Rodney Walls v. United States Postal Service ( 2023 )

UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
RODNEY M. WALLS, DOCKET NUMBER
Appellant, DC-0752-21-0100-I-1
v.
UNITED STATES POSTAL SERVICE, DATE: April 28, 2023
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Albert E. Lum, Esquire, Brooklyn, New York, for the appellant.
Keith L. Reid, Esquire, Piscataway, New Jersey, for the appellant.
LaSandy K. Raynor, Esquire, Landover, Maryland, for the agency.
BEFORE
Cathy A. Harris, Vice Chairman
Raymond A. Limon, Member
Tristan L. Leavitt, Member 2
FINAL ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
sustained his demotion. On petition for review, the appellant argues that the
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
Member Leavitt’s name is included in decisions on which the three -member Board
completed the voting process prior to his March 1, 2023 departure.
2
administrative judge considered evidence that she should not have considered,
and he generally challenges her credibility determinations. Petition for Review
(PFR) File, Tab 1. He also reasserts his affirmative defenses of reprisal for equal
employment opportunity (EEO) and whistleblowing activity and his claim of due
process violations. Id. Generally, we grant petitions such as this one only in the
following circumstances: the initial decision contains erroneous findings of
material fact; the initial decision is based on an erroneous interpretation of statute
or regulation or the erroneous application of the law to the facts of the case; the
administrative judge’s rulings during either the course of the appeal or the initial
decision were not consistent with required procedures or involved an abuse of
discretion, and the resulting error affected the outcome of the case; or new and
material evidence or legal argument is available that, despite the petitioner’s due
diligence, was not available when the record closed. Title 5 of the Code of
Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully
considering the filings in this appeal, we conclude that the petitioner has not
established any basis under section 1201.115 for granting the petition for review.
Therefore, we DENY the petition for review. Except as expressly MODIFIED to
clarify the appropriate legal framework for analyzing the appellant’s
whistleblower reprisal claim, we AFFIRM the initial decision.
¶2 We discern no error in the administrative judge’s findings that the agency
proved the charge of inappropriate behavior by a supervisor by preponderant
evidence and that the penalty of demotion promotes the efficiency of the service
and was reasonable. Initial Appeal File (IAF), Tab 35, Initial Decision (ID)
at 14-25, 32-35. 3 Regarding the appellant’s affirmative defenses, we discern no
3
Regarding the penalty of demotion, we observe that, in the decision notice, the
deciding official stated that the appellant’s 23 years of service “should have afforded
[him] many opportunities to understand and put into practice the Postal Service’s
commitment to certain standards and expectations, espe cially those concerning conduct
and behavior.” IAF, Tab 4 at 23. To the extent this statement suggests that the
appellant’s length of service was an aggravating factor, such an analysis is in error. See
3
error in the administrative judge’s finding that the appellant failed to prove his
claim that the agency violated his due process rights. 4 ID at 30-32. We similarly
find no basis to disturb the administrative judge’s finding that the appellant failed
to prove his claim of EEO reprisal.
¶3 Regarding the appellant’s EEO reprisal claim, however, we note that, in the
initial decision, the administrative judge relied on the standard applied by the
Brown v. Department of the Treasury, 91 M.S.P.R. 60, ¶ 17 (2002) (stating that it is
erroneous to consider an employee’s length of service as an aggravating, rather than
mitigating, factor); Shelly v. Department of the Treasury, 75 M.S.P.R. 677, 684 (1997)
(explaining that the Board does not endorse an approach that categorizes an employee’s
lengthy service as aggravating because, under that approach, “the longer someone
works, the more likely it is that a single misstep will be fatal to his or her career”) .
Nonetheless, we independently find the penalty of demotion to be reasonable. The
appellant’s misconduct was serious, as it directly relates to his work relationship with
his coworkers. Further, he was in a supervisory role and was, therefore, held to a
higher standard of conduct. See Bowman v. Small Business Administration,
122 M.S.P.R. 217, ¶ 12 (2015). Finally, the appellant’s misconduct was repeated.
Thus, we discern no reason to disturb the administrative judge’s finding that the penalty
of demotion was reasonable. ID at 35; see Arena v. U.S. Postal Service, 121 M.S.P.R.
125, ¶ 6 (2014), aff’d, 617 F. App’x 996 (Fed. Cir. 2015) (Table) (stating that, in
evaluating the penalty, the Board will consider, first and foremost, the nature and
seriousness of the misconduct and its relationship to the employee’s duties, position,
and responsibilities, including whether the offense was intentional or was frequently
repeated); Hanna v. Department of Labor, 80 M.S.P.R. 294, ¶¶ 15-17 (1998) (finding
that the appellant’s demotion was reasonable, despite 19 years of service, based on a
charge of inappropriate behavior by a supervisor).
4
The appellant also argues on review that the administrative judge violated his due
process rights when she considered evidence related to events that predate the charge at
issue here and complaints from other employees that were not named in the notice of
proposed removal and the decision notice mitigating the penalty. PFR File, Tab 1
at 7-8, 10-11. This argument is without merit. Although the administrative judge
discussed events prior to those identified in the agency’s charge, she did not rely on
evidence related to those events in her analysis of the charge. Rather, any such
discussion is limited to background information. ID at 2-25. Regarding his claim that
the administrative judge heard evidence from complainants not na med in the proposal
or decision notice, we observe that both the notice of proposed removal and the
decision notice explicitly reference “other employees” in the appellant’s department as
those having issues with the appellant’s behavior. IAF, Tab 4 at 22 , 30-31. Thus, it
was not inappropriate for the administrative judge to hear evidence of “other
employees.” Accordingly, the appellant has not proven that the administrative judge
violated his due process rights.
4
Board when analyzing an affirmative defense of discrimination or retaliation
under 42 U.S.C. § 2000e-16, which is set forth in Savage v. Department of the
Army, 122 M.S.P.R. 612, ¶ 51 (2015), overruled in part by Pridgen v. Office of
Management and Budget, 2022 MSPB 31, ¶¶ 23-25. Under Savage, an appellant
must show that the prohibited consideration was a motivating factor in the
contested personnel action. 122 M.S.P.R. 612, ¶ 51. The administrative judge
found that the appellant failed to make such a showing. ID at 29 -30.
¶4 Upon close examination, the appellant’s EEO complaint does not appear in
the record, and he has asserted that his EEO complaint was based on threatening,
retaliatory, and harassing behavior from coworkers. IAF, Tab 8 at 4-5, 28-34.
He does not appear to assert a claim of discrimination under any of the
EEO-based antidiscrimination statutes. Id. To the extent that the appellant’s
EEO complaint was not rooted in the antidiscrimination provisions and thus the
standard governing general reprisal claims set forth in Warren v. Department of
the Army, 804 F.2d. 654, 656-58 (Fed. Cir. 1986) applies, the result would be the
same. Specifically, the administrative judge observed that the appellant had
explicitly acknowledged that the proposing official had a “standing belief of not
caring if someone files an EEO.” ID at 30; IAF, Tab 17 at 75. Additionally, she
credited the proposing official and deciding official’s explanation for taking the
action against the appellant. ID at 30. Thus, to the extent the administrative
judge’s application of the Savage standard constitutes error, any such error did
not affect the outcome of this appeal. See Panter v. Department of the Air Force,
22 M.S.P.R. 281, 282 (1984) (finding that an adjudicatory error that is not
prejudicial to a party’s substantive rights provides no basis to reverse an initial
decision).
¶5 Regarding the appellant’s claim of whistleblower reprisal, a lthough we
ultimately agree with the administrative judge’s conclusion that the appellant
failed to prove that his demotion was in reprisal for engaging in whistleblowing
activity, we clarify here the appropriate standard for such a claim brought by an
5
employee of the U.S. Postal Service. Below, the appellant alleged that he filed a
complaint with the Occupational Safety and Health Administration (OSHA) and
the Office of Inspector General (OIG) and that such actions constitute protected
activity for which he was later retaliated against. IAF, Tab 1 at 8, Tab 10 at 6. In
considering these claims, the administrative judge applied the analytical
framework from the whistleblower protection statutes, which assesses whether the
appellant made a protected disclosure or engaged in a protected activity that was
a contributing factor to the agency action. ID at 25. In so doing, she found that,
although the appellant established a prima facie case of whistleblower reprisal,
the agency proved by clear and convincing evidence that it would have taken the
same action even in the absence of the whistleblowing activity. ID at 25-29
(citing Carr v. Social Security Administration, 185 F.3d 1318, 1322 (Fed. Cir.
1999)). On review, the appellant generally challenges the administrative judge’s
findings regarding this affirmative defense, stating that he “established all the
factors in his assertion that he was being retaliated against” for his filing of the
OSHA and OIG complaints. PFR File, Tab 1 at 13. He has not, however,
explained with any specificity this position, nor has he pointed to any evidence in
the record disputing the administrative judge’s findings.
¶6 Nonetheless, we modify the initial decision to apply the appropriate
analytical framework to this affirmative defense. Notably, the appellant’s
employer is the U.S. Postal Service, and the whistleblower protection statutes do
not apply to the U.S. Postal Service. 5 See Greenlee v. U.S. Postal Service,
101 M.S.P.R. 323, ¶ 7 (2006) (stating that the Whistleblower Protection Act does
not apply to the U.S. Postal Service); Mack v. U.S. Postal Service, 48 M.S.P.R.
617, 621 (1991) (reasoning that the U.S. Postal Service is not an “agency” as
5
Although the Board has expressly addressed this principle as it relates to the
Whistleblower Protection Act, see Greenlee v. U.S. Postal Service, 101 M.S.P.R. 323,
¶ 7 (2006), it has not done so with respect to the Whistleblower Protection
Enhancement Act (WPEA). Nonetheless, the underlying rationale in Greenlee is not
changed by the WPEA.
6
defined under 5 U.S.C. § 2302(a)(2)(C) and its employees are, therefore, not
covered under 5 U.S.C. § 1221). Specifically, the Board has found that the lower
“contributing factor” standard of proof set forth in the whistleblower protection
statutes does not apply to employees who are not in a covered agency, such as the
U.S. Postal Service. See Mack, 48 M.S.P.R. at 621. Rather, the Board has
explained that the “higher standard of proof applicable to all other claims of
reprisal,” as set forth in Warren, applies to U.S. Postal Service cases to show
reprisal such as that prohibited under 5 U.S.C. § 2302(b)(8), (9). Id.Accordingly, to establish this affirmative defense, the appellant must show that
his OSHA and OIG complaints constituted protected activity, that the proposing
and deciding officials were aware of that protected activity, that the appellant’s
demotion could, under the circumstances, have been retaliation, and that there
was a genuine nexus between the retaliation and the demotion. See Warren,
804 F.2d at 656-58; Mattison v. Department of Veterans Affairs, 123 M.S.P.R.
492, ¶ 8 (2016).
¶7 In applying the Warren standard, we nonetheless believe that the
administrative judge’s analysis is sound. In the initial decision, she reason ed that
the agency had strong evidence for its demotion action and that the deciding
official’s decision to mitigate the proposed removal to a demotion evidenced
“thoughtful consideration of both the appellant’s serious misconduct and his
ability to perform non-supervisory work.” ID at 27; IAF, Tab 4 at 23-26.
Additionally, she noted that, although the proposing official was the subject of
the OSHA complaint, he was not disciplined or otherwise negatively affected by
it. ID at 27. Further, there is no evidence that the deciding official or any of the
appellant’s subordinates who complained about his behavior were implicated in
the complaint and, therefore, would have had no motive to retaliate. Based on
these observations and findings, we find that the appellant failed to prove that the
agency action could have been retaliation or that there was a genuine nexus
between the OSHA and OIG complaints and his demotion. As such, we
7
ultimately agree with the administrative judge that the appellant failed to
establish this affirmative defense.
NOTICE OF APPEAL RIGHTS 6
The initial decision, as supplemented by this Final Order, constitutes the
Board’s final decision in this matter. 5 C.F.R. § 1201.113. You may obtain
review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of
your claims determines the time limit for seeking such review and the appropriate
forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following
summary of available appeal rights, the Merit Systems Protection Board does not
provide legal advice on which option is most appropriate for your situation and
the rights described below do not represent a statement of how courts will rule
regarding which cases fall within their jurisdiction. If you wish to see k review of
this final decision, you should immediately review the law applicable to your
claims and carefully follow all filing time limits and requirements. Failure to file
within the applicable time limit may result in the dismissal of your case by you r
chosen forum.
Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.
(1) Judicial review in general. As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(A).
6
Since the issuance of the initial decision in this matter, the Board may hav e updated
the notice of review rights included in final decisions. As indicated in the notice, the
Board cannot advise which option is most appropriate in any matter.
8
If you submit a petition for review to the U.S. Court of Appeals for the
Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of
discrimination. This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims—by filing a civil action with an appropriate U.S. district court ( not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. ____ , 137 S. Ct. 1975 (2017). If you have a
representative in this case, and your representative receives this decision before
you do, then you must file with the district court no later than 30 calendar days
after your representative receives this decision. If the action involves a claim of
9
discrimination based on race, color, religion, sex, national origin, or a disabling
condition, you may be entitled to representation by a court-appointed lawyer and
to waiver of any requirement of prepayment of fees, costs, or other security. See
42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.
Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
Office of Federal Operations
Equal Employment Opportunity Commission
P.O. Box 77960
Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
Office of Federal Operations
Equal Employment Opportunity Commission
131 M Street, N.E.
Suite 5SW12G
Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection
Enhancement Act of 2012. This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
10
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in section
2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),
(B), (C), or (D),” then you may file a petition for judicial review either with the
U.S. Court of Appeals for the Federal Circuit or any court of appeals of
competent jurisdiction. 7 The court of appeals must receive your petition for
review within 60 days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(B).
If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our we bsite at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
7
The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,
132 Stat. 1510.
11
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
FOR THE BOARD: /s/ for
Jennifer Everling
Acting Clerk of the Board
Washington, D.C.