Cecilia Rotelli v. Department of the Navy ( 2022 )

UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
CECILIA ROTELLI, DOCKET NUMBER
Appellant, SF-315H-17-0113-I-1
v.
DEPARTMENT OF THE NAVY, DATE: July 15, 2022
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Cecilia Rotelli, Auburn, Washington, pro se.
Leonard R. Rippey and Sandra J. Morris, Esquire, North Charleston, South
Carolina, for the agency.
BEFORE
Cathy A. Harris, Vice Chairman
Raymond A. Limon, Member
Tristan L. Leavitt, Member
FINAL ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
dismissed her termination appeal as settled. For the reasons set forth below, the
appellant’s petition for review is DISMISSED as untimely filed with out good
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
cause shown. 5 C.F.R. § 1201.114(e), (g). We FORWARD the appellant’s claim
that the agency breached the settlement agreement to the Western Regional Office
for docketing of a petition for enforcement. 5 C.F.R. § 1201.182(a).
BACKGROUND
¶2 On November 27, 2016, the appellant filed an initial appeal challenging her
November 2016 termination from an Administrative Specialist position with the
Space and Naval Warfare Center. Initial Appeal File (IAF), Tab 1. On
February 14, 2017, the appellant and the agency submitted an amended settlement
agreement to the Board. IAF, Tabs 25, 28. Among other things, the settlement
called for the agency to rescind its termination of the appellant and replace the
existing Standard Form 50 in her Official Personnel File with one denoting that
she voluntarily resigned. IAF, Tab 28 at 1. The administrative judge determined
that the agreement was lawful on its face and voluntarily entered into and
understood by the parties. IAF, Tab 30, Initial Decision (ID) at 2-3. He issued
an initial decision entering the agreement into the record for enforcement
purposes, consistent with its terms, and dismissing the appeal as settled. Id.; IAF,
Tab 25 at 7. The initial decision informed the parties that it would become the
final decision of the Board on March 24, 2017, unless a petition for review was
filed by that date. ID at 4.
¶3 On October 31, 2017, over 7 months after the deadline to file, the appellant
filed a petition for review asking the Board “to review the settlement agreement
and the case itself, and the decision to approve.” Petition for Review (PFR) File,
Tab 2 at 4. The Clerk of the Board informed the appellant that her submission
was untimely and that the Board would consider the merits of her petition only
upon establishment of good cause. PFR File, Tab 2 at 3, Tab 3. The appellant
submitted a motion to waive the time limit, along with other supporting
documentation, asserting that she did not realize that she could file a petition for
review or that she had any other recourse and that she had fired her attorney just 4
3
days before the deadline to file. PFR File, Tab 4. She further asserts that, at the
time of the settlement, she was in shock and dealing with the fallout of her loss of
employment, which included scrambling to move from one state to another,
financial hardship, and searching for new employment. Id. at 4-7. She also
indicates that she suffered from medical conditions but denie s that they affected
her ability to timely file her petition for review. Id. at 6. The appellant asserts
that, from the time of the settlement until her filing of the petition for review, she
has “completed over 150 job applications to no avail.” PFR File, Tab 2 at 4,
Tab 4 at 6. The appellant additionally asserts that she did not learn the full effect
of the settlement on her retirement benefits until August 2017 and appears to
allege that either the agency or the Office of Personnel Management (OPM) have
provided her with confusing or incorrect information as to her retirement and
benefits due to the agency’s alleged failure to comply with the provisions of the
settlement agreement that required it to substitute a resignation for its termination
action. PFR File, Tab 2 at 3-4, Tab 4 at 5-6, 18.
¶4 Alongside her attempt to show good cause for waiving the filing deadline,
the appellant additionally challenges the validity of the settlement itself as well as
the underlying probationary termination that prompted the settlement. PFR File,
Tab 2 at 4-5, Tab 4 at 4-5. Among these arguments are that she was coerced into
the settlement by her attorney and that the settlement resulted from the agency’s
misinformation and thus it was involuntary or fraudulent, her termination was the
result of retaliation for whistleblowing, and her termination was contrary to her
understanding that her position was permanent. Id.DISCUSSION OF ARGUMENTS ON REVIEW
¶5 It is undisputed that the appellant’s petition for review is untimely. The
Board will waive the time limit to file a petition for review only upon a showing
of good cause for the delay in filing. 5 C.F.R. §§ 1201.12, 1201.114(g). To
establish good cause for waiving an untimely filing of an appeal, a party must
4
show that she exercised due diligence or ordinary prudence under the particular
circumstances of the case. Smith v. Office of Personnel Management,
93 M.S.P.R. 394, ¶ 4 (2003). To determine whether an individual has shown
good cause for an untimely filing, the Board will consider the length of the delay,
the reasonableness of the excuse and her showing of due diligence, whether she is
proceeding pro se, and whether she has presented evidence of the existence of
circumstances beyond her control that affected her ability to comply with the time
limits or of unavoidable casualty or misfortune that similarly shows a causal
relationship to her inability to timely file her petition. Moorman v. Department of
the Army, 68 M.S.P.R. 60, 62-63 (1995), aff’d, 79 F.3d 1167 (Fed. Cir. 1996)
(Table).
¶6 Notwithstanding the appellant’s pro se status, her more than 7-month delay
in filing is significant. See Mauldin v. U.S. Postal Service, 115 M.S.P.R. 513,
¶ 13 (2011) (finding a delay of more than 7 months significant); Crook v. U.S.
Postal Service, 108 M.S.P.R. 553, ¶ 6 (finding a 1-month delay in filing
significant, despite the appellant’s pro se status), aff’d, 301 F. App’x 982 (Fed.
Cir. 2008). Regardless of the situation between the appellant and her attorney, it
is well established that the right of appeal is personal to the app ellant, whether or
not she is represented, and she remains responsible for the prosecution and
development of her appeal. Smith, 93 M.S.P.R. 394, ¶ 5. When an initial
decision clearly informs an appellant of her ability to file a petition for review,
her failure to read or understand the document does not show the due diligence
necessary to constitute good cause for a waiver of the filing deadline. See Njoku
v. Department of Homeland Security, 111 M.S.P.R. 262, ¶¶ 2, 5, 7 (2009) (finding
an appellant’s failure to follow the explicit filing instructions in the initial
decision, specifically regarding the right to request the Board’s review of a
settlement agreement within a designated time frame, does not constitute good
cause for a delay in filing). Thus, we decline to excuse the appellant’s untimely
5
filing based on her claimed ignorance of the filing deadline and poor
representation of her attorney.
¶7 Additionally, the appellant’s dissatisfaction with the terms of the settlement
agreement does not constitute good cause for a waiver of the filing deadline.
Eagleheart v. U.S. Postal Service, 102 M.S.P.R. 672, ¶ 13 (2006). Likewise, her
arguments on the merits of the underlying personnel action and the settlement that
ensued are not relevant to the timeliness issue. Gaines v. U.S. Postal Service,
96 M.S.P.R. 504, ¶ 7 (2004).
¶8 Moreover, an appellant’s general personal difficulties, including financial
hardship, do not constitute good cause for waiving the filing deadline.
Melville v. Department of the Air Force, 99 M.S.P.R. 233, ¶ 7 (2005); Gaines,
96 M.S.P.R. 504, ¶ 7. On the contrary, an appellant’s submission or filing of
alternative matters—here, the appellant’s over 150 job applications—undermines
her claim of good cause. See Pirkkala v. Department of Justice, 123 M.S.P.R.
288, ¶¶ 22-23 (2016) (indicating that an appellant’s filing for disability retirement
during the relevant period suggested that he could have timely filed his Board
appeal during the same period). While the appellant has alleged she suffered
from medical conditions during an unspecified period, she has denied these
contributed to her delay and has not submitted any corroborating evidence.
Melville, 99 M.S.P.R. 233, ¶ 7.
¶9 Accordingly, we dismiss the petition for review as untimely filed. This is
the final decision of the Merit Systems Protection Board regarding the timeliness
of the petition for review. The initial decision remains the final decision of the
Board regarding the dismissal of the appeal as settled.
¶10 Notwithstanding the foregoing, as noted above, the appellant claims that the
agency has not complied with the settlement agreement. Specifically, she alleges
that the agency has failed to update her personnel file to reflect her voluntary
resignation and instead maintains that she was terminated. PFR File, Tab 2 at 4,
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Tab 4 at 6. A petition for enforcement of a settlement agreement must be filed in
the first instance with the Board’s regional or field office that issued the initial
decision. 5 C.F.R. § 1201.182(a). Under the circumstances, the appropriate
course is to forward the appellant’s claim to the regional office for docketing of a
petition for enforcement. See Gard v. Department of Education, 97 M.S.P.R. 64,
¶¶ 7-8 (2004) (dismissing as untimely filed with no good cause a petition for
review in which the appellant expressed dissatisfaction with the settlement
process, but forwarding the appellant’s allegations of noncompliance to the
regional office for docketing of a petition for enforcement).
NOTICE OF APPEAL RIGHTS 2
You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By
statute, the nature of your claims determines the time limit for seeking such
review and the appropriate forum with which to file. 5 U.S.C. § 7703(b).
Although we offer the following summary of available appeal rights, the Merit
Systems Protection Board does not provide legal advice on which option is most
appropriate for your situation and the rights described below do not represent a
statement of how courts will rule regarding which cases fall within their
jurisdiction. If you wish to seek review of this final decision, you should
immediately review the law applicable to your claims and carefully follow all
filing time limits and requirements. Failure to file within the applicable time
limit may result in the dismissal of your case by your chosen forum.
Please read carefully each of the three main possible choices of revi ew
below to decide which one applies to your particular case. If you have questions
2
Since the issuance of the initial decision in this matter, the Board may have updated
the notice of review rights included in final decisions. As indicated in the notice, the
Board cannot advise which option is most appropriate in any matter.
7
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.
(1) Judicial review in general. As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(A).
If you submit a petition for review to the U.S. Court of Appeals for the
Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided b y any attorney nor warrants that
any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of
discrimination. This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
8
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims—by filing a civil action with an appropriate U.S. district court (not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. ____ , 137 S. Ct. 1975 (2017). If you have a
representative in this case, and your representative receives this decision before
you do, then you must file with the district court no later than 30 calendar days
after your representative receives this decision. If the action involves a claim of
discrimination based on race, color, religion, sex, national origin, or a disabling
condition, you may be entitled to representation by a court-appointed lawyer and
to waiver of any requirement of prepayment of fees, costs, or other security. See
42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.
Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
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Office of Federal Operations
Equal Employment Opportunity Commission
P.O. Box 77960
Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
Office of Federal Operations
Equal Employment Opportunity Commission
131 M Street, N.E.
Suite 5SW12G
Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection
Enhancement Act of 2012. This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in section
2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),
(B), (C), or (D),” then you may file a petition for judicial review either with the
U.S. Court of Appeals for the Federal Circuit or any court of appeals of
competent jurisdiction. 3 The court of appeals must receive your petition for
review within 60 days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(B).
3
The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115 -195,
132 Stat. 1510.
10
If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
FOR THE BOARD: /s/ for
Jennifer Everling
Acting Clerk of the Board
Washington, D.C.