Bettie Smith v. Charles Clement ( 2005 )


Menu:
  •                     IN THE SUPREME COURT OF MISSISSIPPI
    NO. 2006-CA-00018-SCT
    LANIKIA SMITH, BY HER NEXT FRIEND,
    BETTIE SMITH; CAMILLE CARTER, BY HER
    NEXT FRIEND, LAREATHA CARTER; AMORY
    SCHOOL DISTRICT AND AMORY SCHOOL
    DISTRICT BOARD OF TRUSTEES
    v.
    CHARLES CLEMENT d/b/a M & W BUTANE GAS
    COMPANY, INC.
    ON MOTION FOR REHEARING
    DATE OF JUDGMENT:                           10/26/2005
    TRIAL JUDGE:                                HON. PAUL S. FUNDERBURK
    COURT FROM WHICH APPEALED:                  MONROE COUNTY CIRCUIT COURT
    ATTORNEYS FOR APPELLANTS:                   DAVID B. McLAURIN
    MICHAEL ANTHONY WILLIAMS
    JASON LEE SHELTON
    ATTORNEY FOR APPELLEE:                      MICHAEL F. MYERS
    NATURE OF THE CASE:                         CIVIL - PERSONAL INJURY
    DISPOSITION:                                AFFIRMED - 04/03/2008
    MOTION FOR REHEARING FILED:                 11/01/2007
    MANDATE ISSUED:
    EN BANC.
    DICKINSON, JUSTICE, FOR THE COURT:
    ¶1.    The appellee’s motion for rehearing is granted. The previous opinions are withdrawn,
    and these opinions are substituted therefor.
    ¶2.    In this products liability case, the trial court granted the defendant’s motion to strike
    an affidavit submitted by the plaintiff’s expert in opposition to the defendant’s motion for
    summary judgment. The question presented is whether the trial court properly excluded the
    expert’s affidavit. We affirm.
    FACTUAL BACKGROUND AND PROCEEDINGS
    ¶3.    In 1981, the Amory School District (“Amory”) engaged M & W Gas Company (“M
    & W”) to convert several of its school buses from gasoline to propane fuel. After the
    conversion was completed, the buses were inspected and placed in service. Other than
    supplying propane, M & W had no more involvement with the buses.
    ¶4.    During the fourteen years following the conversion, the buses were inspected
    annually. Outside contractors, including several automobile dealerships, provided regular
    maintenance and necessary repairs. However, pursuant to its record-retention policy, Amory
    destroyed several years of the maintenance and repair records.
    ¶5.    In May 1995, one of the buses caught fire. Two children on the bus, Lanikia Smith
    and Camille Carter, were burned while attempting to escape. The following year, the girls
    filed suit against Amory, alleging several theories of liability. Four years later, Amory filed
    a third-party complaint against M & W. The plaintiffs settled with Amory, leaving before
    us only the claim against M & W which is, essentially, that M & W was negligent in its
    installation of the propane fuel system for the bus.
    ¶6.    On March 24, 2005, M & W moved for summary judgment, claiming Amory could
    not present a genuine issue of material fact as to its claim that “the propane fuel system was
    in the same condition in May, 1995 [the time of the fire] as it was when it left M & W Gas
    in August, 1981.” Amory responded to the summary judgement motion on April 18, 2005,
    including with its response an affidavit from its expert, Dr. Richard E. Forbes. In his
    2
    affidavit, which was dated April 15, 2005, Dr. Forbes averred that the fire was caused by a
    leak in the copper tubing, which was improperly flared. He further opined that “the copper
    tubing originally flared by M & W Gas Company in 1981 [was] the same copper tubing
    which was on [the bus] in 1995 at the time of the fire.”
    ¶7.    On May 5, 2005, M & W responded with a motion to strike Dr. Forbes’s affidavit.
    In support of its motion to strike, M & W provided an affidavit from its own expert, Derek
    T. Nolen, a mechanical engineer who attested to having “extensive training in explosion and
    fire analysis of liquefied propane gas, mechanical systems and component failure analysis.”
    After examining the bus maintenance records from July 23, 1992, to March 9, 1995, and
    parts invoices from August 26, 1991, to December 11, 1992, Nolen opined in his affidavit
    that “there are no reliable, or valid, scientific principles or methods that could be utilized by
    any engineer, or any other specialist, that would enable that person to give an opinion based
    in science regarding from what manufacturer or seller the copper tubing or brass fittings . .
    . came, the age of the tubing and fittings, the date that the tubing and fittings were installed,
    or the date that the tubing was flared and by whom it was flared.”
    ¶8.    Nolen further opined that the only possible reliable means of determining the identity,
    age and date of installation of the copper tubing would be to construct an exact chain of
    custody for the fourteen years between the 1981 installation of the original propane system
    and the May 23, 1995, incident at hand, but that sufficient data did not exist to identify
    accurately all the necessary persons to form such an opinion based in science.
    3
    ¶9.    A hearing on M & W’s motion for summary judgment and motion to strike Dr.
    Forbes’s affidavit was scheduled for May 9, 2005, but, at the request of Amory, was
    continued. The hearing took place on October 19, 2005.
    ¶10.   On October 27, 2005, the trial court granted M & W’s motion to strike Dr. Forbes’s
    affidavit, holding in a one-page order “that the opinions expressed by Dr. Forbes in his
    affidavit are nothing more than unsupported conclusions which are devoid of a factual basis
    and not the product of reliable principles and methods.” On the same day, the trial court
    granted M & W’s motion for summary judgment, finding that there was “no genuine issue
    of material fact as to causation,” as the plaintiffs could not offer credible expert testimony
    as to causation. The trial court later denied motions to reconsider the orders filed by the
    plaintiffs and denied a request to submit a new affidavit by Dr. Forbes. Amory timely
    perfected its appeal.
    ANALYSIS
    ¶11.   The dispositive issue presented is whether the trial court committed reversible error
    by striking Dr. Forbes’s affidavit and granting summary judgment to M & W. The standard
    of review for the suppression of evidence is abuse of discretion. Miss. Transp. Comm’n v.
    McLemore, 
    863 So. 2d 31
    , 34 (Miss. 2003). When reviewing a trial court’s grant of
    summary judgment, this Court conducts a de novo review. Croft v. Grand Casino Tunica,
    Inc., 
    910 So. 2d 66
    , 72 (Miss. 2005).
    I.
    ¶12.   In order to prevail, Amory was required to present some evidence of its theory that
    M & W negligently installed copper tubing when it converted Amory’s buses from gasoline
    4
    to propane in 1981, and that the negligently-installed copper tubing caused the fire which
    injured the plaintiffs. Laurel Yamaha, Inc. v. Freeman, 
    956 So. 2d 897
    , 904 (Miss. 2007)
    (citing Meena v. Wilburn, 
    603 So. 2d 866
    , 869 (Miss. 1992) (explaining the elements of a
    negligence cause of action)). M & W moved for summary judgment, asserting that Amory
    had no way to meet this burden because of the absence of maintenance and repair records for
    much of the fourteen-year period between the conversion and the fire.1 Amory attempted to
    overcome this problem and to meet its burden by presenting Dr. Forbes’s affidavit.
    Essentially, Dr. Forbes opined that the fire was caused by improperly-flared copper tubing,
    and that the copper tubing in place at the time of the fire was the same copper tubing installed
    by M & W. It is this opinion that we must now analyze.
    ¶13.   The primary rule which governs the admissibility of expert opinion in Mississippi is
    Rule 702 of the Mississippi Rules of Evidence which, as amended in 2003, provides:
    [i]f scientific, technical, or other specialized knowledge will assist the trier of
    fact to understand the evidence or to determine a fact in issue, a witness
    qualified as an expert by knowledge, skill, experience, training, or education,
    may testify thereto in the form of an opinion or otherwise, if (1) the testimony
    is based upon sufficient facts or data, (2) the testimony is the product of
    reliable principles and methods, and (3) the witness has applied the principles
    and methods reliably to the facts of the case.
    Miss. R. Evid. 702. The 2003 amendment is best explained in the Rule’s official comment:
    By the 2003 amendment of Rule 702, the Supreme Court clearly recognizes
    the gate keeping responsibility of the trial court to determine whether the
    expert testimony is relevant and reliable. This follows the 2000 adoption of
    a like amendment to Fed. R. Evid. 702, adopted in response to Daubert v.
    Merrell Dow Pharmaceuticals, Inc., 
    509 U.S. 579
    (1993). It is important to
    note that Rule 702 does not relax the traditional standards for determining that
    1
    As stated earlier, the buses were regularly maintained and repaired by several independent
    contractors, but the records were destroyed pursuant to Amory’s record-retention policy.
    5
    the witness is indeed qualified to speak an opinion on a matter within a
    purported field of knowledge, and that the factors mentioned in Daubert do not
    constitute an exclusive list of those to be considered in making the
    determination; . . . .
    Miss. R. Evid. 702, cmt.
    ¶14.   Thus, with the 2003 amendment, our trial judges became “gate keepers” with the
    responsibility of determining, in the first instance, whether an expert’s proffered opinion is
    both relevant and reliable.2 Poole v. Avara, 
    908 So. 2d 716
    , 723 (Miss. 2005). According
    to Rule 702, a trial judge – in performing his or her gate-keeping responsibilities – should
    examine whether “(1) the testimony is based upon sufficient facts or data, (2) the testimony
    is the product of reliable principles and methods, and (3) the witness has applied the
    principles and methods reliably to the facts of the case.” Miss. R. Evid. 702.
    ¶15.   In Mississippi Transportation Commission v. McLemore, 
    863 So. 2d 31
    (Miss 2003),
    this Court adopted “the federal standards and applie[d] our amended Rule 702 for assessing
    the reliability and admissibility of expert testimony.” 
    Id. at 39. The
    McLemore Court held
    that the proffered expert opinion was inadmissible because it was mere speculation,
    unsupported by reliable scientific methods and procedures. 
    Id. at 40-42. ¶16.
      In Edmonds v. State, this Court considered the State’s expert’s opinion, based on
    observation in an autopsy, of causation of the victim’s fatal wound. Edmonds v. State 
    955 So. 2d 787
    , 791 (Miss. 2007). The expert testified that the fatal wound was caused by a
    gunshot, and that the trigger of the gun was pulled by two persons, as opposed to a single
    2
    Although there may be instances where a trial court sua sponte calls an expert’s testimony
    into question, these issues usually will arise only when, and to the extent, a party objects to the
    opinions proffered or the expert’s qualifications.
    6
    shooter. 
    Id. This Court agreed
    with the defendant’s argument that “such testimony was
    scientifically unfounded: ‘You cannot look at a bullet wound and tell whether it was made
    by a bullet fired by one person pulling the trigger or by two persons pulling the trigger
    simultaneously.’” 
    Id. at 792. The
    Court held that the testimony should have been excluded
    on the ground that the state did not show that its expert’s testimony was based on reliable
    methods or procedures, and therefore, the testimony did not meet our standards for
    admissibility. 
    Id. ¶17. In the
    case before us today, Amory’s expert, Dr. Forbes, opined that the copper tubing
    which caused the fire was the same copper tubing installed fourteen years earlier by M & H.
    Had there been no challenge to this opinion, it arguably might have been sufficient to defeat
    summary judgment. However, M & H challenged Dr. Forbes’s opinion by producing expert
    testimony which stated:
    there are no reliable, or valid, scientific principles or methods that could be
    utilized by any engineer, or any other specialist, that would enable that person
    to give an opinion based in science regarding from what manufacturer or seller
    the copper tubing or brass fittings . . . came, the age of the tubing and fittings,
    the date that the tubing and fittings were installed, or the date that the tubing
    was flared and by whom it was flared.
    ¶18.   From May 5, 2005 (the date Nolan’s affidavit attacked the scientific basis of Dr.
    Forbes’s opinion), until October 27, 2005 (the date summary judgment was granted), neither
    Amory nor Dr. Forbes submitted any evidence or scientific findings contradicting Nolan’s
    opinion. Thus, as to whether Dr. Forbes’s opinion was properly grounded in science, the
    only evidence before the trial court was Nolan’s affidavit, which clearly stated that it was
    not.
    7
    ¶19.   Amory complains that the trial court “did not conduct a Daubert hearing before
    reaching its decision.” Amory misunderstands what is required under Rule 702. We have
    never held that a trial court is required to hold a formal “Daubert” hearing when an expert’s
    opinions are challenged.3 We only require that, when an expert’s opinion is challenged, the
    party sponsoring the expert’s challenged opinion be given a fair opportunity to respond to
    the challenge. The provision of a fair opportunity to respond is part of the trial court’s gate-
    keeping responsibility, and we will reverse only where the trial court abused its discretion
    by clearly failing to provide a fair opportunity to respond. We are unable to say in this case
    that the trial court abused its discretion. For five months, Amory was on notice of the
    specific challenge to its expert’s opinion. It had ample opportunity to submit scientific
    evidence and other indications of the reliability of Dr. Forbes’s opinion. Amory failed,
    however, to submit any evidence whatsoever that Dr. Forbes’s opinion was based on sound
    scientific principles. Indeed, neither Amory nor Dr. Forbes provided so much as a denial as
    to the accuracy of Nolen’s affidavit. Thus, we cannot say that the trial court abused its
    discretion in finding, from the evidence in the record, that Dr. Forbes’s affidavit should be
    stricken.
    ¶20.   Without Dr. Forbes’s opinion, Amory is unable to prove that the copper tubing which
    allegedly caused the fire was the same tubing installed by M & W. Consequently, Amory
    cannot prove M & W was negligent in its installation. Therefore, the trial court properly
    granted summary judgment in favor of M & W.
    3
    As this Court noted in Edmonds v. State, “a court is not required to hold an actual hearing
    to comply with Daubert.” Edmonds v. State 
    955 So. 2d 787
    , 791-92 (quoting Greenwell v.
    Boatwright, 
    184 F.3d 492
    , 498 (6th Cir. 1999)).
    8
    CONCLUSION
    ¶21.   For the reasons stated, we hold that the trial court did not abuse its discretion in
    striking the affidavit of Dr. Forbes and, consequently, granting summary judgment. The
    motion for rehearing is therefore granted and the judgment of the Circuit Court of Monroe
    County is affirmed.
    AFFIRMED.
    SMITH, C.J., CARLSON, RANDOLPH AND LAMAR, JJ., CONCUR.
    WALLER, P.J., DISSENTS WITH SEPARATE WRITTEN OPINION, JOINED BY
    DIAZ, P.J., EASLEY AND GRAVES, JJ. DIAZ, P.J., DISSENTS WITH SEPARATE
    WRITTEN OPINION JOINED BY EASLEY AND GRAVES, JJ.
    WALLER, PRESIDING JUSTICE, DISSENTING:
    ¶22.   Two experts reached different conclusions drawn from a common set of facts. The
    affidavits expressing these conclusions demonstrate that a genuine issue of material fact
    existed when the trial court granted summary judgment. The trial court erroneously struck
    the affidavit of Dr. Forbes based upon unsubstantiated opinions from the other expert. The
    strength of these two opinions goes to the weight of the evidence and should be heard at trial.
    Since the majority holds otherwise, I respectfully dissent.
    ¶23.   The trial court erroneously struck Dr. Forbes’s affidavit on the bases that it was (1)
    “nothing more than unsupported conclusions which are devoid of a factual basis” and (2)
    “not the product of reliable principles and methods.” Dr. Forbes’s first affidavit states that
    he personally examined the school bus, knew the liquid petroleum modification to the school
    bus was performed by M & W Gas, and observed the copper tubing and its flared end. It also
    contains a general statement that Forbes was familiar with the lawsuit. Dr. Forbes’s second
    9
    affidavit indicates he reviewed all the maintenance records for the school bus. From these
    recitations in Dr. Forbes’s affidavits, it is clear Dr. Forbes’s opinions were not “devoid of a
    factual basis.” This reason is insufficient to strike his affidavits.
    ¶24.   The trial court’s finding that Dr. Forbes’s conclusions were not based on reliable
    principles and methods is itself based upon unsubstantiated opinions.4 In opposition to Dr.
    Forbes’s affidavit, M & W Gas offered the affidavit of Derek Nolen, who stated the
    following relevant opinions which have been summarized:
    (1) No test could be performed to determine the age of the copper tubing and
    brass fittings or the date that the tubing was flared or by whom it was flared;
    (2) there are no reliable, or valid, scientific principles or methods that could be
    utilized by any engineer that would enable the engineer to give an opinion
    based in science regarding the age of the tubing and fittings, the date the
    tubing and fittings were installed, or the date the tubing was flared and by
    whom it was flared;
    (3) the only reliable principle or method to determine the age of the copper
    tubing and fittings that were on the school bus would be to construct an exact
    chain of custody for the years between the installation and the accident;
    (4) if any person had custody of the bus between installation and the accident
    or provided parts for installation on the bus during that time, sufficient data
    would not exist to determine whether the tubing and fittings were the same as
    those installed;
    (5) even if an accurate and exact chain of custody could be provided to
    establish the tubing and fittings on the bus at the time of the accident were the
    same as installed, this fact would not establish that the tubing and fittings were
    in the same condition as installed.
    Completely absent from Nolen’s affidavit is any study or evidence supporting any of these
    conclusions. The trial court simply took his word over that of Dr. Forbes, who based his
    testimony on the same facts and the generally accepted industry standard that the type of
    copper tubing used on the bus is expected to have a minimum useful service life of twenty
    4
    Though the plaintiffs and the school district offered, on motion to reconsider, to support Dr.
    Forbes’s opinions with further testimony, the trial court declined.
    10
    years. Since Nolan did not contradict Forbes’s statements concerning the generally accepted
    industry standard, we must assume, on summary judgment, that it is true and that it supports
    his conclusion that the tubing and fittings were the same as installed by M&W Gas. Since
    Nolan did not offer any scientific support for his own conclusions, and since Nolan’s
    affidavit does not contradict the basis upon which Forbes’s second affidavit reaches its
    conclusion, I find there is a clear issue of material fact to be tried.
    ¶25.   I also see no reason to give Nolan’s affidavit any greater weight in this context than
    that of Forbes. Cf. Daniels v. GNB, Inc., 
    629 So. 2d 595
    , 602 (Miss. 1993) (citing Ford
    Motor Co. v. Cockrell, 
    211 So. 2d 833
    , 837 (Miss. 1968)) (“[T]he reasonableness of an
    expert's opinion and the weight to be accorded thereto are questions of fact for the jury.”).
    Reading paragraphs 11, 12, and 13 of Nolan’s affidavit, one can only conclude that, even
    under ideal circumstances, it would be impossible for Nolan to determine the responsible
    party for the failure of the fittings and tubing.        His conclusions are based upon the
    assumption that the person or company that installed the tubing and fittings cannot be
    identified by examining the parts themselves. This conclusion overlooks the fact that the
    company which installed the tubing and fittings on this bus is clearly identified in this record
    as M & W Gas. Most importantly, there is nothing in this record to indicate the fittings and
    tubing were altered or replaced.5
    5
    The record does contain invoices for work performed on the bus, including one which
    describes the work as “overhaul vaporizer.” Neither the motion for summary judgment nor the
    exhibits attached to it explain the work performed to any degree sufficient to rebut the plaintiffs’
    proof that a leak in the tubing flared by M&W Gas caused the bus fire. Nor did the defendants offer
    any proof that the overhaul “would not require that the copper tubing connecting the vaporizer be
    replaced” or that “there would be no requirement that the flare nut be removed from the copper
    tubing.”
    11
    ¶26.   M&W Gas asked the trial court to assume the tubing and fittings on the bus had been
    replaced during subsequent maintenance of the bus, over which it had no control. Our
    standard of review for summary judgment does not permit our courts to make such
    assumptions in favor of the moving party. See Erby v. North Miss. Med. Ctr., 
    654 So. 2d 495
    , 499-500 (Miss. 1995); Short v. Columbus Rubber & Gasket Co., 
    535 So. 2d 61
    , 63-64
    (Miss. 1988). Furthermore, Forbes’s affidavit stands in opposition to this conclusion, again
    identifying a genuine issue of material fact which must be examined at trial. Cf. Drummond
    v. Buckley, 
    627 So. 2d 264
    , 268 (Miss. 1993) (citing Kelley v. Frederic, 
    573 So. 2d 1385
    ,
    1389 (Miss. 1990)) (“There is no magical form to which a plaintiff's supporting expert
    opinion must conform, so long as its import is apparent.”). Finally, M&W Gas bears the
    burden of demonstrating an intervening cause (such as the tubing and fittings being replaced
    or damaged during regular maintenance) extinguished any liability it might have. Wal-Mart
    Stores v. Johnson, 
    807 So. 2d 382
    , 388 (Miss. 2001). Such questions are for the jury. See
    Yazoo & Miss. Valley R.R. Co., 
    103 Miss. 150
    , 163, 
    60 So. 73
    (1912) (quoting Milwaukee
    & St. Paul R. R. Co. v. Kellogg, 
    94 U.S. 469
    , 474, 
    24 L. Ed. 256
    , 259 (1876)) (“The true rule
    is that what is the proximate cause of an injury is ordinarily a question for the jury. It is not
    a question of science or of legal knowledge. It is to be determined as a fact, in view of the
    circumstances of fact attending it.”).
    ¶27.   For these reasons, I cannot join the majority. Summary judgment was improperly
    granted by the trial court and its judgment should be reversed and this matter remanded for
    further proceedings.
    DIAZ, P.J., EASLEY AND GRAVES, JJ., JOIN THIS OPINION.
    12
    DIAZ, PRESIDING JUSTICE, DISSENTING:
    ¶28.   I fully concur with Presiding Justice Waller’s dissent but write separately to express
    my concerns over the consequences of today’s majority opinion.
    ¶29.   As noted in Edmonds, and recognized by the majority, “the basic requirement under
    the law is that the parties have an ‘opportunity to be heard before the [trial] court makes its
    decision.’” Edmonds v. State, 
    955 So. 2d 787
    , 792 (Miss. 2007) (quoting Group Health
    Plan, Inc. v. Philip Morris USA, Inc., 
    344 F.3d 753
    , 761 n.3 (8th Cir. 2003)). I simply
    cannot agree with the majority that the plaintiffs were given this opportunity when the
    defendants attached Dr. Nolan’s affidavit to their motion to strike.
    ¶30.   In my view, the best approach, and the one broadly followed, is that “in limine
    hearings are generally recommended prior to Daubert determinations.” Group Health 
    Plan, 344 F.3d at 761
    n.3 (citing Padillas v. Stork-Gamco, Inc., 
    186 F.3d 412
    , 418 (3d Cir. 1999)).
    It is also the “most efficient procedure” a trial court can use when presented with complex
    evidence. United States v. Downing, 
    753 F.2d 1224
    , 1241 (3d Cir. 1985).
    ¶31.   An in limine hearing regarding expert testimony is also a cautious approach best
    suited for the comparable complexities of the post-Frye Rule 702. Perhaps before Daubert,
    such a determination could be made without a hearing, but the continual evolution of science
    and the growing intricacies of litigation mandate that we take the trial court’s role as
    “gatekeeper” seriously, because our trial “courts have an important role as gatekeepers in
    determining whether to admit expert testimony.” Knight v. Kirby Inland Marine Inc., 
    482 F.3d 347
    , 355 (5th Cir. 2007). Therefore the trial “courts must carefully analyze the studies
    13
    on which experts rely for their opinions before admitting their testimony.” 
    Id. (emphasis added). A
    hearing is simply the best method of guarding the admission of expert testimony.
    ¶32.   Yet as Edmonds noted, in some cases “a court is not required to hold an actual hearing
    to comply with Daubert.” 
    Edmonds, 955 So. 2d at 792
    (quoting Nelson v. Tenn. Gas
    Pipeline Co., 
    243 F.3d 244
    , 249 (6th Cir. 2001)). Common sense informs us that, in some
    cases, an expert may be drastically unsuited to testify; for example, for a lack of standing
    within the proffered field or a discredited background. Yet that lack of a formalized inquiry
    must be balanced with some other “opportunity to be heard” for the parties. Several federal
    circuits have addressed the issue when district courts have refused to hold a Daubert hearing.
    ¶33.   In one Eighth Circuit case where there was no hearing, the parties were still afforded
    an “an adequate opportunity to be heard ” because they “were allowed to exceed the normal
    page limits in their briefs on [the] motion for summary judgment, and the district court
    permitted [the nonmovant] to present written submissions by [its expert] and other experts
    in support of their argument.” Group Health 
    Plan, 344 F.3d at 761
    .
    ¶34.   Similarly, in one Sixth Circuit case, Nelson v. Tennessee Gas Pipeline Co., a district
    court did not conduct a Daubert 
    hearing. 243 F.3d at 249
    , cert. denied, 
    534 U.S. 822
    , 
    122 S. Ct. 56
    , 
    151 L. Ed. 2d 25
    (2001). However, there was an opportunity to be heard because
    “[t]he admissibility of the testimony of [the experts] under Daubert was fully briefed by the
    parties,” and “it is clear from the extensive record and the magistrate judge’s opinion that
    there was an adequate basis from which to determine the reliability and validity of the
    experts’ opinions.” 
    Id. 14 ¶35. The
    First Circuit examined the problems with pulling the trigger early on Daubert,
    noting that “[t]he fact that Daubert can be used in connection with summary judgment
    motions does not mean that it should be used profligately.” Cortes-Irizarry v. Corporacion
    Insular De Seguros, 
    111 F.3d 184
    , 188 (1st Cir. 1997). “[G]iven the complex factual
    inquiry required by Daubert, courts will be hard-pressed in all but the most clearcut cases
    to gauge the reliability of expert proof on a truncated record,” and so the First Circuit
    concluded that “[b]ecause the summary judgment process does not conform well to the
    discipline that Daubert imposes, the Daubert regime should be employed only with great
    care and circumspection at the summary judgment stage.” 
    Id. ¶36. A startling
    difference exists between the fact pattern in Edmonds, the cases cited
    above, and today’s case – the parties here never had “an opportunity to be heard” regarding
    their expert testimony. The affidavit attached to the response to a motion for summary
    judgment and the lawyers’ presence at a hearing for summary judgment is not “an
    opportunity to be heard” within the meaning of our case law, the case law of other
    jurisdictions, or the substantive due process import of the rulings in Daubert and Kumho
    Tire.   Ultimately, while “[t]o exclude evidence is within purview of the court . . .
    determinations to exclude evidence before the challenging party has an opportunity to
    develop the record are unfair and improper.” Inline Connection Corp. v. AOL Time Warner
    Inc., 
    472 F. Supp. 2d 604
    , 611-12 (D.Del. 2007) (internal quotation and citation omitted).
    ¶37.    Secondly, let us examine the realities of litigation practice. The expert for the
    plaintiffs submitted an affidavit that was then attached to a response to a motion for summary
    judgment. In litigation, such affidavits often do not develop the full testimony of the expert,
    15
    their exact methodologies, or a point-by-point analytical structure of their intended
    testimony. Rather, these are sometimes “snapshots” of the general brunt of the intended
    testimony, offered to support the rebuttal to the motion for summary judgment. In many
    instances, the identity of the expert and a general idea of his or her testimony will already
    have been disclosed in the discovery process.
    ¶38.   If summary judgment is survived by the nonmovant, the normal procedure is that the
    expert will then be deposed, and oftentimes a separate Daubert challenge will be issued via
    motion. It is true that we should accord trial courts broad latitude as regards expert
    testimony. Yet we should not accord latitude of any fashion when a trial court flatly fails to
    perform even the most basic analysis of the testimony. As noted by the ample precedent
    above, the parties must have an opportunity to be heard regarding their proffer of experts and
    expert testimony.
    ¶39.   Next, let us contemplate the import that this will have on our trial courts and civil
    practice. Litigants, take heed: No longer can you rely upon the time-honored (and precedent-
    based) method of affixing an affidavit to your response in order to combat a motion for
    summary judgment. Instead, you must tender a full accounting of your expert’s reasoning.
    It is not known whether one must disclose the full report of the expert (if one exists), the
    supporting sources, or frankly, what would suffice to please the majority under today’s
    opinion, because the majority offers no guidance of any sort.
    ¶40.   Finally, make no mistake: This decision does not just have grave repercussions for all
    litigation practice in Mississippi and for the rights of plaintiffs and defendants in cases with
    16
    expert testimony. The result of the today’s opinion is to derail the cause of action of two
    children who were terribly burned on a school bus.
    ¶41.   The complaint of the schoolchildren details the horrors they suffered when headed
    home from their school in Amory. Their injuries are not in dispute. After the bus had caught
    fire, the girls, “while attempting to escape from [the] fumes and fire, were severely burned.”
    Lanika “received excruciating pain and permanent burns to her face, involving both ears,
    right arm, left arm, right hand, left hand, left thigh and left leg for a total of sixteen percent
    (16%) of her body.” She then stayed in a burn unit for ten days, “where she underwent daily
    skin care treatments which involved . . . the scraping of her skin, tub baths and dressing
    changes.” Her medical bills totaled more than $17,000.
    ¶42.   Camille “received first and second permanent degree burns to her face, hands and left
    shin as she attempted to escape” from the burning school bus. She, too, spent time in a
    hospital, suffering the dressing of her burns, but ultimately fared better than her classmate
    Lanika.
    ¶43.   Because the majority has refused to allow these plaintiffs an opportunity to be heard
    regarding the expert testimony they wish to offer, departing from our rules, established
    precedent, and standard litigation practice, I must dissent.
    EASLEY AND GRAVES, JJ., JOIN THIS OPINION.
    17
    

Document Info

Docket Number: 2006-CA-00018-SCT

Filed Date: 10/26/2005

Precedential Status: Precedential

Modified Date: 10/30/2014

Authorities (21)

Inline Connection Corp. v. AOL Time Warner Inc. , 472 F. Supp. 2d 604 ( 2007 )

Daubert v. Merrell Dow Pharmaceuticals, Inc. , 113 S. Ct. 2786 ( 1993 )

heath-knight-heath-knight-thomas-david-ingerman-v-kirby-inland-marine , 482 F.3d 347 ( 2007 )

group-health-plan-inc-a-nonprofit-minnesota-health-maintenance , 344 F.3d 753 ( 2003 )

Wal-Mart Stores, Inc. v. Johnson , 807 So. 2d 382 ( 2001 )

Meena v. Wilburn , 603 So. 2d 866 ( 1992 )

Ford Motor Company v. Cockrell , 1968 Miss. LEXIS 1281 ( 1968 )

Mississippi Transp. Comm'n v. McLemore , 863 So. 2d 31 ( 2003 )

Poole Ex Rel. Poole v. Avara , 908 So. 2d 716 ( 2005 )

Daniels v. GNB, Inc. , 629 So. 2d 595 ( 1993 )

Edmonds v. State , 955 So. 2d 787 ( 2007 )

Daniel G. Padillas v. Stork-Gamco, Inc , 186 F.3d 412 ( 1999 )

United States v. John W. Downing , 753 F.2d 1224 ( 1985 )

Rafaela Cortes-Irizarry v. Corporacin Insular De Seguros , 111 F.3d 184 ( 1997 )

nancy-robin-greenwell-individually-and-as-of-the-estate-of-richard-w , 184 F.3d 492 ( 1999 )

Short v. Columbus Rubber and Gasket Co. , 1988 Miss. LEXIS 570 ( 1988 )

Laurel Yamaha, Inc. v. Freeman , 956 So. 2d 897 ( 2007 )

Kelley v. Frederic , 573 So. 2d 1385 ( 1990 )

James Nelson, (Each and Every in This Class Action Suit) v. ... , 243 F.3d 244 ( 2001 )

Erby v. North Mississippi Medical Center , 1995 Miss. LEXIS 139 ( 1995 )

View All Authorities »