Boese v. State , 2002 MT 205N ( 2002 )


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  •                                            No. 01-891
    IN THE SUPREME COURT OF THE STATE OF MONTANA
    2002 MT 205N
    DOUGLAS BOESE,
    Petitioner and Appellant,
    v.
    STATE OF MONTANA,
    Respondent and Respondent.
    APPEAL FROM:         District Court of the Eighth Judicial District,
    In and for the County of Cascade,
    The Honorable Thomas McKittrick, Judge presiding.
    COUNSEL OF RECORD:
    For Appellant:
    Douglas Boese, Pro Se, Shelby, Montana
    For Respondent:
    Hon. Mike McGrath, Attorney General; Pamela P. Collins,
    Assistant Attorney General, Helena, Montana
    Brant Light, Cascade County Attorney, Great Falls, Montana
    Submitted on Briefs: May 2, 2002
    Decided: September 10, 2002
    Filed:
    __________________________________________
    Clerk
    Chief Justice Karla M. Gray delivered the Opinion of the Court.
    ¶1     Pursuant to Section I, Paragraph 3(c), Montana Supreme Court 1996 Internal
    Operating Rules, the following decision shall not be cited as precedent. It shall be filed as a
    public document with the Clerk of the Supreme Court and shall be reported by case title,
    Supreme Court cause number and result to the State Reporter Publishing Company and to
    West Group in the quarterly table of noncitable cases issued by this Court.
    ¶2     Appearing pro se, Douglas Boese petitioned the Eighth Judicial
    District Court, Cascade County, for postconviction relief from the
    judgment      entered      against      him    on    robbery,      theft     and    forgery
    convictions, and requested appointment of counsel and a hearing.
    The District Court did not address the latter requests, and denied
    the petition for postconviction relief.                        Boese appeals and we
    affirm.
    ¶3     The issue is whether the District Court erred in denying the
    petition for postconviction relief.
    ¶4     The underlying criminal charges against Boese arose out of a
    purse-snatching         outside      the    Sailboat       Lounge     in    Great     Falls,
    Montana, and the subsequent cashing of a check that had been in the
    purse.     Boese initially pled guilty, but then withdrew his plea and
    was tried before a jury.               The jury found him guilty of robbery,
    misdemeanor theft and misdemeanor forgery, after which he was
    sentenced and his appointed counsel was granted leave to withdraw.
    Boese applied pro se for sentence review, and the Sentence Review
    2
    Division   increased       his    sentence.     Almost   a   year    after   his
    conviction, Boese's trial counsel filed a notice of appeal on
    Boese's behalf and the District Court appointed the Appellate
    Defender to represent Boese on direct appeal, which this Court
    agreed to consider out-of-time.
    ¶5   The Appellate Defender subsequently moved to be allowed to
    withdraw and filed a brief pursuant to Anders v. California (1967),
    
    386 U.S. 738
    , 
    87 S.Ct. 1396
    , 
    18 L.Ed.2d 493
    , and § 46-8-103, MCA,
    stating that, after reviewing the entire record, he was unable to
    find any nonfrivolous issues to raise on appeal.              Boese responded
    to the Appellate Defender's motion.            This Court then independently
    examined   the    record    and    concluded   an   appeal   would   be   wholly
    frivolous.       As a result, we allowed the Appellate Defender to
    withdraw and dismissed the appeal.
    ¶6   In the present action, Boese petitioned the District Court for
    postconviction relief on the following grounds:                (1) the trial
    judge should have recused himself after reading a threatening
    letter Boese wrote to his mother; (2) it was reversible error to
    require Boese to appear before the jury in shackles and handcuffs;
    (3) the State of Montana failed to prove the elements of robbery
    beyond reasonable doubt; (4) the method by which the jury was
    summoned was constitutional error which falls under the plain error
    doctrine; and (5) he was denied effective assistance of counsel
    because his court-appointed trial attorney failed to object to the
    jury summoning procedure, properly prepare for trial, investigate
    or move for a mistrial when a witness violated a motion in limine
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    prohibiting       mention   of    earlier    hearings    at   which   Boese   had
    appeared, and appellate counsel also failed to challenge the manner
    in which the jury was summoned.          Boese requested appointed counsel
    and a hearing.
    ¶7   The District Court ordered the State to respond to Boese's
    petition.     Then, in a summary order, the court denied Boese's
    petition on grounds that Boese had been afforded the opportunity
    for direct appeal and this Court had concluded an appeal would be
    wholly frivolous.       The court also cited to § 46-21-105(2), MCA,
    which provides that issues which were or could have been raised on
    direct appeal cannot be raised in a postconviction proceeding.
    ¶8   We review a trial court's conclusions of law in a denial of a
    petition    for    postconviction      relief   to   determine    whether     the
    conclusions are correct.           Dawson v. State, 
    2000 MT 219
    , ¶ 18, 
    301 Mont. 135
    , ¶ 18, 
    10 P.3d 49
    , ¶ 18, cert. denied 
    532 U.S. 928
    , 
    121 S.Ct. 1372
    , 
    149 L.Ed.2d 299
     (2001).             We affirm a correct result,
    even if it was reached for a wrong reason.              State v. Francis, 
    2001 MT 233
    , ¶ 16, 
    307 Mont. 12
    , ¶ 16, 
    36 P.3d 390
    , ¶ 16.
    ¶9   On appeal, Boese argues the District Court erred in failing to
    appoint counsel, relying on Swearingen v. State, 
    2001 MT 10
    , 
    304 Mont. 97
    , 
    18 P.3d 998
    .       The ruling in that case, however, was based
    on the district court's setting of a hearing on the petition for
    postconviction relief.           Swearingen, ¶¶ 6-7.     Counsel is appointed
    for postconviction proceedings in a non-capital case only if a
    hearing is necessary or the interests of justice require.                 See §
    46-21-201(2), MCA.      No hearing was held on Boese's petition, and he
    4
    has   not   established   that    the       interests   of   justice   required
    appointment of an attorney to represent him.                  Thus, while the
    District Court should have ruled separately on Boese's request for
    counsel, appointment of counsel was not required under these
    circumstances.    We conclude, therefore, that the District Court
    reached the correct result in declining to appoint counsel for
    Boese.
    ¶10   Boese's allegation that the trial judge should have recused
    himself after becoming aware, prior to trial, of a threatening
    letter Boese had written to his mother was discussed in the
    Appellate Defender's Anders brief on appeal and, therefore, is
    procedurally barred under § 46-21-105(2), MCA.               Moreover, because
    it was record-based, the issue of whether the State failed to prove
    the elements of robbery beyond a reasonable doubt could have been
    raised on direct appeal but was not, and is barred for that reason.
    See § 46-21-105(2), MCA.        In any event, we independently examined
    the record pursuant to Anders during Boese's direct appeal and
    concluded there were no nonfrivolous grounds for appeal.
    ¶11   Boese's claims that he was prejudiced when the jury allegedly
    saw him in shackles and handcuffs and that the procedure by which
    the jury was summoned amounted to reversible error under State v.
    LaMere, 
    2000 MT 45
    , 
    298 Mont. 358
    , 
    2 P.3d 204
    , are procedurally
    barred because Boese did not object regarding these matters at
    trial and, consequently, did not properly preserve them for appeal.
    See State v. Baker (1995), 
    272 Mont. 273
    , 281, 
    901 P.2d 54
    , 58.
    Furthermore, nothing of record supports the assertion that the jury
    5
    saw Boese in shackles and handcuffs and there is no evidence in the
    record regarding the procedure that was used to summon the jury in
    this case.     The District Court properly dismissed these claims.
    ¶12   Boese contends he has raised non-record issues about whether
    he received ineffective assistance of counsel at trial and on
    appeal which are appropriate only for postconviction relief, not
    direct appeal.     A defendant who alleges he was denied effective
    assistance of counsel has the burden of demonstrating both that his
    counsel's actions were deficient under an objective standard of
    reasonableness established by prevailing professional norms during
    the representation and that there was a reasonable probability
    that, but for counsel's unprofessional errors, the results of the
    proceeding would have been different.            State v. Boyer (1985), 
    215 Mont. 143
    ,   147,   
    695 P.2d 829
    ,   831,    adopting   the    test   from
    Strickland v. Washington (1984), 
    466 U.S. 668
    , 
    104 S.Ct. 2052
    , 
    80 L.Ed.2d 674
    .
    ¶13   Boese claims his trial counsel was ineffective in failing to
    object to his alleged shackling and to the method by which the jury
    was called, and in failing to call an alibi witness.               However, he
    did not attach to his petition for postconviction relief records or
    affidavits establishing the existence of facts to support his
    allegations, as required under § 46-21-104(1)(c), MCA, to support a
    claim of ineffective assistance of counsel.              As a result, the
    District Court properly dismissed these claims notwithstanding that
    it should have done so under § 46-21-104(1)(c), MCA.
    6
    ¶14    Boese also contends that his trial counsel was ineffective for
    failing to move for a mistrial regarding an alleged violation of a
    motion in limine, but the record belies the factual predicate on
    which this claim of ineffective assistance is premised.                   The trial
    transcript demonstrates counsel moved for a mistrial on such
    grounds during the testimony of the witness in question, and the
    motion   was   denied.     The   claim       of   ineffective     assistance      is,
    therefore, groundless.      The District Court correctly dismissed it.
    ¶15    Boese also maintains his trial counsel was ineffective in
    failing to preserve the jury summoning issue and his appellate
    counsel was ineffective in failing to raise it on direct appeal.
    We disagree.     At the time of Boese's trial, an argument such as
    that later raised successfully in LaMere had never prevailed.
    Therefore, Boese's trial counsel cannot be said to have rendered
    deficient performance for failing to raise the issue.                    See, e.g.,
    Lowry v. Lewis (9th Cir. 1994), 
    21 F.3d 344
    , 346 (a lawyer's conduct
    must be evaluated for purposes of the Strickland performance
    standard as of the time of the conduct, not based on decisions in
    later cases).    Moreover, Boese's appellate counsel was procedurally
    barred from raising this issue because it was not raised at trial
    and, in addition, was not record-based.              Appellate counsel cannot
    be    ineffective   for   failing   to       raise   an   issue   that    would    be
    procedurally barred.      See State v. Hildreth (1994), 
    267 Mont. 423
    ,
    432-33, 
    884 P.2d 771
    , 777.
    7
    ¶16    Finally, Boese suggests in his reply brief that, under State
    v. Whitehorn, 
    2002 MT 54
    , 
    309 Mont. 63
    , 
    50 P.3d 121
    , "the jury
    summoning issue may not even be covered by a procedural bar defense." He does not
    support this suggestion with any legal analysis, but appears to intend to raise the plain error
    doctrine. We do not consider plain error review when it is raised for the first time in an
    appellant's reply brief. See, e.g., State v. Raugust, 
    2000 MT 146
    , ¶ 19, 
    300 Mont. 54
    , ¶ 19,
    
    3 P.3d 115
    , ¶ 19 (citations omitted).
    ¶17    We hold that, while the grounds cited by the District Court
    for denying Boese's petition for postconviction relief were not
    altogether correct, the District Court reached the correct result.
    ¶18    Affirmed.
    /S/ KARLA M. GRAY
    We concur:
    /S/   JIM REGNIER
    /S/   PATRICIA COTTER
    /S/   JAMES C. NELSON
    /S/   JIM RICE
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