State v. C. Ankeny ( 2018 )

04/17/2018
DA 15-0238
IN THE SUPREME COURT OF THE STATE OF MONTANA
2018 MT 91STATE OF MONTANA,
Plaintiff and Appellee,
v.
CARL MELVIN ANKENY,
Defendant and Appellant.
APPEAL FROM: District Court of the Twenty-First Judicial District,
In and For the County of Ravalli, Cause Nos. DC 13-249 and DC 13-250
Honorable Jeffrey H. Langton, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Chad Wright, Appellate Defender, Eileen A. Larkin, Assistant Appellate
Defender Helena, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General, Mardell Ployhar, Assistant
Attorney General, Helena, Montana
William E. Fulbright, Ravalli County Attorney, Meghann Paddock, Deputy
County Attorney, Hamilton, Montana
Submitted on Briefs: January 17, 2018
Decided: April 17, 2018
Filed:
__________________________________________
Clerk
Justice Jim Rice delivered the Opinion of the Court.
¶1 Carl Melvin Ankeny appeals his jury conviction for assault with a weapon, two
counts of partner or family member assault (PFMA), and unauthorized use of a motor
vehicle in the Twenty-First Judicial District, Ravalli County. We affirm, and address the
following issues:
1. Did the District Court err by granting the State’s motion to join the first and second
cases for trial, after a mistrial in the first case?
2. Did the District Court err by admitting letters Ankeny wrote to the victim from jail?
3. Did the District Court err by denying Ankeny’s motion for a mistrial?
FACTUAL AND PROCEDURAL BACKGROUND
¶2 Ankeny and his then-fiancée, Vonnie, spent a day in April of 2012 fishing and
drinking beer. When they got home that night, Ankeny became upset because Vonnie’s
dog had gone to the bathroom on the floor while they were out. Ankeny threw Vonnie on
a bed and started hitting her with an open hand. Ankeny got a knife, cut Vonnie’s clothes,
and stabbed the bed while Vonnie was on it. Vonnie tried kicking Ankeny to get away, but
Ankeny choked her until she lost consciousness. When she regained consciousness,
Vonnie tried to run away, but Ankeny grabbed her hair, threw her on the bed again, and
choked her until she lost consciousness two more times. Vonnie testified that she was
scared for her life and stayed in the bed with Ankeny the rest of the night. She testified she
did not then leave the relationship because she was afraid and did not know where to go.
¶3 On May 1, 2012, Ankeny and Vonnie again spent the day fishing and drinking beer.
When they returned home, Ankeny again became angry because Vonnie’s dog had gone to
2
the bathroom on the floor. Ankeny yelled at Vonnie and threw drinking glasses at the wall.
He took her phone out of her pocket and elbowed her in the face. Vonnie testified she
believed Ankeny was going to get a knife, so she ran from the house and hid in a nearby
park. Ankeny got into Vonnie’s car and drove around, but was unable to find her. When
Vonnie later returned home, Ankeny was gone, along with her car and dog.
¶4 Vonnie’s friend, Barb, came to assist Vonnie. Concerned about the return of her car
and dog, Vonnie contacted police. Officer Tod Wofford responded, and after learning that
Ankeny had elbowed Vonnie’s face, he initiated a PFMA charge against Ankeny. Vonnie
told Officer Wofford that she was afraid for her safety if charges were filed against Ankeny.
Vonnie did not tell Officer Wofford about the April incident and stated no similar
altercations had previously occurred between her and Ankeny, although she said Ankeny
had been violent to others in the past. Vonnie stayed with Barb, and eventually returned
home to discover her dog had been returned, but that her car was gone.
¶5 A week later, Ankeny was arrested near Missoula for driving under the influence
and driving the wrong way on the interstate highway. He was driving Vonnie’s car. A few
days after Ankeny’s arrest, he began writing letters to Vonnie from jail, and continued to
do so for several months. Vonnie wrote back a few times, testifying that during this time
period she was confused and uncertain about her relationship with Ankeny. After a few
months, Vonnie decided she needed to end the relationship. Ankeny sent his last letter in
December 2012. In January 2013, Vonnie disclosed the April 2012 incident to Sergeant
Matt Cashell, providing the knife Ankeny had used and other physical evidence. Vonnie
3
explained she did not initially disclose the April incident to police because she feared
Ankeny.
¶6 In December 2013, the State filed an information in case number DC 13-249
(hereinafter “the first case”), charging Ankeny with assault with a weapon, criminal
endangerment, and PFMA for the April 2012 incident. At the same time, the State filed an
information in case number DC 13-250 (hereinafter “the second case”) for PFMA, failure
to maintain violent offender registration,1 and unauthorized use of a motor vehicle for
Ankeny’s May 2012 conduct.
¶7 An omnibus hearing was held in both cases in January 2014. In its memorandum
for the first case, the State indicated no pretrial motions would be filed, including those
listed in § 46-13-110, MCA, which includes joinder under § 46-11-404, MCA. In its
memorandum for the second case, the State expressed an intention to file a motion to sever
the failure to register charge from the other charges. The deadline for motions was
February 19, 2014. On April 30, 2014, the State moved to sever the failure to register
charge from the second case, which was granted by the District Court and transferred to
case number DC 14-401. The State did not move for joinder of the first and second case.
¶8 The first case, involving the April 2012 incident, was tried to a jury in June of 2014.
Before trial, the State agreed to exclude any reference to the May 2012 incident, as well as
the contents of Ankeny’s letters from jail, if Ankeny would not challenge Vonnie’s
1
Ankeny has four prior PFMA convictions from 1993 to 2009, and has been declared a persistent
felony offender. See State v. Ankeny, 2010 MT 224, 358 Mont. 32, 243 P.3d 391.
4
credibility for her nine-month delay in reporting the April 2012 assault. Although
Ankeny’s strategy was to attack the credibility of Vonnie’s claims, he did not base his
attack on Vonnie’s nine-month delay in reporting the incident. Sergeant Cashell testified
that he interviewed Vonnie regarding her relationship with Ankeny, and that Vonnie had
provided physical evidence related to the April 2012 assault, including a knife, and letters
written by Ankeny. The content of letters, and the fact that Ankeny had written them from
jail, were not disclosed.
¶9 The jury was unable to reach a verdict and the court declared a mistrial. The Jury
Foreman volunteered the following statement before the jury was dismissed:
Your Honor, if you will permit, and I think I can speak for all the jurors, with
all due respect for the officers of the court and your good intentions, we feel
that if both the prosecution and defense had done a more adequate job, it
would have made our ability better to render decisions on any of those
charges. Unfortunately, we felt that wasn’t the case, and that got us where
we are here. Thank you for letting me make that statement.
The State contacted several jurors after the trial, and learned that the jury had reached its
own conclusion that Vonnie had significantly delayed reporting the April 2012 incident,
which contributed to their inability to reach a verdict.
¶10 The State then moved to join the first and second case. Ankeny opposed joinder
because “stacking” the PFMA charges would have a cumulative prejudicial effect, and
because he wanted to retain the option of presenting different defense strategies for each
offense. However, the District Court granted the motion, reasoning that the two crimes
were “remarkably similar,” as the charges were brought under the same statute, involved
5
the same victim, same location, same or similar modus operandi, and were committed a
short time apart, and that joinder was in the interests of justice.
¶11 The second trial was held in July of 2014. At the pretrial conference, the State
sought leave to introduce several of the letters Ankeny wrote to Vonnie from jail, arguing
they included possible admissions, were attempts to influence Vonnie not to advance the
PFMA charges, explained Vonnie’s delayed disclosure of the April assault, and
demonstrated the domestic violence cycle of Ankeny’s control over Vonnie. Ankeny
objected on Rule 403 grounds, noting prejudicial references to Ankeny being jailed in
Missoula for DUI, references to violent behavior, and references to a prior prison term. He
asked that the letters be excluded if he did not attack Vonnie’s credibility based on her
delayed reporting, as in the first trial. Alternatively, he asked that the letters be redacted,
or that portions of the letters be read so the jury would not know about the redactions. The
State opposed redaction, arguing the references to Ankeny’s prior acts were interwoven
through the letters, making it difficult to redact the letters without giving the inference that
something was being hidden, as in the first trial. The District Court admitted the letters,
unredacted, concluding the contents were relevant and agreeing that redaction would be
difficult.
¶12 Five letters were submitted to the jury. Ankeny’s apologies to Vonnie were
intermixed with pleadings for her favor and assistance with the charges, as well as
comments related to prior acts, as illustrated by this passage:
Hello my love . . . . I am sorry for everything that has happened Buggy, I
love you with all my heart and I miss you more than ever. I am glad that I
6
got to hear your voice on the phone, it put me at ease. I know that my mess
sounds like the worst in the world but it really isn’t. I have the criminal
endangerment charges but they will be dropped down, I just have to sit here
and wait. I also requested that I stay here for all court stuff so I am close to
you. I know that I was going to get violated, just not like this. I pray that
you will still stick by me. I really do love you and I will do everything that
I have to get back to you. I really want to be the man you fell in love with
again. I really am asking you for that chance . . . . I really do need you in my
life because you are my world. I fell completely in love with you. I am sorry
for all the wrongs I have done. Our moving had also brought on a lot of
stress for one I knew it was violating, I just didn’t know when. I was on my
way home when this mess I am in happened. I left there because of the
paperwork you left on the kitchen table, which only you can fix and I hope
you do, it is a worse situation than this one by far. Right now I have to take
care of this, I am in panic mode because I don’t want to lose my Buggy. I
miss our puppy too . . . . I will do everything to improve myself for us Buggy,
any groups, counselling, anything. I would even get on medication for us. I
just don’t want to lose you Buggy. I know that our love for each other is
strong. You told me several times that you would wait for me, I hope it is
true, you will be the first real person that I have ever had and so far, you have
been perfect. I am going to use this time to improve myself and focus on you
and us, that will keep me going and not give up and the charges will get
dropped, that are nonsense. I did not know I was on the wrong side of the
road when this happened. I haven’t even been charged with a DUI as of yet.
I was also hit in the head with something, within a 5 minute time frame of
this all happening. I just wanted to get home to my wife. I do love you with
all my heart and I mean that 100%. I hope you are the same. I take the blame
for all our problems. I am so sorry Buggy. I will be much different, the man
you met and fell in love with. I will write to you every chance I get Buggy
and I hope you will do the same . . . . I really hope that you come see me the
first chance you get. This won’t kill us Buggy, it will only make us a stronger
couple. That’s for sure. I told you I wanted to grow old together and I really
really meant it. I will keep out of trouble and keep you in my thoughts here
24-7 . . . . I won’t stop fighting this until I win Buggy, I won’t lose you . . . .
I know you are true Buggy, I miss you so very very much. Will you please
write me all you can. I stand at mail pass every day . . . . I do have a lot to
say, I will tell you more in the next letter. I love you Buggy, kiss.
Other letters stated:
I hope that you took care of the mess over there. I don’t need any more
charges. And I couldn’t get out of that without you helping for sure . . . . Then
7
I will go to my violation hearing, at Deerlodge, and either have to go to a
program or get put back out . . . . I am praying that you took care of the thing
over there, I have no charges so that’s a good sign.
. . .
I fear another prison term . . . . My drinking is all over too, I can’t be putting
you through hell, it is not fair to do that to the person you love. They always
say we hurt the ones closest to us the worst.[2]
. . .
¶13 Sergeant Cashell testified that the letters demonstrated manipulative behavior that
exists in domestic violence relationships, and explained the patterns of domestic violence.
On cross-examination, Ankeny’s attorney suggested that Ankeny was referencing his
drunken driving, as opposed to the alleged assaults, when making the apologies. The
District Court gave a cautionary instruction regarding the contents of the letters:
The State has offered letters of the Defendant that reference that he may have
engaged in other crimes at another time, specifically driving while
intoxicated in Missoula County. That evidence was not admitted to prove
the character of the Defendant or to show he acted in conformity therewith.
The only purpose of admitting that evidence was that the State asserts those
letters contain admissions by the Defendant that he committed the offenses
in this case. The Defendant denies this. You are the sole judge of what those
letters mean.
The Defendant is not being tried for that other crime. He may not be
convicted for any other offense than that charged in this case. For the jury
to convict the Defendant of any other offense than that charged in this case
would result in unjust double punishment of the Defendant.
¶14 Deputy Wofford testified about responding to Vonnie’s call following the May 2012
incident. During the State’s re-direct examination, he stated:
2
Some spelling and grammar corrected for readability.
8
Q. When you were talking with [Vonnie], was she forthcoming about why
she felt threatened?
A. Yes.
Q. What did you learn?
A. Eventually, while talking with Vonnie, she had said that she knew that
[Ankeny] had been violent in the past and that that’s why she feared when he
went for the knives, that she thought something may happen.
Ankeny did not object. During Ankeny’s re-cross examination, Wofford stated:
Q. My knowledge of your report is that, as she had stated in there, that there
had never been any incidents between herself and [Ankeny]; is that correct?
A. Correct, [Vonnie] said there had never been any physical disturbance
between her and [Ankeny], but she knew of previous engagements where he
was violent towards other people.
Ankeny’s counsel moved for a mistrial on the ground Wofford had referenced a prior bad
act. The State responded that the testimony was admissible to show Vonnie’s state of mind.
The District Court denied the motion for a mistrial, reasoning that because the testimony
was vague and lacked specifics, a cautionary jury instruction would cure the reference.
The District Court provided the following cautionary instruction:
Ladies and Gentlemen, just before the break there was some testimony
regarding possible prior bad-acts that the defendant may or may not have
committed prior to the incidents that gave rise to these charges. I believe the
purpose of that evidence was to not necessarily show what happened in the
past, but to show the state of mind that the complaining witness was in, what
she believed the defendant might be capable of and so forth.
But you need to bear in mind that the defendant is not on trial for anything
he may have done in the past prior to these incidents that gave rise to these
charges, and he is not to be convicted of any other offense other than what
he is charged with. And to do that would potentially result in unjust double
punishment of the defendant. So you should only consider that evidence,
9
again, just as potential evidence of the complaining witness's state of mind
and for no other purpose.
¶15 The jury found Ankeny guilty of assault with a weapon, two counts of PFMA, and
unauthorized use of a motor vehicle. The jury found Ankeny not guilty of criminal
endangerment. Ankeny appeals.
STANDARD OF REVIEW
¶16 We review all three issues for abuse of discretion. A district court’s determination
of whether to grant relief from waiver under § 46-13-101(3), MCA, is reviewed for abuse
of discretion, State v. Vonbergen, 2003 MT 265, ¶¶ 18-19, 317 Mont. 445, 77 P.3d 537, as
is a district court’s decision to join a trial pursuant to §§ 46-13-210 and 46-11-404, MCA,
State v. Enright, 2000 MT 372, ¶ 12, 303 Mont. 457, 16 P.3d 366 (citations omitted).3 A
district court has broad discretion when determining the relevance and admissibility of
evidence, and we thus generally review evidentiary rulings for abuse of discretion. State
v. Lotter, 2013 MT 336, ¶ 13, 372 Mont. 445, 313 P.3d 148 (citations omitted). We review
a district court’s ruling on a motion for a mistrial for abuse of discretion. State v. Criswell,
2013 MT 177, ¶ 48, 370 Mont. 511, 305 P.3d 760 (citations omitted). An abuse of
discretion is only found if the district court acted arbitrarily without the employment of
3
We review whether counts were properly joined in an information de novo. State v. Freshment,
2002 MT 61, ¶ 22, 309 Mont. 154, 43 P.3d 968 (citations omitted). Appellant argues that the
District Court’s joinder decision should likewise be reviewed de novo. We decline, as joinder is
governed by statute and our case precedent as a discretionary decision of the trial court.
10
conscientious judgment, or exceeded the bounds of reason resulting in substantial injustice.
Criswell, ¶ 42 (citations omitted).
DISCUSSION
¶17 1. Did the District Court err by granting the State’s motion to join the first and
second cases for trial, after a mistrial in the first case?
¶18 Technically, there are two separate inquiries to this issue, although they are factually
related here. The first is whether the District Court erred by finding good cause to allow
the State to move to join the first and second cases after it had initially waived that
opportunity. The second is whether the District Court properly granted the State’s joinder
motion on its merits.
a. Good cause
¶19 The parties agree that the State initially waived its opportunity to seek joinder of the
first and second case by not raising it at or before the omnibus hearing. The governing
statutes provide:
Except for good cause shown, any defense, objection, or request that is
capable of determination without trial of the general issue must be raised at
or before the omnibus hearing unless otherwise provided by Title 46.
Section 46-13-101(1), MCA. Parties must be prepared to discuss pretrial matters, including
joinder of offenses, at the omnibus hearing, and failure to do so constitutes waiver:
The prosecutor and the defendant’s counsel shall attend the [omnibus]
hearing and must be prepared to discuss any pretrial matter appropriate to the
case, including but not limited to: (a) joinder and severance of offenses or
defendants . . . .
Section 46-13-110(3)(a), MCA.
11
Failure of a party to raise defenses or objections or to make requests that must
be made prior to trial, at the time set by the court, constitutes a waiver of the
defense, objection, or request.
Section 46-13-101(2), MCA; see also Vonbergen, ¶ 11 (parties are statutorily mandated to
raise issues capable of determination without trial of the general issue at or before the
omnibus hearing, or a later date set by the court; a failure to do so constitutes waiver). The
purpose of requiring an early determination of pretrial motions is to provide for the “orderly
and fair administration of the criminal justice system.” Vonbergen, ¶ 16 (citations omitted).
¶20 However, consistent with this purpose, the district court may grant relief from
waiver:
The court, for cause shown, may grant relief from any waiver provided by
this section. Lack of jurisdiction or the failure of a charging document to state
an offense is a nonwaivable defect and must be noticed by the court at any
time during the pendency of a proceeding.
Section 46-13-101(3), MCA. Interpreting § 46-13-101(1) and (3) together, we have held
that relief from waiver requires a showing of good cause. See, e.g., Vonbergen, ¶ 18.
“When considering whether to grant relief from a waiver, a district court ‘retains the
authority to control the progress of the case, and may, within its discretion, grant or deny
the requested relief, as it deems appropriate.’” State v. Adkins, 2009 MT 71, ¶ 19, 349
Mont. 444, 204 P.3d 1 (citations omitted).
¶21 We have not adopted a definitive standard for determining good cause for waiver,
stating simply that the question “is fact-specific and falls under the sound discretion of the
district court.” Vonbergen, ¶ 19. We held that the District Court did not err in finding
good cause did not exist to excuse waiver when defense counsel was aware of facts
12
supporting a motion in limine to exclude a witness identification at the time of the omnibus
hearing, but failed to raise the issue because of a busy caseload. State v. Greywater, 282
Mont. 28, 37, 939 P.2d 975, 980 (1997). Also, the District Court had initiated contact with
counsel about possible trial issues shortly before trial, but defense counsel did not raise the
issue. Greywater, 282 Mont. at 37, 939 P.2d at 980. We have also held that the District
Court did not abuse its discretion by determining there was not good cause for untimely
motions when new counsel merely wanted to change trial strategy. Vonbergen, ¶ 23.
¶22 Ankeny argues the State failed to show good cause for relief from its waiver. He
asserts the State’s untimely request was, like Vonbergen, merely a change in trial
strategy—from trying the cases separately to “stacking” the offenses as part of a common
scheme. He argues there were no relevant facts that the State did not know at the time it
initially waived its joinder motion, as in Greywater.
¶23 However, the State’s post-omnibus request here was not merely a change in trial
strategy. Feedback received after the first trial revealed that juror confusion had arisen
from the narrow focus of the first trial, hindering the effort to reach a verdict. Though not
mentioned, the jury deduced that Vonnie had long delayed her report of the April 2012
assault, causing a concern, expressed by the Jury Foreman, about whether the case had
been forthrightly presented. This concern was something the State did not know at the
time of its waiver. Further, joinder certainly promoted judicial economy, as one less trial
arising out of Ankeny’s actions would be required, three instead of four, and the victim and
other witnesses would need to testify at one less trial. We conclude the District Court was
13
properly exercising its authority to control the progress of its cases when it granted relief
from the State’s waiver, and did not abuse its discretion by arbitrarily exceeding the bounds
of reason.4
b. Joinder
¶24 Courts may try “informations” together, as governed by statute:
The court may order two or more indictments, informations, complaints, or
defendants to be tried together if the interests of justice require and the
charges or defendants could have been joined in a single indictment,
information, or complaint as provided for in 46-11-404.[5]
4
The Dissent argues that the District Court did not expressly find good cause to grant relief from
the State’s waiver in its joinder order, and would thus reverse and remand. Dissenting Opinion,
¶ 45. However, although we have here divided the good cause and joinder inquiries to properly
apply the governing statutes, Ankeny did not argue before the District Court that the State waived
joinder and lacked good cause for its waiver, he argued only that joinder would constitute an
impermissible amendment of the information, and be prejudicial. Good cause is a response to the
defense of waiver, which was Ankeny’s burden to raise, but he did not. Indeed, Ankeny did not
mention the State’s waiver at all, and may arguably have forfeited the issue. The District Court’s
brief order addressed only the arguments the parties actually made.
In his opening brief, Ankeny neither argues that the District Court failed to make an express finding
of good cause, nor that the State failed to raise § 46-13-101(3), MCA, before the District Court.
Although credited by the Dissent, Ankeny argued these points for the first time in the entire
proceeding in his reply brief. See State v. Porter, 2018 MT 16, ¶ 16, n. 1, 390 Mont. 174, 410 P.3d
955 (citations omitted) (“This Court will not entertain an argument first raised in a reply brief.”).
Ankeny’s opening appellate argument that there was not good cause to grant relief from waiver
certainly assumes the District Court found such good cause in granting the State’s motion. The
State has answered these arguments by discussing the existence of good cause on the merits, rather
than arguing that Ankeny failed to preserve the issue. Consequently, we are resolving the issues
upon this record and upon the arguments here made.
5
Section 46-11-404(1), MCA, provides in part:
Two or more offenses . . . may be charged in the same charging document in a
separate count, or alternatively, if the offenses charged, whether felonies or
misdemeanors or both, are of the same or similar character or are based on the same
transactions connected together or constituting parts of a common scheme or plan.
14
Section 46-13-210, MCA. We have held that, to determine if joinder is in the interest of
justice, the district court must weigh the State’s interest in judicial economy against the
defendant’s right to a fair trial. Enright, ¶ 12 (citations omitted). We have recognized this
as the same balancing test provided by Montana’s severance statute:
If it appears that a defendant or the prosecution is prejudiced by a joinder of
charges or defendants in an indictment, information, or complaint or by a
joinder for trial together, the court may order separate trials, grant a severance
of defendants, or provide whatever other relief justice requires.
Section 46-13-211(1), MCA; see also Enright, ¶ 12 (“The decision to join or sever a trial
is within the discretion of the trial court.”). This statute requires trial courts to balance the
possibility of prejudice to a criminal defendant against the judicial economy resulting from
a joint trial. State v. Southern, 1999 MT 94, ¶ 28, 294 Mont. 225, 980 P.2d 3 (citations
omitted). In striking this balance, considerations of judicial economy “exert strong
pressure in favor of joint trials.” Enright, ¶ 12 (citations omitted). “Joint trials speed the
administration of criminal justice, conserve judicial time, lessen the burden on prospective
jurors[,] and obviate the necessity of recalling witnesses.” Enright, ¶ 12.
¶25 It is the defendant’s burden to prove prejudice, which must be more than merely
“some prejudice,” such as a better chance of acquittal if separate trials were held. Southern,
¶ 29 (citations omitted); Enright, ¶ 12 (citations omitted). Rather, “the defendant must
show the prejudice was so great as to prevent a fair trial.” Enright ¶ 12 (citations omitted);
Ankeny does not contest that the “same or similar character” requirement under § 46-11-404,
MCA, was met here.
15
see also Southern, ¶ 29 (citations omitted). We have identified three types of prejudice
that may result from consolidating charges:
First, a jury may consider the criminal defendant facing multiple charges a
“bad man” and accumulate evidence until it finds the defendant guilty of
something. Second, a jury may use proof of guilt on one count to convict the
defendant of a second count even though that proof would be inadmissible at
a separate trial on the second count. Third, the defendant may be prejudiced
if he or she wishes to testify on one charge but not on another.
Southern, ¶ 30 (internal quotations and citations omitted). We have rejected a general and
unsupported assertion of the cumulative effect of evidence as sufficient to demonstrate
prejudice, particularly if it cannot be stated that there was insufficient evidence for a jury
to find the defendant committed each offense. Freshment, ¶ 30; Southern, ¶ 32.
¶26 Ankeny argues he was substantially prejudiced under all three types of prejudice
referenced in Southern. Under the first, Ankeny argues the State used joinder to paint him
as a “bad man” with a history of violence. Under the second, Ankeny argues joinder
brought admission of the letters in the second trial, but had been excluded in the first trial.
Under the third type of prejudice, Ankeny asserts he may have wanted to testify in one case
but not in another.
¶27 Ankeny’s arguments are not compelling under the facts here. The charges involved
similar alleged actions involving the same parties, making them appropriate for joinder.
Ankeny alleges prejudice from the “stacking” of the charges, but does not argue there was
any lack of evidence for the charges individually. Under the second type of prejudice,
while the admission of the letters may well have been prejudicial to Ankeny, as all
probative evidence is, we hold below that the letters were not admitted in error. Ankeny
16
further fails to make a compelling showing of substantial prejudice related to the letters
because there was other evidence that was clearly sufficient to support his conviction of
both charges, if believed by the jury. Under the third type of prejudice, Ankeny, as in
Enright, only generally alleges he may have wanted to testify at one trial but not another,
and has not made a compelling showing of prejudice. Finally, as noted above, judicial
economy was a significant factor given the unexpected mistrial and resulting need for an
additional trial. We conclude the District Court did not abuse its discretion by joining the
two cases for trial.
¶28 2. Did the District Court err by admitting the letters Ankeny wrote to the victim
from jail?
¶29 Ankeny argues that the unredacted letters are inadmissible “bad act” evidence under
Rule 404(b), and also inadmissible under Rule 403, as more prejudicial than probative.6
As an initial note, the District Court’s joinder of the trials, which we have herein affirmed,
increased the scope of admissible evidence. Instead of considering only a single assault
incident, the jury also considered a second assault incident, criminal endangerment, and
unauthorized use of a motor vehicle, as well as Vonnie’s delayed reporting of the first
incident. Assessing these events led naturally to evidence about the nature of Vonnie and
Ankeny’s relationship.
a. Rule 404(b)
¶30 The Rules of Evidence provide:
6
The State argues Ankeny did not properly preserve his Rule 404(b) objection, but we conclude
it was sufficiently preserved.
17
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity therewith. It may,
however, be admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or absence of
mistake or accident.
M. R. Evid. 404(b). This rule does not preclude the admission of evidence, but rather
prohibits a particular “theory of admissibility,” that is, using evidence to prove the
defendant’s subjective character “in order to show conduct in conformity with that
character on a particular occasion.” State v. Blaz, 2017 MT 164, ¶ 12, 388 Mont. 105, 398
P.3d 247 (citations omitted). The rule permits admission of other-acts evidence for “other
purposes such as proof of motive, opportunity, intent, preparation, plan, knowledge,
identity, or absence of mistake or accident.” M. R. Evid. 404(b). “This is a non-exclusive
list of permissible purposes that are not precise; rather, the categories are amorphous,
overlapping, and dependent upon the underlying facts.” Blaz, ¶ 12.
¶31 Ankeny argues admission of the letters improperly permitted the jury to learn or
infer that Ankeny was in jail, had previously served a prison term, was facing a parole
violation, had potentially been in a fight, and was facing a drunken driving charge.
However, Ankeny’s description of the contents of the letters is far different than the
wording of the letters themselves. Ankeny’s references to his prior bad actions were
minimal at best, vaguely stated, and closely interwoven in the long, detailed narrative with
his promises to change and his pleas for Vonnie to not abandon their relationship, such as
these passages:
I know that I was going to get violated, just not like this. I pray that you will
still stick by me.
18
. . .
I was on my way home when this mess I am in happened. I left there because
of the paperwork you left on the kitchen table, which only you can fix and I
hope you do, it is a worse situation than this one by far. Right now I have to
take care of this, I am in panic mode because I don’t want to lose my Buggy.
I miss our puppy too . . . .
. . .
I am going to use this time to improve myself and focus on you and us, that
will keep me going and not give up and the charges will get dropped, that are
nonsense. I did not know I was on the wrong side of the road when this
happened.
. . .
I hope that you took care of the mess over there. I don’t need any more
charges. And I couldn’t get out of that without you helping for sure.
. . .
I fear another prison term . . . . My drinking is all over too, I can’t be putting
you through hell, it is not fair to do that to the person you love.
. . .
¶32 First, the State had permissible purposes to introduce the letters. They contained
Ankeny’s apologies and near-admissions to the charges, his requests that Vonnie attempt
to get charges dropped, and indications of his abusive, controlling relationship with her.
They were relevant to explain why Vonnie had delayed reporting the April 2012 assault.
These are all “other purposes” contemplated under Rule 404(b) for proper admission of
evidence under the facts of this case. See Blaz, ¶ 12. Further, redaction would have been
difficult and its efficacy doubtful, requiring the splicing of phrases from sentences that
19
would interrupt complete thoughts, and possibly rendering the letters unintelligible. The
District Court’s concern that redaction—or a onetime reading by a witness—may have
made it difficult for the jury to fully comprehend the letters, was a valid one. We conclude
the District Court did not abuse its discretion by admitting the letters.
b. Rule 403
¶33 The Rules of Evidence provide:
Although relevant, evidence may be excluded if its probative value is
substantially outweighed by the danger of unfair prejudice, confusion of the
issues, or misleading the jury, or by considerations of undue delay, waste of
time, or needless presentation of cumulative evidence.
M. R. Evid. 403. “Evidence rises to the level of being unfairly prejudicial only ‘if it arouses
the jury’s hostility or sympathy for one side without regard to its probative value, if it
confuses or misleads the trier of fact, or if it unduly distracts from the main issues.’” State
v. Madplume, 2017 MT 40, ¶ 33, 386 Mont. 368, 390 P.3d 142 (citations omitted). Even
if evidence is potentially unfairly prejudicial, the Rule 403 balancing test favors admission
because “the risk of unfair prejudice must substantially outweigh the evidence’s probative
value.” Madplume, ¶ 33. Stated differently, unfair prejudice only occurs “when the
evidence will prompt the jury to decide the case on an improper basis.” State v. Stewart,
2012 MT 317, ¶ 68, 367 Mont. 503, 291 P.3d 1187 (citations omitted). Ankeny contends
the unredacted letters unfairly aroused the jury’s hostility for him as an experienced
criminal, leading the jury to believe he committed these crimes because he had been
convicted of past crimes.
20
¶34 The probative value of the letters was substantial, demonstrating consciousness of
guilt by Ankeny, including apologizing for his actions, and tending to corroborate Vonnie’s
version of the incidents. The letters demonstrated a typical domestic violence cycle of
abuse, and explained why Vonnie delayed reporting the April incident, the importance of
which was demonstrated in its contribution to the initial mistrial. Even though most of the
references to other acts were vague and nonspecific, the District Court gave a cautionary
instruction about references in the letters to Ankeny’s prior acts, pursuant to M. R. Evid.
105. We conclude the District Court did not abuse its discretion by concluding that the
letters’ probative value was not substantially outweighed by any prejudice to Ankeny.
¶35 3. Did the District Court err by denying Ankeny’s motion for a mistrial?
¶36 A district court’s decision to grant or deny a motion for mistrial must be based on
whether the defendant has been denied a fair and impartial trial. State v. Bollman, 2012
MT 49, ¶ 33, 364 Mont. 265, 272 P.3d 650 (citations omitted). Generally, a mistrial is
appropriate when there is a reasonable possibility that inadmissible evidence contributed
to the conviction. Bollman, ¶ 33 (citations omitted). “In determining whether a prohibited
statement contributed to a conviction, we consider the strength of the evidence against the
defendant, the prejudicial effect of the testimony, and whether a cautionary instruction
could cure any prejudice.” Bollman, ¶ 33 (citations omitted). The trial judge is in the best
position to gauge the effect that a challenged event will have on a jury. Criswell, ¶ 48
(citations omitted).
21
¶37 Ankeny offers a brief argument that Deputy Wofford’s testimony that Vonnie knew
Ankeny had been violent in the past was improper. Ankeny asserts Vonnie’s “state of mind
about what Ankeny might be capable of based on his prior violence toward others was
highly inflammatory, prejudicial, and inadmissible prior bad acts evidence . . . .”
¶38 While not entirely clear, we assume Ankeny objects to this evidence on both Rule
404(b) and Rule 403 grounds, as a basis for mistrial. Upon Ankeny’s objection, the District
Court gave a cautionary instruction about the Deputy Wofford’s single reference to Vonnie
knowing that Ankeny had been violent towards other people. The instruction carefully
explained the issue and properly admonished the jury, explaining that the reference was
not an attempt to prove conformity to character, but to demonstrate Vonnie’s state of mind
that caused her to act as she did, both during and after the assault, a permissible purpose
under Rule 404(b). Further, under Rule 403, Vonnie’s state of mind, particularly her fear
of Ankeny, was highly relevant to why she delayed reporting the April assault and had a
reasonable apprehension of fear, an element of the charge. Ultimately, Ankeny’s
arguments do not establish that he was denied a fair and impartial trial due to the evidence.
We conclude the District Court did not act arbitrarily or exceed the bounds of reason by
denying the motion for a mistrial.
¶39 Affirmed.
/S/ JIM RICE
22
We concur:
/S/ MIKE McGRATH
/S/ DIRK M. SANDEFUR
/S/ BETH BAKER
Justice Ingrid Gustafson, dissenting.
¶40 I respectfully dissent on Issue One. Although the majority acknowledges that
§ 46-13-101(3), MCA, allows a district court to grant relief from waiver, and relief from
waiver requires a showing of good cause, Opinion, ¶ 20, the District Court in fact
overlooked the need to apply § 46-13-101(3), MCA, when it joined the first and second
cases upon the State’s motion. Because the District Court did not apply § 46-13-101(3),
MCA, and did not find good cause to grant the State relief from its waiver of joinder in this
matter, its decision to join the two cases lacks statutory support, and we should reverse and
remand this matter for the District Court to make such a determination.
¶41 The facts and circumstances which occurred after the jury failed to return a verdict
on June 3, 2014, illuminates why the District Court failed to apply § 46-13-101(3), MCA.
Immediately after the court dismissed the jury in the first trial, the State’s counsel moved
to join the two cases, citing § 46-11-404, MCA, and § 46-13-210, MCA, in support of its
position. As Ankeny explains:
Having waived joinder and consolidation, the State was required to show
good cause for relief from its waiver. § 46-13-101(3), MCA. The State’s
argument to the district court . . . did not mention good cause. . . . Therefore,
the State has not, and cannot show that it met its burden to show good cause
for relief from its waiver of joinder and consolidation in both cases.
23
Since it did not request joinder at the time of the omnibus hearing, the State waived its
opportunity to avail itself of these provisions. In order to relieve the State from its
waiver―and thus consider whether the cases should be joined under § 46-11-404, MCA,
and § 46-13-210, MCA―the District Court first needed to find good cause under
§ 46-13-101(3), MCA.
¶42 As Ankeny argues in his Opening Brief, “Having abandoned joinder and
consolidation in both 13-249 and 13-250, the State was required to show good cause for
relief from its waivers. See § 46-13-101(3), MCA.” However, as Ankeny further explains,
the State did not show good cause, and the State did not raise § 46-13-101(3), MCA, when
it moved to join the cases. Rather, the State argued the cases could have been joined
initially―a position which Ankeny correctly characterizes as “beside the point.” The State
also did not raise § 46-13-101(3), MCA, at the June 5, 2014 hearing on consolidation. Nor
did the District Court cite § 46-13-101(3), MCA, or refer to “good cause” in its Order
Granting Motion to Consolidate for Trial. Thus, as Ankeny points out, “[t]he district court
did not find good cause to grant the State relief from its pretrial waivers of joinder and
consolidation.” Rather, the District Court determined the cases “could have been joined in
a single information pursuant to Mont. Code Ann. § 46-11-404,” and “[c]onsolidation of
the two cases for trial is in the interests of justice, as contemplated by Mont. Code Ann.
§ 46-13-210.” Nothing in the record suggests the District Court was aware of the need to
find good cause to relieve the State of its waiver under § 46-13-101(3), MCA. Although the
majority contends that Ankeny’s argument fails because he did not raise § 46-13-101(3),
24
MCA, in the court below, the State had the burden of proof. Ankeny had no obligation to
make the State’s case for it.
¶43 Although the State argues these two cases could have been joined in the first place,
this is not the point: the mere fact the cases could have been joined at the outset does not
provide good cause for relief from the waiver of joinder. Here, the majority improperly
relies on Southern and similar cases, putting the burden on Ankeny to prove prejudice when
the burden should be on the State to prove good cause. In Southern, we held when a
defendant seeks severance, it is his burden to prove severance is necessary to prevent unfair
prejudice. Southern, ¶ 14 (citation omitted). We have held a criminal defendant moving
for severance bears the burden of proving joinder is prejudicial. State v. Martin, 279 Mont.
185, 192, 926 P.2d 1380, 1384 (1996) (citation omitted). However, where the State is
moving for relief of its waiver of joinder, and the defendant is not moving to sever causes,
it is not the defendant’s burden to prove prejudice under the factors recited in Southern.
Here, unlike Southern and Martin, Ankeny has not moved for severance; the State has
moved for relief from its waiver of joinder. Therefore, the burden is on the State to prove
good cause―and we cannot presume good cause exists where the State did not present the
argument in the court below.
¶44 Since the District Court did not apply § 46-13-101(3), MCA, in relieving the State
of its waiver, this is an error of law, which we review de novo. State v. Davis, 2016 MT
102, ¶ 30, 383 Mont. 281, 371 P.3d 979 (“[A]ll issues involving interpretation and
25
application of the law are decided by the appellate court on the basis of the law, without
according deference to the trial court.”) (citation omitted).
¶45 I would reverse the District Court since it erred in joining these cases for trial, after
the State had waived the opportunity to do so, without applying the good cause standard of
§ 46-13-101(3), MCA.
¶46 I also dissent on Issue Two. I would hold the District Court abused its discretion by
admitting the letters Ankeny wrote to Vonnie from jail, as the prejudicial contents of the
letters outweighed their probative value pursuant to M. R. Evid. 403.
¶47 Unfair prejudice may arise from evidence that arouses the jury’s hostility or
sympathy for one side, confuses or misleads the trier of fact, or unduly distracts the jury
from the main issues. State v. Franks, 2014 MT 273, ¶ 16, 376 Mont. 431, 335 P.3d 725(citation omitted). Here, the letters did all three, portraying Ankeny as a person with a
criminal past, present, and future―someone who had served time in prison, was currently
on parole, was facing charges unrelated to this case, and was expecting to return to prison
for parole violations.
¶48 The State told the District Court it intended to offer the letters both as substantial
proofs of admission and to prove Ankeny attempted to influence Vonnie’s behavior,
“which does feed into the domestic violence cycle.” The State suggested Ankeny’s
expressions of controlling behavior and of love for Vonnie would help the jury understand
Vonnie’s delayed disclosure.
26
¶49 Ankeny argues he “made numerous proposals to allow the State to introduce the
probative evidence it wanted, and for its stated purpose, without introducing the unredacted
letters . . . .” Ankeny’s proposals included: redacting the letters; Vonnie reading the
relevant portions of the letters into the record; Ankeny stipulating the car was recovered in
his possession in Missoula; and the parties removing a dated label from one piece of
evidence, which is how the jurors deduced Vonnie’s delay in disclosing the April 2012
assault. However, the State objected to every proposal. Instead, the State desired, and the
District Court agreed, to have the letters admitted into evidence and submitted to the jury
unredacted.
¶50 The State submitted five letters into evidence, each between two and four pages in
length. The letters make it clear that: Ankeny is writing from jail; he has several additional
charges pending against him, including DUI and criminal endangerment; he was previously
in prison for another crime or crimes; he was on parole prior to being arrested; he
knowingly violated the terms of his parole; and he expects to be sent back to prison for his
parole violation. While the majority characterizes Ankeny’s references to prior bad actions
as “minimal” and “vaguely stated,” they are specific enough to inform the jury he has a
criminal history: “[L]ast time I got convicted for doing nothing!” “As for my violation,
there is no DUI so I could be let right back out when I am done with this.” “My public
defender just got me down & really scared because he is not a very good one and if I keep
him, I fear another prison term.”
27
¶51 The details of Ankeny’s encounters with the criminal justice system are intermixed
with professions of love and longing and vague apologies to Vonnie, such as “I am sorry
for all the wrong I have done,” “I take the blame for all our problems,” and “Will you
forgive me honey and move forward with me?” The letters also contain statements the jury
could interpret as supporting Vonnie’s testimony, such as: “I can[’]t be getting all drunk
and putting you thru hell, it is not fair to do that to the person you love. They always say
we hurt the ones closest to us the worse.” And, “I am trying to make things better with us
and assure you that once we make it past this, it will never happen again.” Ankeny argued
these statements could just as easily refer to the trouble he was in for the parole violation
and other pending charges. This is true. However, it was within the District Court’s
discretion to admit these statements and let the jury decide how to interpret them. I disagree
it was within the court’s discretion to admit the full text of five letters in order to put these
few sentences before the jury.
¶52 The letters also contain statements which can be read as Ankeny encouraging
Vonnie to assist him in evading the charges from the April 25 and May 2
incidents―statements such as: “I hope that you took care of the mess over there. I don’t
need anymore charges and I couldn’t get out of that without . . . you helping for sure,” and,
“I am praying that you took care of the thing over there. I have no charges so that’s a good
sign.” I agree these statements were probative as well, but maintain their admission did
not require the admission of the letters in their entirety.
28
¶53 The letters also contain admissions Ankeny was driving Vonnie’s car, such as, “I
am sorry about the break [sic] line in the car but I assure you I didn’t do that. I stopped the
car and it was fine.” However, Ankeny offered to stipulate Vonnie’s car was recovered in
Missoula County with Ankeny driving it, and thus the State did not need to introduce the
letters to prove Ankeny had control of the vehicle.
¶54 The majority holds the letters were relevant to explain why Vonnie delayed
disclosing the April 2012 assault. However, as both parties acknowledge, the first jury
only discovered Vonnie had delayed disclosing the April 2012 assault because of the date
on an evidence sticker. Given the State’s desire to keep the delay from the jury in the first
trial, it is unclear why removal of that sticker was not the preferable solution for the second
trial.
¶55 Although some statements in the letters have some probative value, the prejudicial
nature of the remaining content cannot be denied, and this prejudicial content should not
have been presented to the jury. Either redacting the letters or having a witness read the
probative excerpts to the jury would have satisfied the State’s need to present this evidence
while also protecting Ankeny’s right not to have the jury decide the case on an improper
basis. See Stewart, ¶ 68.
¶56 Although the District Court offered a cautionary instruction to the jury, it was
insufficient to overcome the prejudicial effect of the unredacted letters. Furthermore, I
would not find the admission of these letters was harmless error. Section 46-20-701, MCA;
State v. Van Kirk, 2001 MT 184, ¶ 44, 306 Mont. 215, 32 P.3d 735 (to prove trial error was
29
harmless, the State must demonstrate no reasonable possibility the inadmissible evidence
might have contributed to conviction).
¶57 For these reasons, I would conclude the District Court erred in admitting Ankeny’s
letters and providing them unredacted to the jury. I would therefore reverse and remand
this matter to the District Court.
/S/ INGRID GUSTAFSON
Justice Shea and Justice McKinnon join in the dissenting Opinion of Justice Gustafson.
/S/ JAMES JEREMIAH SHEA
/S/ LAURIE McKINNON
30