Edward A. Hyde v. Linus Baxter Martin, III, M.D. ( 2019 )

IN THE SUPREME COURT OF MISSISSIPPI
NO. 2017-CA-00822-SCT
EDWARD A. HYDE AND PATTIE HYDE
v.
LINUS BAXTER MARTIN, III, M.D. AND RUSH
MEDICAL FOUNDATION d/b/a RUSH
FOUNDATION HOSPITAL
DATE OF JUDGMENT: 06/05/2017
TRIAL JUDGE: HON. LESTER F. WILLIAMSON, JR.
TRIAL COURT ATTORNEYS: WALTER C. MORRISON, IV
WILLIAM T. MAY
KACEY GUY BAILEY
JAMES CORNELIUS GRIFFIN
COURT FROM WHICH APPEALED: LAUDERDALE COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANTS: WALTER C. MORRISON, IV
ATTORNEYS FOR APPELLEES: KACEY GUY BAILEY
WILLIAM T. MAY
NATURE OF THE CASE: CIVIL - MEDICAL MALPRACTICE
DISPOSITION: REVERSED AND REMANDED - 01/31/2019
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
EN BANC.
MAXWELL, JUSTICE, FOR THE COURT:
¶1. Edward and Pattie Hyde brought a medical-negligence case based on loss of chance.
Their theory was that the treating physician’s and hospital’s failure to properly test for and
timely diagnose Edward’s stroke resulted in his not receiving treatment—namely, an
injection of Tissue Plasminogen Activator, or “tPA,” which they claim would have led to a
better stroke recovery.
¶2. The trial court dismissed this claim on summary judgment. On appeal, the Hydes ask
this Court to abandon our long-standing precedent on loss of chance. They prefer we allow
them to recover for the “reduced likelihood of a recovery.” But this Court has been clear
“that Mississippi law does not permit recovery of damages because of mere diminishment
of the ‘chance of recovery.’” Clayton v. Thompson, 475 So. 2d 439, 445 (Miss. 1985).
Instead, “[r]ecovery is allowed only when the failure of the physician to render the required
level of care results in the loss of a reasonable probability of substantial improvement of the
plaintiff’s condition.” Id.
¶3. That said, we find the trial court erred in dismissing the Hydes’ claim on summary
judgment. Consistent with our loss-of-chance standard, the Hydes presented expert medical
testimony that the majority of stroke patients who timely receive tPA experience substantial
improvement. Because their expert supported his opinion with medical literature, we find
the trial judge abused his discretion by excluding this testimony.
¶4. The Hydes’ expert testimony created a material fact dispute over whether the Hydes
may recover for loss of chance. We thus reverse the order granting summary judgment and
remand the case to the trial court for further proceedings consistent with this opinion.
Background Facts and Procedural History
I. Edward’s Stroke
¶5. In 2014, then fifty-three-year-old Edward went to the Rush Foundation Hospital
emergency department with complaints of nausea, vomiting, and right-side numbness and
weakness. His wife Pattie claimed Edward also was having difficulty walking and falling
2
to one side. While Dr. Linus Baxter Martin III did not examine Edward personally, Dr.
Martin supervised the nurse practitioner who did. The nurse practitioner ordered a CT scan,
which according to the radiologist showed “[n]o acute intracranial abnormality.” But the
radiologist cautioned that if there was a high clinical concern for an acute stroke, then an
MRI should be conducted. The nurse practitioner did not order an MRI. And Edward was
discharged hours later with a diagnosis of gastroenteritis and hypertension.
¶6. Twelve hours later, Edward returned to the hospital, unable to walk normally. This
time the hospital admitted him for a neurological consultation. An MRI was ordered, which
revealed Edward had suffered an ischemic stroke. At that point, Edward’s treating physician,
Dr. James Perkins, noted that administering the clot-buster drug tPA to restore blood flow
to Edward’s brain was no longer an option. The drug could not be administered because
Edward had been experiencing stroke symptoms for more than sixteen hours.1
¶7. Edward remained in the hospital for five days. He was then transferred to a
rehabilitation facility for ten more days. He left the rehabilitation facility with permanent
parenthesia of his right limbs and now cannot walk without a cane or walker.
II. The Hydes’ Lawsuit
¶8. Eight months after his stroke, the Hydes sued Dr. Martin and Rush Foundation
Hospital. They asserted that Edward had presented to the emergency department with signs
of a stroke, but the defendants negligently failed to perform a comprehensive neurological
exam, failed to order an MRI and neurology consultation, and failed to administer
1
TPA is usually most effective when administered within the first three hours after
the onset of stroke symptoms.
3
anticoagulants. Had the defendants conformed to the requisite standard of care, the Hydes
claim Edward would not have suffered permanent injuries from his stroke.
¶9. The Hydes designated Dr. Michael Stodard2 and Dr. Hooman Kamal3 as their medical
experts. Dr. Martin and the hospital moved to limit or exclude both Dr. Stodard’s and Dr.
Kamal’s expert testimony. They claimed the expert opinions were not reliable because the
opinions were not supported by medical literature. The defendants also moved for summary
judgment on the premise the Hydes’ expert testimony would be excluded.
¶10. Following a hearing, the trial court granted Dr. Martin and the hospital’s motion for
summary judgment. In its memorandum opinion, the court noted both Dr. Stodard and Dr.
Kamal were qualified to testify to the standard of care and breach. But their opinions on
causation did not appear to comport with the medical literature. Specifically, the trial court
rejected Dr. Kamal’s testimony, based on the Emberson study,4 that the overall odds of a
better outcome for patients who receive tPA is 75 percent better than those who did not
receive tPA. According to Dr. Kamal, “patients who receive tPA have a substantially better
2
Dr. Stodard is board certified in family medicine and practiced emergency medicine
for twenty-five years.
3
Dr. Kamal is board certified in neurology and neurological care, with experience
providing neurological consultations to emergency patients. Since 2011, he has served as
both an attending physician to the stroke service and a neurology professor at the New York
Presbyterian Hospital/Weill Cornell Medical Center.
4
Jonathan Emberson, et al., Effect of treatment delay, age, and stroke severity on the
effects of intravenous thrombolysis with alteplase for acute ischaemic stroke: a metaanalysis
of individual patient data from randomised trials, 384 The Lancet 1929 (Nov. 29, 2014).
This study examined the data from nine randomized trials that compared tPA versus a
placebo or open control in 6,756 patients.
4
rate of neurological functioning than the patients” who did not receive the drug. When
asked, Dr. Kamal was not able to name a study showing that tPA has an absolute benefit of
more than 50 percent for a patient who is a candidate for tPA. Instead, he responded that
those types of studies do not work in this type of case because there is a spectrum of
disability, not 100 percent disability versus 0 percent disability.
¶11. The trial court found Dr. Kamal’s testimony unsupported by the medical literature.
Consequently, the judge found the Hydes had presented “no actual evidence that [Edward]
would have a greater than 50% chance of a better result than was obtained[,] which is the
standard under Mississippi negligence law.” Thus, the court ruled there was no genuine issue
of material fact about causation, entitling Dr. Martin and the hospital to a judgment as a
matter of law.
III. The Hydes’ Appeal
¶12. The Hydes timely appealed, arguing the trial court erred in excluding their experts and
granting Dr. Martin and the hospital summary judgment.
¶13. The Hydes filed their appeal on the heels of another appeal involving the factually
similar claim that the failure to recognize a patient’s stroke caused him to lose a chance of
recovery. See Norman v. Anderson, 2017-CA-00153-SCT, 2019 WL 311292 (Miss. Jan.
24, 2019). In their appellate brief, the Hydes adopted the appellants’ call in Norman for this
Court to reevaluate its loss-of-chance approach set forth in Clayton v. Thompson, 475 So.
3d 439 (Miss. 1985), and Ladner v. Campbell, 515 So. 2d 882 (Miss. 1987). This Court
5
retained jurisdiction over both appeals to address the appellants’ claim that we should change
the law.5
Standard of Review
¶14. We review the trial court’s decision to exclude the Hydes’ experts’ testimony for
abuse of discretion. Mem’l Hosp. at Gulfport v. White, 170 So. 3d 506, 508 (Miss. 2015).
But we review the court’s grant of summary judgment de novo, viewing the evidence in the
light most favorable to the party against whom the summary-judgment motion has been
made. Miss. Baptist Med. Ctr., Inc. v. Phelps, 254 So. 3d 843, 844-45 (Miss. 2018).
Summary judgment is only appropriate when “the pleadings, depositions, answers to
interrogatories and admissions on file, together with the affidavits, if any, show that there is
no genuine issue as to any material fact and that the moving party is entitled to a judgment
as a matter of law.” Miss. R. Civ. P. 56(c).
Discussion
¶15. After review, we find the trial court erred in granting summary judgment to Dr. Martin
and the hospital. In doing so, we emphasize that, in permitting the Hydes’ tPA-based claim
to go forward, we are not changing our law. Instead, we apply the same standard that we
have consistently applied for thirty years: “Mississippi law does not permit recovery of
damages because of mere diminishment of the ‘chance of recovery.’” Norman, 2019 WL
311292, at *3 (quoting Clayton, 475 So. 2d at 445). Rather, “[r]ecovery is allowed only
when the failure of the physician to render the required level of care results in the loss of a
5
The Hydes also asserted their appeal involved an issue of first impression—whether
in a tPA case a claimant can ever overcome the “50% threshold.”
6
reasonable probability of substantial improvement of the plaintiff’s condition.” Clayton, 475
So. 2d at 446. Our decision today should not be seen as relaxing, changing, or in any way
altering this standard.
I. Mississippi’s Loss-of-Chance Doctrine
¶16. Echoing the same argument advanced in Norman, the Hydes cast our approach to
loss-of-chance claims as “all or nothing” and contrary to our law on comparative negligence.
But we find our current law is neither.
¶17. First, contrary to the law-journal articles and non-Mississippi caselaw the Hydes cite,
our approach is not “all or nothing.” It is balanced.
¶18. In Clayton, this Court “recognize[d] that the plaintiff is rarely able to prove to an
absolute certainty what would have happened if early treatment, referral or surgery had
happened.” Id. at 445. So our “law does not require the plaintiff to show to a certainty” that
treatment would have been 100 percent effective. Id. (emphasis in original) (citation
omitted). But neither does our law permit recovery based on the mere possibility of a better
outcome. See id. (holding that the jury-instruction’s “good chance” of a “greater recovery”
language “invited impermissible speculation and conjecture by the jury”).
¶19. Between certainty and mere possibility lies reasonable probability, which is exactly
what our approach requires. As our precedent dictates, to recover under the loss-of-chance
theory, “the plaintiff must prove that, but for the physician’s negligence, he or she had a
reasonable probability of a substantial improvement.” White, 170 So. 3d at 508 (citing
Clayton, 475 So. 2d at 445). “Stated another way, the plaintiff must offer proof of ‘a greater
7
than fifty (50) percent chance of a better result than was in fact obtained.’” Id. at 509
(quoting Hubbard v. Wansley, 954 So. 2d 951, 964 (Miss. 2007)).
¶20. Second, our approach by no means creates an exception to the comparative-negligence
doctrine. Under comparative negligence, the fact that the plaintiff’s own negligence may
have contributed to his injuries does not itself bar recovery. See Miss. Code Ann. § 11-7-15(Rev. 2004). And this Court has never barred loss-of-chance-of-recovery claims based solely
on the fact the patient may have negligently caused the injury or disease that led him to seek
medical care in the first place.
¶21. Importantly, in this case, the alleged injury is not the stroke itself. Rather, it is the loss
of the ability to recover from or halt the impact of the stroke based on the failure to timely
administer tPA. Under our clear precedent, to recover damages, a plaintiff does not have “to
prove to an absolute certainty” that administering tPA would have led to a full recovery.
Clayton, 475 So. 2d at 445. But neither may a plaintiff recover damages merely based on the
possible “chance” tPA may have led to a better outcome. See id. Instead, the plaintiff must
show “the failure of the physician to render the required level of care result[ed] in the loss
of a reasonable probability of substantial improvement of the plaintiff’s condition.” Id.
II. The Hydes’ Medical Experts
¶22. With this standard in mind, we find the trial court abused its discretion when it
excluded the Hydes’ medical experts.
8
¶23. Dr. Kamal testified that Edward was a good candidate for receiving tPA.6 And for
patients who timely receive tPA, Dr. Kamal testified “the overall odds of their outcome are
75% better . . . than those who didn’t” receive the drug. Unlike the medical expert in the tPA
case King v. Singing River Health System, 158 So. 3d 318, 325-28 (Miss. Ct. App. 2014),
who based his opinion solely on his own experience, which appeared to contradict the
medical literature, Dr. Kamal supported his experience-based opinion with medical literature,
specifically the Emberson study.7 According to Dr. Kamal, the data from the Emberson study
showed that, when one does not look for perfect recovery, “[t]he vast majority of those
[patients who] get tPA see a substantial improvement in their symptoms.”
¶24. Despite this, the trial court rejected Dr. Kamal’s expert opinion as not being supported
by the medical literature. The trial court asked Dr. Kamal to name a study showing that tPA
has an absolute benefit of more than 50 percent for a patient who is a candidate for tPA. And
because he could not, the trial judge concluded he had no medical literature to support his
opinion. But unlike the plaintiff’s expert in Norman—who, when pressed by this same trial
court to name a study showing the absolute benefit of tPA exceeded 50 percent, conceded
that none existed8—Dr. Kamal made no such concession. While Dr. Kamal did not challenge
6
We note this was not the case with the plaintiff’s expert in Norman, who according
to record in that case, conceded the patient was a “risky, risky” candidate for tPA and that
it would not have been a breach of the standard of care to decide not to administer the drug
within the critical window.
7
See note 4, supra.
8
Norman, 2019 WL 311292, at **4-5.
9
these studies as wrong,9 he did explain why he believed these studies were not
helpful—because those studies focused on perfect outcomes, i.e., 0 percent disability versus
100 percent disability. In Dr. Kamal’s view, when one does not look for the percentage
increase of perfect outcomes, but instead looks at the data on significant improvement, the
medical literature does indeed support more than a 50 percent chance of substantial
improvement when tPA is administered.
¶25. The “50% threshold,” as the trial court dubbed our loss-of-chance standard, does not
require a perfect result. Again, our law permits recovery based on a “reasonable probability
of substantial improvement,” which we have defined as “a greater than fifty (50) percent
chance of a better result than was in fact obtained.” White, 170 So. 3d at 508-09 (emphasis
added). Thus, we find the trial court abused its discretion by applying to the Hydes’ expert
testimony a higher standard than our law requires. To the extent Dr. Martin and the hospital
challenge Dr. Kamal’s opinion on the reasonable probability that those who receive tPA
substantially improve, we find this sets up a classic battle of the experts for the fact-finder
to resolve, not a barrier to Dr. Kamal’s testimony. See White, at 509 (holding that the case
“present[ed] nothing more than a classic example of a ‘battle of the experts,’” with the
plaintiff offering expert testimony that “supported a reasonable probability of a substantially
better outcome,” and the defendant offering “expert testimony that supported only a potential
chance of a substantially better outcome”).
9
See King, 158 So. 3d at 326 (“conclud[ing] that where a theory has been studied in
the medical literature and an expert’s opinion is challenged for being contrary to the medical
literature, there must be some support in the medical literature for a medical expert’s opinion
or some basis for believing that the medical literature is wrong”).
10
¶26. Because Dr. Kamal sufficiently supported his expert opinion with medical literature,
his testimony should not have been excluded. Nor should have Dr. Stodard’s, because his
testimony focused on the alleged breach of the standard of care and what treatment options
would have been available—including, but not limited to, administering tPA—had Mr. Hyde,
in his view, been properly neurologically evaluated.
III. Trial Court’s Grant of Summary Judgment
¶27. For this reason, we reverse the trial court’s grant of summary judgment in favor of Dr.
Martin and the hospital.
¶28. The elements essential to a medical-negligence claim are (1) the existence of a duty
by the defendant to conform to a specific standard of conduct for the protection of others
against an unreasonable risk of injury; (2) a failure to conform to the required standard; and
(3) an injury to the plaintiff proximately caused by the breach of such duty by the defendant.
White, 170 So. 3d at 508. “To prove these elements in a medical malpractice suit, expert
testimony must be used, and the expert must articulate and identify the standard of care that
was breached and establish that the breach was the proximate cause, or proximate
contributing cause, of the alleged injuries.” Id. (citations omitted). And, as already
discussed, when the alleged injury is loss of chance, to satisfy the causation element, the
plaintiff, through his expert, must prove, “but for the physician’s negligence, he . . . had a
reasonable probability of a substantial improvement.” Id.
¶29. Through Dr. Stodard’s and Dr. Kamal’s expert testimony, the Hydes met their burden
to produce evidence establishing a fact question on each element of their loss-of-chance
11
claim—including causation. See Karpinsky v. Am. Nat. Ins. Co., 109 So. 3d 84, 89 (Miss.
2013). Thus, summary judgment under Mississippi Rule of Civil Procedure 56(c) should not
have been granted to the defendants. We reverse the trial court’s judgment and remand the
case to the trial court for further proceedings consistent with this opinion.
¶30. REVERSED AND REMANDED.
WALLER, C.J., RANDOLPH, P.J., COLEMAN, BEAM AND ISHEE, JJ.,
CONCUR. KITCHENS, P.J., CONCURS IN RESULT ONLY WITH SEPARATE
WRITTEN OPINION JOINED BY KING, J. CHAMBERLIN, J., NOT
PARTICIPATING.
KITCHENS, PRESIDING JUSTICE, CONCURRING IN RESULT ONLY:
¶31. I agree with the majority to the extent that the circuit court abused its discretion in
excluding the Hydes’ experts and, as a result, erred in granting summary judgment in favor
of Dr. Martin and the hospital. However, I would not reach the Hydes’ request to modify our
loss-of-a-chance doctrine.10 The Court grants relief to the Hydes under existing Mississippi
law, and I would limit our discussion to that issue. Therefore, I concur in result only.11
KING, J., JOINS THIS OPINION.
10
I raised this similar point in my dissent in Norman v. Anderson, 2017-CA-00153-
SCT (Miss. Jan. 24, 2019).
11
See, e.g., Frierson v. State, 606 So. 2d 604, 608 (Miss. 1992) (Banks, J., concurring
in result only) (“I concur in the result reached by the majority . . . . Because[] I disagree with
some of the conclusions expressed in the balance of the majority opinion and because, in my
view, the discussion of those issues is unnecessary to the disposition of the case, I write
separately to note that concurrence.”).
12