Gloria H. Lojewski v. United States Postal Service ( 2016 )

UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
GLORIA H. LOJEWSKI, DOCKET NUMBER
Appellant, AT-0353-16-0069-I-1
v.
UNITED STATES POSTAL SERVICE, DATE: October 11, 2016
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Bensy Benjamin, Esquire, Washington, D.C., for the appellant.
Margaret L. Baskette, Esquire, Tampa, Florida, for the agency.
BEFORE
Susan Tsui Grundmann, Chairman
Mark A. Robbins, Member
FINAL ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
dismissed her appeal as withdrawn. For the reasons discussed below, we GRANT
the appellant’s petition for review, VACATE the initial decision dismissing the
appeal as withdrawn, and DISMISS the appeal for lack of jurisdiction.
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
BACKGROUND
¶2 The appellant, a nonpreference-eligible City Carrier with the agency, filed a
Board appeal alleging that the agency violated her restoration rights when it
failed to comply with a grievance decision requiring it to provide her with a
limited-duty work assignment within her medical restrictions and a retroactive
pay adjustment. Initial Appeal File (IAF), Tab 1 at 1, 4, 6, Tab 8 at 14. The
agency moved to dismiss the appeal, arguing that the Board lacked jurisdiction
over the appeal because: (1) the appellant had settled her restoration claim during
the grievance process prior to filing her Board appeal and had not reserved the
right to appeal to the Board; and (2) the Board lacked authority to enforce the
grievance settlement. IAF, Tab 8 at 4-12. With its motion to dismiss, the agency
submitted a copy of a grievance decision, dated September 16, 2015, which
indicated that the agency and the appellant had settled the appellant’s grievance
regarding her restoration claim approximately a month before she filed her Board
appeal. Id. at 14-17; see IAF, Tab 1 at 1.
¶3 On January 12, 2016, the administrative judge ordered the appellant to
submit evidence and argument in support of her position if: (1) she disagreed that
the issues that she raised in her Board appeal were settled during the grievance
process; or (2) she disagreed that the Board lacked jurisdiction over her appeal
due to the settlement of her grievance. IAF, Tab 10 at 2. On January 26, 2016,
the appellant’s counsel filed a pleading indicating that she was withdrawing from
representing the appellant. 2 IAF, Tab 12 at 4. The pleading further stated that
the appellant did not intend to file a brief in response to the January 12, 2016
2
When the appellant initially filed her Board appeal, she was represented by
Matthew Ward, Esquire. IAF, Tab 1 at 3. Mr. Ward withdrew from representing the
appellant on November 19, 2015. IAF, Tab 7 at 4. The appellant was subsequently
represented by Bensy Benjamin, Esquire, from December 22, 2015, until Ms. Benjamin
withdrew as counsel on January 26, 2016. IAF, Tab 9 at 2, 12 at 4. On review, the
appellant is again represented by Ms. Benjamin. PFR File, Tab 1 at 8-9, 13, Tab 3
at 16.
3
order, and that she “anticipat[ed] withdrawing her [a]ppeal by the end of the
week.” Id.
¶4 However, the appellant did not file a notice of withdrawal, and on
February 10, 2016, the administrative judge issued an order directing the
appellant to notify her by February 16, 2016, if she wished to continue to pursue
her appeal. 3 IAF, Tab 14 at 1. The administrative judge informed the appellant
that if she failed to respond to the February 10, 2016 order, she would interpret
the appellant’s silence as an expression that she did not oppose her appeal being
dismissed as withdrawn. Id.
¶5 The appellant did not respond to the order, and on February 17, 2016, the
administrative judge issued an initial decision dismissing the appeal as
withdrawn. IAF, Tab 15, Initial Decision (ID). The appellant has filed a petition
for review of the initial decision, in which she contends that the administrative
judge erred in dismissing the appeal as withdrawn. Petition for Review (PFR)
File, Tab 3 at 9-10. She also argues that the Board has jurisdiction over the
appeal because she intended to appeal from a September 5, 2015 Final Agency
Decision (FAD) on a formal equal employment opportunity (EEO) complaint
regarding a restoration claim, in addition to seeking enforcement of the grievance
settlement. Id. at 11-15. The agency has responded in opposition to the petition
for review. PFR File, Tab 7.
¶6 On July 27, 2016, the Board issued a show cause order directing the parties
to submit evidence and argument regarding: (1) whether the restoration issues
raised in the appellant’s EEO complaint were identical to those resolved in the
grievance settlement; and (2) whether the grievance settlement precluded the
appellant from appealing the restoration issues raised in her EEO complaint to the
3
The administrative judge also ordered the appellant to file a response to the
jurisdictional issues raised in the January 12, 2016 order if she wished to pursue her
appeal. IAF, Tab 14 at 1.
4
Board. PFR File, Tab 8 at 3. Both parties responded to the show cause order.
PFR File, Tabs 9-12.
DISCUSSION OF ARGUMENTS ON REVIEW
The administrative judge erred in dismissing the appeal as withdrawn.
¶7 An appellant’s withdrawal of an appeal is an act of finality that removes the
appeal from the Board’s jurisdiction. Lincoln v. U.S. Postal
Service, 113 M.S.P.R. 486, ¶ 7 (2010). Generally, the Board will not reinstate a
withdrawn appeal absent unusual circumstances, such as misinformation or new
and material evidence. Wooten v. Office of Personnel Management, 86 M.S.P.R.
113, ¶ 5 (2000). However, the relinquishment of one’s right to appeal to the
Board must be by clear, unequivocal, and decisive action. Id.; Phillips v.
Department of the Air Force, 71 M.S.P.R. 381, 383 (1996); Etheridge v.
Department of Veterans Affairs, 67 M.S.P.R. 53, 56 (1995).
¶8 In the initial decision, the administrative judge dismissed the appeal as
withdrawn on the ground that the appellant failed to respond to the February 10,
2016 order, without making any finding whether the appellant’s withdrawal was
clear, unequivocal, and decisive. ID at 1-2. On review, the appellant contends
that her failure to respond to the order was not a clear, unequivocal, or decisive
action establishing that she wished to relinquish her right to appeal to the Board.
PFR File, Tab 3 at 9-10. We agree.
¶9 Although the appellant’s counsel filed a pleading stating that the appellant
anticipated withdrawing her appeal, the record does not reflect that the appellant
took any affirmative action to withdraw the appeal or made any affirmative
representations that she was withdrawing the appeal. See Hopkins v. Office of
Personnel Management, 67 M.S.P.R. 289, 291 (1995) (finding that an
administrative judge erred in dismissing an appeal as withdrawn when the only
evidence in the record regarding the appellant’s withdrawal of her appeal was a
memorandum reflecting that the appellant’s representative indicated during a
5
teleconference that he was considering withdrawing the appeal); cf.
Lincoln, 113 M.S.P.R. 486, ¶¶ 5, 8 (finding that an administrative judge correctly
dismissed an appeal as withdrawn when an appellant filed a signed notice of
withdrawal); Clark v. Department of the Treasury, 9 M.S.P.R. 48, 49-50 (1981)
(finding that an administrative judge properly dismissed an appeal as withdrawn
when the appellant’s representative stated on the record that the appellant was
withdrawing an appeal, and both the appellant and his representative signed a
settlement agreement). Under the circumstances, including the appellant’s pro se
status at the time of the February 26, 2016 order, the lack of any affirmative
action by her to withdraw the appeal, and the absence of any evidence that she
understood or was informed that withdrawing the appeal was an act of finality, we
find that the appellant’s failure to respond to a single order is not the kind of
clear, unequivocal, and decisive action necessary to effectuate the withdrawal of
an appeal. See Wooten, 86 M.S.P.R. 113, ¶ 7 (finding that an administrative
judge erred in dismissing an appeal as withdrawn when an appellant affirmatively
responded to the administrative judge’s inquiry regarding whether he wished to
withdraw the appeal, considering, among other things, the appellant’s pro se
status and the fact that he continued to have questions about what would happen
with his appeal); cf. Clark v. U.S. Postal Service, 123 M.S.P.R. 466, ¶¶ 4-15
(2016) (affirming an initial decision dismissing a restoration appeal for lack of
jurisdiction, rather than as withdrawn, when an appellant failed to respond to a
jurisdictional order and she did not otherwise raise nonfrivolous allegations to
establish jurisdiction over her appeal). Accordingly, we find that the
administrative judge erred in dismissing the appeal as withdrawn, and we vacate
the initial decision dismissing the appeal as withdrawn.
We dismiss the appeal for lack of jurisdiction.
¶10 We turn next to the question of whether the appeal should be dismissed for
lack of jurisdiction, as opposed to be dismissed as withdrawn. After reviewing
6
the parties’ responses to the show cause order and other pleadings on review, we
find that the Board lacks jurisdiction over the appeal.
¶11 When an employee chooses to settle a grievance, that course of action may
divest the Board of jurisdiction over the underlying matter. Hanna v. U.S. Postal
Service, 101 M.S.P.R. 461, ¶ 8 (2006). The Board will review the terms of a
settlement agreement and the surrounding circumstances to determine if it retains
jurisdiction over an appeal that was settled in another procedural avenue. Id.
Even when a settlement agreement does not explicitly bar a Board appeal, the
appellant must have expressly reserved the right to seek Board review for the
Board to retain jurisdiction. Mays v. U.S. Postal Service, 995 F.2d 1056, 1060
(Fed. Cir. 1993); Swink v. U.S. Postal Service, 111 M.S.P.R. 620, ¶ 11 (2009),
aff’d, 372 F. App’x 90 (Fed. Cir. 2010).
¶12 Here, on or about January 23, 2015, the appellant’s union filed a grievance
on her behalf, alleging that, from October 10, 2014, onwards, the agency violated
a collective bargaining agreement and the agency’s Employee and Labor
Relations Manual (ELM) when it failed to provide the appellant with a
limited-duty work assignment within her medical restrictions. PFR File, Tab 11
at 15, 20, 23-40. Among other things, the appellant’s union alleged that
limited-duty work assignments that the agency provided the appellant on
October 23, 2014, and January 5, 2015, required her to work outside of her
medical restrictions. Id. at 23-25, 29.
¶13 The September 16, 2015 grievance decision, which was signed by the
appellant’s union representative and an agency representative, reflects that the
parties settled the appellant’s grievance. IAF, Tab 8 at 14, 17. Pursuant to the
settlement, the agency agreed that it violated the collective bargaining agreement
when it failed to demonstrate that it conducted a search for a limited-duty work
assignment within the appellant’s medical restrictions in accordance with the
requirements of the ELM. Id. at 14. The agency further agreed that the appellant
would be:
7
[M]ade whole for any loss of wages and benefits beginning
10/10/2014 until such time as [the appellant] is returned to full duty
and/or application of the [applicable sections] of the [ELM] have
been fulfilled.
Id. The grievance decision does not reflect, and the appellant does not allege,
that she reserved the right to file a Board appeal. Id. at 14-17; see PFR File,
Tab 9.
¶14 The appellant has not attempted to disavow the grievance settlement, either
below or on review. IAF, Tabs 1, 12; PFR File, Tabs 1, 3, 9; see Perry v. U.S.
Postal Service, 78 M.S.P.R. 272, 278 (1997) (finding that, although an appellant
did not reserve the right to appeal to the Board in a grievance settlement
agreement, he could still establish jurisdiction over his Board appeal if he
demonstrated that he involuntarily entered into the settlement agreement).
Instead, in her initial appeal form, the appellant appeared to seek enforcement of
the grievance settlement through her Board appeal. IAF, Tab 1 at 6. However,
the Board lacks jurisdiction to enforce a settlement agreement, such as the
grievance settlement at issue here, that was reached in another forum and was not
entered into the record of a Board appeal for enforcement purposes. Johnson v.
U.S. Postal Service, 108 M.S.P.R. 502, ¶ 8 n.5 (2008) (finding that the Board has
no authority to enforce or invalidate a settlement agreement reached in another
forum), aff’d, 315 F. App’x 274 (Fed. Cir. 2009); Lopez v. U.S. Postal
Service, 71 M.S.P.R. 461, 463 (1996) (finding that the Board lacked jurisdiction
to enforce a settlement agreement that was not entered into the record for
enforcement purposes).
¶15 On review, the appellant does not dispute that the grievance settlement
divests the Board of jurisdiction over the matters raised in her grievance, or that
the Board lacks jurisdiction to enforce the grievance settlement agreement. PFR
File, Tabs 3, 9. However, for the first time on review, the appellant argues that
the Board has jurisdiction over her appeal despite the grievance settlement,
because she also intended to appeal from the September 5, 2015 FAD on her
8
formal EEO complaint, in which she alleged that the agency discriminated against
her based on age, sex, and disability when it: (1) attempted to make her work
outside of her medical restrictions on October 29, 2014, and January 5-9, 2015;
and (2) told her that there was no work within her medical restrictions on
January 9, 2015. PFR File, Tab 3 at 3-4, 11-15, Tab 9 at 2-9; IAF, Tab 8
at 19-41, Tab 11 at 30-52, 418, 433-35. The appellant does not explain why she
failed to raise this argument below, when, as here, the agency referenced the EEO
complaint and the FAD in its pleadings below, and filed the FAD twice below.
PFR File, Tab 3 at 3-4, 11-15, Tab 9; see IAF, Tab 8 at 5, 19-41, Tab 11 at 8,
30-52. Nevertheless, because the appellant alleges that her new argument
implicates the Board’s jurisdiction over the appeal, and the issue of jurisdiction is
always before the Board and may be raised by any party or sua sponte by the
Board at any time during a Board proceeding, we will consider the appellant’s
argument. See Lovoy v. Department of Health & Human Services, 94 M.S.P.R.
571, ¶ 30 (2003) (finding that the issue of the Board’s jurisdiction is always
before the Board, and it may be raised by either party or sua sponte by the Board
at any time).
¶16 After considering the parties’ responses to the show cause order, we find
that the appellant failed to demonstrate that she raised any appealable issues in
her formal EEO complaint distinct from those raised and resolved in her
grievance. PFR File, Tabs 3, 9. The September 16, 2015 grievance decision, the
grievance form, and the union’s detailed contentions in support of the grievance
demonstrate that the grievance settlement encompassed the appealable restoration
issues raised in the appellant’s formal EEO complaint—that is, the agency’s
failure to conduct a proper search for a limited-duty work assignment within the
appellant’s medical restrictions, and the appellant’s claims that the agency
attempted to make her work outside of her medical restrictions in the October 23,
2014 and January 5, 2015 limited-duty work assignments. IAF, Tab 8 at 14,
19-41; PFR File, Tab 11 at 15, 20, 23-40.
9
¶17 On review, the appellant argues that the Board has jurisdiction over her
appeal because in an informal EEO complaint that she filed on or about
January 20, 2015, she alleged that agency managers harassed limited-duty
employees, an issue that she contends is distinct from the restoration claims
resolved in her grievance. PFR File, Tab 9 at 4, 6-9, Tab 11 at 14, 399. We
disagree. As an initial matter, the appellant’s harassment claim was not accepted
for investigation as part of her formal EEO complaint or addressed in the FAD,
and the appellant does not contend that she objected to the issues accepted for
investigation, despite being notified of the accepted issues and afforded the
opportunity to do so. PFR File, Tab 11 at 418, 458. Moreover, even if the
appellant’s harassment claim was included in her formal EEO complaint, the
Board only could consider such a claim to the extent that it pertained to the issue
of whether the agency’s denial of restoration was arbitrary and capricious. See
Latham v. U.S. Postal Service, 117 M.S.P.R. 400, ¶ 58 (2012), superseded by
regulation on other grounds as recognized in Kingsley v. U.S. Postal
Service, 123 M.S.P.R. 365, ¶ 10. However, because the grievance settlement
encompassed the appellant’s claim that she was denied restoration during the time
period at issue in her formal EEO complaint, and the appellant did not reserve the
right to appeal to the Board, the Board lacks jurisdiction to address this issue.
See Swink, 111 M.S.P.R. 620, ¶ 11; Hanna, 101 M.S.P.R. 461, ¶ 8.
¶18 Contrary to the appellant’s assertions on review, the appellant’s
discrimination claims in her formal EEO complaint also do not confer Board
jurisdiction over her appeal. PFR File, Tab 3 at 13. Although a denial of
restoration based on prohibited discrimination may be arbitrary and capricious,
see Paszko v. U.S. Postal Service, 119 M.S.P.R. 207, ¶ 15 (2013), similar to the
appellant’s harassment claims, the grievance settlement divested the Board of
jurisdiction over the appellant’s claims that the agency violated her restoration
rights, regardless of whether that denial was based on discrimination or some
other reason. See Swink, 111 M.S.P.R. 620, ¶ 11; Hanna, 101 M.S.P.R. 461, ¶ 8.
10
Moreover, the Board does not have jurisdiction over the appellant’s
discrimination claims in the absence of jurisdiction over her restoration appeal or
any other appealable action. See Latham, 117 M.S.P.R. 400, ¶ 58; Wren v.
Department of the Army, 2 M.S.P.R. 1, 2 (1980) (finding that prohibited
personnel practices under 5 U.S.C. § 2302(b) are not an independent source of
Board jurisdiction), aff’d, 681 F.2d 867, 871-73 (D.C. Cir. 1982).
¶19 Thus, because the Board lacks jurisdiction over the appellant’s restoration
claims, this is not a mixed case, and the Board lacks jurisdiction to consider the
appellant’s claims under mixed-case procedures. 4 See 5 U.S.C. § 7702(a)(1)
(providing Board jurisdiction over discrimination claims raised in connection
with otherwise appealable actions); 29 C.F.R. § 1614.302(a)(2) (defining a
mixed-case complaint as a complaint of discrimination “related to or stemming
from an action that can be appealed to” the Board). Accordingly, we dismiss the
appeal for lack of jurisdiction.
NOTICE TO THE APPELLANT REGARDING
YOUR FURTHER REVIEW RIGHTS
This Final Order constitutes the Board’s final decision in this
matter. 5 C.F.R. § 1201.113. You have the right to request review of this final
decision by the U.S. Court of Appeals for the Federal Circuit. You must submit
your request to the court at the following address:
United States Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, DC 20439
4
On review, the appellant notes that the FAD provided mixed-case appeal rights. PFR
File, Tab 3 at 13. However, the fact that the FAD provided mixed-case appeal rights is
insufficient to confer jurisdiction over the appeal. Morales v. Social Security
Administration, 108 M.S.P.R. 583, ¶ 5 (2008) (finding that the mere fact that an agency
informed the appellant that she may have a right of appeal to the Board did not confer
jurisdiction on the Board).
11
The court must receive your request for review no later than 60 calendar days
after the date of this order. See 5 U.S.C. § 7703(b)(1)(A) (as rev. eff. Dec. 27,
2012). If you choose to file, be very careful to file on time. The court has held
that normally it does not have the authority to waive this statutory deadline and
that filings that do not comply with the deadline must be dismissed. See Pinat v.
Office of Personnel Management, 931 F.2d 1544 (Fed. Cir. 1991).
If you need further information about your right to appeal this decision to
court, you should refer to the Federal law that gives you this right. It is found in
title 5 of the U.S. Code, section 7703 (5 U.S.C. § 7703) (as rev. eff. Dec. 27,
2012). You may read this law as well as other sections of the U.S. Code, at our
website, http://www.mspb.gov/appeals/uscode.htm. Additional information is
available at the court’s website, www.cafc.uscourts.gov. Of particular relevance
is the court’s “Guide for Pro Se Petitioners and Appellants,” which is contained
within the court’s Rules of Practice, and Forms 5, 6, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website
at http://www.mspb.gov/probono for information regarding pro bono
representation for Merit Systems Protection Board appellants before the Federal
Circuit. The Merit Systems Protection Board neither endorses the services
provided by any attorney nor warrants that any attorney will accept representation
in a given case.
FOR THE BOARD: ______________________________
Jennifer Everling
Acting Clerk of the Board
Washington, D.C.