Marcus D. Smith v. Department of Transportation ( 2017 )


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  •                            UNITED STATES OF AMERICA
    MERIT SYSTEMS PROTECTION BOARD
    MARCUS D. SMITH,                                DOCKET NUMBERS
    Appellant,                        AT-0752-05-0901-X-1
    AT-0752-05-0901-X-2
    v.
    DEPARTMENT OF
    TRANSPORTATION,                               DATE: January 3, 2017
    Agency.
    THIS FINAL ORDER IS NONPRECEDENTIAL 1
    Elaine L. Fitch, Esquire, Washington, D.C., for the appellant.
    Jennifer D. Ambrose, Esquire, and Russell B. Christensen, Washington,
    D.C., for the agency.
    BEFORE
    Susan Tsui Grundmann, Chairman
    Mark A. Robbins, Member
    FINAL ORDER
    ¶1         The administrative judge issued two decisions—a recommendation and a
    compliance initial decision—finding the agency noncompliant with the April 25,
    2012 Final Order in the underlying removal appeal. MSPB Docket No. AT-0752-
    1
    A nonprecedential order is one that the Board has determined does not add
    significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
    but such orders have no precedential value; the Board and administrative judges are not
    required to follow or distinguish them in any future decisions. In contrast, a
    precedential decision issued as an Opinion and Order has been identified by the Board
    as significantly contributing to the Board’s case law. See 
    5 C.F.R. § 1201.117
    (c).
    2
    05-0901-C-1, Compliance File (CF-1), Tab 5; MSPB Docket No. AT-0752-05-
    0901-C-2, Compliance File (CF-2), Tab 4. 2 Following referral to the Board, the
    Board joined the petitions for enforcement. For the reasons discussed below, we
    now find the agency in compliance and DISMISS the petitions for enforcement.
    This is the final decision of the Merit Systems Protection Board in this
    compliance   proceeding.      Title 5     of     the   Code   of   Federal   Regulations,
    section 1201.183(c)(1) (
    5 C.F.R. § 1201.183
    (c)(1)).
    BACKGROUND
    Referral from the Equal Employment Opportunity Commission (EEOC) and
    Compensatory Damages
    ¶2        On April 25, 2012, the Board issued a Final Order adopting the Equal
    Employment Opportunity Commission’s finding that the agency retaliated against
    the appellant for his protected equal employment opportunity activity. The Board
    ordered the agency to cancel the appellant’s 30-day suspension, restore him to
    duty effective August 1, 2005, and provide him appropriate back pay, with
    interest, and benefits. MSPB Docket No. AT-0752-05-0901-E-1, EEOC Referral
    File (EEOC), Tab 2 at 4; Smith v. Department of Transportation, MSPB Docket
    No. AT-0752-05-0901-E-1, Final Order (Apr. 25, 2012).                  The Board also
    forwarded the appellant’s compensatory damages claim to the appropriate
    regional office for adjudication.   
    Id.
            On August 24, 2012, the administrative
    judge issued an initial decision in the compensatory damages case awarding the
    appellant $175,000 in nonpecuniary compensatory damages and $1,122.84 in
    pecuniary damages.     MSPB Docket No. AT-0752-05-0901-P-1, Compensatory
    Damages (CD) File, Tab 15, Initial Decision at 2. Neither party petitioned for
    review of that decision.
    2
    The first decision was a recommendation because it was issued under the Board’s
    pre-November 2012 regulations; the second decision was an initial decision because it
    was issued after the revised regulations took effect.
    3
    First Petition for Enforcement
    ¶3        On May 29, 2012, the appellant filed a petition for enforcement of the
    April 25, 2012 Final Order.      On September 13, 2012, the administrative judge
    issued a recommendation finding the agency noncompliant. The administrative
    judge found that the agency had improperly placed the appellant in paid
    administrative leave status rather than canceling his 30 -day suspension, as
    ordered, and failed to submit evidence showing it paid appropriate back pay.
    CF-1, Tab 5, Recommendation at 3. The case was referred to the Board’s Office
    of General Counsel to obtain compliance.
    ¶4        On September 27, 2012, the agency filed evidence of purported compliance.
    Specifically, the agency stated that it canceled the appellant’s 30-day suspension,
    as ordered; restored him to duty effective August 1, 2005; expunged all
    references to the suspension from his records; placed him in work status rather
    than paid administrative leave for the period during which the suspension had
    been in effect; and paid him appropriate back pay, with interest, and benefits.
    MSPB Docket No. AT-0752-05-0901-X-1, Compliance Referral File (CRF-1),
    Tab 3 at 4-5; see CRF-1, Tabs 4-12.
    ¶5        The appellant did not file a response. However, as part of his compensatory
    damages appeal, which was pending at the same time as the compliance referral
    matter, the appellant raised various claims of agency noncompliance with the
    April 25, 2012 Final Order, including claims that the agency failed t o pay him
    appropriate back pay and interest.     CD File, Tab 15 at 12. The administrative
    judge declined to address these claims as part of the compensatory damages
    appeal   and   informed   the    appellant   he   could   file   a   separate   petiti on
    for enforcement.
    Second Petition for Enforcement
    ¶6        On October 25, 2012, in response to the administrative judge’s order, the
    appellant filed a second petition for enforcement raising the enforcement claims
    4
    he had attempted to present in his compensatory damages case. On February 13,
    2013, the administrative judge issued a compliance initial decision finding the
    agency noncompliant with the Final Order.       CF-2, Tab 4, Compliance Initial
    Decision.    The administrative judge ordered the agency to perform the
    following actions:
    1. Submit the name and address of the responsible agency official;
    2. Retroactively award the appellant, with interest, a Superior
    Contribution Increase (SCI);
    3. Pay the appellant $1,850.75, with interest and any other benefits
    that would have accrued had his temporary promotion properly
    been extended 90 days;
    4. Pay the appellant a $1,500 cash award, with interest;
    5. Restore 472 hours of sick leave;
    6. Destroy and expunge from all records associated with the
    appellant the Report of Investigation (ROI) maintained by the
    agency’s Security Division, and “do all within its power to undo
    the negative consequences that have flowed from its divulgence
    of the ROI”; and
    7. Retroactively promote the appellant to the appropriate level of the
    J-Band.
    Compliance Initial Decision at 8-9.
    Remaining Issues
    ¶7        The Board has issued multiple orders and held several telephone
    conferences narrowing the issues in these cases. E.g., CRF-1, Tabs 7, 10, 17. On
    November 8, 2016, the Board’s Office of General Counsel held a telephone
    conference with the parties during which the parties agreed that all issues had
    been resolved except one: the question of when the appellant should have been
    paid his 2007 Organizational Success Increase (OSI). CRF-1, Tab 37 at 4 (the
    appellant asserting that the agency remains noncompliant on this single issue).
    Accordingly, we find the agency in compliance on all other issues and address the
    2007 OSI below.
    5
    ANALYSIS
    ¶8          When the Board finds a personnel action unwarranted or not sustainable, it
    orders that the appellant be placed, as nearly as possible, in the situation he would
    have been in had the wrongful personnel action not occurred.                House v.
    Department of the Army, 
    98 M.S.P.R. 530
    , ¶ 9 (2005).         The agency bears the
    burden to prove its compliance with a Board order. An agency’s assertions of
    compliance must include a clear explanation of its compliance actio ns supported
    by documentary evidence. Vaughan v. Department of Agriculture, 
    116 M.S.P.R. 319
    , ¶ 5 (2011). The appellant may rebut the agency’s evidence of compliance by
    making “specific, nonconclusory, and supported assertions of continued
    noncompliance.” Brown v. Office of Personnel Management, 
    113 M.S.P.R. 325
    ,
    ¶ 5 (2010).
    ¶9          Here, the parties agree that as part of his back pay, the appellant was
    properly paid a 2.7% OSI, which amounted to $302.40, in January 2007. CRF-1,
    Tab 37 at 4.   However, the parties dispute how the OSI was paid out.            The
    appellant contends that because the OSI was effective January 7, 2007, it should
    have been paid as part of his paycheck for pay period 2 (which began January 7,
    2007). 
    Id.
     Instead, it was actually calculated and paid as of January 30, 2007,
    which fell in pay period 3. Thus, the appellant’s back pay from pay period 3
    forward reflects an additional $50.40 due to the OSI. 
    Id. at 4-5
    . The appellant
    contends that the increase should have been paid in pay period 2 and that the
    agency therefore owes him $50.40 plus interest. 
    Id. at 6
    .
    ¶10         The agency does not dispute these dates, but asserts that the 2007 OSI was
    properly paid to the appellant as of January 30, 2007, (in pay period 3) because
    the same payment method was used for every other employee. CRF -1, Tab 38
    at 4-5. The agency submitted documents showing that for all eligible employees,
    the 2007 OSI was effective January 7, 2007, but not paid out until January 30,
    2007. CRF-1, Tab 36 at 11, 14. The appellant does not appear to dispute that his
    2007 OSI was paid in the same manner as for all other eligible employees.
    6
    CRF-1, Tab 37 at 2 (“[T]he fact that the 2007 OSI was not paid to other
    employees until mid-PP3 is irrelevant.”). Rather, he asserts that he should have
    been paid differently because his OSI came as a result of his back pay. 
    Id.
    ¶11        We disagree.     The purpose of back pay is to place the employee in the
    financial position he would have occupied in the absence of the improper
    personnel action. See House, 
    98 M.S.P.R. 530
    , ¶ 9. Here, it is plain from the
    agency’s documents—and the appellant does not dispute—that had he received
    the 2007 OSI contemporaneously, it would have been calculated and paid exactly
    like those of other employees, and indeed exactly as the agency calculated and
    paid it as part of his back pay. We see no error in the agency’s determination that
    the appellant’s back pay should mirror, as nearly as possible, the payment he
    would have received absent the improper personnel action. Accordingly, we find
    the agency in compliance on this issue and dismiss the petitions for enforcement.
    NOTICE TO THE APPELLANT REGARDING
    YOUR RIGHT TO REQUEST
    ATTORNEY FEES AND COSTS
    You may be entitled to be paid by the agency for your reasonable attorney
    fees and costs. To be paid, you must meet the requirements set out at title 5 of
    the United States Code (5 U.S.C.), sections 7701(g), 1221(g), or 1214(g). The
    regulations may be found at 
    5 C.F.R. §§ 1201.201
    , 1201.202, and 1201.203. If
    you believe you meet these requirements, you must file a motion for attorney fe es
    WITHIN 60 CALENDAR DAYS OF THE DATE OF THIS DECISION.                           You
    must file your attorney fees motion with the office that issu ed the initial decision
    on your appeal.
    7
    NOTICE TO THE APPELLANT REGARDING
    YOUR FURTHER REVIEW RIGHTS
    You have the right to request further review of this final decision.
    Discrimination Claims: Administrative Review
    You may request review of this final decision on your discrimination
    claims by the Equal Employment Opportunity Commission (EEOC). See title 5
    of the United States Code, section 7702(b)(1) (
    5 U.S.C. § 7702
    (b)(1)).       If you
    submit your request by regular U.S. mail, the address of the EEOC is:
    Office of Federal Operations
    Equal Employment Opportunity Commission
    P.O. Box 77960
    Washington, D.C. 20013
    If you submit your request via commercial delivery or by a method
    requiring a signature, it must be addressed to:
    Office of Federal Operations
    Equal Employment Opportunity Commission
    131 M Street, NE
    Suite 5SW12G
    Washington, D.C. 20507
    You should send your request to EEOC no later than 30 calendar days after your
    receipt of this order. If you have a representative in this case, and your
    representative receives this order before you do, then you must file with EEOC no
    later than 30 calendar days after receipt by your representative. If you choose to
    file, be very careful to file on time.
    Discrimination and Other Claims: Judicial Action
    If you do not request EEOC to review this final decision on yo ur
    discrimination claims, you may file a civil action against the agency on both your
    discrimination claims and your other claims in an appropriate U.S. district court.
    See 
    5 U.S.C. § 7703
    (b)(2). You must file your civil action with the district court
    no later than 30 calendar days after your receipt of this order. If you have a
    representative in this case, and your representative receives this order before you
    8
    do, then you must file with the district court no later than 30 calendar days after
    receipt by your representative. If you choose to file, be very careful to file on
    time.   If the action involves a claim of discrimination based on race, color,
    religion, sex, national origin, or a disabling condition, you may be entitled to
    representation by a court-appointed lawyer and to waiver of any requirement of
    prepayment of fees, costs, or other security.    See 42 U.S.C. § 2000e-5(f) and
    29 U.S.C. § 794a.
    FOR THE BOARD:                           ______________________________
    Jennifer Everling
    Acting Clerk of the Board
    Washington, D.C.
    

Document Info

Filed Date: 1/3/2017

Precedential Status: Non-Precedential

Modified Date: 4/18/2021