stat. § 253D.02, subd. 8(b). Second, this conduct shows a
“course” of conduct. See id., subd. 16(a)(1). The record indicates that the sexual assault
of M.H. occurred in 1990 and again eight years later in 1998, and the sexual assault of
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E.W. occurred four years after that in 2002. This is “a systematic or orderly succession; a
sequence” of harmful sexual conduct. See Ramey, 648 N.W.2d at 268 (quotation
omitted). We conclude that clear and convincing evidence supports the district court’s
finding that appellant has engaged in a course of harmful sexual conduct.
B. Sexual, Personality, or other Mental Disorder or Dysfunction
Appellant next argues that the district court “made insufficient findings and erred
in determining appellant lacks the power to control his sexual impulses.” We disagree.
Minn. Stat. § 253D.02, subd. 16(a), requires the person to have “manifested a
sexual, personality, or other mental disorder or dysfunction.” Under the statute, “it is not
necessary to prove that the person has an inability to control [his] sexual impulses.” Id.,
subd. 16(b). But the statute does require a showing that the person’s disorder “does not
allow [him] to adequately control [his] sexual impulses.” In re Linehan, 594 N.W.2d
867, 876 (Minn. 1999) (Linehan IV) (emphasis added). Before a person may be
committed as an SDP “there [must] be a finding of ‘lack of control’ of sexual conduct,
based on expert opinion tying that ‘lack of control’ to a diagnosed mental abnormality or
personality disorder.” In re Martinelli, 649 N.W.2d 886, 887 (Minn. App. 2002), review
denied (Minn. Oct. 29, 2002).
The district court found that Dr. Linderman and Dr. Reitman’s “testimony and
opinion that [appellant] has serious difficulty controlling his sexually harmful behavior to
be credible.” It also found that appellant committed a number of sexual assaults while
using chemicals. Based on these findings, the district court determined that appellant
lacked adequate control of his sexual conduct due to his disorders.
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Sufficient evidence in the record supports the district court’s findings and
determinations regarding appellant’s lack of adequate control. All three examiners found
that appellant suffers from antisocial-personality disorder based on his criminal history,
lack of remorse, high levels of aggression and violence, and a general reckless disregard
for the safety of others. Dr. Linderman also found that appellant suffers from poly-
substance dependence. Dr. Linderman and Dr. Reitman both clearly stated that
appellant’s disorders prevent him from adequately controlling his sexual impulses.
Dr. Linderman opined in her report that appellant’s “substance dependency and antisocial
personality disorder combined were active in his lack of adequate control of his sexual
impulses.” (Emphasis omitted). Dr. Reitman opined in his report that appellant’s
disorders contribute to his “inability to control his impulses and behavior.” Dr. Reitman
also testified that “[e]very single one of [appellant’s] diagnoses by themselves and in
combination lower his ability to control himself in sexual matters.” Clear and convincing
evidence supports the district court’s finding that appellant has manifested disorders that
satisfy the second element of the SDP statute.
C. Likely to Engage in Acts of Harmful Sexual Conduct
Finally, appellant argues that the district court “erred in determining that [he] was
highly likely to engage in further harmful sexual conduct.” We disagree.
Minn. Stat. § 253D.02, subd. 16(a), requires that the person’s personality or
mental disorder make him “likely to engage in acts of harmful sexual conduct.” The
supreme court has construed the phrase “likely to engage in acts of harmful sexual
conduct” to require a showing by clear and convincing evidence that the person is “highly
8
likely” to engage in such conduct. In re Civil Commitment of Ince, 847 N.W.2d 13, 19-
22 (Minn. 2014). Linehan IV, 594 N.W.2d at 876. When considering whether an
offender is highly likely to reoffend, a district court considers a number of factors,
including:
(1) the offender’s demographic characteristics; (2) the
offender’s history of violent behavior; (3) the base-rate
statistics for violent behavior among individuals with the
offender’s background; (4) the sources of stress in the
offender’s environment; (5) the similarity of the present or
future context to those contexts in which the offender used
violence in the past; and (6) the offender’s record of
participation in sex-therapy programs.
Stone, 711 N.W.2d at 840 (citing In re Linehan, 518 N.W.2d 609, 614 (Minn. 1994)
(Linehan I)). “No single factor is determinative of this complex issue.” In re Civil
Commitment of Navratil, 799 N.W.2d 643, 649 (Minn. App. 2011), review denied (Minn.
Aug. 24, 2011).
Here, the district court determined “that all of the Linehan factors exist in
[appellant’s] case and show that he is highly likely to sexually re-offend.” The district
court explained its determination:
The Court finds that [appellant] committed his last
sexual offense while under probation supervision for a
misdemeanor-level offense and pre-trial conditions of release
for a Second-Degree Assault charge, he has sexually offended
against a family member and a stranger, he sexually offended
at least two different age groups, he broke into the residence of
his last victim, he does not know why he committed his sexual
offenses, he has a long history of rule breaking behavior
(Antisocial Personality Disorder), he has a long chemical-use
history, he continued his violent behavior in prison, and he is
an untreated sex offender. All of those facts show that he is
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highly likely to sexually re-offend in the future and is
dangerous to the public.
Both Dr. Linderman and Dr. Reitman opined that appellant was highly likely to sexually
re-offend if not committed. They both specifically addressed each of the six Linehan
factors in their reports or provided testimony as to those factors at trial. Dr. Riedel did
not specifically address the Linehan factors in his report, but on cross-examination he
testified that when the Linehan factors are applied to appellant they suggest that he is
highly likely to re-offend. Despite this analysis at trial, Dr. Riedel concluded that
appellant should be released into the community. The district court found “Dr.
Linderman and Dr. Reitman more credible and credit[ed] their opinions in support of
commitment over Dr. Riedel’s opinion in opposition.”
Appellant only challenges the district court’s determination as to the second, third,
and sixth Linehan factors.
1. History of violent behavior
Appellant argues that the district court erred when it determined that the second
Linehan factor weighed in favor of his commitment because he has not had “significant
behavioral issues in nearly two years.” In its order, the district court stated that “good
behavior in a controlled setting is not determinative on the issue of dangerousness.
[Appellant] has continued to push boundaries, just to a lesser degree. The evidence
suggests that if he were in a less controlled setting, [appellant] would still be highly likely
to reoffend.” The record supports this finding. All three examiners testified that good
behavior in a controlled setting is not determinative of a person’s dangerousness in the
10
community. Therefore, the district court did not clearly err in determining that this factor
weighed in favor of commitment.
2. Base-rate statistics
As to the third Linehan factor, the district court found that “the Static-99R and the
Static-2002R both place [appellant] in the high and moderate-high risk categories and
that increases his risk for re-offense under this factor.” The district court also found that
appellant’s “dynamic risk factors, as identified by Dr. Linderman, also increase his risk
for re-offense.” The record supports these findings. Dr. Reitman found that appellant
scored in the high risk or highest category on the Static-99R, the Stable-2007, the
ACUTE-2007, and the SRA-FV. Dr. Riedel found that appellant scored in the high-risk
category on the Static-99R, low-risk category on the MnSOST-3.1.2, and moderate-high-
risk category on the Static-2002R. And, as previously mentioned, Dr. Linderman found
that appellant scored in the high-risk category on the Static-99R and the moderate-high-
risk category on the Static-2002R. In addition, Dr. Linderman specifically identified a
number of external risk factors that she took into account along with the Static-99R score
when making her recommendation.
Appellant argues that, based on recent studies conducted in other states, the
recidivism rates reflected by the Static-99R are not accurate. But even if we were to
disregard the Static-99R, appellant scored in the high- to moderate-high-risk categories
on several of the other actuarial tools used by the examiners. Further, Dr. Linderman
testified that she would never base her recommendation solely upon a score on the Static-
99R. And, when cross-examined on the reliability of the Static-99R and the recent
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studies, she stated that the Static-99R is one of the most reliable actuarial tools available
and that the recent studies do not change her recommendation. Therefore, the district
court did not clearly err in determining that this factor weighed in favor of commitment.
3. Record in sex-therapy programs
As to the sixth Linehan factor, the district court found that appellant “is an
untreated sex offender and does not have a re-offense prevention plan.” The record
supports these findings. Appellant was terminated from MSOP two times while in
prison, both times for threatening others and additionally, the last time, for not
progressing in the program. During his time in treatment, appellant reported that he did
not want to be there. He also repeatedly missed his individual and group therapy
sessions. Further, appellant’s reoffense prevention plan that he prepared and submitted to
the court demonstrated no accountability and was not approved through MSOP.
Therefore, the district court did not clearly err in determining that this factor weighed in
favor of commitment.
In sum, because clear and convincing evidence establishes that appellant engaged
in a course of harmful sexual conduct and because appellant has disorders that make him
highly likely to engage in harmful sexual conduct in the future, we conclude that the
district court did not err by determining that appellant meets the statutory criteria for
commitment as an SDP.
Affirmed.
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STAUBER, Judge (concurring specially)
After a careful review of the appellate file, I agree that Aaron Michael Hayes
likely meets the statutory criteria for commitment as a sexually dangerous person. But I
write separately to highlight my deep concern about Minnesota’s sex-offender
commitment system. Our state has still not grappled with the very real issues raised in
Karsjens v. Piper, 109 F. Supp. 3d 1139 (D. Minn. 2015), appeal docketed No.15-3485
(8th Cir. Nov. 2, 2015). Although the federal district court did not hold that Minnesota’s
initial commitment procedures were unconstitutional, it found grave fault with the state’s
post-commitment policies. We cannot continue to turn a blind eye to this reality. I am
particularly concerned because the three examiners here did not unanimously agree that
Hayes’s commitment was necessary. But, according to our standards of review, we defer
to the district court’s credibility determinations. In re Civil Commitment of Navratil, 799
N.W.2d 643, 647 (Minn. App. 2011), review denied (Minn. Aug. 24, 2011). The district
court found the opinions of the examiners who recommended commitment more credible
than the examiner who opined that Hayes could be released to the community under
supervision.
For all these reasons, I concur in the majority’s decision but remain uneasy about
the MSOP program.
CS-1