Natalie A. Vowell v. Jason Kander, In His Official Capacity As Missouri Secretary Of State , 2014 Mo. App. LEXIS 687 ( 2014 )

IN THE MISSOURI COURT OF APPEALS
WESTERN DISTRICT
NATALIE A. VOWELL, )
)
Appellant, )
)
v. ) WD77591
)
JASON KANDER, IN HIS OFFICIAL ) Opinion filed: June 19, 20214
CAPACITY AS MISSOURI )
SECRETARY OF STATE, )
)
Respondent. )
APPEAL FROM THE CIRCUIT COURT OF COLE COUNTY, MISSOURI
The Honorable Jon E. Beetem, Judge
Before Special Division: James E. Welsh, Chief Judge,
Joseph M. Ellis, Judge and Karen King Mitchell, Judge
Natalie A. Vowell appeals from the Circuit Court of Cole County's dismissal of her
Petition for Declaratory Judgment and Injunctive relief filed against Jason Kander, in his
official capacity as Missouri Secretary of State.
On March 11, 2014, Appellant filed with Respondent's office her declaration of
candidacy to serve as the representative in the Missouri General Assembly for the 78 th
Representative District, seeking to be listed as a candidate in the Democratic primary
election to be held on August 5, 2014. Respondent's office accepted, signed, and filed
that declaration of candidacy.
On May 6, 2014, Respondent's office sent a letter to Appellant questioning her
qualifications to serve as a representative for the 78 th District because an examination
of voter registration records indicated that she had not been a qualified voter for at least
two years prior to the November 4, 2014 election. The letter stated that, if Appellant did
not provide Respondent with documentation showing that she had been registered to
vote in the State of Missouri for the two years required by Article III, Section 4 of the
Missouri Constitution, Respondent would not certify Appellant's name for the ballot.
On May 13, 2014, Appellant filed her Petition for Declaratory Judgment and
Injunctive Relief seeking a declaration that Missouri law does not grant Respondent the
authority to evaluate a candidate's qualifications and to exclude a candidate's name
from the list of candidates certified to appear on a primary election ballot based on such
an evaluation. In the alternative, she sought a declaration that Respondent's actions
denied her reasonable due process to challenge an adverse decision related to her
candidacy. She also sought a temporary restraining order and a permanent injunction
prohibiting Respondent from excluding her name from the list of candidates certified to
appear on the primary election ballot.
On May 16, 2014, the trial court conducted a hearing on Appellant's motion for a
temporary restraining order. Prior to the hearing, the parties agreed to "argue the
motion on the concept of judgment on the pleadings." The parties then presented their
legal arguments regarding Respondent's authority to determine a candidate's
qualifications. As part of his argument, Respondent asserted that there was no
justiciable controversy and that Appellant lacked standing to request a declaration
regarding Respondent's authority to determine whether Appellant was qualified to serve
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as a representative because Appellant was not, in fact, qualified to serve as a
representative. Appellant responded by arguing that she had standing and that the
issue of her qualifications was not before the court. She claimed that the only issue
before the court was whether, after a proper declaration of candidacy had been filed
and accepted by Respondent, Respondent had the authority to unilaterally investigate
and adjudge Appellant's qualifications to serve as a representative.
On May 21, 2014, the trial court dismissed Appellant's petition, concluding that
Appellant lacked standing to pursue a declaration regarding Respondent's authority to
determine whether Appellant was a qualified candidate because Appellant was not, in
fact, a qualified candidate. The court stated, "Because Petitioner is not a qualified
candidate, she cannot claim a justiciable controversy exists between her and the
Secretary of State and is not entitled to declaratory relief as prayed for in Count I." The
court also stated, with regard to the due process claim in Count II of Appellant's petition,
that, even if Appellant had standing, due process was satisfied by the provisions of §
536.150, et seq. related to administrative decisions without a hearing. Appellant brings
three points on appeal.
In her first point, Appellant contends that the trial court erred in ruling that she
lacked standing. "Standing is a question of law, which is reviewed de novo." St. Louis
Ass'n of Realtors v. City of Ferguson, 354 S.W.3d 620, 622 (Mo. banc 2011) (internal
quotation omitted). We determine "standing as a matter of law on the basis of the
petition along with any other non-contested facts accepted as true by the parties at the
time the motion to dismiss was argued." State ex rel. Christian Health Care of
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Springfield, Inc. v. Mo. Dep't of Health & Senior Servs., 229 S.W.3d 270, 276 (Mo.
App. W.D. 2007) (internal quotation omitted).
"A declaratory judgment action requires a justiciable controversy." Mo. Alliance
for Retired Ams. v. Dep't of Labor & Indus. Relations, 277 S.W.3d 670, 676 (Mo.
banc 2009). "A justiciable controversy exists where (1) the plaintiff has a legally
protectable interest at stake, (2) a substantial controversy exists between the parties
with genuinely adverse interests, and (3) that controversy is ripe for judicial
determination." Schweich v. Nixon, 408 S.W.3d 769, 773 (Mo. banc 2013) (internal
quotation omitted). "The first two elements of justiciability are encompassed jointly by
the concept of 'standing.'" Id.
The term "standing" "means that the parties seeking relief must have some
personal interest at stake in the dispute, even if that interest is attenuated, slight or
remote." St. Louis Ass'n of Realtors, 354 S.W.3d at 622-23 (internal quotation
omitted). "To have standing in a declaratory judgment action, the party must have a
legally protectable interest at stake." Gerken v. Sherman, 276 S.W.3d 844, 853 (Mo.
App. W.D. 2009) (internal quotations omitted). "A legally protectable interest means a
pecuniary or personal interest directly in issue or jeopardy which is subject to some
consequential relief, either immediate or prospective." Id. (internal quotations omitted).
"A legally protectable interest exists only if the plaintiff is affected directly and adversely
by the challenged action or if the plaintiff's interest is conferred statutorily." St. Louis
Ass'n of Realtors, 354 S.W.3d at 623. "There is no litmus test for determining whether
a legally protectable interest exists; it is determined on a case-by-case basis." Mo.
Alliance for Retired Ams., 277 S.W.3d at 676.
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Respondent contends, and the trial court found, that no justiciable controversy
existed because Appellant does not satisfy the candidate qualifications for the Missouri
House of Representatives set forth by the Missouri Constitution. However, Appellant's
qualifications for candidacy were not at issue in the underlying declaratory judgment
action. Appellant's petition requests a declaration only as to whether Respondent had
the authority, under Missouri law, to unilaterally pass judgment on her qualifications as a
candidate, not whether she was, in fact, a qualified candidate. A declaration as to
whether Respondent can, under Missouri law, assess a candidate's qualifications for
office bears no relation to whether Appellant actually satisfies the candidacy
qualifications. Thus, Appellant's qualifications for candidacy are irrelevant to the
question of whether Appellant's declaratory judgment action presents a justiciable
controversy.
Instead, whether there is a justiciable controversy that Appellant had standing to
raise turns on whether Appellant had a legally protectable interest at stake and whether
a substantial controversy existed between the parties. Our evaluation of Appellant's
petition establishes that both elements are present in this case.
First, official candidacy for public office is most certainly a protectable, legal
interest. That is why there are official, statutory procedures for challenging and
terminating such candidacy. See § 115.526 (establishing a procedure for candidates in
a primary, general, or special election to challenge declarations of candidacy and
qualifications of their opponents); see also § 115.563.2 (giving the Missouri state house
of representatives authority to adjudicate contests based on the qualifications of a
candidate for the office of state representative that have not been adjudicated prior to
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the general election). The petition in this case clearly reflects that Appellant had such a
protectable interest at stake. Specifically, Appellant alleges that she timely complied
with the requirements for filing her declaration of candidacy for representative of the 78 th
District with Respondent and that she was subsequently listed as a candidate on
Respondent's website. She further asserts that Respondent accepted her paperwork
without objection but later sent her a letter asserting that, based upon his assessment of
the "qualified voter" requirement, she was not a qualified candidate. That letter
indicated that Respondent would not certify Appellant's name to be on the primary ballot
unless she established that she had been a "qualified voter" for the previous two years.
Thus, the petition clearly alleged Appellant had a protectable interest in appearing on
the primary ballot and that her interest was directly and adversely affected by the
challenged action, namely Respondent's decision to pass judgment upon her
qualifications as a candidate.
Secondly, a substantial controversy exists between Appellant and Respondent
with respect to Respondent's authority to evaluate candidates' qualifications. Appellant
contends in her petition that § 115.526 provides the exclusive mechanism by which a
candidate's qualifications can be adjudicated and that Respondent has no statutory
authority to assess a candidate's qualifications. Respondent avers that he has the
discretionary authority to determine whether individuals satisfy the candidacy
requirements pursuant to Article IV, Section 14 of the Missouri Constitution and §
115.378. This disagreement as to Respondent's authority is sufficient to establish a
substantial controversy exists between the parties in this case. Accordingly, the trial
court erred in dismissing the case.
6
Ordinarily, where the trial court has improperly dismissed a declaratory judgment
action, this Court will reverse the dismissal and remand for further proceedings, allowing
the trial court to determine the issue in the first instance. However, when a trial court
fails to make a declaration settling rights, as when it dismisses the petition without a
declaration, a reviewing court may, in its discretion, make the declaration that should
have been made. Nicolai v. City of St. Louis, 762 S.W.2d 423, 426 (Mo. banc 1988).
If there are no disputed facts and the issue is purely a legal one, as in the case at bar,
this Court may undertake to declare the rights and duties of the parties. Id. The parties
inform us that June 24, 2014, is the "drop dead date" because § 115.125.2 provides that
"[n]o court shall have the authority to order an individual or issue be placed on the ballot
less than six weeks before the date of the election, except as provided in sections
115.361 and 115.379."1 Missouri's 2014 Primary Election date is August 5th. Because
time is of the essence, we undertake to declare the rights and duties of the parties.
Preliminarily, it is important to understand what this case is and is not about.
First, as noted supra, it does not involve a determination of whether Appellant is, in fact,
qualified to be a candidate for the office she seeks. Secondly, it is likewise not about
whether Respondent was correct in his determination that Appellant was unqualified.
Those issues are wholly irrelevant to the justiciable controversy presented in Appellant's
petition, that being whether the Secretary of State has authority to investigate and
adjudicate whether candidates for office have all the constitutional or statutory
qualifications required for the office they seek.
Appellant asserts in her petition that § 115.526 provides the exclusive
mechanism by which a candidate's qualifications can be challenged prior to a primary
1
The referenced sections relate to the death of a candidate.
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election. Section 115.526 certainly provides a mechanism by which "[a]ny candidate for
nomination to an office at a primary election" can challenge an opponent's qualifications
or declaration for candidacy. § 115.526.1. Nevertheless, the Missouri Supreme Court
has indicated that the language of § 115.526 does not reflect a clear intent on the part
of the legislature that this be the exclusive method for contesting a candidate's
qualifications. State v. Young, 362 S.W.3d 386, 394 (Mo. banc 2012) (holding that §
115.526 did not supersede the right for a prosecuting attorney or the attorney general to
pursue a quo warranto action). Rather, the plain language of section 115.526 simply
"permits other candidates to challenge their opponents' qualifications in a private cause
of action." Id. Thus, Appellant's reliance on § 115.526 is misplaced.
Appellant also asserts in her petition that Respondent has no authority under
Missouri law to assess a candidate's qualifications prior to a primary election. Analysis
of this contention begins with the proposition that the Secretary of State derives his or
her authority to act from statute. Beavers v. Recreation Ass'n of Lake Shore
Estates, Inc., 130 S.W.3d 702, 710 (Mo. App. S.D. 2004). In claiming that he has the
authority to unilaterally assess a candidate's qualifications before a primary election,
Respondent relies solely on § 115.387. As will be seen, Respondent's reliance of this
interpretation of § 115.387 is misplaced.
"[T]he primary rule of statutory interpretation is to give effect to legislative intent
as reflected in the plain language of the statute." State ex rel. Nothum v. Walsh, 380
S.W.3d 557, 565 (Mo. banc 2012) (internal quotation omitted). "Absent a statutory
definition, the primary rule of statutory interpretation is to give effect to legislative intent
as reflected in the plain language of the statute." Akins v. Dir. of Revenue, 303
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S.W.3d 563, 565 (Mo. banc 2010). "[T]he plain and ordinary meaning of a term may be
derived from a dictionary and by considering the context of the entire statute in which it
appears." State ex rel. Burns v. Whittington, 219 S.W.3d 224, 225 (Mo. banc 2007)
(internal citation omitted). "In determining the intent and meaning of statutory language,
the words must be considered in context and sections of the statutes in pari materia, as
well as cognate sections, must be considered in order to arrive at the true meaning and
scope of the words." S. Metro. Fire Prot. Dist. v. City of Lee's Summit, 278 S.W.3d
659, 666 (Mo. banc 2009) (italics added).
"Section 115.349.1 . . . requires a person wishing to run in a primary election for
state office to file 'a written declaration of candidacy in the office of the [Secretary of
State]2 by 5:00 p.m. on the last Tuesday in March immediately preceding the primary
election." In re Impeachment of Moriarty, 902 S.W.2d 273, 273 (Mo. banc 1994).
"[T]he declaration should include the candidate's name, residence address, office for
which he or she proposes to be a candidate, the party ticket on which he or she wishes
to be a candidate, and that if nominated and elected, he or she will qualify." State ex
rel. Thomas v. Neeley, 128 S.W.3d 920, 925 (Mo. App. S.D. 2004). "The law
expressly forbids the printing of any candidate's name on a ballot 'unless his written,
signed and sworn declaration of candidacy has been filed in the office of the appropriate
election official.'" In re Impeachment of Moriarty, 902 S.W.2d at 274 (quoting §
115.347).
2
Section 115.353 mandates that declarations of candidacy for state representatives be filed with the
Secretary of State. State ex rel. Walton v. Blunt, 723 S.W.2d 405, 406 (Mo. App. W.D. 1986).
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Section 115.387 states:
Not later than the tenth Tuesday before each primary election, the
secretary of state shall transmit to each election authority a certified list
containing the name and address of each person who has filed a
declaration of candidacy in the secretary's office and is entitled to be voted
for at the primary election, together with a designation of the office for
which the person is a candidate and the party the person represents.
Respondent contends that the language requiring him to certify that a candidate "is
entitled to be voted for" invests him with discretionary authority to investigate and
adjudicate whether candidates who file declarations of candidacy are qualified to serve
in the office they seek.
The language relied upon by Respondent is, however, stated in the context of
expressing the Secretary of State's ministerial duty to certify the names and addresses
of candidates for the primary ballot. Indeed, the Missouri Supreme Court has
recognized that "[t]he vast majority of the duties assumed by the Secretary of State are
ministerial." In re Impeachment of Moriarty, 902 S.W.2d at 277; see also State ex rel.
Stokes v. Roach, 190 S.W. 277, 278 (Mo. 1916); State ex rel. Farris v. Roach, 150
S.W. 1073, 1076 (Mo. 1912). This is especially true with regard to election related
duties. In re Impeachment of Moriarty, 902 S.W.2d at 277. In fact, the Missouri
Supreme Court has intimated that the Secretary of State's duty to certify a name for a
ballot is "purely ministerial."3 Farris, 150 S.W. at 1076.
3
In Farris, the relator sought a writ of mandamus to compel the Secretary of State to certify his name as a
nominee for presidential elector at large. 150 S.W. at 1073. The relator had been nominated for the
elector position by the Democratic Party, and his nomination was timely filed with the Secretary of State.
Id. However, it was subsequently determined that the relator was unqualified to serve as a presidential
elector because he was serving in the state legislature at the time. Id. at 1073-74. The Court ultimately
issued the peremptory writ upon finding that "regardless of [the relator's] qualifications, it [was] the duty of
[the Secretary of State] to certify out [the relator's nomination]." Id. at 1077. In doing so, the Court
explained that allowing the eligibility of a candidate to be challenged upon mere certification of nomination
would establish "a dangerous precedent for the assumption of judicial functions by ministerial officers and
central committees." Id.
0
10
 Section 115.387 pertains to the ministerial task of certifying the names and
addresses of candidates for the ballot. Section 115.387 does not purport to grant the
Secretary of State any discretionary power. He or she must certify the name of "each
person who has filed a declaration of candidacy in the secretary's office and is entitled
to be voted for at the primary election." § 115.387. "The statutes prohibit the printing of
the name of a candidate on a ballot unless "his written, signed and sworn declaration of
candidacy has been filed." In re Impeachment of Moriarty, 902 S.W.2d at 274
(emphasis added). Those same statutes say nothing expressly or implicitly about
investigating declarants and adjudicating whether they have all the constitutional or
statutory qualifications for the office they seek. Rather, consistent with the ministerial
nature of the Secretary of State's election duties, in certifying that a person is "entitled to
be voted for," § 115.387 simply requires Respondent to certify that filers have timely
filed their declaration of candidacy with all the information required. In other words, it is
a certification that the declarant's paper work is in proper order and was timely filed.4
Indeed, § 115.563.2 states that "[a]ny contest based on the qualifications of a
candidate for the office of . . . state representative which have not been adjudicated
prior to the general election shall be determined by the . . . state house of
representatives." This statute presupposes that the qualifications of a candidate may
well not be adjudicated until after the general election, if ever. If the Secretary of State
were required to adjudge the qualifications of all candidates prior to certifying their name
4
At oral argument, Respondent asserted that it would only be necessary to review the Secretary's own
records to determine compliance with most constitutional or statutory candidate qualifications and that
such a review amounts to nothing more than a ministerial act. However, Respondent acknowledged that
some candidate requirements could not be verified from those records and that it would be necessary to
go beyond the Secretary's records in order to determine all aspects of whether a candidate "is entitled to
be voted for." Thus, if the Secretary were vested with authority to investigate and adjudicate candidate
qualifications as he asserts, it would, of necessity, mean confirming all qualifications and require the
Secretary to engage in discretionary decision making.
1
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for the ballot, then § 115.563 would serve no purpose because the qualifications of
candidates would always have been adjudged prior to the election. "[C]ourts do not
presume that the legislature has enacted a meaningless provision." Edwards v.
Gerstein, 237 S.W.3d 580, 581 (Mo. banc 2007).
As a ministerial officer, the Secretary of State is required to carry out his or her
statutory duties to the letter of the law and must treat all persons filing properly executed
legal documents with his office equally. See In re Impeachment of Moriarty, 902
S.W.2d at 274. "In elections particularly, the legislature has established specific criteria
outlining the manner in which candidates declare for office and the time within which
such declarations can be received by the Secretary of State." Id. at 277. As noted by
our Supreme Court in a similar context, the legislature's limiting of the Secretary of
State's role in election matters avoids "the assumption of judicial functions by ministerial
officers," Farris, 150 S.W. at 1077, which in turn minimizes the partisan political
mischief that can result from ministerial officers adjudicating candidate qualifications.5
In short, the plain language of § 115.387 does not reflect that the legislature
intended the Secretary of State to judge a candidate's qualifications. Respondent does
not identify any other statutory authority to support his position that he has the power to
unilaterally pass judgment on a candidate's qualifications,6 and we have found none.
Accordingly, we hold and declare that Respondent is without authority to refuse to
5
There is certainly nothing in the record before this Court that would even remotely indicate any
misconduct on the part Secretary of State in this matter, nor does this Court mean to intimate such in any
way.
6
Respondent does cite to Article IV, Section 14 of the Missouri Constitution, which sets forth the
Secretary of State's general authority to "perform such duties . . . in relation to elections . . . as provided
by law." However, Respondent does not contend that the constitutional provision, in and of itself,
provides him with the authority to determine a candidate's qualifications for office.
2
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certify Appellant's name for the primary ballot on the basis of his investigation of and
determinations regarding her voter registration history.7
_______________________________
Joseph M. Ellis, Judge
All concur.
7
Because our resolution of Appellant's first point sufficiently resolves the case, we need not address
Appellant's Point II related to whether the trial court erred in declining to enter an injunction against the
Secretary of State and her Point III in which she claims that a durational voter registration requirement is
unconstitutional and would violate her rights to due process, free travel, and free speech.
3
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