city-of-desoto-a-political-subdivision-of-the-state-of-missouri-and-james ( 2016 )

SUPREME COURT OF MISSOURI
en banc
CITY OF DESOTO, A POLITICAL )
SUBDIVISION OF THE STATE OF )
MISSOURI, AND JAMES ACRES, )
)
Appellants, )
)
vs. ) No. SC94746
)
JEREMIAH W. NIXON, GOVERNOR )
OF THE STATE OF MISSOURI, and )
CHRIS KOSTER, ATTORNEY )
GENERAL OF THE STATE OF )
MISSOURI, )
)
Respondents. )
APPEAL FROM THE CIRCUIT COURT OF COLE COUNTY, MISSOURI
The Honorable Patricia Joyce, Judge
Opinion issued January 12, 2016
The City of De Soto and De Soto resident James Acres (collectively “De Soto”)
appeal the trial court’s grant of summary judgment to the governor and attorney general
on De Soto’s suit seeking a declaratory judgment that section 321.322.41 violates the
prohibition against special laws contained in article III, section 40 of the Missouri
Constitution.
1
Section 321.322.5 was adopted by House Bill No. 307 in 2013 but due to subsequent
statutory revisions that section is now subsection 4. All statutory citations refer to RSMo
2000 and RSMo Supp. 2013, unless otherwise indicated. De Soto’s petition also alleged
that HB 307 violated the clear title and single subject requirements set out in the Missouri
Constitution, but on appeal it waives that argument.
This case comes within the scope of this Court’s holding in Jefferson Cnty. Fire
Protection Districts Ass’n v. Blunt, 205 S.W.3d 866, 870-71 (Mo. banc 2006), that a law
is presumptively a special law in violation of article III, section 40 if, as here: (1) only a
single political subdivision falls within its criteria even though (2) there are other political
subdivisions of comparable size, and (3) the population range is so narrow that the only
apparent reason for the narrow range is to target a particular political subdivision and to
exclude all the others. This Court rejects the State’s suggestion that this Court should
consider the limiting effects of each of the six listed criteria set out in section 321.322.4
(two of which are population-based and four of which are based on other factors)
individually, so that if any other city reasonably will come within each criterion,
separately considered, then the statute would not be a special law, even though no other
city reasonably will come within all six criteria considered together. As the six statutory
criteria are applied as a whole in determining whether section 321.322.4 applies to a
particular city, this Court considers them as a whole in determining whether the six
criteria, as a practical matter, are drawn so narrowly that they will not apply to another
city and “the only apparent reason for the narrow range is to target a particular political
subdivision and exclude all others.” Id. at 871. In examining all six criteria together, this
Court concludes that section 321.322.4 is a special law in violation of article III, section
40 of the Missouri Constitution. 2
2
While De Soto’s brief notes that article III, sections 40(21) and 40(28) prohibit related
types of special laws, and while the brief paraphrases part of the language of subsection
40(28) in its conclusion, neither the points relied on nor the argument section of the brief
Because section 321.322.4 under this test is a special law, the State was required
to provide a substantial justification for enacting it rather than a general law. The State
offered no such evidence, and the trial court erred in granting summary judgment to the
State. Moreover, because both parties concede that the identical issues govern the motion
for summary judgment filed by De Soto and agree as to all facts on which judgment was
sought by both parties, no purpose would be served by remand for reconsideration of De
Soto’s motion for summary judgment. This Court reverses the trial court’s judgment and
enters judgment in favor of De Soto.
I. STATEMENT OF FACTS AND PROCEDURAL HISTORY
Section 321.322 describes how a city is to make post-annexation payments to a
fire protection district after the city annexes part of the fire protection district. Section
321.322.1 sets out the payment method for cities generally. Section 321.322.4, added in
2013, excludes from the procedures set out in subsection 1 any city that meets six specific
criteria, stating in relevant part:
The provisions of [section 321.322.1] shall not apply where the annexing
city or town operates a city fire department, is any city of the third
classification with more than six thousand but fewer than seven thousand
inhabitants and located in any county with a charter form of government
and with more than two hundred thousand but fewer than three hundred
fifty thousand inhabitants, and is entirely surrounded by a single fire
protection district.
De Soto brought this suit seeking a declaratory judgment that section 321.322.4
explain how these sections might apply nor do they cite or discuss any case interpreting
or applying these subsections. Instead, the brief exclusively discusses Jefferson County
and other cases applying subsection 40(30). This Court’s analysis, therefore, will be
limited to a discussion of the latter subsection of article III, section 40.
3
violates Missouri’s constitutional prohibition of local or special laws. The record shows
that De Soto operates a city fire department; De Soto is a third-class city with an
estimated population of 6,421 located in Jefferson County; Jefferson County is a charter
county and has a population of 218,733; and De Soto is completely surrounded by a
single fire protection district, the De Soto Rural Fire Protection District. De Soto,
therefore, meets all six criteria set out in the exclusion contained in section 321.322.4.
De Soto argues that these six criteria are so narrowly drawn that the law’s only
apparent purpose is to target the City of De Soto and that, as a practical matter, no other
city or town will fall within the exclusion. Although census data show that many
Missouri cities are of comparable size to De Soto, the record indicates that no other
Missouri city meets the six criteria set out in section 321.322.4. On this basis, De Soto
filed a motion for summary judgment.
The State filed a cross-motion for summary judgment, arguing that the criteria in
the statute are open-ended because they are all subject to change through population
growth or political decisions. The trial court granted the State’s motion and overruled De
Soto’s, finding that the criteria were open-ended because “other political subdivisions …
could be included [under section 321.322.4] based on political decisions made … by the
people of particular Missouri cities and counties.” De Soto appeals.
II. STANDARD OF REVIEW
The propriety of summary judgment is solely an issue of law. City of St. Louis v.
State, 382 S.W.3d 905, 910 (Mo. banc 2012). Appellate courts review a grant of
summary judgment de novo. ITT Commercial Fin. Corp. v. Mid-Am. Marine Supply
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Corp., 854 S.W.2d 371, 376 (Mo. banc 1993). “When considering appeals from summary
judgments, this Court will review the record in the light most favorable to the party
against whom judgment was entered.” Id. Under Rule 84.14 an appellate court may
reverse the judgment of the trial court and “give such judgment as the court ought to
give.” Rule 84.14.
III. SECTION 321.322.4 IS FACIALLY A SPECIAL LAW
A. History of Special Laws Prohibition
The Missouri Constitution prohibits the legislature from passing “any local or
special law … where a general law can be made applicable, and whether a general law
could have been made applicable is a judicial question to be judicially determined
without regard to any legislative assertion on that subject.” MO. CONST. art. III, § 40. A
comparable constitutional ban on special or local legislation has been a part of the
Missouri Constitution since the first such ban was adopted by Missouri voters in 1875.
Jefferson Cnty., 205 S.W.3d at 870.
Although recent cases use the terms “local law” and “special law” almost
interchangeably, historically these terms referred to different but related types of non-
general laws. “Local law” traditionally was the term used to describe a law “which
relates or operates over a particular locality instead of over the whole territory of the
state.” BLACK’S LAW DICTIONARY 939 (6th ed. 1990). By contrast, a “special law”
referred to a law “relating to particular persons or things; one made for individual cases
or for particular places or districts; one operating upon a selected class, rather than upon
the public generally.” Id. at 1397–98. A special law was also sometimes called a
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“private law,” that is, a law relating to a particular individual, association or corporation,
rather than a particular locale. Id. at 1398, 1196.
Black’s second definition for local laws is for all practical purposes, however, the
same as that for special laws, for both definitions state that they refer to laws that relate to
“certain persons or things of a class … instead of all of the class.” Id. at 939, 1397. It
may not be not surprising, therefore, that, over time, the two terms came to be used
interchangeably, so that the framers of Missouri’s 1875 and 1945 Constitutions chose to
limit local and special laws together in the same section of the Missouri Constitution
(“No local or special law may be adopted …”) when drafting what is now article III,
section 40. 3 Many cases, including this Court’s most recent two opinions addressing
article III, section 40, have effectively merged the terms, referring to both local and
special laws simply as “special laws.” See, e.g., Jefferson Cnty., 205 S.W.3d at 870 and
City of St. Louis, 382 S.W.3d at 914. For consistency, in this opinion this Court also will
refer to this law as a “special” law although it has aspects of what historically would have
been considered a local law as well.
B. Section 321.322.4 is a Special Law
The most often applied test for determining whether a law qualifies as a special
law is whether the law is based on open-ended or closed-ended characteristics. City of St.
Louis, 382 S.W.3d at 914, citing, Jefferson Cnty., 205 S.W.3d at 866. A law based on
3
During the 1945 Constitutional Convention, a debate arose regarding whether the
prohibition against special or local laws would remain in the Constitution, but in the
debate both terms were used with little to no distinction between them. See DEBATES OF
THE MISSOURI CONSTITUTION 1945, Vol. 16, 5068–94 (Dec. 20, 1974).
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closed-ended (non-changing) characteristics, such as historical or physical facts,
geography or constitutional status, is facially special because others cannot come into the
group nor can its members leave the group. Tillis v. City of Branson, 945 S.W.2d 447,
449 (Mo. banc 1997). If a law is facially special, the party defending the facially special
law must demonstrate a substantial justification for the failure to adopt a general law
instead. Id.
A law based on open-ended characteristics is not facially special and ordinarily is
presumed to be constitutional. O’Reilly v. City of Hazelwood, 850 S.W.2d 96, 99 (Mo.
banc 1993). Normally, population classifications are open-ended in that others may fall
into the classification and members of the classification may leave it. Tillis, 945 S.W.2d
at 449. When population classifications are open-ended, laws based on them are not
special laws and do not violate article III, section 40 if the classification is made on a
reasonable basis. Jefferson Cnty., 205 S.W.3d at 870.
But, the legislature may not defeat the purpose of the prohibition against special
laws by adopting a provision that on its face appears general and open-ended, but which
realistically applies only to a specific or narrow group of subjects. For that reason, “[t]he
rationale for holding that population classifications are open-ended fails … where the
classification is so narrow that as a practical matter others could not fall into that
classification.” Id.
Jefferson County set out a three-part test for determining when the "presumption
that a population-based classification is constitutional is overcome”, id., because, as a
practical matter, other political subdivisions will not fall within the classification:
7
(1) a statute contains a population classification that includes only one
political subdivision, (2) other political subdivisions are similar in size to
the targeted political subdivision, yet are not included, and (3) the
population range is so narrow that the only apparent reason for the narrow
range is to target a particular political subdivision and to exclude all the
others.
Id. at 870-71. When a nominally open-ended law meets these three criteria it will be
considered a special law because, as a practical matter, no other political subdivision can
meet those criteria. Jefferson Cnty., 205 S.W.3d at 870.
Applying the principles set out in Jefferson County and similar cases here, 4 the
exclusion in section 321.322.4 excepts from the reach of section 321.322.1 those cities
that meet each of its six geographic and political criteria – the city must: (1) operate a
city fire department, (2) be a third-class city, (3) have more than 6,000 but fewer than
7,000 inhabitants, (4) be located in any county with a charter form of government with
4
The holding in Jefferson County provided an important clarification of the law
regarding when population-based characteristics do not preclude a law being a special
law even though nominally open-ended. Jefferson County was not a break with prior
law, however, for earlier cases similarly had held that this Court must look to the real
effect of statutory criteria rather than to their nominal generality to determine whether the
law is a general or special one. McKaig v. Kansas City, 256 S.W.2d 815, 817 (Mo. banc
1953), provides a good example. In invalidating a law that prohibited car dealerships
from being open on Sundays because other merchants could not come within its
operation, this Court noted, “The test of a special law is the appropriateness of its
provisions to the objects that it excludes. It is not, therefore, what a law includes, that
makes it special, but what it excludes.” Id. (citations omitted). McKaig then continued by
stating that even when the characteristics are ostensibly general:
If in fact the act is by its terms or ‘in its practical operation […] can only
apply to particular persons or things of a class, then it will be a special or
local law, however carefully its character may be concealed by form of
words.’ Laclede Power & Light Co. v. City of St. Louis, supra, 182 S.W.2d
loc. cit. 72.
Id. (Emphasis added).
8
(5) more than 200,000 but fewer than 350,000 inhabitants, and (6) be entirely surrounded
by a single fire protection district.
It is uncontested that section 321.322.4 contains both a city and county population
classification, and both De Soto and the State rely on 2010 census data showing that no
city other than De Soto meets both population requirements as set out in the provision.
This is so despite the fact, discussed further below, that these same statistics show that
other cities and towns are similar in size to De Soto. The first two elements set out in
Jefferson County, therefore, are satisfied. 5
Whether section 321.322.4 is a special law therefore depends on whether it meets
the third element set out in Jefferson County – whether, as a practical matter, the
population range or other characteristics are “so narrow that the only apparent reason for
the narrow range is to target a particular political subdivision and to exclude all others.”
205 S.W.3d at 870. In resolving this issue, this Court rejects the State’s suggestion that a
court should look at each of the six statutory criteria seriatim, asking itself whether any
5
The State argues that this Court modified or clarified Jefferson County in City of St.
Louis, 382 S.W.3d at 913–15, by ruling that in determining whether the first two elements
are satisfied a court should look at whether others in the future might fall into the
classification of the statute, rather than, as stated in Jefferson County, whether other
generally comparable political subdivisions now fall within its terms. This argument
inexplicably mixes the first two elements of the Jefferson County test with the third
element. As just quoted above, it is the third element that addresses whether: “(3) the
population range is so narrow that the only apparent reason for the narrow range is to
target a particular political subdivision and to exclude all the others.” The first two
elements, by contrast, clearly address whether subdivisions other than the subject one fall
within the population range at the current time. City of St. Louis concerned an entirely
different kind of ordinance, which affected whether firefighters were required to live in
the City of St. Louis while its schools were unaccredited. The analysis in that case did not
and did not purport to modify Jefferson County.
9
other city someday might meet any particular criterion. The statute requires a city to fall
within all six criteria to be excepted from the scope of section 321.322.1. The combined
effect of the six criteria, therefore, must be considered.
No other city even meets both of the population requirements in the statute – the
city must have between 6,000 and 7,000 residents and the county must have between
200,000 and 350,000 residents. Both the State and De Soto agree that only Jefferson
County falls within the 200,000 to 350,000 county population range set out in the statute,
and neither party has identified any other county that, as a practical matter, is likely to fall
within the range of 200,000 to 350,000 in the foreseeable future. Additionally, while
there are many cities with 6,000 to 7,000 residents, those cities either are not in a non-
qualifying county, or are not third-class cities, or are not in charter counties, or are not
6
surrounded by a single fire protection district, and so forth. Further, the requirement
that the city be entirely surrounded by a single fire protection district excludes many
cities that have water or other immutable characteristics on one or more sides or that abut
6
To illustrate this, relying on the 2010 census data on which both the State and De Soto
rely, the Court notes that Black Jack and Caruthersville are third-class cities with
populations of 6,924 and 6,127, respectively. Secretary of State Jason Kander, The
Missouri Roster 2013-2014 at 147, 162 (The Missouri Roster contains the 2010 census
data and is utilized by De Soto and the State). Both cities, therefore, fall within the city-
population classification of the statute. Blackjack and Caruthersville, however, are
located, respectively, in St. Louis County – a first-class county with a charter form of
government and a population of 998,954 – and Pemiscot County, a third-class county
without a charter form of government and a population of 18,296; neither comes near the
200,000 to 350,000 county-population requirement of section 321.322.4. It is at the very
least highly improbable that either of these two cities will ever meet all six criteria, much
less the county-population requirement. There are numerous other cities that De Soto
cites – and with which the State does not disagree – with populations at or near the
population classifications, but none meet all six criteria.
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other cities that do not have fire protection districts. 7
Finally, while some of the non-population criteria, such as becoming a third-class
city or a charter county, are political decisions that might well be considered open-ended
were they the sole criteria, here three different entities – a city, a county, and a fire
protection district – would all have to decide to make changes in precisely the manner
required by the statute for subsection 4 to apply, even assuming the population and other
requirements somehow could be met. 8
The likelihood of all of these factors converging and of another city coming within
7
To illustrate this, this Court again uses the 2010 census data on which both the State and
De Soto rely. Currently, the closest city to meet all six criteria is Crystal City, also
located in Jefferson County. Jefferson County has a population of 218,733 and has a
charter form of government, both requirements of section 321.322.4. Crystal City,
however, is not surrounded by a single fire protection district, and its population is more
than a thousand residents shy of the city-population classification in the statute. Its
eastern border abuts the Mississippi River, and abutting its western border is the City of
Festus, which operates its own fire department. Moreover, from 2010 to 2011, Crystal
City had only seen a growth of 25 people. Assuming that rate continues consistently,
Crystal City will not fall within the boundaries of the city-population classification for
another 45 years. As a practical matter, Crystal City will not fall within all six criteria of
the statute.
8
For example, section 321.322.4’s non-population criteria are much more complex than
the residency requirement at issue in City of St. Louis. First, to change the class of a city
– e.g. from fourth-class to third-class or from a village to fourth class – the city must fall
within the population requirement and the change must be approved by a majority of all
voters in the city or town. §§ 72.070, 72.030. Second, a city has even less control over
whether it is surrounded by a single fire protection district. The boundaries of such
districts are changed by a public vote not of city residents but of residents of the entire
district. § 321.120.1. Although some of these voters will be residents of the city, the
majority may not be. Finally, a city has the least control over the type of county in which
it is located; whether a county has a charter form of government is entirely outside the
power of any individual city located within. A vote by all members of the county, not
city, decides whether a county will adopt or maintain a charter form of government. MO.
CONST. art. VI, § 18(a). Assuming a city or town meets all of these requirements, it still
must satisfy both the city and county population requirements.
11
the scope of section 321.322.4 is sufficiently unlikely that, in the words of Jefferson
County, “the only apparent reason for the narrow range is to target a particular political
subdivision and to exclude all the others.” Id. at 871.
Where, as here, the three Jefferson County elements are satisfied, a law is
presumptively special and the burden shifts to the State to show a substantial justification
for the special law. The State offered no evidence of such a justification in response to
De Soto’s motion for summary judgment or in support of its own motion for summary
judgment. Entry of judgment for the State, therefore, was error.
IV. JUDGMENT IS ENTERED IN FAVOR OF DE SOTO
In the usual case, this Court simply would reverse the grant of summary judgment
to the State and remand for further proceedings. De Soto asks, however, that this Court
grant its cross-motion for summary judgment, the overruling of which it also appealed.
“Ordinarily, denial of a motion for summary judgment is an interlocutory order and is not
a proper point on appeal.” James v. Paul, 49 S.W.3d 678, 682 (Mo. banc 2001). But, the
State acknowledges in its brief that “the overruling of a party’s motion for summary
judgment can be reviewed when its merits are intertwined completely with a grant of
summary judgment in favor of an opposing party.” Bob DeGeorge Assoc.’s, Inc. v.
Hawthorn Bank, 377 S.W.3d 592, 596–97 (Mo. banc 2012).
The State recognizes that the issues here are intertwined. The State admits in its
brief that both the State and De Soto sought summary judgment based on official
publications of the population of cities and counties, relying on the 2010 census and a
map of fire protection district boundaries and that the issues regarding whether the law is
12
a special law are questions of law. 9 Moreover, the State had the opportunity and
obligation when bringing its own motion for summary judgment and when responding to
De Soto’s to attempt to show substantial justification once the law was shown to be a
special law, but it failed to do so.
In such a case, because the State agrees that the two summary judgment motions
are based on the same facts and law, and because this Court has held that the trial court’s
grant of judgment in favor of the State was in error because the law is a special one, no
purpose would be served by remand. The trial court erred in failing to grant summary
judgment to De Soto. Under Rule 84.14, this Court may enter the judgment the trial
court should have entered.
V. CONCLUSION
Section 321.322.4 is a special law and the State has not offered a substantial
justification for its enactment when a general law will do, in violation of article III,
9
The State does argue that if this Court agrees that a plaintiff is required to show that no
city will fall into the statutory criteria in the future, then it should have a chance to
determine on remand whether some city might have done so since this case was appealed.
It was the State’s obligation to present evidence in support of its own motion and in
opposition to De Soto’s motion for summary judgment, however, and the failure to do so
cannot be avoided by speculation that at some future point it might find some evidence if
the court just waits to see what the future might bring.
Equally, the State’s reasoning would support leaving this or any case challenged
as closed-ended open indefinitely to see if by chance another political subdivision could
someday fit the statutory criteria. This is neither necessary nor proper. Moreover, De
Soto already has shown that, as a practical matter, another city will not fall within the
scope of the statute. The State has failed to provide substantial justification for a special
law; there is no issue to remand.
13
section 40 of the Missouri Constitution. The judgment of the trial court is reversed and
this Court enters judgment in favor of De Soto.
_________________________________
LAURA DENVIR STITH, JUDGE
All concur.
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