Annis Willis Rainer v. River Oaks Hospital, LLC ( 2019 )

IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2018-CA-00267-COA
ANNIS WILLIS RAINER APPELLANT
v.
RIVER OAKS HOSPITAL, LLC APPELLEE
DATE OF JUDGMENT: 06/02/2017
TRIAL JUDGE: HON. JOHN HUEY EMFINGER
COURT FROM WHICH APPEALED: RANKIN COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: J. EDWARD RAINER
ATTORNEYS FOR APPELLEE: MARK P. CARAWAY
KIMBERLY NELSON HOWLAND
NATURE OF THE CASE: CIVIL - MEDICAL MALPRACTICE
DISPOSITION: AFFIRMED - 08/13/2019
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
BEFORE CARLTON, P.J., GREENLEE AND McCARTY, JJ.
CARLTON, P.J., FOR THE COURT:
¶1. Annis Willis Rainer sued River Oaks Hospital for medical negligence, contending that
she was injured from exposure to latex during radiological tests performed on her at River
Oaks on December 22, 2011. River Oaks moved for summary judgment because Rainer
failed to timely designate a medical expert to support her medical negligence claim. Rainer
did not file any response to River Oaks’s motion. The afternoon before the hearing, Rainer
served her expert designation. Rainer moved for a continuance on the day of the hearing.
The Rankin County Circuit Court denied Rainer’s motion for a continuance and granted
summary judgment in River Oaks’s favor because Rainer did not furnish an affidavit or
sworn expert testimony in opposition to River Oaks’s motion in order to support her medical
negligence claim. Ten days after entry of the summary judgment, Rainer filed a motion for
a new hearing or for reconsideration and attached to that motion the sworn affidavit of her
medical expert. The trial court denied that motion. Rainer appeals. Finding no error, we
affirm.
STATEMENT OF FACTS AND PROCEDURAL HISTORY
¶2. Rainer filed her complaint against River Oaks on December 20, 2013, claiming
medical negligence and injury due to latex exposure she claims occurred on December 22,
2011, when she underwent radiological tests at River Oaks. About three weeks later, River
Oaks served its first set of interrogatories on Rainer, including Interrogatory No. 1 that
requested that Rainer (1) identify any person who would testify as a medical expert in support
of her claim and (2) provide the subject matter about which the expert was expected to
testify; the substance of facts and opinions about which the expert was expected to testify;
and a summary of the grounds for each opinion.
¶3. On June 23, 2015, the Rankin County Circuit Clerk filed a notice to dismiss Rainer’s
suit for lack of prosecution. The next day Rainer filed an application seeking a denial of the
clerk’s notice to dismiss her action. A day later, the trial court issued an order entitled
“Order Regarding Motion Hearings and Briefing” in which it explained “that after having
previously experienced problems with parties either not filing, or not timely filing
memorandum or briefs, the result of which adversely impacted the Court’s docket, the parties
should be required to timely file memorandum or briefs as ordered herein.” The order
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mandated compliance with the Uniform Rules of Circuit and County Court as to filing
motions and briefs and specified that the parties were “required to file any affidavit
supporting a motion with the motion and any opposing affidavit with the related reply or
rebuttal.”
¶4. On August 4, 2016, the circuit clerk filed a second notice to dismiss Rainer’s lawsuit
for lack of prosecution. Two weeks later Rainer filed an application seeking a denial of the
clerk’s notice to dismiss her action. This time, the trial court issued an order setting a
discovery conference for October 31, 2016, or, alternatively, requiring the parties to submit
an agreed scheduling order before that date.
¶5. The parties submitted an agreed scheduling order, and it was entered on October 7,
2016. The scheduling order required that Rainer designate her experts in accordance with
Rule 26(b)(4) of the Mississippi Rules of Civil Procedure by March 1, 2017, and also
provided that all discovery must be complete by June 30, 2017. All dispositive motions were
required to be heard before July 31, 2017. The scheduling order further provided that
“[r]elative to motions to dismiss and motions for summary judgment, the Court hereby orders
that a reply and a rebuttal be filed.”
¶6. Rainer did not designate any experts by the March 1, 2017 deadline.
¶7. On April 6, 2017, River Oaks filed a motion for summary judgment based upon
Rainer’s failure to designate a medical expert to support her medical negligence claim and
noticed its motion for a May 1, 2017 hearing. The hearing was rescheduled for May 24,
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2017, at the request of Rainer’s counsel—forty-eight days after River Oaks filed and
electronically served its summary judgment motion. The trial court also approved the parties’
agreed order allowing Rainer until May 15, 2017, to file a response to River Oaks’s summary
judgment motion. That order specifically provided that “[Rainer] shall not seek to enlarge
her time to respond to [River Oaks’s] Motion for Summary Judgment beyond May 15, 2017.”
¶8. Rainer did not file a response to River Oaks’s summary judgment motion by May 15,
2017, nor did Rainer ever file a response or any supporting expert affidavit before the May
24 hearing. On the afternoon before the May 24 hearing, Rainer served and filed her
“Designation of Expert Witnesses,” which designated Dr. Winn Walcott as her medical
expert.
¶9. On the day of the hearing, Rainer filed a motion for a continuance that provided that
Rainer’s counsel had been unable to obtain an affidavit from Rainer’s medical expert but that
the undersigned attorney was able to finally get in touch with the expert, Dr.
Winn Walcott[,] and obtain[ed] a report from him which was immediately
faxed to [River Oaks’s counsel] during the afternoon of May 23, 2017; and[]
that the undersigned attorney has not heard from [River Oaks’s counsel] since
talking to him in the afternoon of May 23, 2017 [about agreeing to a
continuance].[1]
¶10. There is no transcript in the record for the May 24, 2017 hearing on River Oaks’s
summary judgment motion and Rainer’s motion for a continuance. The circuit clerk’s cover
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Rainer’s brief provides that on May 23, River Oaks’s counsel told Rainer’s counsel
that he would need to get permission from his client regarding a continuance. At the hearing
the next day, River Oaks’s counsel told Rainer’s counsel that his client would not consent
to a continuance.
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letter submitting the record indicates that there was not a court reporter present at that
hearing. On June 2, 2017, the trial court entered its final judgment denying Rainer’s “Motion
to Continue” and granting summary judgment in River Oaks’s favor. The court found that
Rainer’s “Motion to Continue filed on the date of the scheduled hearing is not well taken
pursuant to Rule 56(f) of the Mississippi Rules of Civil Procedure;” and the court further
found that “there is insufficient expert opinion evidence to create a jury issue on the
questions of whether [River Oaks] negligently caused damage to [Rainer] as alleged.”
¶11. Rainer filed a motion for a new hearing or for reconsideration on June 12, 2017,
attaching Dr. Walcott’s sworn affidavit to that motion. The trial court entered its order
denying Rainer’s motion on January 18, 2018. Rainer appealed, asserting that the trial court
erred in granting summary judgment in River Oaks’s favor and dismissing her lawsuit with
prejudice.
STANDARD OF REVIEW
¶12. As the Mississippi Supreme Court has set forth in Handy v. Madison County Nursing
Home, 192 So. 3d 1005 (Miss. 2016), a party is entitled to summary judgment pursuant to
Mississippi Rule of Civil Procedure 56(c) as follows:
“[I]f the pleadings, depositions, answers to interrogatories and admissions on
file, together with the affidavits, if any, show that there is no genuine issue as
to any material fact and that the moving party is entitled to a judgment as a
matter of law.” M.R.C.P. 56(c). The moving party bears the burden of
persuasion to establish that there is no genuine issue of material fact. The
party with the burden of proof at trial bears the burden of production.
Summary judgment is appropriate when the non-moving party has failed to
make a showing sufficient to establish the existence of an element essential to
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the party’s case, and on which that party will bear the burden of proof at trial.
This Court applies de novo review to the circuit court’s grant of summary
judgment.
Id. at 1009 (¶14) (citations and internal quotation marks omitted).
DISCUSSION
¶13. Rainer asserts that the trial court erred in granting summary judgment in River Oaks’s
favor. Rainer further asserts that the trial court erred when it did not allow her a Rule 56(f)
continuance of the May 24 summary judgment hearing to allow her to obtain an affidavit
from her medical expert, Dr. Walcott. Rainer attached Walcott’s affidavit to her motion for
a rehearing or for reconsideration filed on June 12, 2017—two weeks after the summary
judgment hearing. Rainer asserts that the trial court also erred when it denied her motion for
a rehearing or for reconsideration. For the reasons addressed below, we find that Rainer’s
arguments are without merit, and we affirm the trial court’s summary judgment entered in
River Oaks’s favor.
¶14. To establish a prima facie case of medical negligence, the plaintiff must prove the
following elements:
(1) [T]he defendant had a duty to conform to a specific standard of conduct for
the protection of others against an unreasonable risk of injury; (2) the
defendant failed to conform to that required standard; (3) the defendant’s
breach of duty was a proximate cause of the plaintiff’s injury, and; (4) the
plaintiff was injured as a result.
Mid-S. Retina LLC v. Conner, 72 So. 3d 1048, 1050-51 (¶8) (Miss. 2011).
¶15. “Expert testimony is essential in medical malpractice cases because the expert
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testimony demonstrates how the required standard of care was disregarded, and the testimony
certifies that the defendant’s failure was the proximate cause, or proximate contributing
cause of the injury.” Miss. Baptist Med. Ctr. Inc. v. Phelps, 254 So. 3d 843, 845 (¶7) (Miss.
2018) (internal quotation marks omitted). As the supreme court has recognized, “[w]hen a
plaintiff fails to provide expert testimony establishing a prima facie case of medical
malpractice, generally, a grant of summary judgment is required.” Id.
I. The Summary Judgment Motion
¶16. After Rainer’s medical negligence lawsuit had been pending for over three years, and
after the circuit clerk had twice moved to dismiss Rainer’s lawsuit for failure to prosecute,
River Oaks moved for summary judgment based upon Rainer’s failure to identify an expert
to testify about two required elements of her medical negligence claim: that River Oaks
breached the applicable standard of care and that the alleged breach proximately caused
Rainer’s alleged damages. At this point, River Oaks met its summary judgment burden, as
the Court explained in Scales v. Lackey Memorial Hospital, 988 So. 2d 426, 433 (¶17) (Miss.
Ct. App. 2008), as follows: “[A] defendant in a medical malpractice action may meet its
summary judgment burden by pointing out to the court that the plaintiff has failed to produce
sworn expert testimony supporting his or her allegations.”
¶17. Once River Oaks met its summary judgment burden, the burden then shifted to Rainer
“to come forth with sworn expert testimony,” stating that River Oaks had breached the
applicable standard of care, id. at 433 (¶18), as the supreme court explained in detail in
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Phelps:
[Plaintiff] had the burden to come forth with sworn expert testimony stating
that her physicians had breached the applicable standard of care; she failed to
meet this burden. While [plaintiff] argues she retained a medical expert prior
to filing suit and she responded to discovery requests identifying her expert
and providing a summary of opinions, she failed to produce any sworn expert
testimony by affidavit or otherwise. . . . Without expert testimony establishing
a prima facie case of medical malpractice, [plaintiff] cannot meet her burden
of proof.
Phelps, 254 So. 3d at 846 (¶¶11-12); see also Abdrabbo v. Johnson, 220 So. 3d 952, 956-57
(¶¶29-30) (Miss. 2017) (reversing trial court’s denial of defendants’ summary judgment
motion where the plaintiff failed to offer expert testimony sufficient to establish prima facie
medical negligence claim and noting that plaintiff “had more than enough time and
opportunity to engage in any discovery necessary to prosecute his claims”); Handy, 192 So.
3d at 1010 (¶16) (affirming summary judgment in nursing home’s favor and finding that
plaintiff’s unsworn expert designations were not competent evidence to overcome summary
judgment on plaintiff’s medical negligence claim); Walker v. Skiwski, 529 So. 2d 184, 187
(Miss. 1988) (finding that listing expert witnesses in interrogatory responses without
providing any sworn testimony from these experts was the “fatal deficiency in [the
plaintiffs’] opposition to summary judgment”); Scales, 988 So. 2d at 433 (¶18) (finding that
plaintiff’s “unsworn answers to [defendant hospital’s] expert interrogatories [in response to
the hospital’s summary judgment motion on her medical negligence claim] were not
sufficient to create a genuine issue of material fact”).
¶18. In this case, we recognize that a day before the summary judgment hearing, Rainer
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filed and served her expert designation that listed Dr. Walcott as her medical expert and
provided a summary of his opinions.2 Under the authorities discussed above, even if Rainer’s
expert designation had been attached to a timely filed opposition to River Oaks’s motion, this
action would not have been sufficient to overcome summary judgment in River Oaks’s favor.
We find no error in the trial court’s decision to grant summary judgment in River Oaks’s
favor because Rainer failed to oppose River Oaks’s motion with an affidavit or sworn expert
testimony meeting the breach-of-the-applicable-standard-of-care and proximate cause
elements of her medical negligence claim.
II. The Motion for a Continuance
¶19. Rainer asserts that the trial court should have granted a continuance pursuant to Rule
56(f) of the Mississippi Rules of Civil Procedure to allow her to obtain an affidavit from Dr.
Walcott. For the reasons addressed below, we find that the trial court did not abuse its
discretion in denying Rainer’s motion for a continuance.
¶20. Rule 56(f) provides as follows:
(f) When Affidavits Are Unavailable. Should it appear from the affidavits of
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Rainer also asserts in her appellant’s brief that at the hearing the next day her
counsel attempted to submit an unsworn letter report from Dr. Walcott, but the trial court
would not accept it. As noted above, the record does not contain a transcript of the summary
judgment hearing or any exhibits from that hearing and thus we do not consider this
assertion. Miller v. R.B. Wall Oil Co., 970 So. 2d 127, 130 (¶6) (Miss. 2007) (recognizing
that “we must confine our review to what appears in the record”). Even if we did consider
it, it would not change our opinion because an unsworn letter report is not an affidavit or
sworn expert testimony and would not suffice in meeting Rainer’s burden of production in
opposing River Oaks’s summary judgment motion.
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a party opposing the motion that he cannot for reasons stated present by
affidavit facts essential to justify his opposition, the court may refuse the
application for judgment or may order a continuance to permit affidavits to be
obtained or depositions to be taken or discovery to be had or may make such
order as is just.
As this Court has recognized, “[a] trial court has sound discretion to grant or deny a
continuance under Rule 56(f). This Court will only reverse a trial court where its decision
can be characterized as an abuse of discretion.” Scales, 988 So. 2d at 434 (¶19) (citations
and internal quotation marks omitted). A party moving for a continuance under Rule 56(f)
“must present specific facts why he cannot oppose the motion and must specifically
demonstrate how postponement of a ruling on the motion will enable him, by discovery or
other means, to rebut the movant’s showing of the absence of a genuine issue of fact.” Id.
(internal quotation marks omitted).
¶21. We first observe that the “motion to continue” that Rainer filed the day of the
summary judgment hearing did not cite Rule 56(f), nor did it comply with the Rule’s
requirement that the movant must file an affidavit in support of her motion seeking a
continuance to allow additional discovery. We further observe, however, that “the failure
to file an affidavit is not fatal to a Rule 56(f) motion, if ‘the court concludes that the party
opposing summary judgment had been diligent and has acted in good faith.’” Scales, 988 So.
2d at 435 n.3 (quoting Owens v. Thomae, 759 So. 2d 1117, 1121-22 (¶17) (Miss. 1999)). As
we found in Scales, we also find in this case that Rainer did not act with diligence and we
therefore find no abuse of discretion in the trial court’s refusal to continue the hearing and
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allow Rainer additional time to obtain Dr. Walcott’s affidavit.
¶22. In Scales, 988 So. 2d at 435 (¶20), “[a]lmost three years elapsed between the time [the
plaintiff] filed her complaint and the . . . hearing . . . on [the defendant hospital’s] motion for
summary judgment, and two years elapsed from the time [the defendant hospital] served its
[discovery] . . . [and when it] filed its motion for summary judgment.” Additionally, “four
months elapsed between the time the summary judgment motion was filed and the time the
hearing on the motion was held . . . .” Id. Under these circumstances we found that the
plaintiff had “ample time in which to produce sworn expert testimony supporting her
malpractice allegations.” Id.
¶23. Rainer’s case presents even more factors that support the trial court’s decision to deny
Rainer’s motion for a continuance. Rainer filed her complaint nearly three and one-half
years before the May 24, 2017 hearing on River Oaks’s summary judgment motion. During
this time period the circuit clerk twice moved to dismiss Rainer’s lawsuit for want of
prosecution. Over three years elapsed between the time River Oaks served its interrogatories
on Rainer (including an interrogatory seeking Rainer’s expert information pursuant to Rule
26(b)(4) of the Mississippi Rules of Civil Procedure) and River Oaks filed its summary
judgment motion in April 2017. Rainer finally filed her expert designation on the day before
the May 24, 2017 summary judgment hearing.
¶24. Further, in June 2015 the trial court issued its “Order Regarding Motions Hearings and
Briefs” in which it specifically ordered “that the parties shall be and hereby [are] required to
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file any affidavit supporting a motion with the motion and any opposing affidavit with the
related reply or rebuttal.” (Emphasis added). River Oaks filed its summary judgment
motion on April 6, 2017, and the hearing date was rescheduled for May 24, 2017, at the
request of Rainer’s counsel—forty-eight days after River Oaks filed and electronically served
its summary judgment motion. Rainer obtained an extension until May 15, 2017, to file her
response to River Oaks’s summary judgment motion. Nevertheless, Rainer did not file a
response to River Oaks’s summary judgment motion or timely file a supporting affidavit
from Dr. Walcott.
¶25. In short, Rainer had “ample time in which to produce sworn expert testimony
supporting her [medical negligence] allegations,” Scales, 988 So. 2d at 435 (¶20), on or
before the May 24, 2017 hearing. Indeed, our review of Rainer’s motion for a continuance
reveals that it does not provide any reason at all why her counsel could not obtain Dr.
Walcott’s affidavit in a timely manner. Rainer does not, for example, contend that River
Oaks possessed information that she needed to oppose its summary judgment motion, a
situation that may warrant a Rule 56(f) continuance. See id. at 435 (¶21); see also Marx v.
Truck Renting & Leasing Ass’n, 520 So. 2d 1333, 1343-44 (Miss. 1987) (observing that a
Rule 56(f) continuance may be justified “where the party seeking to invoke the protections
of Rule 56(f) claims the necessary information rests within the possession of the party
seeking summary judgment”), overruled on other grounds by Commonwealth Brands Inc.
v. Morgan, 110 So. 3d 752, 763 (¶28) (Miss. 2013). Rainer’s motion for a continuance,
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instead, simply provides that her counsel “was able to finally get in touch with the expert, Dr.
Winn Walcott, and obtained [an unsworn] report from him which was immediately faxed to
[River Oaks’s counsel]” the afternoon before the hearing—but this does not explain why
Rainer’s counsel could not get this information sooner or why he did not obtain a sworn
affidavit by that time.
¶26. As this Court has recognized, “a plaintiff in a medical malpractice action knows ‘from
the very moment the suit [is] filed . . . that an expert witness [will] be needed to survive
summary judgment.’” Scales, 988 So. 2d at 436 (¶23) (quoting Brooks v. Roberts, 882 So.
2d 229, 232 (¶10) (Miss. 2004)). We found in Scales that the plaintiff “knew from the time
she filed her complaint that expert testimony would be necessary to withstand a summary
judgment by [the defendant hospital], and we find no abuse of discretion in the trial court’s
refusal to allow additional time for discovery prior to ruling on [defendant hospital’s] motion
for summary judgment.” Id. We find that the same analysis applies in this case.
¶27. In short, Rainer failed to present any reason that justified a Rule 56(f)
continuance—particularly in this case where Rainer alleges that the injuries she suffered in
2011 were due to latex exposure, and Dr. Walcott had been Rainer’s treating physician for
her latex sensitivity since 2006. Just like the plaintiff in Scales, Rainer knew “from the time
she filed her complaint that expert testimony would be necessary to withstand a summary
judgment by [River Oaks].” Scales, 988 So. 2d at 436 (¶23). We find that the trial court was
well within its discretion in denying Rainer additional time to obtain Dr. Walcott’s affidavit
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before ruling on River Oaks’s motion for summary judgment.
III. The Motion for a New Hearing or for Reconsideration
¶28. Rainer obtained a sworn affidavit from Dr. Walcott on June 7, 2017, in which Dr.
Walcott stated that in his opinion, to a reasonable degree of medical certainty, the acts of
River Oaks’s employees as alleged in the complaint “violated the standard of care and duty
owed to . . . Rainer by the hospital and resulted in injury to her.” On June 12 Rainer moved
for a new hearing or for reconsideration regarding River Oaks’s summary judgment motion
and attached Dr. Walcott’s affidavit to that motion. Rainer asserts that the trial court erred
in denying her motion for a new hearing or for reconsideration under these circumstances.
We disagree and find no abuse of discretion in the trial court’s denial of that motion for the
reasons addressed below.
¶29. As the supreme court has explained, “[a] motion to set aside or reconsider an order
granting summary judgment will be treated as a motion under Rule 59(e).” Handy, 192 So.
3d at 1011 (¶21) (internal quotation mark omitted). Rainer, as the movant, “has the burden
to show “(i) an intervening change in controlling law, (ii) availability of new evidence not
previously available, or (iii) need to correct a clear error of law or to prevent manifest
injustice.” Id. “A trial court’s denial of a motion for reconsideration is reviewed for abuse
of discretion.” Point S. Land Tr. v. Gutierrez, 997 So. 2d 967, 975 (¶19) (Miss. Ct. App.
2008).
¶30. In determining that the trial court did not abuse its discretion in denying Rainer’s
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motion for a new hearing or reconsideration, we find Handy instructive. In Handy, 192 So.
3d at 1006 (¶1), the plaintiff sued Madison County Nursing Home for medical negligence.
When the plaintiff failed to timely designate any experts to support her medical negligence
claim, the defendant moved for summary judgment. Id. The trial court granted summary
judgment because the plaintiff failed to submit any expert affidavits in opposition to the
defendant’s motion. Id. at 1008 (¶12). Three days later the plaintiff moved for
reconsideration and attached to that motion an expert affidavit to support her medical
negligence claim. Id. The plaintiff later supplemented her motion with an additional
expert’s affidavit. Id.
¶31. The trial court denied the plaintiff’s motion for reconsideration, id. at 1008-09 (¶13),
and the supreme court affirmed, recognizing that “the unexcused failure to present
evidence[,] which is available at the time summary judgment is under consideration[,]
constitutes a valid basis for denying a motion to reconsider.” Id. at 1012 (¶22). In Handy’s
case, the supreme court found that the trial court “did not abuse its discretion by refusing to
accept affidavits on reconsideration that could and should have been submitted with the
summary judgment response.” Id. at 1011-12 (¶¶20-23). The supreme court held:
Because Handy’s unsworn expert designations were insufficient to meet her
burden of production on summary judgment, the circuit court properly granted
summary judgment in favor of the nursing home. Further, the circuit court’s
denial of Handy’s motion for reconsideration was not an abuse of its
discretion. Therefore, this Court affirms the judgment of the circuit court.
Id. at 1012 (¶23).
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¶32. We make the same determination here. Rainer makes no claim of an intervening
change in the law; she has offered no viable reason why Dr. Walcott’s affidavit was not
previously available; and she has offered no basis supporting a determination that
reconsideration was necessary to correct a clear error of law or to prevent manifest injustice.
As such, we find no abuse of discretion in the trial court’s denial of Rainer’s motion for a
new hearing or for reconsideration.
¶33. In sum, we find that the trial court properly granted summary judgment because
neither Rainer’s untimely and unsworn expert report, nor her expert designation, were
sufficient to meet her burden of production in opposing River Oaks’s motion, and the trial
court did not abuse its discretion in denying Rainer’s request for a continuance. Further, we
find that the trial court was well within its discretion in denying Rainer’s motion for a new
hearing or for reconsideration. We therefore affirm the trial court’s judgment.
¶34. AFFIRMED.
BARNES, C.J., J. WILSON, P.J., GREENLEE, WESTBROOKS, TINDELL,
McDONALD, LAWRENCE, McCARTY AND C. WILSON, JJ., CONCUR.
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