Mastanduno v. Nat'l Freight Indus. , 262 N.C. App. 77 ( 2018 )


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  •                IN THE COURT OF APPEALS OF NORTH CAROLINA
    No. COA17-1058
    Filed: 16 October 2018
    North Carolina Industrial Commission, I.C. No. Y22434
    VINCENT MASTANDUNO, Employee, Plaintiff,
    v.
    NATIONAL FREIGHT INDUSTRIES, Employer, and AMERICAN ZURICH
    INSURANCE CO., Carrier, Defendants.
    Appeal by Plaintiff from order entered 22 May 2017 by the Full Commission of
    the North Carolina Industrial Commission. Heard in the Court of Appeals 5 March
    2018.
    Law Offices of John M Kirby, by John M. Kirby for plaintiff-appellant.
    Teague, Campbell, Dennis & Gorham, L.L.P., by S. Scott Farwell and Bruce A.
    Hamilton, for defendants-appellees.
    MURPHY, Judge.
    This case requires that we examine the relationship between a public
    document entitled an “Opinion and Award” (“Award”) and a workers’ compensation
    claimant’s privacy interest in the personal medical information relevant to the
    resolution of his claim. Every year, the North Carolina Industrial Commission enters
    hundreds of Awards, which are the written records of decision for adjudicated
    workers’ compensation claims. After these Awards are entered, they are uploaded to
    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    a publicly accessible and searchable online database.1 Due to the fact that workers’
    compensation claims arise from physical injuries suffered at work, the evidentiary
    findings contained within an Award often directly address a claimant’s medical
    conditions and employment history.
    In prior proceedings before the Industrial Commission, Plaintiff unsuccessfully
    moved to have his entire case file sealed. He complained that due to the Commission’s
    policy to make Awards available to the public online, Plaintiff’s personal and medical
    information (which becomes part of that Award) will be disseminated and his privacy
    interest in avoiding the disclosure of this information will be compromised. On
    appeal, Plaintiff argues that he has a privacy interest rooted in statute and the U.S.
    Constitution, and contends this interest can only be protected by a judicial order that
    preemptively seals his entire workers’ compensation case file, including any future
    Award entered for his claim. After careful review, we conclude that there is no
    statutory or constitutional basis that obligates the Industrial Commission to seal
    Plaintiff’s workers’ compensation file.
    BACKGROUND
    On 29 May 2012, Vincent Mastanduno (“Plaintiff”), while employed as a truck
    driver, slipped and fell on a wet floor while moving a pallet during work, injuring his
    1       See       Searchable       Databases,      N.C.       INDUSTRIAL   COMMISSION,
    http://www.ic.nc.gov/database.html (last accessed 27 August 2018).
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    lower back. On 11 September 2012, Plaintiff filed a Notice of Accident with the
    Industrial Commission to obtain workers’ compensation benefits. His employer at
    the time, Defendant National Freight Industries, filed a Form 60 Employer’s
    Admission of Employee’s Right to Compensation on 19 November 2012 for temporary
    total compensation in the amount of $740.56 per week. National Freight Industries
    was covered by a workers’ compensation insurance policy through American Zurich
    Insurance Company (collectively “Defendants”).
    Several years later on 14 March 2016, Defendants filed a Form 33 with the
    Industrial Commission requesting that Plaintiff’s workers’ compensation claim be
    assigned for a hearing. Defendants alleged that Plaintiff was no longer disabled and
    refused to cooperate with medical treatment authorized and paid for by Defendants.
    Plaintiff filed his response, denying that he had not been compliant with Defendant’s
    direction for medical care and further claiming that he remained disabled. On 29
    March 2016, the Industrial Commission entered an order permitting Plaintiff’s
    counsel at the time to withdraw. Plaintiff then proceeded pro se. Plaintiff’s initial
    hearing was set for 12 July 2016, and the matter was assigned to Deputy
    Commissioner Tyler Younts.
    On 6 June 2016, prior to Plaintiff’s July 2016 evidentiary hearing, Plaintiff
    moved to have all information regarding his hearing sealed “so that it is not a matter
    of public record.”   Deputy Commissioner Younts subsequently entered an order
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    denying Plaintiff’s request to seal his file, concluding that “Plaintiff’s Workers’
    Compensation claim file is not a public record[,]” and “to the extent that certain
    Orders and Awards of the Commission are public records, Plaintiff has provided no
    factual or legal basis for the relief sought.”        Plaintiff then requested Deputy
    Commissioner Younts to reconsider his previous motion and a conference call was
    held on 24 June 2016. Plaintiff expressed various privacy concerns associated with
    the potential use of his personal medical information. Deputy Commissioner Younts
    again denied Plaintiff’s request to seal his file, concluding:
    Nevertheless, it remains the case that all injured workers
    involved in litigation before the Industrial Commission
    operate under the same privacy rules.           Thus, the
    undersigned finds insufficient basis for the extraordinary
    relief Plaintiff seeks.
    Plaintiff then appealed Deputy Commissioner Younts’ denial to the Full
    Commission. Because the Deputy Commissioner’s order was interlocutory, Plaintiff
    was required to submit reasons warranting immediate review by the Full
    Commission. Plaintiff’s primary privacy concern is that Awards of the Industrial
    Commission are made available to the public and immediately placed online, and,
    therefore, third parties could use personal and medical information included therein
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    to his detriment.2 Plaintiff also alleged that the denial of his motion to seal infringed
    on his Ninth and Fourteenth Amendment rights under the U.S. Constitution.
    On 10 April 2017, Plaintiff’s Motion to Seal was heard by the Full Commission,
    and on 22 May 2017 the Commission denied Plaintiff’s motion. The Full Commission
    concluded that pursuant to N.C.G.S. § 97-92(b), the Opinions and Awards of the
    Commission are public records, but the medical records and other evidence upon
    which an Award would be premised are not. The Commission also concluded that
    “Plaintiff has offered no evidence or legal argument which would justify his claim
    being treated differently than that of any other injured worker who is seeking benefits
    under the Act.” Finally, the Full Commission’s order correctly recognized that it did
    not have jurisdiction to rule on Plaintiff’s Ninth and Fourteenth Amendment
    arguments because the Commission does not have jurisdiction to rule on
    constitutional issues.3 Plaintiff timely appealed the Full Commission’s 22 May 2017
    denial of his Motion to Seal.
    Represented by counsel on appeal, Plaintiff argues that the Industrial
    Commission was obligated to seal his entire file upon request because “[p]ursuant to
    2 For example, Plaintiff claimed that his record should be sealed because otherwise: (1) his
    insurance premium rates could increase because he would be considered a greater risk; (2) he could be
    denied visas for travel to other countries; (3) there is risk that he could be blackmailed; (4) he could be
    prohibited from adopting a child; (5) he could be prevented from renting an apartment; and (6) the
    posting of these records could result in cyberbullying, identify theft, and impairment of his ability to
    obtain lines of credit.
    3 In re Redmond, 
    369 N.C. 490
    , 493, 
    797 S.E.2d 275
    , 277 (2017) ( “[I]t is a ‘well-settled rule
    that a statute’s constitutionality shall be determined by the judiciary, not an administrative board.’”).
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    North Carolina statutory law and federal Constitutional law, a person has a right to
    privacy with respect to his or her medical information.”
    GROUNDS FOR APPELLATE REVIEW
    Plaintiff’s appeal is interlocutory as the Full Commission’s order does not
    finally dispose of all issues in the matter. However, “immediate appeal may be taken
    from an interlocutory order when the challenged order affects a substantial right of
    the appellant that would be lost without immediate review.” France v. France, 
    209 N.C. App. 406
    , 411, 
    705 S.E.2d 399
    , 404-05 (2011) (citation and alteration omitted).
    “No hard and fast rules exist for determining which appeals affect a substantial right.
    Rather, such decisions usually require consideration of the facts of the particular
    case.” Estrada v. Jaques, 
    70 N.C. App. 627
    , 640, 
    321 S.E.2d 240
    , 249 (1984) (citation
    omitted).
    Plaintiff argues that a substantial right is affected because any Award in this
    matter will necessarily contain some of Plaintiff’s medical information and this
    information will be made available online at the time the Award is entered. Thus,
    because the Full Commission has denied his motion to seal on the grounds that there
    is no legal basis for Plaintiff’s requested relief, Plaintiff’s privacy rights will be lost
    absent review by this court. Plaintiff cites several cases in support of his right to
    appellate review. See 
    France, 209 N.C. App. at 411
    , 705 S.E.2d at 405 (“Absent
    immediate review, documents that have been ordered sealed will be unsealed, and
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    proceedings will be held open to the public. Because the only manner in which
    Plaintiff may prevent this from happening is through immediate appellate review,
    we hold that a substantial right of Plaintiff is affected . . . .”); Velez v. Dick Keffer
    Pontiac GMC Truck, Inc., 
    144 N.C. App. 589
    , 592, 
    551 S.E.2d 873
    , 875 (2001) (“While
    certainly if the Financial Privacy Act was implicated here, it would raise a substantial
    right . . . .”).
    For the purpose of determining whether the challenged order affects a
    substantial right, we need not definitively decide at the outset whether Plaintiff’s
    personal or medical information would fall within the scope of any specific statutory
    or constitutional privacy protections. Rather, it is sufficient that absent immediate
    review, some of Plaintiff’s personal and medical information will be made available
    to the public upon entry of a final Award and that some of this information might be
    subject to statutory and constitutional privacy protections. See Woods v. Moses Cone
    Health Sys., 
    198 N.C. App. 120
    , 124, 
    678 S.E.2d 787
    , 791 (2009) (finding the
    production of documents which might be protected by statute to affect a substantial
    right). Plaintiff has therefore demonstrated that the order denying his motion to seal
    by the Full Commission affects a substantial right.
    Finally, since the Industrial Commission did not have jurisdiction to pass upon
    Plaintiff’s constitutional privacy claims, it is appropriate for this Court, as the first
    destination for the dispute in the General Court of Justice, to address these
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    constitutional arguments even though they were not passed upon below.               See
    Redmond, 369 N.C at 
    497, 797 S.E.2d at 280
    (“When an appeal lies directly to the
    Appellate Division from an administrative tribunal, in the absence of any statutory
    provision to the contrary a constitutional challenge may be raised for the first time
    in the Appellate Division as it is the first destination for the dispute in the General
    Court of Justice.”).
    ANALYSIS
    Plaintiff argues that he has “a Constitutional and statutory right to
    confidentiality over his private medical information.” We initially note that Plaintiff
    relies heavily on the United States Supreme Court’s decision in Whalen v. Roe, 
    429 U.S. 589
    , 
    97 S. Ct. 869
    (1977), to support his contention that an Award of the
    Industrial Commission implicates a constitutional “privacy right.” However, the U.S.
    Supreme Court has not explicitly recognized a constitutional right to keep one’s
    personal information private.      Rather, Whalen and its progeny stand for the
    proposition that there may be a “constitutional privacy ‘interest in avoiding disclosure
    of personal matters.’” See Nat’l Aeronautics & Space Admin. v. Nelson, 
    562 U.S. 134
    ,
    147, 
    131 S. Ct. 746
    , 756 (2011) (citing 
    Whalen, 429 U.S. at 599-600
    , 97 S. Ct. at 876;
    Nixon v. Administrator of General Services, 
    433 U.S. 425
    , 457, 
    97 S. Ct. 2777
    , 2797
    (1977)). With this constitutional backdrop in mind, we first address Plaintiff’s claim
    that he has a statutory right to have his workers’ compensation file sealed.
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    Opinion of the Court
    A. Statutory Right to Privacy
    An individual’s privacy interest in their personal information may be protected
    by statute. Our Supreme Court has recognized that although the Public Records Act
    “provides for liberal access to public records,” the General Assembly may dictate “that
    certain documents will not be available to the public.” Virmani v. Presbyterian Health
    Services Corp., 
    350 N.C. 449
    , 462, 
    515 S.E.2d 675
    , 685 (1999); see also N.C.G.S. §
    131E-95(b) (2017) (“The proceedings of a medical review committee, the records and
    materials it produces and the materials it considers shall be confidential and not
    considered public records within the meaning of G.S. 132-1 . . . .”); N.C.G.S. § 7B-
    2901(d) (2017) (“The court’s entire record of a proceeding involving consent for an
    abortion of an unemancipated minor . . . is not a matter of public record . . . .”);
    N.C.G.S. § 132-1.4(a) (2017) (“Records of criminal investigations conducted by public
    law enforcement agencies . . . are not public records . . . .”). With respect to Workers’
    Compensation proceedings, the General Assembly has already provided that certain
    records of the Industrial Commission that are not Awards are not public records:
    The records of the Commission that are not awards under
    G.S. 97-84 and that are not reviews of awards under G.S.
    97-85, insofar as they refer to accidents, injuries, and
    settlements are not public records under G.S. 132-1 and
    shall not be open to the public, but only to the parties
    satisfying the Commission of their interest in such records
    and the right to inspect them, and to State and federal
    agencies pursuant to G.S. 97-81.
    N.C.G.S. § 97-92(b) (2017) (emphasis added).
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
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    Turning to the instant case, because of N.C.G.S. § 97-92(b), Plaintiff’s medical
    records and any other documents that are not Awards which refer to accidents and
    injuries are already shielded from public disclosure. Any order to seal these records
    would be superfluous as they are already, in effect, sealed by statute. With respect
    to the Awards of the Industrial Commission, the General Assembly has not provided
    any exemption from the Public Records Act. If we were to adopt Plaintiff’s position
    and instruct the Industrial Commission to seal a yet to be entered Award, then we
    would contravene the legislative intent expressed in N.C.G.S. § 97-92(b). Specifically,
    applying the doctrine of expressio unius est exclusio alterius to § 97-92(b), we conclude
    that by expressly listing the subset of records of the Industrial Commission that are
    exempted from the Public Records Act (i.e. records that are not Awards), the
    legislature intended that Awards of the Industrial Commission are to be public
    records. See Morrison v. Sears, Roebuck & Co., 
    319 N.C. 298
    , 303, 
    354 S.E.2d 495
    ,
    498 (1987) (“[T]he doctrine of expressio unius est exclusio alterius provides that the
    mention of such specific exceptions implies the exclusion of others.”).
    Plaintiff also points us to N.C.G.S. §§ 8-53 and 122C-52 to support his position
    that his private medical information is not a matter of public record. N.C.G.S. § 8-
    53, which codifies the physician-patient privilege, is a qualified evidentiary privilege
    that is waivable by the patient, Adams v. Lovette, 
    105 N.C. App. 23
    , 
    411 S.E.2d 620
    (1992), and must yield in some instances when certain medical information “is
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    Opinion of the Court
    necessary to a proper administration of justice.”        N.C.G.S. § 8-53 (2017). More
    importantly, the mere existence of the physician-patient privilege has no bearing on
    whether an Award of the Industrial Commission is a public record or whether the
    Commission is statutorily obligated to seal any Award that makes reference to a
    claimant’s medical information. Turning to N.C.G.S. § 122C-52, this statute does
    provide that confidential information acquired in attending or treating a client is not
    a public record. However, Plaintiff’s reliance is inapposite because § 122C-52 only
    applies to services for the “mentally ill, the developmentally disabled, or substance
    abusers.” N.C.G.S. § 122C-3(14) (2017). Plaintiff makes no argument addressing
    how any of these mental health services are relevant to his workers’ compensation
    claim arising from a lower back injury.
    Plaintiff next cites a federal statute relevant to health information privacy, the
    Health Insurance Portability and Accountability Act of 1996 (HIPAA). See Health
    Insurance Portability and Accountability Act of 1996 Pub.L. 104-191, 110 Stat. 1936,
    (1996). Although a primary goal of HIPAA is to assure that an individual’s health
    information is properly protected from unauthorized disclosure, Plaintiff has failed
    to recognize that the HIPAA Privacy Rule does not apply to the Industrial
    Commission because they are not a “covered entity.” 45 C.F.R. § 160.103 (2014).
    Furthermore, HIPAA regulations expressly permit covered entities, such as a
    patient’s doctor, to disclose protected health information to workers’ compensation
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    Opinion of the Court
    agencies without first obtaining patient authorization. See 45 C.F.R. § 164.512 (a)
    (2016).
    In sum, none of the above cited statutory provisions support Plaintiff’s position
    that he possesses a statutory privacy right in his personal medical information that
    obligates the Industrial Commission to seal his workers’ compensation case file on
    request, including any Award. Pursuant to N.C.G.S. § 97-92(b), Plaintiff’s medical
    records are already exempted from the Public Records Act. Regarding Plaintiff’s
    request to seal any Award entered by the Commission, we again emphasize the
    General Assembly is the body vested with the authority to determine which kinds of
    otherwise public records “shall be shielded from public scrutiny.” France, 209 N.C.
    App. at 
    413, 705 S.E.2d at 406
    . While the General Assembly could have exempted
    the Awards of the Industrial Commission from the Public Records Act, they did not.
    “Absent clear statutory exemption or exception, documents falling within the
    definition of public records in the Public Records Law must be made available for
    public inspection.”   
    Virmani, 350 N.C. at 462
    , 515 S.E.2d at 685 (citation and
    quotation marks omitted).
    B. Constitutional Right to Privacy
    Plaintiff also contends “even if the Public Records Act applied to this matter,
    this act does not trump an individual’s Constitutional right to privacy over his or her
    private health information.” As the U.S. Supreme Court did in Whalen and National
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    Opinion of the Court
    Aeronautics & Space Administration, we will assume for present purposes that the
    Industrial Commission’s refusal to seal Plaintiff’s case file implicates a privacy
    interest of constitutional significance. See Nat’l Aeronautics & Space 
    Admin., 562 U.S. at 147
    , 131 S. Ct. at 756 (“As was our approach in Whalen, we will assume for
    present purposes that the Government’s challenged inquiries implicate a privacy
    interest of constitutional significance.”).
    Initially, our review of the Industrial Commission’s decision to not
    preemptively seal Plaintiff’s Award must consider the “context” of a workers’
    compensation proceeding. See 
    id. at 148,
    131 S. Ct. at 757 (“[J]udicial review of the
    Government’s challenged inquiries must take into account the context in which they
    arise.”). The Workers’ Compensation Act was enacted in 1929, and its purpose was
    not only to offer a swift and certain remedy for an injured worker, but also to ensure
    a limited and determinate liability for employers. See S.L. 1929-120. In 2017, the
    Industrial Commission had exclusive original jurisdiction over 64,000 filed workers’
    compensation claims, and approximately 1,800 claims were scheduled for hearings
    before a Deputy Commissioner. Over 400 of these claims were appealed to the Full
    Commission.4 Our assessment of the constitutionality of the challenged publicizing
    of medical information in an Award must take into account the crucial role the
    4   North Carolina Industrial Commission, Fiscal Year 2017           Annual   Report,
    http://www.ic.nc.gov/2017AnnualReport.pdf (last accessed 27 August 2018).
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
    Opinion of the Court
    Industrial Commission plays for workers and the State’s economy, as well as the
    sheer magnitude of claims that must be adjudicated in a timely manner.
    Next, we must weigh Plaintiff’s privacy interests implicated by the public
    dissemination of an Award against the public interest. 
    Nixon, 433 U.S. at 458
    , 97 S.
    Ct. at 2798 (“[A]ny intrusion must be weighed against the public interest in
    subjecting the Presidential materials of appellant’s administration to archival
    screening.”); see also 
    France, 209 N.C. App. at 417
    , 705 S.E.2d at 408 (holding
    plaintiff’s claim to be without merit since he “fail[ed] to show that any such right to
    privacy outweighs the qualified right of the public to open proceedings”).
    As 
    discussed supra
    , by not exempting the Awards of the Industrial Commission
    from the Public Records Act, our legislature has determined that these records are of
    special public interest and are to be made available in their original form. The
    Industrial Commission’s policy of providing web access to final Awards is a
    reasonable, cost-effective manner of making these records available for public
    inspection. Furthermore, N.C.G.S. § 97-84 expresses other important public interests
    at stake:
    The case shall be decided and findings of fact issued based
    upon the preponderance of the evidence in view of the
    entire record. The award, together with a statement of the
    findings of fact, rulings of law, and other matters pertinent
    to the questions at issue shall be filed with the record of the
    proceedings . . . .
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    N.C.G.S. § 97-84 (2017). We recognize that the findings of fact of an award will often
    include potentially sensitive information that might otherwise be considered private,
    such as a claimant’s identity, a claimant’s employment history, a description of the
    injury suffered at work, and the effects of the injury on the claimant’s physical and
    mental capabilities. However, the inclusion of pertinent and relevant information
    such as this is necessary because it ensures that workers’ compensation claims are
    resolved impartially with well-reasoned decisions.           Not only does this serve the
    public’s interest in government transparency, but, without this information, our
    ability to conduct effective appellate review would be significantly impaired. See
    Wilkes v. City of Greenville, 
    369 N.C. 730
    , 746, 
    799 S.E.2d 838
    , 849 (2017) (“[T]he
    Commission must make specific findings that address the ‘crucial questions of fact
    upon which plaintiff’s right to compensation depends.’”).
    Regarding Plaintiff’s asserted privacy interests, we are not unsympathetic to
    his concerns regarding the disclosure and potential use of personal information
    contained in an Award. To illustrate his concerns, Plaintiff submitted a publicly
    available final Opinion and Award from another workers’ compensation claim.5
    Plaintiff directs our attention to certain findings of this Award which went beyond
    the details of the worker’s accident, indicating that the worker experienced episodes
    of crying, panic attacks, and was diagnosed with Post-Traumatic Stress Disorder
    5   I.C. NO. 307020.
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    (PTSD). Sensitive as these topics may be, Plaintiff wholly overlooks the crucial role
    this personal medical information had in the Commission’s resolution of the claim.
    Specifically, crying and panic attacks were some of the symptoms the claimant
    presented to her treating physicians after the workplace accident. Furthermore,
    based on these symptoms, the claimant’s psychiatrist ultimately diagnosed her with
    PTSD, and this evidence supported the Commission’s conclusion that the claimant’s
    PTSD was a compensable injury.
    Plaintiff nevertheless argues, “It is inconceivable that a ‘proper administration
    of justice’ would require the Commission (which is not a court, and thus not subject
    to open courts provisions) to disseminate the Plaintiff’s protected, private health
    information to the entire world via the Internet.” This argument fails to grasp the
    role of an Award in our Workers’ Compensation system. The Industrial Commission
    does not make its Awards available online merely because it is necessary for the
    proper administration of justice, but a claimant’s Award is made publicly available
    because this document is, as a matter of law, an official public record.
    Plaintiff’s constitutional privacy argument also overlooks critical distinctions
    between the facts of his case and those present in Whalen. In Whalen, a New York
    statute that required physicians to identify patients obtaining certain prescription
    drugs having potential for abuse was challenged as violating the plaintiff’s privacy
    rights. 
    Whalen, 429 U.S. at 592
    , 97 S. Ct. at 873. Doctors were required to disclose
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    Opinion of the Court
    the name, age, and address of the patients for which they prescribed Schedule II
    drugs and this information was stored in a government office building. 
    Id. The Whalen
    plaintiffs argued that patient-identification requirements created a risk of
    public disclosure and impaired their interests in avoiding disclosure of personal
    matters and “making important decisions independently.” 
    Id. at 599,
    97 S. Ct. at 877
    “After    evaluating   the   security   issues     regarding   the   patient-identification
    requirements of the statute, the Supreme Court upheld the statute, stating that the
    statute ‘does not, on its face, pose a sufficiently grievous threat to either interest to
    establish a constitutional violation.’” ACT-UP Triangle v. Comm’n for Health Servs.
    of the State of N.C., 
    345 N.C. 699
    , 710, 
    483 S.E.2d 388
    , 394 (1997) (citing 
    Whalen, 429 U.S. at 600
    , 97 S. Ct. at 877).
    The most obvious distinction between Whalen and the instant case is that the
    personal medical information at issue in Whalen was not directly at issue in an active
    legal dispute. Unlike the plaintiff-patients in Whalen, the Plaintiff here is a workers’
    compensation claimant who alleges that he is entitled to disability compensation as
    a result of a workplace accident. Because Plaintiff seeks compensation based on his
    injury, his privacy interest in avoiding the disclosure of medical information relevant
    to this claim is lessened, if not waived, due to his status as a party in the present
    action.
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    MASTANDUNO V. NAT’L FREIGHT INDUS.
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    Plaintiff also avers that the statutory scheme in Whalen was upheld because
    of the security measures taken by the government to protect the patient’s
    information. See 
    Whalen, 429 U.S. at 607
    , 97 S. Ct. at 880 (Brennan concurring) (“In
    this case, as the Court’s opinion makes clear, the State’s carefully designed program
    includes numerous safeguards intended to forestall the danger of indiscriminate
    disclosure.”); see also ACT-UP 
    Triangle, 345 N.C. at 712
    , 483 S.E.2d at 396 (“We
    conclude that the statutory security provisions are adequate to protect against
    potential unlawful disclosure which might otherwise render the confidential HIV
    testing program constitutionally infirm.”). We agree with Plaintiff that the presence
    of “safeguards” were considered by cases such as Whalen and ACT-UP Triangle.
    However, subsequent U.S. Supreme Court decisions have clarified that Whalen does
    not stand for the proposition “that an ironclad disclosure bar is needed to satisfy
    privacy interests that may be ‘rooted in the Constitution.’” Nat’l Aeronautics & Space
    
    Admin., 562 U.S. at 157
    , 131 S. Ct. at 762 (alterations omitted) (citing 
    Whalen, 429 U.S. at 605
    , 
    97 S. Ct. 869
    ).
    To the extent that Whalen is applicable here, we note that there are
    “safeguards” in place which mitigate against the risk of unwarranted and
    indiscriminate disclosure of Plaintiff’s personal information.     N.C.G.S. § 97-92
    already exempts Plaintiff’s medical records from the Public Records Act, and the risk
    of any unwarranted disclosure of these records is very low. While an Award will
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    Opinion of the Court
    invariably contain some personal medical information, N.C.G.S § 97-84 provides that
    the Awards of the Industrial Commission are only allowed to include information
    “pertinent to the questions at issue.”     Thus, this statute guides the pen of the
    Commissioners and mitigates against the risk that non-pertinent personal
    information will be indiscriminately included in an Award.
    In light of the critical role that the Opinion and Award plays in our State’s
    workers’ compensation system and our General Assembly’s determination that these
    documents are public records, we conclude that Plaintiff’s asserted privacy interests
    do not outweigh the public interests at stake here. Accordingly, we conclude that the
    Industrial Commission is not obligated to seal Plaintiff’s workers’ compensation file,
    including any Award, due to any constitutional privacy interest.
    CONCLUSION
    Plaintiff has no statutory or constitutional right to have his entire workers’
    compensation case file, including any Award, sealed. Accordingly, the order of the
    Industrial Commission denying Plaintiff’s Motion to Seal is affirmed, and the case is
    remanded for further proceedings consistent with this opinion.
    AFFIRMED.
    Chief Judge McGEE and Judge CALABRIA concur.
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