State v. Taylor ( 2014 )


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  • An unpublished opinion of the North Carolina Court of Appeals does not constitute
    controlling legal authority. Citation is disfavored, but may be permitted in accordance
    with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure.
    NO. COA13-988
    NORTH CAROLINA COURT OF APPEALS
    Filed: 15 April 2014
    STATE OF NORTH CAROLINA
    v.                                      Catawba County
    No. 11 CRS 5731
    WILLARD MARSHALL TAYLOR, JR.
    Appeal by defendant from judgment entered 7 March 2013 by
    Judge   Timothy     S.    Kincaid    in   Catawba    County    Superior     Court.
    Heard in the Court of Appeals 19 February 2014.
    Attorney General Roy Cooper, by Assistant Attorney General
    Jill A. Bryan, for the State.
    Dianne Jones McVay, for defendant-appellant.
    HUNTER, Robert C., Judge.
    Defendant Willard Marshall Taylor, Jr. appeals the judgment
    entered after a jury found him guilty of one count of taking
    indecent liberties with a child.               On appeal, defendant argues
    that:      (1) the trial court committed plain error when it allowed
    a physician’s assistant and an investigator for Child Protective
    Services     to   testify    about     statements     made    to   them    by   the
    victim’s mother, (2) the trial court committed plain error by
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    allowing      a    State’s      witness       to     vouch     for     the    victim’s
    credibility,       and   (3)    the    trial      court    erred     when    it   denied
    defendant’s motion to dismiss for insufficiency of the evidence.
    After careful review, we find no error.
    Background
    On 1 August 2011, defendant was indicted in Catawba County
    on     one    count      of     taking       indecent        liberties       with    his
    granddaughter, M.T.            The offense was alleged to have occurred
    between 1 November and 31 December 2010 when M.T. was five years
    old.
    The   State’s     evidence      at    trial    tended    to    establish      the
    following:        M.T.’s parents, Brad—defendant’s son—and Cara,1 were
    separated and living apart in October 2009.                     At the time of the
    alleged      abuse,   Brad     resided      with   defendant.         Although      M.T.
    continued to reside with Cara, an informal custody agreement
    provided that Brad would keep M.T. every other weekend.
    Sometime around the end of 2010 and the beginning of 2011,
    after a weekend visit with Brad, Cara first became concerned
    about M.T.’s behavior after M.T. refused to allow her in the
    bathroom to help her shower or dry off.                    Cara also claimed that
    M.T. began “humping” a stuffed animal.                    M.T. allegedly told Cara
    that her vaginal area hurt and burned.                    After one weekend visit,
    1
    For purposes of this opinion, to protect the identity of the
    minor child, we have used initials and pseudonyms for the victim
    and her parents.
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    Cara examined M.T. and saw vaginal discharge; M.T.’s vagina also
    appeared “really red.”           When Cara asked M.T. what happened, M.T.
    responded that defendant put his finger in her “rose.”                                    M.T.
    referred to her genital area as her “rose.”
    On    4    February    2011,        Cara     took    M.T.        to     Gary     Poston
    (“Poston”), a physician’s assistant at a local medical clinic.
    Poston     testified      that   Cara     told     him    that    M.T.        accused     her
    grandfather of putting his finger in her vagina.                            After learning
    of the possibility of sexual abuse, Poston declined to examine
    M.T.; instead, he          referred Cara         to the Department of Social
    Services (“DSS”) for follow-up as he had been trained to do in
    alleged sexual abuse situations.
    After leaving the clinic, Cara took M.T. directly to the
    Newton Police Department where she met with Child Protective
    Services’ investigators Thomas Neff (“Neff”) and Brian Cloninger
    (“Cloninger”).          Cara told them what M.T. claimed defendant had
    done.      Neff and Cloninger arranged an interview and medical exam
    for M.T. at the Children’s Advocacy Protection Center (“CAPC”).
    On    9   February    2011    at     CAPC,    Beth    Osbahr          (“Osbahr”),     a
    pediatric       nurse   practitioner,       performed      the     medical         exam    and
    examined M.T. for signs of sexual abuse.                    Osbahr testified that
    she did not observe any physical evidence of sexual abuse during
    M.T.’s examination, but the time-frame between the alleged abuse
    and     examination      would     make     it     unlikely       to        find     physical
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    evidence.       After the medical exam, Neff, a trained forensic
    interviewer, performed a recorded interview with M.T.; no one
    else was in the room with them.                     During the interview, M.T.
    claimed that defendant had touched her vagina while she was at
    defendant’s home.              A recording of that interview was played to
    the jury at trial.
    Following the CAPC interview and examination, Brad sought
    an additional interview of M.T. in his presence, which was later
    conducted by Adrienne Opdyke (“Opdyke”).                          This later interview
    was conducted at the District Attorney’s office with M.T., Brad,
    Opdyke, and the district attorney present.                           At trial, Opdyke
    testified      as   an     expert      witness    in        the    field    of     forensic
    interviewing.        She testified that M.T. told her that defendant
    touched her “rose” in the bathroom of his home.                             Opdyke also
    testified      as   to    the     proper   method      of    conducting       a    forensic
    interview with a child.
    At trial, the following witnesses testified on defendant’s
    behalf: his two sons, Brad and Justin; defendant’s wife, Rhonda;
    and defendant himself.                 All four defense witnesses testified
    that   after    Neff’s         interview   with   M.T.,       each    questioned         M.T.
    about the alleged sexual abuse even though Neff had instructed
    them   not   to.         All    four   defense    witnesses         claimed       that   M.T.
    denied that defendant touched her; instead, M.T. alleged that
    Cara told her to say that she had been touched.                            Brad recorded
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    one of these conversations he had with M.T. where she claimed
    that “Peepaw didn’t touch” her.                 A transcript of the recording
    was    admitted      into   evidence     at     trial.        On     rebuttal,       Opdyke
    testified that she had concerns about Brad’s recording of his
    interview with M.T.           In her opinion, Opdyke claimed that several
    of his questions were ambiguous and confusing.
    On 7 March 2013, a jury found defendant guilty on one count
    of    taking    indecent      liberties       with    a    child.          Defendant      was
    sentenced to a minimum of 13 months and a maximum of 16 months
    imprisonment.         The     trial    court       suspended       the     sentence,      and
    defendant      was   placed    on     supervised      probation          for    36   months.
    Defendant gave notice of appeal in open court.
    Discussion
    A. Hearsay
    Defendant      first    argues    the       trial     court    committed        plain
    error    by    admitting       testimony       that       constituted          inadmissible
    hearsay.       Specifically,        defendant        contends      that     Poston’s      and
    Neff’s testimony concerning statements Cara made to them about
    what M.T. had told her constituted double hearsay.                         We disagree.
    Defendant      did   not     object    at     trial    to     the    admission      of
    Poston’s or Neff’s testimony; thus, the trial court’s admission
    of    their    statements      is    reviewed       for    plain     error,       State    v.
    Lawrence, 
    365 N.C. 506
    , 518, 
    723 S.E.2d 326
    , 334 (2012).                               “For
    error to constitute plain error, a defendant must demonstrate
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    that a fundamental error occurred at trial. To show that an
    error was fundamental, a defendant must establish . . . the
    error    had    a   probable    impact    on    the    jury’s    finding       that   the
    defendant was guilty.”          
    Id.
     (citations and quotations omitted).
    “Hearsay     is   a   statement,        other    than    one     made    by    the
    declarant while testifying at the trial or hearing, offered in
    evidence to prove the truth of the matter asserted.”                           State v.
    Stanley, 
    213 N.C. App. 545
    , 552, 
    713 S.E.2d 196
    , 201 (2011).
    When evidence of such statements by one
    other than the witness testifying is offered
    for a proper purpose other than to prove the
    truth of the matter asserted, it is not
    hearsay and is admissible. Specifically,
    statements of one person to another are
    admissible to explain the subsequent conduct
    of the person to whom the statement was
    made.
    State v. Coffey, 
    326 N.C. 268
    , 282, 
    389 S.E.2d 48
    , 56 (1990)
    (internal citations and quotation marks omitted).
    Defendant     challenges     the    testimony       of    Poston        and    Neff
    concerning statements Cara made to them about things M.T. had
    told     her.        Specifically,       defendant       claims        that     Poston’s
    testimony that Cara told him that M.T. told her “pawpaw had
    touched her in the vaginal area and rubbed her very hard” and
    Neff’s    testimony      that   Cara     told   him    that     M.T.    claimed       that
    defendant “had touched [M.T.] in a private part” constituted
    inadmissible double hearsay.               However, neither Cara’s out-of-
    court statements to them nor M.T.’s out-of-court statements to
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    Cara constituted hearsay because neither were offered at trial
    as substantive truth that defendant had touched M.T.                     Instead,
    these statements were offered for a purpose other than asserting
    the truth of the matter asserted; they were used to explain
    subsequent   actions      by   Poston   and   Neff.     Specifically,       these
    statements explained why Poston referred Cara to DSS and why
    Neff    initiated    an    investigation      into     the     alleged     abuse.
    Therefore,   since      neither   Poston’s     nor    Neff’s    testimony     was
    offered to prove the truth of the matter asserted, the out-of-
    court statements by M.T. and her mother were not hearsay, and
    the trial court did not err, much less commit plain error, in
    admitting Poston’s and Neff’s testimony.
    B. Opdyke’s Testimony Regarding M.T.’s Credibility
    Defendant next argues the trial court committed plain error
    when it allowed the State’s expert witness to vouch for M.T.’s
    credibility.    We disagree.
    “If scientific, technical or other specialized knowledge
    will assist the trier of fact to understand the evidence or to
    determine a fact in issue, a witness qualified as an expert by
    knowledge,     skill,     experience,     training,     or     education,     may
    testify thereto in the form of an opinion.”             State v. Green, 
    209 N.C. App. 669
    , 675-76, 
    707 S.E.2d 715
    , 720 (2011); N.C. R. Evid.
    702(a).    However, “[i]t is fundamental to a fair trial that the
    credibility of the witnesses be determined by the jury . . .
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    [and thus] an expert’s opinion to the effect that a witness is
    credible, believable, or truthful is inadmissible.”                        State v.
    Boyd, 
    200 N.C. App. 97
    , 103, 
    682 S.E.2d 463
    , 468 (2009) (quoting
    State v. Hannon, 
    118 N.C. App. 448
    , 451, 
    455 S.E.2d 494
    , 496
    (1995)).
    Defendant argues his case is similar to State v. Giddens,
    
    199 N.C. App. 115
    , 121-22, 
    681 S.E.2d 504
    , 508 (2009), where
    this Court held that the trial court committed prejudicial error
    when the State’s witness, a DSS investigator, testified that her
    investigation “substantiated” that the defendant had committed
    the crime. See also State v. Couser, 
    163 N.C. App. 727
    , 730-31,
    
    594 S.E.2d 420
    , 422-23 (2004)             (holding that the trial court
    committed prejudicial error when the expert witness testified
    after   speaking    with   the    child   that       the   child    was    “probably
    sexually    abused”);   State     v.   Ryan,    __    N.C.   App.    __,    __,   
    734 S.E.2d 598
    , 604 (2012) (concluding the trial court committed
    prejudicial error by allowing the expert witness to testify that
    “she was not concerned that the child was ‘giving a fictitious
    story’”).          Defendant     contends      Opdyke      substantiated      M.T.’s
    testimony through her description of her forensic interview with
    M.T. and her analysis of Brad’s recorded interview with M.T.
    However, unlike Giddens where the DSS investigator actually
    said she “substantiated” that defendant was guilty, 199 N.C.
    App. at 121-22, 
    681 S.E.2d at 508
    , or other cases where an
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    expert testifies as to the credibility of the victim, Opdyke
    never provided her expert opinion that M.T. had been truthful
    during their interview.       Opdyke testified as follows:
    Q:    What    is     the   goal   of    the   forensic
    interview?
    A:   To allow the child to talk about an
    event, if it happened, in their own words
    without   leading.     And  it  has   to  be
    developmentally correct, so I’m going to the
    use terms and words that a six-year-old may
    use.
    Q: What efforts are made to try to get the
    truth from the child?
    A:      Just  by   asking  the  open-ended
    questions, real open questions.   You know,
    the best is when a child tells you the
    narrative form where you’re not asking this
    -- you know, asking specific questions but
    open questions, Tell me what happened or
    tell me more about that, and then it comes
    directly from the child.
    Q:   Now, specifically about the interview
    you did with [M.T.].    Please describe what
    you remember of the interview and what you
    did and, of course, what the child told you.
    A:    Okay . . . I asked her to tell me about
    the   event that happened with her pawpaw. And
    she   told me about pawpaw touching her rose
    and   happening in the bathroom.
    Opdyke never testified as to her opinion of M.T.’s truthfulness
    or credibility; instead, she testified as to how she conducted
    her interview and what M.T. told her.             Thus, her testimony does
    not   constitute   the   type    of   victim      substantiation    found   in
    Giddens, Couser, or Ryan.        Accordingly, the trial court did not
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    err, much less commit plain error, in allowing her testimony
    into evidence.
    C. Motion to Dismiss
    Next, defendant argues the trial court erred by denying his
    motion     to     dismiss     for      insufficiency      of     the     evidence.
    Specifically, defendant contends that the State did not present
    sufficient evidence that defendant touched M.T. for the purpose
    of arousing and gratifying his sexual desires.                 We disagree.
    “The        denial   of   a   motion       to   dismiss    for     insufficient
    evidence    is    a   question    of   law,    which   this    Court    reviews   de
    novo.”     State v. Bagley, 
    183 N.C. App. 514
    , 523, 
    644 S.E.2d 615
    ,
    621 (2007) (citations omitted).               A motion to dismiss is reviewed
    for “whether the State presented substantial evidence of each
    element of the offense and defendant’s being the perpetrator.”
    State v. Hernandez, 
    188 N.C. App. 193
    , 196, 
    655 S.E.2d 426
    , 429
    (2008) (quotations omitted).
    Here, defendant was charged with taking indecent liberties
    with a child in violation of 
    N.C. Gen. Stat. § 14-202.1
    .                          The
    essential elements required for conviction under 
    N.C. Gen. Stat. § 14-202.1
     are:
    (1) the defendant was at least 16 years of
    age; (2) he was five years older than his
    victim; (3) he willfully took or attempted
    to take an indecent liberty with the victim;
    (4) the victim was under 16 years of age at
    the time the alleged act or attempted act
    occurred;  and   (5)  the   action  by   the
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    defendant was for the purpose of arousing or
    gratifying sexual desire.
    State v. Thaggard, 
    168 N.C. App. 263
    , 282, 
    608 S.E.2d 774
    , 786-
    87 (2005); 
    N.C. Gen. Stat. § 14-202.1
     (2011).
    Defendant only challenges the third and fifth elements on
    appeal.     First, defendant argues that the State did not present
    substantial evidence that he willfully took an indecent liberty
    with     M.T.      This     Court    has    continuously      held   that    “[t]he
    uncorroborated testimony of the victim is sufficient to convict
    under N.C.G.S. § 14-202.1 if the testimony establishes all of
    the elements of the offense.” State v. McClary, 
    198 N.C. App. 169
    , 175, 
    679 S.E.2d 414
    , 419 (2009) (quoting State v. Quarg,
    
    334 N.C. 92
    , 100, 
    431 S.E.2d 1
    , 5 (1993)).                    During defendant’s
    trial, M.T. testified that defendant pulled down her pants and
    put his finger in her vagina while M.T. was visiting defendant’s
    home.     Moreover, the State provided additional witness testimony
    that corroborated M.T.’s allegations.               Thus, the State presented
    substantial evidence that defendant willfully took an indecent
    liberty with M.T.
    Next,     defendant     argues       the    State   failed    to     present
    substantial evidence that his actions were for the purpose of
    sexual     arousal    or     gratification.           “The    requirement       that
    defendant’s       actions     were    for    the    purpose    of    arousing    or
    gratifying sexual desire may be inferred from the evidence of
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    the defendant’s actions.”        McClary, 198 N.C. App. at 174, 
    679 S.E.2d at 419
     (holding an inference of sexual gratification was
    not in error when defendant only sent the victim letters but
    never   had   sexual    intercourse    with    the   victim).        Here,   M.T.
    testified that defendant actually carried out the sexual act of
    inserting his finger into M.T.’s              vagina.      Such evidence was
    sufficient to permit the jury to infer that defendant’s purpose
    in doing so was to arouse himself or to gratify his sexual
    desire.     See generally State v. Rogers, 
    109 N.C. App. 491
    , 505-
    06, 
    428 S.E.2d 220
    , 228-29 (1993) (holding the evidence that the
    defendant     touched   the   victim’s       chest   and   vaginal    area   was
    sufficient to permit the jury to infer that the                      defendant’s
    purpose in doing so was to arouse himself or to gratify                       his
    sexual desire).
    Conclusion
    Based on the foregoing reasons, defendant’s trial was free
    from error.
    NO ERROR.
    Judges GEER and McCULLOUGH concur.
    Report per Rule 30(e).