William D. Hill v. Oliver "Glenn" Boyer, Sheriff of Jefferson County, Missouri ( 2015 )

In the Missouri Court of Appeals
Eastern District
DIVISION ONE
WILLIAM D. HILL, ) No. ED101552
)
Petitioner/Appellant, ) Appeal from the Circuit Court of
) Jefferson County
vs. )
)
OLIVER “GLENN” BOYER, SHERIFF ) Honorable Timothy S. Miller
OF JEFFERSON COUNTY, MISSOURI, )
) Filed: June 16, 2015
Respondent. )
I. INTRODUCTION
William David Hill appeals the judgment of the Circuit Court of Jefferson County
affirming the denial by Oliver “Glenn” Boyer, Sheriff of Jefferson County Missouri, of his
application for a permit to carry a concealed firearm pursuant to section 571.101, R.S.Mo. (Cum.
Supp. 2012). Section 571.101.2(3) provides that individuals who have been convicted of a felony
punishable by more than one year in prison are ineligible for a concealed-carry permit. The trial
court affirmed the denial of Hill’s permit application, because Hill pleaded guilty to the felony of
forgery, section 561.011, R.S.Mo. (1969) (repealed 1977), received a suspended sentence of two
years’ imprisonment, and was put on probation.
Relevant to our disposition on appeal, Hill argues that the trial court erred, because
section 571.101 is unconstitutionally retrospective in operation pursuant to article I, section 13 of
the Missouri Constitution. Because Hill challenges the constitutional validity of a state statute,
the Missouri Supreme Court has exclusive jurisdiction over this appeal. Mo. Const. art. V,
section 3. We therefore transfer Hill’s appeal to the Missouri Supreme Court.1
II. DISCUSSION
“This court has the duty of examining our jurisdiction in every case.” Sharp v. Curators
of Univ. of Mo., 138 S.W.3d 735, 737 (Mo. App. E.D. 2003). “In examining our jurisdiction . . .
we look first to the jurisdiction granted this Court under the Missouri Constitution.” Id. Article
V, section 3 of the Missouri Constitution provides that “[t]he [Missouri] supreme court shall
have exclusive appellate jurisdiction in all cases involving the validity . . . of a statute . . . of this
state.”
Hill challenges the validity of a state statute. He argues that section 571.101’s prohibition
against issuing a concealed-carry permit to individuals who have been convicted of a felony
punishable by more than one year in prison is unconstitutionally retrospective in operation
pursuant to article I, section 13 of the Missouri Constitution. Specifically, he claims that it
operates to deny him a concealed-carry permit, despite the fact that he was “restored [to] all the
rights and privileges of citizenship” pursuant to the former section 549.111.1, R.S.Mo. (1969)
(repealed 1977), two years after his felony conviction. He contends that section 571.101 is a civil
regulatory scheme that impairs his vested right in having had his rights and privileges of
citizenship restored, and that the operation of this law imposes a new disability on him. See Mo.
Real Estate Comm’n v. Rayford, 307 S.W.3d 686, 690 (Mo. App. W.D. 2010) (explaining law is
1
We note Hill also argues, inter alia, that section 571.101 has been invalidated by the recently amended
article I, section 23 of the Missouri Constitution, which became effective after the trial court’s final judgment, but
before this appeal could be heard. Though the issue of article I, section 23 was not before the trial court, Hill
contends that this Court must apply the law as it exists at the time of this appeal. However, we need not determine
whether this additional constitutional claim is preserved, and therefore falls within the exclusive jurisdiction of the
Missouri Supreme Court. As we will explain, Hill’s claim that section 571.101 is unconstitutionally retrospective is
preserved, and requires that we transfer this case regardless. See Estate of Potashnick, 841 S.W.2d 714, 718 (Mo.
App. E.D. 1992) (“If any point on appeal involves [the validity of a state statute], the entire case must be transferred
to the Supreme Court.” (citing State ex rel. Union Elec. v. Pub. Serv. Comm’n, 687 S.W.2d 162, 165 n.3 (Mo. banc
1985))).
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unconstitutionally retrospective where, inter alia, it is civil in nature, and impairs a vested right
or imposes a new disability).
However, our inquiry does not end there. “The mere assertion that a statute is
unconstitutional does not alone deprive this Court of jurisdiction.” Sharp, 138 S.W.3d at 737. “If
the appellant’s claim regarding the constitutional validity of [a statute] has not been properly
preserved for appellate review, jurisdiction would be in this Court, rather than the Supreme
Court.” Id. at 738. “And, the Supreme Court will not entertain the appeal if the allegation is
pretextual; that is, the allegation concerning the constitutional validity of the statute must be real
and substantial for jurisdiction to vest in the Supreme Court.” Id. “If the challenge is merely
colorable, this Court has jurisdiction.” Id.
We first address the issue of preservation. “To properly preserve a constitutional issue for
appellate review, the issue must be raised at the earliest opportunity and preserved at each step of
the judicial process.” Id. Additionally, the issue must have been presented to and ruled upon by
the trial court. Id. “This rule is necessary to prevent surprise to the opposing party and to allow
the trial court the opportunity to identify and rule on the issue.” Carpenter v. Countrywide Home
Loans, Inc., 250 S.W.3d 697, 701 (Mo. banc 2008). “The rule allows parties to have a full and
fair opportunity to litigate significant issues as early and as inexpensively in the litigation process
as possible.” Id. However, “[t]he purpose of the rule is not to prevent parties from litigating
issues that arise during the course of a lawsuit if there is no prejudice to the opposing party.” Id.
Here, the record shows that Hill raised the claim that section 571.101 is
unconstitutionally retrospective during trial, rather than in his pleadings. Boyer objected on the
basis that constitutional issue must be raised at the earliest opportunity. Nevertheless, the trial
court overruled Boyer’s objection, and exercised its discretion to hear Hill’s argument. At the
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trial court’s request, the parties then filed briefs addressing this issue. After reviewing the
parties’ briefs, the trial court ruled that section 571.101 was not unconstitutionally retrospective
in application.
On appeal, both Hill and Boyer agree that they had a full and fair opportunity to litigate
Hill’s constitutional claim. They observe that the trial court had the opportunity to hear
arguments, review briefs, and rule on the claim. Accordingly, both parties assert that the claim
was properly preserved for appellate review. As our own review of the record has revealed
nothing to suggest that Hill caused prejudice by raising his claim when he did, and the trial court
exercised its discretion to review and decide it, we agree with the parties that the claim was
preserved. Therefore, we move next to the issue of whether Hill’s claim is real and substantial.
Hill’s claim is real and substantial, if:
upon preliminary inquiry, the contention discloses a contested matter of right,
involving some fair doubt and reasonable room for controversy; but, if such
preliminary inquiry discloses the contention is so obviously unsubstantial and
insufficient, either in fact or law, as to be plainly without merit and a mere
pretense, the claim may be deemed merely colorable.
Sharp, 138 S.W.3d at 738 (quoting Potashnick, 841 S.W.2d at 718). “One clear indication that a
constitutional challenge is real and substantial and made in good faith is that the challenge is one
of first impression with this Court.” Id. (quoting Rodriguez v. Suzuki Motor Corp., 996 S.W.2d
47, 52 (Mo. banc 1999)).
Here, as we have explained, Hill argues that section 571.101 is unconstitutionally
retrospective in operation pursuant to article I, section 13 of the Missouri Constitution, because it
operates to deny him a concealed-carry permit, despite the fact that he was “restored [to] all the
rights and privileges of citizenship” pursuant to the former section 549.111.1 two years after his
felony conviction. The validity of a law restricting a felon’s right to carry a concealed firearm,
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where said felon has been restored to all rights and privileges of citizenship by a prior law, is a
question that has never been addressed by a Missouri court. Further, it is not “so obviously
unsubstantial and insufficient . . . as to be plainly without merit.” Sharp, 138 S.W.3d at 738
(quoting Potashnick, 841 S.W.2d at 718). Accordingly, Hill’s constitutional claim is real and
substantial, not merely colorable.
III. CONCLUSION
Hill’s appeal involves a challenge to the constitutional validity of a Missouri statute. This
claim was properly preserved for appellate review, and is real and substantial. Therefore, the
Missouri Supreme Court has exclusive jurisdiction over this appeal. Mo. Const. art. V, section 3.
We transfer Hill’s appeal to the Missouri Supreme Court.
_________________________________
Lisa S. Van Amburg, Judge
Lawrence E. Mooney, P. J. and
Clifford H. Ahrens, J. concur.
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