Michael R. Spears v. State of Mississippi ( 2019 )

IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2018-KA-00735-COA
MICHAEL R. SPEARS A/K/A MICHAEL APPELLANT
SPEARS
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 03/09/2018
TRIAL JUDGE: HON. DAL WILLIAMSON
COURT FROM WHICH APPEALED: JONES COUNTY CIRCUIT COURT,
FIRST JUDICIAL DISTRICT
ATTORNEY FOR APPELLANT: OFFICE OF STATE PUBLIC DEFENDER
BY: MOLLIE MARIE McMILLIN
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: KAYLYN HAVRILLA McCLINTON
DISTRICT ATTORNEY: ANTHONY J. BUCKLEY
NATURE OF THE CASE: CRIMINAL - FELONY
DISPOSITION: AFFIRMED - 10/15/2019
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
BEFORE J. WILSON, P.J., TINDELL AND LAWRENCE, JJ.
LAWRENCE, J., FOR THE COURT:
¶1. A Jones County Grand Jury indicted Michael Spears for two counts of sexual battery
in violation of Mississippi Code Annotated section 97-3-95 (Rev. 2014). On March 7, 2018,
the trial jury returned a guilty verdict on both counts. At a separate sentencing hearing on
March 8, 2018, the trial court set aside Spears’s conviction on Count I. Regarding Count II,
the trial court sentenced Spears to seventeen years in the custody of the Mississippi
Department of Corrections (MDOC) with four years suspended and thirteen years to serve,
without eligibility for parole. Spears now appeals his conviction and sentence in Count II,
claiming that the indictment was defective and that the trial court erred in allowing the State
to amend the indictment prior to trial. We find no error and affirm Spears’s conviction and
sentence.
FACTS
¶2. Michael Spears lived with his wife Jennifer Spears and two of her children, VR and
MS, until Spears and Jennifer separated in 2015.1 VR was not Spears’s biological child. VR
suffered from a mental disability and was enrolled in special education classes while in grade
school. VR also received disability benefits. In October 2016, VR disclosed to a friend that
Spears had sex with her against her will. Jennifer found out and reported the abuse to the
Jones County Sheriff’s Department on January 5, 2017. Following an investigation, Spears
was indicted on two counts of sexual battery. At issue in this appeal is the language of Count
II of the indictment, which reads as follows:
Michael R. Spears (D.O.B. [1970]) [a] male person over 18 years old, at the
time of said offense . . . . Count II: Sexual Battery: as part of a common plan
or scheme or as part of the same transaction or occurrence in said County,
District[,] and State, between 2007 and 2011 A.D., did willfully, unlawfully[,]
and feloniously engage in sexual penetration as defined in MCA Section 97-3-
97 with V.R. (D.O.B. [1992]), a female vulnerable person between the ages of
13-19 by having sexual intercourse with V.R. against her will at the time when
the said defendant, Michael R. Spears, was 24 or more months older than the
child, and having occupied a position of trust or authority over the child, being
her step father; in violation of Section 97-3-95, Mississippi Code 1972, and
contrary to the form of the statute in such cases made and provided against the
peace and dignity of the State of Mississippi.
1
Because both children were minors at the time of the abuse against VR, we protect
their identities with the use of these initials.
2
¶3. The State filed a motion to amend the indictment on March 5, 2017. The amendment
changed VR’s age range at the time of the assault from between thirteen and nineteen to
between thirteen and seventeen years old. At the pretrial hearing on the motion to amend,
the defense “debated on whether or not to object.” The defense argued that if the amendment
was allowed, Spears was “entitled to know who made the decision to make those date
changes.” The trial court granted the motion and found the change was not substantive. The
trial judge reasoned:
I don’t think it really – we’re talking about an alteration of any date when [the
crime] occurred. And I realize the State’s position that, with a lot of these
cases, especially a case that allegedly involves this type of charge, that the
child may not have recorded exact date of events and it’s hard to specify
exactly what day it occurred. But because the State has the additional burden
of proving that this was without her consent under Subsection 1(a) of 7-3-95,
I’m going to allow the amendment.
The defense never objected to the amended indictment, except as set forth above, and never
raised the issue about the drafting of the indictment that is raised here. At the jury instruction
conference, the defense specifically had “no objection to using the [S]tate’s instruction” that
tracked the language of the amended indictment.
¶4. When VR testified at trial, she told the jury that she “considered Michael Spears [to
be her dad].” VR claimed her stepfather sexually assaulted her on two separate occasions.2
The second time VR was allegedly assaulted, she came into Spears’s bedroom after she
2
The first instance of abuse was used at trial to support Count I of the indictment.
Because the trial court set aside the jury’s guilty verdict on Count I, this Court will only
discuss Count II of the indictment, which is at issue in this appeal.
3
found something of Jennifer’s. VR said the door was shut but unlocked, and she came into
the bedroom when Spears said to. She then placed what belonged to her mother in the
bedroom closet. Spears made her sit on the bed. At that point, MS came home. Spears
instructed MS to go into the living room, watch a movie, and shut the bedroom door on her
way out. Once the door was shut, Spears took off VR’s clothing, got on top of her, and
proceeded to have sex with her. VR testified that she “didn’t want [to have sex with
Spears].” Spears instructed VR to “[not] tell anyone,” and especially to “[not] tell Mom.”
VR claimed she was seventeen when her stepfather had sex with her.
¶5. VR initially did not say anything about the assault because “[she] was scared [for her]
life. And [she] was scared if [she] told anyone it would happen again.” VR disclosed the
abuse to her friend Linda Simpson while she was at Linda’s home. Jennifer found out the
same day and immediately confronted her husband. Spears admitted the encounter occurred
but maintained that the sex between he and VR was consensual.
¶6. Spears testified that VR had touched him inappropriately or acted inappropriately
before the alleged assault VR claimed happened when she was seventeen. Spears told the
jury that when VR was fourteen, she came into his bedroom after she had showered. Spears
testified that VR took off her towel and got into bed with him. Spears responded by shaking
VR and telling Jennifer about what happened. Spears then recounted a second time when VR
was inappropriate. Spears claimed that when VR was sixteen, he was asleep on the couch
when VR took his hand and put it down her pants. Finally, Spears alleged that when VR was
4
nineteen, she attempted to grab his penis while in the swimming pool with him. He
explained at trial that nothing sexual ever happened between him and VR during these
alleged occurrences and that they only had sex once.
¶7. Spears admitted that he had sex with VR, however his version of events differed from
VR’s testimony. Spears claimed that VR walked in on him while he was masturbating. VR
then went and put a movie on for MS and came back into the bedroom. Spears maintained
that VR then took off her shorts, sat on the bed, and spread her legs. The trial transcript
indicates that he asked VR, “[A]re we really going to do this?” VR responded, “[Y]es.” Both
Spears and VR testified that this was the only time they had sexual intercourse. Spears,
however, claimed that this event happened in June 2015 when VR would have been twenty-
three.
¶8. The jury found Spears guilty on both counts of sexual battery, but this appeal only
addresses Count II, as Count I was set aside. The trial court sentenced Spears to seventeen
years with four years suspended and thirteen years to serve. Spears now appeals and claims
that the indictment was defective on its face and that the trial court erred by allowing the
State to amend the indictment before trial.
STANDARD OF REVIEW
¶9. It is well settled law that a question concerning the effectiveness of an indictment is
a question of law that should be reviewed de novo. Payton v. State, 41 So. 3d 717, 717 (¶11)
(Miss. Ct. App. 2009) (citing Graham v. State, 967 So. 2d 670, 673 (¶8) (Miss. Ct. App.
5
2007)). An indictment is valid if it contains “the essential elements of the crime with which
the accused is charged.” Id. (citing Belk v. State, 8 So. 3d 272, 274 (¶9) (Miss. Ct. App.
2009)).
ANALYSIS
¶10. Spears raises two issues on appeal, both of which deal with the indictment. First,
Spears alleges that his indictment failed to put him on notice of what the State intended to
prove, which left him unable to properly defend himself. Second, Spears alleges error
because the State was allowed to amend the indictment prior to trial.
I. Whether the trial court erred by not dismissing the indictment sua
sponte.
¶11. Spears claims that because the indictment merged, in one form or another, each of
the various subsections set forth in Mississippi Code Annotated section 97-3-95, he was
unable to properly defend himself against the crime charged. At the time Spears was
indicted, Rule 7.06 of the Uniform Rules of Circuit and County Court Practice governed
indictments and their requirements:
The indictment upon which the defendant is to be tried shall be a plain,
concise[,] and definite written statement of the essential facts constituting the
offense charged and shall fully notify the defendant of the nature and cause of
the accusation. Formal and technical words are not necessary in an indictment,
if the offense can be substantially described without them. An indictment shall
also include the following:
1. The name of the accused;
2. The date on which the indictment was filed in court;
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3. A statement that the prosecution is brought in the name and by the
authority of the State of Mississippi;
4. The county and judicial district in which the indictment is brought;
5. The date and, if applicable, the time at which the offense was alleged
to have been committed. Failure to state the correct date shall not
render the indictment insufficient;
6. The signature of the foreman of the grand jury issuing it; and
7. The words “against the peace and dignity of the state.”
Each and every technical requirement set forth in Rule 7.06 is present in Spears’s indictment.
As a result, there was no error in the form of the indictment against Spears. State v. Hawkins,
145 So. 3d 636, 639 (¶6) (Miss. 2014) (citing Carroll v. State, 755 So. 2d 483, 487 (¶11)
(Miss. Ct. App. 1999)).
¶12. We now, however, must address the substance of the indictment as well since the Rule
further provides that the indictment must state “a plain, concise[,] and definite written
statement of the essential facts constituting the offense charged” and “fully notify the
defendant of the nature and cause of the accusations” he faces. URCCC 7.06. This provision
does not mean that the language of the indictment must be directly taken from the statute.
In fact, “[a]lthough use of the statutory language is generally sufficient, using the exact
language from the statute is not necessary if the words used have substantially the same
meaning and the indictment is specific enough to give the defendant notices of the charge
against [them].” Hawkins, 145 So. 3d at 640 (¶8). The Mississippi Supreme Court has
repeatedly held that “[s]o long as a fair reading of the indictment, taken as a whole, clearly
7
describes the nature and causes of the charge against the accused, the indictment is legally
sufficient.” Id. at (¶9) (citing Berry v. State, 996 So. 2d 782, 787 (¶24) (Miss. 2008)). This
Court’s consideration of the indictment is contingent, in part, on whether or not “the
defendant was prejudiced in preparation of his defense.” Id. (quoting Medina v. State, 688
So. 2d 727, 730 (Miss. 1996)).
¶13. Spears argues that he was prejudiced in his defense because the indictment failed to
provide him sufficient notice under which subsection of Mississippi Code Annotated section
97-3-95 he was charged. The Mississippi Supreme Court has held that “subsections are not
mutually exclusive, and the [S]tate is not required to distinguish the subsections in every
indictment so long as the indictment is sufficient to inform the defendant of the claims
against him or her.” Hawkins, 145 So. 3d at 642 (¶16). This Court has also held “it is not
necessary for the indictment to specify a particular subsection of a statute where the
subsections provide several variations of the crime.” Id. at (¶21); accord Shields v. State,
130 So. 3d 160, 162 (¶12) (Miss. Ct. App. 2014).
¶14. Before an analysis of the issues presented to this Court can be accomplished, we must
first look to the actual wording of section 97-3-95, which reads as follows:
(1) A person is guilty of sexual battery if he or she engages in sexual
penetration with:
(a) Another person without his or her consent;
(b) A mentally defective, mentally incapacitated or physically
helpless person;
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(c) A child at least fourteen (14) but under sixteen (16) years of age,
if the person is thirty-six (36) or more months older than the
child; or
(d) A child under the age of fourteen (14) years of age, if the person
is twenty-four (24) or more months older than the child.
(2) A person is guilty of sexual battery if he or she engages in sexual
penetration with a child under the age of eighteen (18) years if the
person is in a position of trust or authority over the child, including
without limitation the child’s teacher, counselor, physician, psychiatrist,
psychologist, minister, priest, physical therapist, chiropractor, legal
guardian, parent, stepparent, aunt, uncle, scout leader or coach.
¶15. The typical practice is for the grand jury to indict the defendant for violating each
particular subsection and include in those counts just the essential elements for that particular
subsection. Here, Spears’s indictment essentially merged all of the subsections into one
count.3 Spears claims the indictment’s inartful drafting prejudiced him. But, upon closer
analysis, he actually received the benefits of this merger. Instead of simply being charged,
as the facts showed, with having sex with VR “against her will,” the State added extra
burdens to its case at trial to prove each subsection set forth in the indictment. While the
indictment added facts not necessary to convict Spears under section 97-3-95(1)(a), the
3
While one subsection was sufficient to properly charge Spears, the State chose to
merge all of the subsections into one count. Further, the jury instructions tracked the
language of the indictment and included, as required, proof for each additional subsection
the State put in Count II of the indictment. “As an appellate court, we must assume that
juries follow the instructions of the trial court.” Cobb v. State, 734 So. 2d 180, 181 (¶4)
(Miss. Ct. App. 1999). Therefore, this Court must assume that the jury found evidence of
the extra subsections the State chose to include in the indictment when it returned the jury
verdict of guilty.
9
language of the indictment tracks the language of the statute as a whole that the State alleged
Spears violated.4
¶16. The indictment charged Spears with “having sexual intercourse with VR against her
will,” satisfying the statutory language in Mississippi Code Annotated section 97-3-95(1)(a).5
This language was included in the jury instructions, and the jury heard testimony from the
victim that the sexual intercourse was against her will. That, standing alone without the other
elements merged in, would have been sufficient to convict Spears. The State, however,
inexplicably added additional subsections and thereby increased the required proof necessary
to convict Spears of sexual battery “against her will.” We note that the additional
subsections were within the elements instruction given to the jury, thereby guaranteeing the
jury found that which was alleged by the State in the indictment.
¶17. In addition to having sex with VR “against her will,” the indictment also alleged that
the victim was a “vulnerable person,” as prohibited in subsection 97-3-95(1)(b). There was
4
Section 97-3-95(1)(a) reads “without consent.” While most indictments for that
offense safely used the words that are actually in the statute, here, the State put the words
“against her will,” which, without doubt, mean the same thing. For purposes of this opinion,
we will use the words in the indictment to facilitate an easier understanding of the issues in
this case.
5
Spears raises in his brief that he would have argued that the statute of limitations
had run on a claim under section 97-3-95(1)(a) if he was properly notified that the
indictment charged that portion of the statute. “[S]tatutes of limitation are affirmative
defenses that can be waived if not raised.” Courtney v. State, 2017-KA-01267-SCT, 2019
WL 1949826, at *3 (¶12) (Miss. May 2, 2019) (citing Conerly v. State, 607 So. 2d 1153,
1158 (¶17) (Miss. 1992)). Because Spears never raised the statute of limitations issue in the
trial court through a motion, it is waived.
10
ample proof that the victim in this case was a vulnerable person, and the jury was instructed
in the elements instruction to make that finding of fact. Again, if the jury found Spears had
sex with VR against her will, then that alone was sufficient under our law to convict Spears.
This additional element did not make the indictment defective. Rather, it only served to
increase the burden of proof the State placed upon itself.
¶18. The indictment also gave notice that the State sought to prove that the assault
happened when VR was between the ages of thirteen and seventeen when “Michael R.
Spears was twenty-four-or-more months older than the child.” This surplusage language
presents more problems than the “vulnerable child” language addressed above. Why the
State put a victim’s age range from thirteen to seventeen, when such age range has no legal
effect in a non-consensual sexual assault, is unclear. Further, there is not a subsection that
directly creates a prohibited act when the victim is “between the ages of thirteen and
seventeen.” The statute has three sections dealing with the victim’s age. Section 97-3-
95(1)(c) prohibits sexual penetration when the victim is fourteen years old but under sixteen
years old and the offender is thirty-six-or-more months older than the victim. Second,
subsection 97-3-95(1)(d) prohibits sexual penetration when the victim is under the age of
fourteen and the offender is twenty-four months older than the victim. Third, subsection 97-
3-95(2) prohibits sexual penetration where the victim is under the age of eighteen and the
perpetrator is in a position of trust or authority. The indictment did allege that Spears was
in “a position of trust or authority over the child, being her stepfather.” When that subsection
11
is alleged, the State must prove the victim was under the age of eighteen. The victim testified
she was seventeen at the time Spears had sex with her against her will. Therefore, the State
did meet its burden of proof under subsection 97-3-95(2) as the jury was instructed, and the
evidence showed that Spears was VR’s stepfather.
¶19. The self-created age category of thirteen to seventeen would be insufficient if the
indictment was alleging criminal conduct under either section 97-3-95(1)(c) or (d). But that
is not the case here. It is clear from the testimony and evidence offered, along with a plain
reading of the indictment, that the allegation was Spears sexually penetrated VR against her
will. Had it been what is commonly referred to as a “(1)(c)” or a “(1)(d),” the indictment
would be legally defective. But since the allegation of “against her will” was clearly set forth
in the indictment and in the jury instructions along with the self-created age category of
“between the age of thirteen and seventeen,” that language can be considered surplusage.
But since the State included it in the indictment, the State carried the burden of proving that
self-created age category. That language was placed in the elements instruction given to the
jury, and there was sufficient testimony by the victim that the touching and sex occurred
during that period of her life. Because the indictment gave Spears clear and adequate notice
of the charges he faced at trial and inured to his benefit by demanding more proof than any
single subsection, we find that this issue is without merit.
II. Whether the trial court erred in granting the motion to amend the
indictment before trial.
¶20. Spears’s final argument raises whether the trial court improperly granted the State’s
12
motion to amend the indictment on the morning of trial. Spears claims that changing the
maximum age VR would have been at the time of the assault to seventeen, instead of
nineteen, was one of substance and not of form. Trial courts are not empowered “to grant
substantial amendments to indictments.” Baine v. State, 604 So. 2d 258, 260 (Miss. 1992).
Amendments involving a change in date, however, are merely changes in form and not
substance, “[u]nless time is an essential element or factor in the crime . . . .” Id. at 261. Our
supreme court has specifically held:
An indictment for any offense shall not be insufficient for omitting to state the
time at which the offense was committed in any case where time is not the
essence of the offense, nor for stating the time imperfectly, nor for stating the
offense to have been committed on a day subsequent to the finding of the
indictment or on an impossible day, or on a day that never happened.
Id. (quoting Wilson v. State, 515 So. 2d 1181, 1182 (Miss. 1987)).
¶21. Spears cites Rule 14.4(a) of the Mississippi Rules of Criminal Procedure and argues
that an amendment “may be allowed only if a defendant is afforded a fair opportunity to
present a defense and is not unfairly surprised.” To understand whether or not the defense
would suffer prejudice, this Court must consider whether or not the defenses available to
Spears before the indictment was amended would still be available after the trial court
granted the motion to amend. Montgomery v. State, 891 So. 2d 179, 186 (¶23) (Miss. 2004).
¶22. We find the case of Yarbrough v. State instructive. In Yarbrough, this Court found
that the removal of the word “serious” from an indictment of aggravated assault did not
materially alter the facts or change the face of the indictment. 996 So. 2d 804, 808 (¶16)
13
(Miss. Ct. App. 2008). There we found that “[t]he amendment simply changed the extent of
the injuries suffered by [the victim].” Id. at 808 (¶16). That amendment, made on the day
of trial, did not change Yarbrough’s defense and we found that the defense would have been
the exact same “whether the indictment contained the word serious or not.” Id. “An
indictment may be amended without action of the grand jury if the amendment is one of form
and not of substance.” Goodin v. State, 977 So. 2d 338, 340-41 (¶11) (Miss. 2008) (citing
Spann v. State, 771 So. 2d 883, 898 (¶44) (Miss. 2000)).
¶23. The record before us indicates that Spears’s defense would have been the exact same
whether the indictment capped VR’s age at nineteen or seventeen. Spears’s defense was
twofold: one, that he had sex with VR when she was twenty-three. The jury heard his
testimony and VR’s testimony as to the date of the sex, and, as the trier of fact, obviously
found VR’s testimony to be truthful. Spears was not prevented in any form or fashion from
presenting his defense due to the amendment of the indictment. Two, he claimed that the sex
with VR was consensual. VR, however, testified that the sex was not consensual. Again,
the jury heard the conflicting testimony and as the trier of fact found the sex was non-
consensual. Simply put, the amendment changed the maximum age of the victim for a
category of age that is irrelevant if alleging sex without consent.
¶24. Spears directs our attention to the holding in Rhymes v. State, 638 So. 2d 1270, 1276
(Miss. 1994), where the supreme court reversed a conviction of sexual battery because the
indictment was amended to change the age of the victim. Rhymes was charged “with sexual
14
battery of a female under the age of fourteen years under Miss. Code Ann. § 97-3-65(1)
(1972).” Rhymes, 683 So. 2d at 1272. The indictment was amended on the day of trial to
change “under fourteen years” to “over fourteen years.” Id. The trial court determined the
amendment was one of form, not of substance, and Rhymes was convicted. Id. The supreme
court held that the amendment was substantive because “[h]is defense that [the woman] was
not under 14 years of age but 26 years old at the time would have required the jury to return
a verdict of acquittal.” Id. at 1276.
¶25. Rhymes’s original indictment charged him with sexual battery of a female under
fourteen years old. Once the indictment was amended, however, the defense available to
Rhymes—that the victim was actually twenty-six and therefore over the age of
fourteen—was no longer available at trial. But here the scenario is different. Every defense
Spears claimed at trial and has argued on appeal (that the statute of limitations period had
lapsed, that the indictment failed to inform him of the crime for which he was charged, and
that the sex with VR was consensual) could have been asserted at trial regardless of the
amendment. In fact, Spears advocated his innocence on the claim that VR was twenty-three
when they had sex and that the sex was consensual. Again, whether the maximum age on
the indictment was changed to seventeen or not, Spears was still afforded the opportunity to
argue VR was twenty-three and that the sex was consensual. These facts vastly differ from
those in Rhymes, where Rhymes was stripped of his entire defense because of the
amendment. Rhymes, 638 So. 2d at 1276.
15
¶26. Because any defense that Spears had was available before and after the amendment
to the indictment was made, this Court finds that the trial court did not err by ordering the
indictment to be amended. The amendment was a change in form, not substance.
CONCLUSION
¶27. The indictment that charged Spears with two counts of sexual battery was valid and
in accordance with the laws of this State. The indictment not only tracked the statutory
language of Mississippi Code Annotated section 97-3-95 but also followed Rule 7.06 of the
Uniform Rules of Circuit and County Court Practice in regard to form. Accordingly, the trial
court did not err in refusing to dismiss the indictment. Furthermore, the trial court did not
err by allowing the indictment to be amended. Any defense that Spears had before the
amendment was granted, including each defense he claims on appeal, was available to him
after the amendment was made. Therefore, we see no prejudice to the defense. For those
reasons, we affirm Spears’s conviction and sentence.
¶28. AFFIRMED.
BARNES, C.J., CARLTON AND J. WILSON, P.JJ., GREENLEE,
WESTBROOKS, TINDELL, McDONALD, McCARTY AND C. WILSON, JJ.,
CONCUR.
16