State v. Greenwell ( 1983 )


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  •                                           NO.    83-155
    1 4 THE SUPREME COURT O THE STATE O F M N A A
    1                     F               O T N
    1933
    STATE O MONTANA,
    F
    P l a i n t i f f and Appellant,
    -vs-
    HOWARD EDWARD GREETWELL,
    Defendant and Respondent.
    APPEAL FROM:      D i s t r i c t Court of t h e Nineteenth J u d i c i a l D i s t r i c t ,
    I n a n d f o r t h e County o f L i n c o l n ,
    The I f o n o r a b l e R o b e r t ? . o l t e r , J u d g e p r e s i d i n g .
    IH
    COUNSEL O RECORD:
    F
    For Appellant:
    Bon. Mike G r e e l y , A t t o r n e y G e n e r a l , H e l e n a , Montana
    W i l l i a m A. D o u g l a s , County A t t o r n e y , L i b b y , Montana
    For Respondent:
    S c o t t B.   S p e n c e r , L i b b y , Montana
    S u b m i t t e d on B r i e f s :   August 4 ,    1383
    Decided:         October 6 , 1983
    Filed:    OCT 6 - '1983
    --
    clerk
    Mr. Justice John Conway Harrison delivered the Opinion of
    the Court.
    This is an appeal of a conviction of two counts of
    aggravated assault following a jury trial in the Nineteenth
    Judicial District, the Honorable Robert H. Holter presiding.
    The appellant was sentenced to serve a period of ten years
    in the Montana State Prison on each count, sentences to run
    concurrently.         In addition, each of       the sentences were
    enhanced by a two-year term pursuant to section 46-18-221,
    MCA, due to the fact that a weapon was involved in the
    assaults.       The    appellant was        designated   a   dangerous
    offender   .
    The appellant and his family attended a Libby Logger
    Days    carnival      in   Libby,   Montana,    on   July    18, 1982.
    Appellant drove to the carnival in a 1973 two-door Pontiac
    which contained several guns which he was keeping, according
    to his testimony, because of a recent burglary of his home.
    Appellant testified that earlier in the day he had
    gotten into an altercation with Bob Precht and Randy Martin,
    a/k/a   "Teardrop."        At the time of this altercation, the
    appellant apparently pulled a pocketknife on "Teardrop" and
    he testified that "Teardrop" tried to pull a knife first.
    Fortunately, a deputy sheriff was summoned and managed to
    stop the argument and sent the appellant home.
    According to the appellant's testimony, they returned
    to   the carnival about 6:00         p.m.    at the request of his
    children.     He testified that he and his wife stayed outside
    the carnival grounds while the children went in.          At the
    time the children were returning to the car, the appellant
    testified he had a confrontation with "Teardrop" and that
    "Teardrop" stated he was going to get a gun.        He testified
    that "Teardrop" ran off when the children arrived at the
    car.     They then got into the car and started to drive off.
    The appellant testified that as he was driving through
    the gate to the carnival, he saw "Teardrop" with a gun
    pointed at him, and that his daughter Eva screamed at him,
    "Daddy, he's got a rifle."     In addition, his son Howard, Jr.
    said, "He's got a rifle.           Let's get out of here."      He
    testified that he jumped out of his car, pulled his rifle
    out and at that time, he could see "Teardrop's" gun pointed
    at him.      He further testified that he consciously pointed
    the gun only at "Teardrop."         Shortly thereafter, a deputy
    sheriff arrived and took away the appellant's rifle.
    The State's witnesses tell a considerably different
    story.     Michelle Taaffe is a thirty-year-old Libby resident
    and a mother of one child.     On the evening of July 18, 1982,
    she was volunteering her time selling watermelons in a Girl
    Scout booth at the Libby Logger Days carnival, helping to
    raise money for a babysitting co-op.           Camilla Leckrone,
    another State witness, is a thirteen-year-old eighth grader
    who attends Libby Junior High School.
    Mrs. Taaffe testified that at approximtely 7 : 0 0   p.m.
    she was getting ready to close down the watermelon stand.
    The stand was located near the entrance of the fairgrounds.
    Camilla Leckrone was walking out of the parking lot in the
    vicinity     of   the watermelon   stand and   at that time she
    t e s t i f i e d s h e saw a s c a r e d , unarmed man r u n n i n g t o w a r d h e r ,
    going       toward        the      entrance          to        the     fairgrounds.             She
    r e c o g n i z e d t h e man a s a c a r n i v a l w o r k e r named Randy M a r t i n .
    At     the    same      time,      a   car       was       coming    from    the     same
    d i r e c t i o n a s M a r t i n had b e e n r u n n i n g f r o m , and s h e t e s t i f i e d
    it p u l l e d d i r e c t l y    i n f r o n t of        t h e watermelon s t a n d .          The
    c a r s t o p p e d and t h e a p p e l l a n t ,         Howard G r e e n w e l l ,    pushed      a
    r i f l e o u t o f t h e window o f t h e c a r .                She t e s t i f i e d t h a t t h e
    r i f l e was p o i n t e d      a t her.         Mrs.         Taaffe further          testified
    t h a t Randy M a r t i n was r u n n i n g t h r o u g h t h e e n t r a n c e o f             the
    f a i r g r o u n d s when t h e d e f e n d a n t g o t o u t o f            the car with a
    rifle.         Randy M a r t i n had n o t y e t r e a c h e d a p i c k u p p a r k e d i n
    t h e c a r n i v a l g r o u n d s and s h e t e s t i f i e d t h a t         the appellant
    p o i n t e d h i s gun a t h e r b e f o r e Randy M a r t i n l e f t h e r l i n e o f
    sight.
    Testimony f u r t h e r i n d i c a t e s a s t h e a p p e l l a n t g o t o u t
    o f t h e c a r , he r a i s e d t h e r i f l e t o h i s s h o u l d e r , l o o k e d Mrs.
    T a a f f e r i g h t i n t h e e y e s and t r a i n e d t h e r i f l e a t h e r .          Mrs.
    T a a f f e t e s t i f i e d t h a t t h e r i f l e was h e l d on h e r f o r s e v e r a l
    s e c o n d s a n d t h a t i t was l e v e l e d a t h e r              t h r e e times.       She
    testified         that     she     was     afraid         of     being     shot     because       it
    l o o k e d t o h e r a s t h o u g h t h e a p p e l l a n t , who was v e r y c l o s e t o
    h e r , c o u l d s h o o t h e r and o t h e r s a r o u n d h e r .         She was a f r a i d
    of   s e r i o u s b o d i l y harm.         T e s t i m o n y i n d i c a t e s t h a t s h e was
    w o r r i e d a b o u t t h e c h i l d r e n around h e r and t h a t s h e f e l t s h e
    s h o u l d g e t t h e y o u n g s t e r s i n t o a v e h i c l e backed up a g a i n s t
    t h e w a t e r m e l o n s t a n d and l e a v e t h e p l a c e .            She g r a b b e d a
    friend's        l i t t l e g i r l and p u t h e r            i n t h e c a r and t r i e d      to
    p r o t e c t a l i t t l e g i r l who was s t a n d i n g t o h e r l e f t .                This
    l i t t l e g i r l was C a m i l l a L e c k r o n e .      A c c o r d i n g t o Mrs. T a a f f e ,
    Camilla was "petrified" and "couldn't move. "                Camilla "was
    crying, her face was all red, her hands were down at her
    sides, and she was just shaking."                At that point, Mrs.
    Taaffe grabbed Camilla, put her in the back of the car and
    went directly to the police department.
    Camilla     testified      that    as   she    was    leaving     the
    fairgrounds she saw a dark blue car approach her.                 The car
    stopped, the defendant got out of the car, waved a gun at
    the people, and pointed the gun directly at her head.                   She
    testified    that      the   appellant    held      the    gun   into   his
    shoulders, leveled the gun at her, and told her to "get the
    out of here."           She said the defendant's eyes were
    looking at her while the rifle was leveled at her and that
    all of this happened at a distance of about twelve feet.                 In
    addition    to   the    testimony of      these     two    women,   Vicky
    Ericksmoen, a friend who was with Camilla, testified that
    the appellant pointed the gun in the direction of Camilla
    and Mrs. Taaffe.       Jean Richmond, another friend who was with
    Camilla, testified that the appellant pointed the gun at her
    for three seconds when she startled him.
    In addition to the testimony of the women, there was
    testimony by the law officers who were in the area.                     Don
    Bernall, a detective for the Lincoln County sheriff's
    department testified that he was off-duty and driving past
    the Logger Day's carnival after picking up his two children.
    He testified he saw the appellant yelling and waving his
    rifle in front of the crowd of people.            Bernall, fearing for
    the safety of his two little boys who were in the car with
    him, pulled his car up the road, turned it off and ran back
    to the appellant's location.            At that point, he observed
    a n o t h e r L i n c o l n County d e p u t y s h e r i f f ,       Clint Gassett,           who
    had a r r i v e d on t h e s c e n e a b o u t t h e same t i m e and saw him
    g r a b t h e g u n ( w h i c h was p o i n t e d u p i n t h e a i r ) away f r o m t h e
    defendant,            disarming           him.         The    weapon       was     placed      in
    G a s s e t t ' s c a r where B e r n a l l examined i t and found it t o b e a
    British        .303     rifle,     w h i c h was l o a d e d w i t h a r o u n d i n t h e
    chamber, a d d i t i o n a l r o u n d s i n t h e c l i p ,         and t h e s a f e t y w a s
    off.      At     that point,         t h e a p p e l l a n t was p l a c e d u n d e r a r r e s t
    and c h a r g e d w i t h t h r e e c o u n t s o f a g g r a v a t e d a s s a u l t ,    A t the
    close       of     the     evidence,             the    trial      court        granted       the
    a p p e l l a n t ' s motion t o d i s m i s s count t h r e e ,            the     aggravated
    a s s a u l t charges         involving       Randy M a r t i n .         The     trial     judge
    d e n i e d m o t i o n s t o d i s m i s s c o u n t o n e a n d two, t h o s e i n v o l v i n g
    Mrs.      Taaffe         and     Camilla           Leckrone        because         there      was
    s u f f i c i e n t e v i d e n c e and t h e r e f o r e    the matter         should go t o
    the jury.
    Two i s s u e s a r e p r e s e n t e d :
    1.       Is    there      sufficient              substantial         evidence       to
    s u p p o r t t h e v e r d i c t ; and
    2,      Is     the    evidence         consistent        with      any     theory of
    innocence?
    The     State        notes       that        the    appellant           offers      two
    inconsistent propositions for reversal:                              (1) a t o t a l l a c k o f
    evidence t h a t proves a culpable mental s t a t e ; and,                                (2) the
    circumstantial              evidence          is       as    equally      consonant          with
    innocence a s with g u i l t ,             t h e r e f o r e , mandating an a c q u i t t a l .
    B u t s i n c e t h e a p p e l l a n t a d m i t t e d t h a t a weapon was i n v o l v e d
    a n d t h a t b o t h v i c t i m s were a p p r e h e n s i v e o f         serious bodily
    injury,        the     sole    i s s u e on a p p e a l is whether              t h e evidence
    supports the jury's                findings t h a t the appellant acted with
    the requisite mental state.
    It is the respondent's position that the appellant's
    intent was proven by the use of circumstantial evidence, and
    that the evidence relied on by the jury to convict under the
    facts here is susceptible of only one reasonable inter-
    pretation        --    that     the    appellant    knowingly   or   purposely
    caused a reasonable apprehension of serious bodily harm to
    the   two   victims.            Finally,      the   State   argues    that   the
    evidence is substantial and more than adequate to support
    the verdict.
    The statute delineates the offense:                  "a person commits
    the offense of aggravated assault                       if he purposely or
    knowingly causes reasonable apprehension of serious bodily
    injury      in        another     by    use   of    a   weapon."       Section
    This Court recently, in the case of State v.                      Starr
    (Mont. 1983), 6 6 
    4 P.2d 893
    , 40 St.Rep. 796, considered the
    statutory words of purposely and knowingly.                        We noted in
    that opinion:
    "Occasionally, this Court has referred to
    'specific intent' in discussing mental
    states since the adoption of the 1973
    Criminal Code.     Parties and attorneys
    should not be misled. It is well to keep
    in mind the provisions of the Montana
    Criminal Code as explained by Essman, A
    Primer o n Mental state in the ~ o n t a n a
    -----------
    Criminal Code of 1973. 37 Mont.L.Rev.
    "The Montana Code used only three
    classifications    in   evaluating    the
    defendant's mental state:     purposely,
    knowingly, and negligently. These mental
    state classifications are defined in
    relation to four objectively measurable
    conditions or occurrences:      conduct,
    circumstances,    facts,   and   result.
    However, all four criteria do not apply
    to each mental state. 'Purposely,' which
    means with a conscious objective, relates
    to conduct or result.       'Knowingly,'
    defined as 'awareness,' relates to
    conduct, circumstances, facts or result.
    'Negligently,'     relates    only    to
    circumstances and result, thus two
    functions are performed in analyzing the
    statute which describes an offense.
    First, determining which mental state
    must be proved, and second, determining
    to which of the four conditions or
    occurrences the mental states 
    relate." 664 P.2d at 897-8
    .
    In this case, whether the appellant had the requisite
    "specific intent" as set forth by our stautes to assault the
    victims is a question for the jury.           The problem of proving
    intent was considered by this Court in State v. Gone (1978),
    
    179 Mont. 271
    at 278, 
    587 P.2d 1291
    at 1296:
    ". . . criminal intent, being a state of
    mind, is rarely susceptible of direct or
    positive proof and therefore must usually
    be inferred from the facts testified to
    by witnesses and the circumstances as
    developed by the evidence. The question
    of intent is a question for the jury."
    State v. Pascgo (1977), 
    173 Mont. 121
    ,
    
    566 P.2d 802
    , 805, citing State v. Cooper
    (1971), 
    158 Mont. 102
    , 
    489 P.2d 99
    .
    Here,      the State's     direct evidence proved         that the
    appellant acted with a culpable mental state, and it was not
    necessary to rely on circumstantial evidence.
    It   is   the   appellant's      position    that   a   reasonable
    interpretation of the evidence given at trial, is that the
    appellant did     not   point    the    gun   at   the    victims.   He
    testified that any assault against Mrs.              Taaffe and Miss
    Leckrone were unintentional and excusable.                    The other
    interpretation of the evidence is that the defense was not
    established, the assaults upon the victims were deliberate
    and were not excusable.         Under this view, the circumstances
    of the assault clearly prove that the appellant acted with
    the requisite mental state.        This interpretation established
    the appellant's guilt.                      The a p p e l l a n t a r g u e s t h a t t h e j u r y
    was bound t o a c c e p t t h e f i r s t v i e w a n d r e j e c t t h e s e c o n d ,
    s i m p l y b e c a u s e t h e a p p e l l a n t would b e f o u n d i n n o c e n t u n d e r
    t h e former and g u i l t y under t h e l a t t e r .
    W e h a v e l o n g h e l d t h a t i t is u p t o t h e j u r y t o r e s o l v e
    c o n f l i c t s of    evidence.           I t is a l s o up t o t h e j u r y          t o give
    some t e s t i m o n y more w e i g h t t h a n o t h e r s o r t o d i s c o u n t some
    testimony          altogether.                 On    appeal,        we    have      held     that
    p r e s u m p t i o n s change.        T h i s Court is n o t a judge of e v i d e n c e ,
    t h e j u r y is.           The e v i d e n c e i s w e i g h e d o n a p p e a l i n a l i g h t
    m o s t f a v o r a b l e t o t h e S t a t e , and a p p l i c a t i o n o f t h e r u l e t o
    c i r c u m s t a n t i a l e v i d e n c e d o e s n o t change t h a t mandate.
    Our s t a n d a r d o f r e v i e w on c r i m i n a l c a s e o n a p p e a l i s
    w e l l established.               The e v i d e n c e i s e x a m i n e d t o d e t e r m i n e i f
    the    verdict          is s u p p o r t e d    by    substantial         evidence.           See,
    S t a t e v . M e r s e a l ( 1 9 7 5 ) , 1 6 
    7 Mont. 412
    a t 4 1 5 , 5 3 
    8 P.2d 1
    3 6 6
    a t 1368;       Pascgo,          1 7 3 Mont.        a t 125,      566 P.2d        a t 805.       In
    S t a t e v.   F i t z p a t r i c k ( 1 9 7 3 ) , 1 6 
    3 Mont. 220
    a t 2 2 6 , 
    516 P.2d 6
    0 5 a t 6 0 9 , we n o t e d t h a t t h i s C o u r t w i l l n o t a c t a s a t r i e r
    of    facts.           If    t h e r e is s u b s t a n t i a l   evidence t o support a
    v e r d i c t , it w i l l s t a n d .
    A    careful         and    thorough        consideration          of    the     record
    c o n v i n c e s u s t h a t t h e r e is more t h a n s u f f i c i e n t e v i d e n c e t o
    support t h e v e r d i c t of             the jury         and    the   judgment        entered
    thereon.        The j u d g m e n t o f t h e D i s t r i c t C o u r t i s a f f i r m e d .
    W e concur:
    Chief J u s t i c e   -