Irving M. Patterson v. State of Missouri , 576 S.W.3d 240 ( 2019 )

In the Missouri Court of Appeals
Western District
IRVING M. PATTERSON, )
Appellant, )
v. ) WD81087
)
STATE OF MISSOURI, ) FILED: March 19, 2019
Respondent. )
APPEAL FROM THE CIRCUIT COURT OF DEKALB COUNTY
THE HONORABLE R. BRENT ELLIOTT, JUDGE
BEFORE DIVISION THREE: MARK D. PFEIFFER, PRESIDING JUDGE,
LISA WHITE HARDWICK AND ANTHONY REX GABBERT, JUDGES
Irving Patterson appeals from the judgment denying his Rule 29.15 motion
after he was convicted of committing violence against an offender in the
Department of Corrections. On appeal, he contends the motion court clearly erred
in denying him post-conviction relief because his trial counsel was ineffective for:
(1) failing to object to the verdict director on the basis that it did not cross-
reference his defense of another instruction; and (2) failing to investigate,
interview, and present the testimony of other inmates in the correctional center.
Patterson also asserts that the motion court erred in adopting the State’s proposed
judgment verbatim because it indicates the court did not exercise independent
judgment and thoughtful consideration of the issues he presented. For reasons
explained herein, we affirm.
FACTUAL AND PROCEDURAL HISTORY1
Patterson was an inmate at the Crossroads Correctional Center, and
Christopher Reese was his cellmate. On July 3, 2009, a corrections officer saw
Patterson and another inmate, Aaron Landers, having a brief discussion near the
telephones. After the discussion, Patterson went upstairs to his cell. Shortly
thereafter, a corrections officer saw that Landers had liquid dripping from his hair
and back. The corrections officer then saw Landers on the ground and Reese
beating Landers with his fists. Patterson ran toward Landers and Reese and began
hitting Landers in the head, face, and upper body. According to two corrections
officers, Landers was in a defensive position. Following the incident, corrections
officers searched Patterson and Reese’s cell and found a warm bowl that contained
a hot, oily residue.
The State charged Patterson as a persistent offender with one count of
committing violence against an offender in the Department of Corrections in
violation of Section 217.385, RSMo 2000. During the subsequent jury trial,
Patterson argued that he was acting in defense of Reese. The circuit court gave
the jury the defense of others instruction but did not reference that instruction in
the verdict director. Patterson did not object to the instructions. The jury found
1
Most of the facts are taken from the unpublished memorandum accompanying the per curiam
order in State v. Patterson, 362 S.W.3d 73 (Mo. App. 2011).
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Patterson guilty, and the court sentenced him to fifteen years in prison, to run
consecutively to Patterson’s existing sentences. We affirmed his conviction and
sentence on direct appeal in a per curiam order accompanied by an unpublished
memorandum. State v. Patterson, 362 S.W.3d 73 (Mo. App. 2011).
Patterson filed a pro se Rule 29.15 motion, which was later amended by
appointed counsel. The motion court issued findings of fact and conclusions of law
denying Patterson’s motion without an evidentiary hearing. Patterson then filed a
motion to make required findings, in which he alleged that the motion court erred in
adopting the State’s proposed findings verbatim. The State filed a response, but
the motion court did not expressly rule on Patterson’s motion; therefore, it was
overruled by operation of law 90 days after it was filed. Rule 81.05(a)(2)(A).
Patterson appeals.
STANDARD OF REVIEW
We review the denial of a post-conviction motion for clear error. Rule
29.15(k). The motion court’s findings and conclusions are clearly erroneous only if
a review of the entire record leaves us with a definite and firm impression that a
mistake was made. Edwards v. State, 200 S.W.3d 500, 509 (Mo. banc 2006).
We presume the motion court’s findings and conclusions are correct. Id.
To obtain post-conviction relief on an ineffective assistance of counsel claim,
the movant must establish, by a preponderance of the evidence, that his counsel
failed to exercise the customary skill and diligence of a reasonably competent
attorney under the same or similar circumstances and that he was thereby
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prejudiced. Zink v. State, 278 S.W.3d 170, 175 (Mo. banc 2009) (citing
Strickland v. Washington, 466 U.S. 668, 687 (1984)). To demonstrate prejudice,
the movant must show that “‘there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been
different. A reasonable probability is a probability sufficient to undermine
confidence in the outcome.’” Deck v. State, 68 S.W.3d 418, 426 (Mo. banc
2002) (alteration in original) (quoting Strickland, 466 U.S. at 694)). Patterson had
to prove both the performance and prejudice prongs of this test to prevail, and if he
failed to satisfy either prong, we need not consider the other. Cone v. State, 316
S.W.3d 412, 415 (Mo. App. 2010).
To be entitled to an evidentiary hearing, (1) the movant must allege facts,
not conclusions, warranting relief; (2) the facts alleged must not be refuted by the
record; and (3) the matters complained of must have prejudiced the movant.
Barnett v. State, 103 S.W.3d 765, 769 (Mo. banc 2003); Rule 29.15(h).
ANALYSIS
In Point I, Patterson contends the motion court clearly erred in denying his
claim that trial counsel was ineffective for failing to object to the verdict director,
which he alleges was deficient because it did not cross-reference the defense of
another instruction. He argues that he was prejudiced because the verdict director
purported to cover the whole case, but it actually ignored his defense, and the jury
was not fully instructed on how to evaluate the evidence. Patterson asserts that, if
his counsel had objected, the verdict director would have been corrected to include
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a reference to his defense of another instruction and there is a reasonable
probability that the result of his trial would have been different. The motion court
denied this claim after finding that the record conclusively refuted Patterson’s claim
of prejudice.
The record shows that, during opening statements, Patterson’s trial counsel
told the jury that the only reason Patterson got involved in the altercation between
Reese and Landers was because he wanted to protect and defend his cellmate,
Reese, whom he believed was in danger from Landers. Patterson testified that he
hit Landers only because he thought Landers was going to throw Reese over a
railing, and he wanted to help out his cellmate.
The verdict director given to the jury in this case, Instruction No. 5, was
modeled after MAI-CR 304.02. It provided:
If you find and believe from the evidence beyond a reasonable
doubt:
First, that on or about July 03, 2009 in the County of DeKalb, State
of Missouri, the defendant was an inmate in the custody of the
Department of Corrections, and
Second, that the defendant committed violence against Aaron Landers
by striking Aaron Landers with his fists, and
Third, that Aaron Landers was an offender housed in a correctional
center of the Department of Corrections, and
Fourth, that the defendant acted knowingly with respect to the facts
and circumstances submitted in this instruction,
then you will find the defendant guilty of committing violence against
an offender in the Department of Corrections.
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However, unless you find and believe from the evidence beyond
a reasonable doubt each and all of these propositions, you must find
the defendant not guilty of that offense.
At the defense’s request, the jury was also given Instruction No. 6, which
was the defense of another instruction patterned after MAI-306.08. It stated:
PART A - GENERAL INSTRUCTIONS
One of the issues in this case is whether the use of force by the
defendant against Aaron Landers was in defense of another person.
In this state, the use of force (including the use of deadly force) to
protect another person from harm is lawful in certain situations.
A person can lawfully use force to protect another person
against an attack unless, under the circumstances as he
reasonably believes them to be, the person he seeks to protect
would not be justified in using such force to protect himself. If,
under the circumstances as a person reasonably believed them
to be, the person he seeks to protect was the initial aggressor
and had not withdrawn, then he is not entitled to use force to
protect the other person.
In order for a person lawfully to use force in defense of another
person, such a defender must reasonably believe the person he
is trying to protect is in imminent danger of harm from a third
person. The person he is trying to protect need not be in actual
danger but the defender must have a reasonable belief that the
person is in such danger.
If the person trying to protect another person has such a belief, he
is then permitted to use that amount of force which he reasonably
believes to be necessary to protect the other person.
As used in this instruction, the term “reasonable belief” means a
belief based on reasonable grounds, that is, grounds which could lead
a reasonable person in the same situation to the same belief. This
depends upon how the facts reasonably appeared. It does not depend
upon whether the belief turned out to be true or false.
PART B - SPECIFIC INSTRUCTIONS
On the issue of the defense of another person in this case, you are
instructed as follows:
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If, under the circumstances as the defendant reasonably believed
them to be, Christopher Reese was not the initial aggressor in the
encounter with Aaron Landers or, if he was, that he had clearly
indicated to Aaron Landers his withdrawal from the encounter,
and if the defendant reasonably believed Christopher Reese was in
imminent danger of harm from the acts of Aaron Landers and the
defendant used only such force as reasonably appeared to be
necessary to defend Christopher Reese, then he acted in lawful
defense of another person.
The state has the burden of proving beyond a reasonable doubt that
the defendant did not act in lawful defense of another person. Unless
you find beyond a reasonable doubt that the defendant did not act in
lawful defense of another person, you must find the defendant not
guilty.
The Notes on Use following MAI-CR 306.08 provide, in relevant, part:
A paragraph making a cross-reference to this instruction will be added
to the verdict director as follows:
(Second) (Third) ([next numbered paragraph]), that defendant did not
act in lawful defense of another person as submitted in Instruction No.
___.
Instruction No. 5, the verdict director, did not include this cross-reference to
Instruction No. 6, the defense of another instruction. Patterson’s trial counsel did
not object.
During the State’s initial closing argument, the State reminded the jury of
Patterson’s defense, stating, “Now the defendant wants you to believe that well,
he wasn’t really attacking Aaron Landers. He was coming to his roommate’s aid.”
The State then argued why Patterson’s actions indicated that he was attacking
Landers and not merely coming to Reese’s aid. In response, Patterson’s trial
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counsel argued, “The only act that Mr. Patterson committed that day was keeping
his celly from getting tossed over a railing. He was defending his celly.” After
explaining the reasons why Patterson was defending his cellmate, Patterson’s trial
counsel ended his closing argument by stating, “To suggest that Mr. Patterson is
doing anything other than trying to save his celly from getting hurt even further,
I’m pretty much going to leave it at that because that’s where we are.” In rebuttal,
the State argued, “The idea that the defendant was coming to the aid of his celly is
just ridiculous.” The State spent the remainder of its rebuttal attacking the
credibility of Patterson’s defense of another claim.
In his direct appeal, Patterson sought plain error review of the court’s failure to
cross-reference Instruction No. 6 in Instruction No. 5. In our unpublished
memorandum, we explained that, in cases such as State v. McClure, 632 S.W.2d
314, 317 (Mo. App. 1982), when the failure to cross-reference a special negative
defense like the one set forth in Instruction No. 6 was preserved, appellate courts
have found the failure to cross-reference prejudicial, even in the presence of
evidence that the jury was not likely misdirected, and have reversed and remanded
for a new trial. When the error was not preserved, however, cases like State v.
Burns, 292 S.W.3d 501, 508 (Mo. App. 2009) and State v. Cooksey, 805 S.W.2d
709, 710-11 (Mo. App. 1991), have required the appellant to establish that “the
outcome of the trial would have been different but for the alleged error” in order to
be entitled to reversal under plain error review. To meet this standard of prejudice,
the appellant must show that the jury either was unaware of the defense
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instruction or failed to use the instruction in its deliberations. See Cooksey, 805
S.W.2d at 711. Because Patterson failed to make this showing, we held that he
failed to demonstrate the level of prejudice necessary for reversal under plain error
review.
In this appeal, Patterson argues that his case falls within “the small number of
cases” in which the application of the plain error test for prejudice and the
application of the Strickland test for prejudice “will produce different results.”
Deck, 68 S.W.3d at 428. He asserts that, while trial counsel’s failure to object to
the verdict director’s lack of a cross-reference to his defense of another instruction
may not have been outcome-determinative, it nevertheless created a reasonable
probability that, but for this error, the result of the proceeding would have been
different. See id. at 429. Patterson argues that he meets the “reasonable
probability” standard because trial counsel’s error undermines confidence in the
outcome of the proceeding, in that the jury was not fully instructed on how to
evaluate the evidence and, therefore, was allowed to ignore the defense of another
instruction in its deliberations. See id.
On direct appeal, however, we specifically found that the jury was made “well
aware” of Patterson’s special negative defense during both the State’s and the
defense’s closing arguments and that Patterson had not demonstrated that the jury
failed to use the defense of another instruction in its deliberations. Indeed, the
record indicates that the defense’s closing argument and the State’s rebuttal
argument were focused entirely on Patterson’s claim that he was defending his
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cellmate. Moreover, even though the verdict director was lacking the mandated
cross-reference, the court properly instructed the jury on Patterson’s defense of
another claim and cautioned the jury, “Unless you find beyond a reasonable doubt
that the defendant did not act in lawful defense of another person, you must find
the defendant not guilty.” We presume that the jury followed the court’s
instructions. Wright v. State, 125 S.W.3d 861, 867 (Mo. App. 2003) (holding,
under similar circumstances, that the movant did not establish Strickland prejudice
from his trial counsel’s failure to object to the lack of a cross-reference to the self-
defense and defense of another instructions in the verdict directors). The record
conclusively refuted Patterson’s contentions that the jury was not fully instructed
on how to evaluate the evidence and was allowed to ignore the defense of another
instruction in its deliberations. Because the record conclusively refuted Patterson’s
claim of Strickland prejudice, the motion court did not clearly err in denying this
claim without an evidentiary hearing. Point I is denied.
In Point II, Patterson contends the motion court clearly erred in denying his
claim that trial counsel was ineffective for failing to investigate and call witnesses
to support his defense. To establish a claim for ineffective assistance of counsel
for failure to call a witness, Patterson had to show: “‘(1) counsel knew or should
have known of the existence of the witness; (2) the witness could be located
through reasonable investigation; (3) the witness would testify; and (4) the
witness’s testimony would have produced a viable defense.’” McFadden v. State,
553 S.W.3d 289, 305 (Mo. banc 2018) (citation omitted).
10
In his amended motion, Patterson asserted that trial counsel “failed to interview
inmates then housed in Housing Unit 6 at Crossroads Correctional Center and let
out on rotation (released from their cells) from 9-9:30 PM on June 3, 2009.” He
alleged that these inmates would have testified had they been called and would
have provided him with the viable defense that he was acting in defense of his
cellmate. Patterson stated that he asked trial counsel to identify and interview
these inmates but that counsel failed to do so.
The motion court denied this claim without an evidentiary hearing after finding
that it was conclusively refuted by the sentencing hearing record. During the Rule
29.07(b)(4) examination in the sentencing hearing, the court asked Patterson
specifically what it was that he wanted trial counsel to do that counsel did not do.
Patterson replied that he wanted to “holler at [his] witnesses.” When asked if he
talked to his trial counsel about these witnesses, however, Patterson responded,
“No.”
Patterson argues this testimony from his sentencing hearing was not
sufficiently specific to conclusively refute his assertion that he asked his trial
counsel to identify and interview any inmate witnesses to the incident. In support
of his argument, he cites State v. Driver, 912 S.W.2d 52, 54-56 (Mo. banc 1995).
In Driver, the movant contended that trial counsel was ineffective for failing to
offer evidence of her medical condition, which she asserted would have resulted in
her acquittal. Id. at 55. The motion court denied her claim without an evidentiary
hearing, finding that her claim of ineffectiveness was conclusively refuted by her
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sentencing hearing testimony that she thought her attorneys had done a good job,
had done everything she wanted them to do, and had not done anything she did
not want them to do. Id. at 54. On appeal, however, our Supreme Court found
that “[r]esponses to questions such as whether the trial attorney did everything
that the defendant wanted him to do, or, conversely, did not do anything that the
defendant did not want him to do, are too broad to refute conclusively an
ineffectiveness claim such as the one alleged by [the movant].” Id. at 55-56. The
Court held that, “[t]o preclude an evidentiary hearing, . . . the Rule 29.07(b)(4)
inquiry must be specific enough to elicit responses from which the motion court
may determine that the record refutes conclusively the allegation of ineffectiveness
asserted in the Rule 29.15 motion.” Id. at 55.
Driver does not help Patterson. Here, unlike in Driver, the motion court’s
question, “Did you talk to [trial counsel] about these witnesses?” was sufficiently
specific that Patterson’s response of “No” conclusively refuted his contention that
he asked trial counsel to identify and interview the potential witnesses and,
therefore, that trial counsel knew or should have known of their existence. This, in
turn, conclusively refuted Patterson’s allegation that trial counsel was ineffective
for failing to investigate and call the inmates as witnesses, because “‘[i]f counsel
has no notice a witness exists, he is not ineffective if he fails to call that witness
to testify.’” Hudson v. State, 563 S.W.3d 834, 840 (Mo. App. 2018) (citation
omitted). The motion court did not clearly err in denying this claim without an
evidentiary hearing. Point II is denied.
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In Point III, Patterson contends the motion court clearly erred in adopting the
State’s proposed findings of fact and conclusions of law verbatim. He argues that,
because the court’s judgment and the State’s proposed judgment were identical,
“even down to the misspellings” and misstatements referencing Rule 24.035
instead of Rule 29.15, the court did not exercise independent judgement and
thoughtful consideration of the issues he presented.
Our Supreme Court has long held that “it is proper for the motion court to
adopt in whole or in part the findings of fact and conclusions of law drafted by one
of the parties so long as the court thoughtfully and carefully considers the party’s
proposed findings and agrees with the content.” State v. Phillips, 940 S.W.2d
512, 521 (Mo. banc 1997). The Court has recognized that “[t]his has become a
common practice in Missouri courtrooms and raises no constitutional problems so
long as the court, after independent reflection, concurs with the contents of the
proposed findings and conclusions” and the proposed findings and conclusions are
supported by the evidence. Skillicorn v. State, 22 S.W.3d 678, 690 (Mo. banc
2000). Indeed, even where the motion court erroneously adopted a misstatement
concerning the holding on direct appeal, the Supreme Court ruled that the movant
was not prejudiced because “[a]s a whole, the findings of fact and conclusions of
law are accurate, both legally and factually.” Id. at 691.
In this case, during the hearing on Patterson’s motion for trial setting, the
motion court told the parties that it planned to rule on Patterson’s amended Rule
29.15 motion without an evidentiary hearing. The court took the matter under
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advisement and requested that both parties submit proposed findings of fact and
conclusions of law within 45 days. After both the State and Patterson submitted
proposed findings of fact and conclusions of law, the court adopted the State’s
proposed findings of fact and conclusions of law as its judgment.
Patterson contends that the motion court’s failure to correct spelling or
typographical errors, a misstatement that this action was a Rule 24.035
proceeding, and two erroneous references to Rule 24.035(h) instead of Rule
29.15(h) show that the motion court did not thoughtfully and carefully consider the
parties’ proposed findings and conclusions before adopting the State’s. We
disagree.
The errors noted by Patterson do not affect the accuracy of the court’s
analysis of the issues in any way. The misspellings or typographical errors are
minor and non-substantive. Rule 24.035(h), which provides that an evidentiary
hearing is not required where the record conclusively shows that the movant is not
entitled to relief, is identical to Rule 29.15(h), so the erroneous references to Rule
24.035(h) are harmless. The court’s findings and conclusions indicate that, despite
the erroneous references to Rule 24.035, the court was fully aware that it was
ruling on a Rule 29.15 motion and not a Rule 24.035 motion. As in Skillicorn, we
find that, “[a]s a whole, the findings of fact and conclusions of law are accurate,
both legally and factually,” and “[i]n no way do they violate any constitutional due
process rights guaranteed to [Patterson].” 22 S.W.3d at 691. Point III is denied.
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CONCLUSION
The judgment is affirmed.
___________________________________
LISA WHITE HARDWICK, JUDGE
ALL CONCUR.
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