Matter of S.H. , 383 Mont. 497 ( 2016 )


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  •                                                                                          June 7 2016
    DA 14-0777
    Case Number: DA 14-0777
    IN THE SUPREME COURT OF THE STATE OF MONTANA
    
    2016 MT 137
    IN THE MATTER OF:
    S.H.,
    Respondent and Appellant.
    APPEAL FROM:      District Court of the Thirteenth Judicial District,
    In and For the County of Yellowstone, Cause No. DI 14-0090
    Honorable Ingrid Gustafson, Presiding Judge
    COUNSEL OF RECORD:
    For Appellant:
    Chad Wright, Chief Appellate Defender, James Reavis, Assistant
    Appellate Defender, Helena, Montana
    For Appellee:
    Timothy C. Fox, Montana Attorney General, Mardell Ployhar, Assistant
    Attorney General, Helena, Montana
    Scott D. Twito, Yellowstone County Attorney, Ryan Nordlund, Deputy
    County Attorney, Billings, Montana
    Submitted on Briefs: April 13, 2016
    Decided: June 7, 2016
    Filed:
    __________________________________________
    Clerk
    Justice Laurie McKinnon delivered the Opinion of the Court.
    ¶1    S.H. appeals from an order entered by the Thirteenth Judicial District Court,
    Yellowstone County, committing her to the Montana State Hospital for a period not to
    exceed three months. We affirm.
    ¶2    S.H. presents the following issues for review:
    1.     Did the District Court rely on sufficient evidence to determine S.H.
    required commitment because she was either unable to care for her basic
    needs or was a threat to others?
    2.     Did S.H. receive ineffective assistance of counsel?
    FACTUAL AND PROCEDURAL BACKGROUND
    ¶3    On November 9, 2014, S.H. sought help from the emergency department at the
    Billings Clinic. S.H. complained she was suffering from food poisoning, that there were
    snakes in her stomach, black bugs in the toilet, and the voices of God and Satan were
    arguing in her head. Dr. Mark Nicholson (Dr. Nicholson), a psychiatrist at the Billings
    Clinic examined S.H. and, upon his recommendation, the State filed a petition to
    involuntarily commit S.H. on November 12, 2014. The petition notified S.H. of her
    rights—including her “right to refuse any but lifesaving medication for up to 24 hours
    prior to any hearing held pursuant to [§ 53-21-115(11), MCA].” The District Court
    ordered S.H. detained at the Billings Clinic pending resolution of the petition. The
    District Court appointed counsel to represent S.H., held an initial hearing, and appointed
    Dr. Nicholson as the professional person to evaluate S.H.
    2
    ¶4     Diane Goedde (Goedde), a nurse practitioner at the Billings Clinic, evaluated S.H.
    and filed a report with the District Court. Goedde’s report explained that S.H. arrived at
    the Billings Clinic complaining that she had been poisoned, there was a snake in her
    stomach, a black bug in her toilet, and she was having auditory hallucinations. Goedde’s
    report indicated S.H. has a history of bipolar disorder and was manic when she entered
    the Billings Clinic. S.H. received antipsychotic medications initially, but later refused to
    take them because she believed she had been healed. Goedde described S.H.’s mood as
    labile, or unstable, and her thoughts as disorganized. She reported that S.H. was verbally
    attacking staff, interfering with the care of other patients, and being very loud. S.H.
    called 911 several times to report, falsely, that the Billings Clinic staff were physically
    and sexually abusing other patients. Goedde stated S.H. could not convey a coherent
    plan for what she would do upon discharge.         S.H. told Goedde she would contact
    celebrity musicians and get a job.
    ¶5     At 9:00 a.m. on November 17, 2014, the District Court held a hearing on the
    petition to involuntarily commit S.H. Although she had been living in her van before
    coming to the Billings Clinic, Goedde testified that S.H. was meeting her basic needs,
    was not malnourished, and was taking care of her hygiene. Goedde testified that S.H. did
    not have a clear plan of where she would go if released from the Billings Clinic. Goedde
    testified that S.H. was not welcome at local shelters. S.H. told Goedde she could stay
    with a friend, Matt, but then said she would not stay with him and would prefer to
    continue living in her van. Goedde questioned whether Matt knew “what he was getting
    into” by offering to let S.H. stay. Goedde testified she was concerned that staying in her
    3
    van was not a good choice for S.H. because the weather had recently turned very cold.
    Goedde testified that, on the evening before the commitment hearing, while she was not
    present, S.H. was engaged in a physical altercation with another Billings Clinic patient.
    Goedde testified that S.H. “may be at risk of harming someone else.” Goedde testified
    that she was primarily concerned about S.H.’s lack of ability to care for herself because
    of her poor judgment and also that “she may get into other altercations with other people
    and end up being physically harmed.”       Goedde testified that S.H. refused to take
    medication, a method of treating her mental disorder, because she believes God healed
    her. Goedde testified that Billings Clinic staff involuntarily medicated S.H. after her
    physical altercation the previous night. Goedde stated, “over the past four days, she has
    not taken any medications, other than what we made her take because of the altercation.”
    ¶6    S.H. testified that she received Supplemental Security Income and also worked
    through Advanced Employment as both a housekeeper at hotels and parking cars at
    Yellowstone Medical Center. S.H. testified that she only went to the emergency room to
    get treated for food poisoning. She explained, “I don’t know what I was poisoned with at
    Denny’s restaurant downtown, North 27th Street, by a bunch of felons that worked there,
    and I believe they were getting paid by the cops . . . as secret informants or whatever.”
    S.H. continued that she was not treated for food poisoning. She thought she had food
    poisoning because her cousin told her that food poisoning is caused by parasites and she
    saw a bug in her toilet. In S.H.’s testimony, she tried to describe the reason for her
    physical altercation the prior night. She said, “I was molested by another female patient
    named Samantha, and they would not give me her name . . . . And she hugged me like a
    4
    sicko molester lesbian, and I screamed for help and I pushed her away, and then she tried
    to take me down . . . .” S.H. testified that she could stay with Matt in an emergency.
    When asked whether Matt had helped her in the past, S.H. responded:
    Yes. He -- I owe him thousands of dollars, because last time they had me
    locked up in a group home, and he has been locked up in jail, he knows
    how the devil works. It’s just devil schemes, you know.
    But that’s why I requested the President Obama -- that President Obama be
    called at my hearing before with Todd Baugh . . . .
    S.H. testified that she did not need psychotic medication because she believes it makes
    people obese.
    ¶7     The District Court found that the State proved to a reasonable medical certainty
    that S.H. suffers from the mental disorder of bipolar disorder and that S.H. “is in a manic
    state, delusional, agitated and paranoid.” The District Court also found that the State
    proved beyond a reasonable doubt that S.H. needs to be committed under
    § 53-21-126(1)(a) and (c), MCA, because “[s]he is an imminent threat to others and
    substantially unable to care for her basic needs because of her mental disorder.” The
    District Court ordered S.H. committed to the Montana State Hospital for a period not to
    exceed three months. S.H. appeals. On December 16, 2014, the professional person for
    S.H. filed a notice of pending discharge unconditionally terminating S.H.’s commitment
    and setting a discharge date of December 19, 2014.
    STANDARDS OF REVIEW
    ¶8     We review a civil commitment order to determine whether its findings of fact are
    clearly erroneous and its conclusions of law are correct. In re Mental Health of L.K.-S.,
    
    2011 MT 21
    , ¶ 14, 
    359 Mont. 191
    , 
    247 P.3d 1100
    (citation omitted). A finding of fact is
    5
    clearly erroneous if it is not supported by substantial evidence, if the district court
    misapprehended the effect of the evidence, or if, after reviewing the record, we are left
    with the definite and firm conviction that a mistake was made. L.K.-S., ¶ 14 (citation
    omitted).
    ¶9     An appeal from an order of involuntary commitment is not moot despite the
    respondent’s release because the issues are capable of repetition and yet would otherwise
    evade review. In re R.F., 
    2013 MT 59
    , ¶ 18, 
    369 Mont. 236
    , 
    296 P.3d 1189
    (citations
    omitted).
    DISCUSSION
    ¶10 1. Did the District Court rely on sufficient evidence to determine S.H. required
    commitment because she was either unable to care for her basic needs or was a threat to
    others?
    ¶11    Before a district court may involuntarily commit a respondent, it must first
    determine he or she suffers from a mental disorder. Section 53-21-126(1), MCA. S.H.
    does not contest the District Court’s finding that she suffers from a mental disorder.
    If the court determines that the respondent is suffering from a mental
    disorder, the court shall then determine whether the respondent requires
    commitment.        In determining whether the respondent requires
    commitment . . . the court shall consider the following:
    (a) whether the respondent, because of a mental disorder, is
    substantially unable to provide for the respondent’s own basic needs of
    food, clothing, shelter, health, or safety;
    (b) whether the respondent has recently, because of a mental
    disorder and through an act or an omission, caused self-injury or injury to
    others;
    (c) whether, because of a mental disorder, there is an imminent
    threat of injury to the respondent or to others because of the respondent’s
    acts or omissions; and
    6
    (d) whether the respondent’s mental disorder, as demonstrated by the
    respondent’s recent acts or omissions, will, if untreated, predictably result
    in deterioration of the respondent’s mental condition to the point at which
    the respondent will become a danger to self or to others or will be unable to
    provide for the respondent’s own basic needs of food, clothing, shelter,
    health, or safety. Predictability may be established by the respondent’s
    relevant medical history.
    Section 53-21-126(1), MCA.       The District Court found S.H. required commitment
    because she was both substantially unable to provide for her own basic needs, under
    § 53-21-126(1)(a), MCA, and posed an imminent threat of injury to others, under
    § 53-21-126(1)(c), MCA. S.H. disputes whether the District Court relied on sufficient
    evidence to find she required commitment under either of these two subsections.
    Section 53-21-126(1)(a), MCA.
    ¶12   In In re S.M., 
    2014 MT 309
    , 
    377 Mont. 133
    , 
    339 P.3d 23
    , S.M. challenged
    whether sufficient evidence supported the district court’s conclusion that she required
    commitment.     There, the district court found S.M. required commitment under
    § 53-21-126(1)(a), MCA, because she was “unable to provide for her own basic needs,
    most particularly her health and safety.” S.M., ¶ 7. Evidence in the record indicated S.M.
    could not care for her health because she was refusing treatment and medication for her
    bipolar disorder, which led her condition to deteriorate.     S.M., ¶ 20.   Additionally,
    evidence showed S.M. ran away from her mother because she believed her mother was
    stalking her, wandered onto strangers’ properties, inappropriately removed her clothes
    and touched others, and believed others were changing her underwear in the night. S.M.,
    ¶ 20. This Court concluded the evidence was sufficient and affirmed the district court’s
    7
    finding that S.M. required commitment under § 53-21-126(1)(a), MCA, because she was
    not able to care for her basic needs of health and safety. S.M., ¶ 20.
    ¶13    Similar to S.M., here, S.H. refused treatment and medication for her bipolar
    disorder and wished to continue living in her van. S.H. does not dispute the District
    Court’s finding that she does, in fact, suffer from a mental disorder.         S.H. refused
    treatment because she believed God healed her and medications because she believed
    they cause obesity. Similar to S.M., S.H. exhibited her paranoia when, after finding a bug
    in her toilet, she believed felons working at Denny’s restaurant poisoned her. Evidence
    showed the winter weather in Billings was inclement and S.H. wanted to continue living
    in her van. S.H. was not welcome at local shelters and could not describe whether she
    was willing or able to stay with her friend Matt. While refusing to take medication
    should not be the only basis for an order of involuntary commitment, here, evidence
    showed the District Court that S.H.’s refusal to obtain treatment, coupled with her
    paranoia, resulted in a lack of winter shelter. We conclude that the District Court relied
    on sufficient evidence—S.H.’s refusal to obtain treatment and her apparent lack of winter
    shelter—to find she required commitment under § 53-21-126(1)(a), MCA, because she
    was substantially unable to care for her basic needs.
    Section 53-21-126(1)(c), MCA.
    ¶14    “Imminent threat of self-inflicted injury or injury to others must be proved by
    overt acts or omissions, sufficiently recent in time as to be material and relevant as to the
    respondent’s present condition.” Section 53-21-126(2), MCA. “Imminent threat does
    not mean that a person may possibly cause an injury at some time in the distant or
    8
    uncertain future. The danger must be fairly immediate. At the same time, the law does
    not require proof beyond a reasonable doubt that an injury will occur in the future.
    Threat is not certainty.” In re Mental Health of A.S.B., 
    2008 MT 82
    , ¶ 27, 
    342 Mont. 169
    , 
    180 P.3d 625
    , quoting Matter of F.B., 
    189 Mont. 229
    , 233, 
    615 P.2d 867
    , 869
    (1980). In A.S.B., this Court affirmed the district court’s finding that A.S.B. required
    commitment under § 53-21-126(1)(c), MCA. A.S.B., ¶ 32. There, A.S.B. believed local
    police officers were conspiring against him and repeatedly placed himself in situations,
    by parking his vehicle near homes and businesses and living out of it, requiring the police
    to investigate him. A.S.B., ¶¶ 7, 29. When investigated, A.S.B. acted aggressively, was
    intimidating, disrupted an investigation of an unrelated crime, and occasionally refused
    basic police requests, requiring an officer to draw his weapon.        A.S.B., ¶ 29.    We
    concluded that this was substantial credible evidence supporting the district court’s
    conclusion that A.S.B. posed an imminent threat of injury to himself under
    § 53-21-126(1)(c), MCA. A.S.B., ¶ 29.
    ¶15    Here, S.H. was involved in a physical altercation with another Billings Clinic
    patient the night before her commitment hearing. S.H. testified that she pushed the
    patient away from her because the patient was a “sicko molester lesbian” who hugged her
    and then tried to take her down. This physical altercation provided the District Court
    with evidence of an overt act of S.H. that occurred the day before her hearing, sufficiently
    recent in time as to be material and relevant to her condition at the time. Although there
    was no evidence of injury, this act provided the District Court with evidence that S.H.
    poses an imminent risk of injury to others because of her delusions, agitation, and
    9
    paranoia. We conclude that the District Court relied on sufficient evidence to find S.H.
    required commitment under § 53-21-126(1)(c), MCA.
    ¶16    2. Did S.H. receive ineffective assistance of counsel?
    ¶17    Article II, Section 17, of the Montana Constitution and Title 53, Chapter 21,
    MCA, provide “an individual subject to an involuntary commitment proceeding the right
    to effective assistance of counsel, including the right to challenge a commitment order
    through a claim of ineffective assistance of counsel.” In re Mental Health of C.R.C.,
    
    2009 MT 125
    , ¶ 15, 
    350 Mont. 211
    , 
    207 P.3d 289
    (citation omitted) (C.R.C. II). To
    measure effective assistance of counsel in involuntary commitment proceedings, we look
    to five critical areas including:     1) appointment of counsel; 2) counsel’s initial
    investigation; 3) counsel’s interview with the client; 4) the patient-respondent’s right to
    remain silent; and 5) counsel’s role as an advocate for the patient-respondent. C.R.C. II,
    ¶ 16 (citation omitted). The record is viewed as a whole and each factor is evaluated
    based upon the facts and circumstances of the entire case. In re Mental Health of T.J.F.,
    
    2011 MT 28
    , ¶ 33, 
    359 Mont. 213
    , 
    248 P.3d 804
    (citation omitted). The only factor
    implicated here is counsel’s role as an advocate for the patient-respondent. In that regard,
    the proper role of the attorney is to “represent the perspective of the respondent and to
    serve as a vigorous advocate for the respondent’s wishes.” C.R.C. II, ¶ 18 (citation
    omitted).   S.H. argues her Counsel was ineffective because she failed to object to
    testimony presented by someone other than the court appointed professional person and
    failed to ask for a continuance when she learned Billings Clinic staff involuntarily
    10
    medicated S.H. within 24 hours preceding her hearing. We address each contention in
    turn:
    Failure to object to testimony presented by someone other than the court appointed
    professional person.
    ¶18     On November 14, 2014, the District Court appointed Dr. Nicholson to be S.H.’s
    professional person, evaluate her, and file a report with the Court. Instead, Goedde
    evaluated S.H. and filed a report with the Court. The Notice of Doctor’s Report and the
    District Court’s rder indicate that “Diane Goedde, FNP, a nurse practitioner with the
    Billings Clinic, filed her report with the court on behalf of Dr. Nicholson.” Goedde
    testified that her report was based on her 10-15 minute daily meetings with S.H. from
    November 10 until November 14, 2014. S.H. argues Counsel was ineffective for not
    objecting to Goedde’s report and testimony on the bases that Goedde was not the court
    appointed professional person and her evaluation did not satisfy § 53-21-123(1), MCA,
    because it was conducted, at least in part, prior to the Court ordering S.H. be evaluated.
    ¶19     S.H. relies upon § 53-21-123, MCA, and In re C.R.C., 
    2004 MT 389
    , 
    325 Mont. 133
    , 
    104 P.3d 1065
    (C.R.C. I), as support for her contention that Counsel rendered
    ineffective assistance. Section 53-21-123(1), MCA, provides:
    Following the initial hearing, whether before a judge or justice of the peace,
    the respondent must be examined by the professional person without
    unreasonable delay. The examination may not exceed a period of 4 hours.
    The professional person shall immediately notify the county attorney of the
    findings in person or by phone and shall make a written report of the
    examination to the court, with copies to the respondent’s attorney and the
    county attorney.
    11
    Importantly, § 53-21-123(1), MCA, does not specify what constitutes an examination by
    a professional person except to require that it be conducted following the initial hearing
    and to limit it to a maximum of four hours. In C.R.C. I, ¶ 9, the district court appointed
    Dr. Mark Heppe, M.D. to evaluate C.R.C. and file a report, which he did not do.
    However, Eric Greenburg met with C.R.C. for twenty minutes on the morning of the
    hearing and, then during the hearing, the court appointed him as the professional person
    to evaluate C.R.C. C.R.C. I, ¶ 36. There, we concluded “Greenburg’s testimony cannot
    be used to support the District Court’s finding that C.R.C. required commitment.” C.R.C.
    I, ¶ 36. Significantly, C.R.C. I did not address an ineffective assistance of counsel claim
    and Greenburg was not evaluating C.R.C. on Dr. Mark Heppe, M.D.’s behalf.
    ¶20    Here the District Court held an initial hearing on November 13, 2014, at 8:45 a.m.
    and Goedde filed her report on November 14, 2014, at 3:03 p.m. Goedde’s report was
    based, at least in part, on meetings she had with S.H. after the initial hearing and,
    therefore, complied with § 53-21-123(1), MCA. S.H. does not contend Goedde was
    unqualified to act as a professional person and, based on the authority S.H. advances on
    appeal, the District Court’s reliance on Goedde’s report and testimony was not improper.
    Viewing the record as a whole, as we must, there are numerous indications that Counsel
    provided effective representation. On November 12, 2014, Counsel filed a notice of
    appearance on S.H.’s behalf.      At the commitment hearing, Counsel capably cross-
    examined the witnesses.     Counsel elicited testimony that revealed Goedde was not
    present during S.H.’s physical altercation, S.H. had an income and was capable of
    working, S.H. could stay with a friend in an emergency, and S.H. did not appear to be
    12
    malnourished and was hygienic. Counsel attempted to redirect S.H. when her testimony
    veered off-topic and asked several questions that could have helped S.H., but S.H. was
    incapable of answering them in a coherent manner. We conclude that the record as a
    whole demonstrates that Counsel vigorously represented S.H.’s wishes. T.J.F., ¶ 33.
    Failure to ask for a continuance when Counsel learned Billings Clinic staff
    involuntarily medicated S.H. within 24 hours preceding her commitment hearing.
    ¶21   Section 53-21-115(11), MCA, confers “the right to refuse any but lifesaving
    medication for up to 24 hours prior to any hearing held pursuant to this part.” Billings
    Clinic staff involuntarily medicated S.H., by giving her an injection, the evening before
    her morning commitment hearing. The record does not indicate whether the injection
    was lifesaving or whether S.H. was still under its effects at the time of the hearing.
    Counsel did not learn about the involuntary medication until Goedde revealed it during
    her testimony. In light of the evidence that indicates Counsel’s vigorous representation
    of S.H. and Counsel’s lack of knowledge about S.H.’s involuntary medication until
    during the hearing, we cannot conclude that failing to ask for a continuance defeats
    Counsel’s otherwise effective representation.
    CONCLUSION
    ¶22   We conclude sufficient evidence supported the District Court’s conclusion that
    S.H. required commitment under both § 53-21-126(a) and (c), MCA, and Counsel did not
    render ineffective assistance. Affirmed.
    /S/ LAURIE McKINNON
    13
    We Concur:
    /S/ MIKE McGRATH
    /S/ MICHAEL E WHEAT
    /S/ JAMES JEREMIAH SHEA
    /S/ JIM RICE
    14