State v. Friend ( 2018 )

IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA 17-309
Filed: 16 January 2018
Catawba County, No. 15 CRS 053927
STATE OF NORTH CAROLINA
v.
CHARLES ADAM FRIEND
Appeal by defendant from judgments entered 27 July 2016 and order entered
1 August 2016 by Judge Robert T. Sumner in Catawba County Superior Court. Heard
in the Court of Appeals 18 October 2017.
Attorney General Joshua H. Stein, by Special Deputy Attorney General Melody
R. Hairston, for the State.
The Law Office of Sterling Rozear, PLLC, by Sterling Rozear, for defendant.
DIETZ, Judge.
Defendant Charles Adam Friend appeals his conviction and sentence for
assault with a deadly weapon inflicting serious injury and first degree burglary.
As explained below, Friend concedes that his challenge to the admission of his
videotaped interrogation must be reviewed for plain error. Under that narrow
standard of review, Friend has not shown that “absent the error, the jury probably
would have returned a different verdict.” State v. Lawrence, 365 N.C. 506, 519, 723
S.E.2d 326, 335 (2012).
STATE V. FRIEND
Opinion of the Court
We dismiss Friend’s corresponding claim for ineffective assistance of counsel
because it involves questions of fact not suited for review on direct appeal. State v.
Todd, __ N.C. __, __, 799 S.E.2d 834, 838 (2017).
Friend also argues that the trial court erred by entering a civil judgment
against him for the attorneys’ fees incurred by his court-appointed counsel under N.C.
Gen. Stat. § 7A-455 without providing him with notice and an opportunity to be
heard. As explained in more detail below, we agree and therefore vacate that money
judgment and remand for further proceedings.
With respect to counsel fees incurred under § 7A-455, the interests of
defendants and their counsel may not always align. Because indigent defendants may
feel that the fees charged by counsel were unreasonable in light of the time, effort, or
responsibility involved in the case, and because those defendants might reasonably
believe—as is the case at various stages of the criminal trial and sentencing—that
they may speak only through their counsel, we hold that trial courts must provide
criminal defendants, personally and not through their appointed counsel, with an
opportunity to be heard before entering a money judgment under § 7A-455. Because
Friend was not informed of his right to be heard before the court entered the money
judgment in this case, we vacate that judgment and remand for further proceedings.
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STATE V. FRIEND
Opinion of the Court
Facts and Procedural History
On 14 July 2015, Friend got into a fight with an acquaintance, André Douglas
Gay, during which Friend repeatedly stabbed Gay with a knife. The fight occurred
around midnight at Gay’s apartment, where Gay was staying with his sister and his
girlfriend.
In Friend’s version of events, which the jury heard through the testimony of
law enforcement officers and a videotape of Friend’s police interrogation, Friend went
to Gay’s apartment to discuss money that Gay owed him and an argument ensued.
According to Friend, Gay came out of the apartment and hit Friend with a floor lamp.
After Gay hit Friend with the lamp, the two fell to the ground and into the apartment
fighting. At some point during the struggle, Gay grabbed a knife. Seeing this, Friend
took out his own knife and stabbed Gay in self-defense.
In Gay’s version of events, the fight began with Friend standing outside Gay’s
apartment and Gay remaining inside while the two argued through a screen door.
During this heated, verbal argument, Friend pulled out his knife and threatened to
“gut” Gay. Gay then grabbed a knife from the kitchen while Friend still remained
outside the apartment door.
Gay claimed that he never once stepped outside his apartment during the fight.
Gay also claimed that he never tried to stab Friend and that, after discovering the
knife he picked up was broken, he threw it on the floor and never picked it up again.
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STATE V. FRIEND
Opinion of the Court
Gay testified that he closed the front door of the apartment to keep Friend out,
at which point Friend “busted” the side window from outside. Gay cracked the door
open to see what was happening and Friend—still carrying his knife—pushed the
door open. Gay claims that it was at this moment that he hit Friend with the lamp to
keep Friend from entering. Friend still managed to push his way into the apartment,
forcing Gay to the ground and stabbing him until Gay’s girlfriend came to Gay’s
defense.
At trial, the State played a videotape of Friend’s interrogation by law
enforcement following the stabbing. In that videotaped interrogation, Friend
contradicted himself, admitted that he pushed his way into the apartment while Gay
closed the door on him, and acknowledged that Gay “probably” put down his knife
before Friend stabbed him.
The State also introduced several photographs of the apartment into evidence,
all of which were taken shortly after the fight. The photographs showed a broken
window on the side of Gay’s apartment with shattered glass underneath it. One law
enforcement officer testified that, given the positioning of the curtains on the window,
the location of the broken glass indicated the window was broken from the outside.
The State also admitted the two knives from the fight into evidence. Gay’s knife
had no blood on it and was “broken” and “loose.” Friend’s knife, which law
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Opinion of the Court
enforcement found hidden in a container on top of a microwave in his apartment, had
blood stains on it.
The jury convicted Friend of first degree burglary and assault with a deadly
weapon inflicting serious injury. The trial court sentenced him to 64 to 89 months in
prison for the burglary and 25 to 42 months in prison for the assault. The court also
entered a civil judgment against Friend for $1,750, which included the attorneys’ fees
incurred by Friend’s court-appointed counsel during the case. Friend’s counsel gave
oral notice of appeal from the criminal judgment in open court the day after the court
entered the judgment.
Analysis
I. Defendant’s petition for writ of certiorari
We first address our jurisdiction to hear the merits of this appeal. Friend seeks
review of both the criminal judgment and the civil money judgment against him for
attorneys’ fees and costs. Friend acknowledges that under controlling precedent from
this Court, his appeal is untimely because he noted his appeal from the criminal
judgment one day after the trial court entered the judgment and he did not file a
written notice of appeal from the civil judgment.
This Court routinely allows a petition for a writ of certiorari to review a
criminal judgment where the defendant failed to timely appeal. State v. McCoy, 171
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Opinion of the Court
N.C. App. 636, 638, 615 S.E.2d 319 (2004) (citing N.C. R. App. P. 21(a)). In our
discretion, we likewise do so here.
It is less common for this Court to allow a petition for a writ of certiorari where
a litigant failed to timely appeal a civil judgment. But, as explained below, Friend’s
argument on the issue of attorneys’ fees is meritorious. Accordingly, in our discretion,
we issue a writ of certiorari to review this issue as well. State v. Grundler, 251 N.C.
177, 189, 111 S.E.2d 1, 9 (1959).
II. Admission of videotape of Friend’s interrogation
Friend first argues that the trial court erred by admitting his videotaped
custodial interrogation. Friend concedes that he did not object to the videotape’s
admission at trial and we must therefore review this issue under the plain error
standard of review. State v. Lawrence, 365 N.C. 506, 518, 723 S.E.2d 326, 334 (2012).
“For error to constitute plain error, a defendant must demonstrate that a
fundamental error occurred at trial.” Id. “To show that an error was fundamental, a
defendant must establish prejudice—that, after examination of the entire record, the
error had a probable impact on the jury’s finding that the defendant was guilty.” Id.
In other words, the defendant must show that, “absent the error, the jury probably
would have returned a different verdict.” Id. at 519, 723 S.E.2d at 335.
We reject Friend’s argument because he cannot show that, but for the alleged
error, the jury probably would have reached a different result. To be sure, Friend’s
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Opinion of the Court
videotaped interrogation was incriminating: he contradicted himself, thus damaging
his credibility, and he acknowledges that he forced his way into Gay’s apartment and
that Gay had put down his own knife before Friend stabbed him.
But Friend has not shown that, “absent the error, the jury probably would have
returned a different verdict.” Id. Friend points to the “conflicting and general
confusing nature of all the evidence” to suggest that admission of his incriminating
statements “had a probable impact on the jury’s findings.” This ignores that the
physical evidence at trial supported Gay’s version of events, not Friend’s. For
example, the State presented evidence that the window to Gay’s apartment had been
smashed from the outside, as Gay described, and that Gay’s knife was indeed broken,
as he claimed when explaining why he dropped his knife even before Friend stabbed
him.
Simply put, without the videotaped interrogation, the jury might have believed
Friend’s version of events. But that is not enough to satisfy the plain error standard.
Friend has not met his burden to show that, absent the alleged error, the jury
probably would have believed his account, rejected the victim’s account and
corroborating evidence, and therefore acquitted him. Accordingly, we find no plain
error in the trial court’s judgment.
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STATE V. FRIEND
Opinion of the Court
III. Ineffective assistance of counsel
Friend next argues that he received ineffective assistance of counsel because
his trial attorney did not move to suppress Friend’s videotaped statements or object
to their admission at trial.
We decline to address this argument on direct appeal. The merits of an
ineffective assistance of counsel claim will be decided on direct appeal only “when the
cold record reveals that no further investigation is required.” State v. Thompson, 359
N.C. 77, 122–23, 604 S.E.2d 850, 881 (2004). Where the claim raises “potential
questions of trial strategy and counsel’s impressions, an evidentiary hearing
available through a motion for appropriate relief is the procedure to conclusively
determine these issues.” State v. Stroud, 147 N.C. App. 549, 556, 557 S.E.2d 544, 548
(2001).
Recently, in State v. Todd, our Supreme Court dismissed an appeal in which a
defendant claimed his counsel was ineffective for failing to make a meritorious motion
to dismiss for insufficiency of the evidence, outside the presence of the jury. __ N.C.
__, __, 799 S.E.2d 834, 838 (2017). Although the record in Todd did not disclose any
apparent strategic reason for declining to assert a meritorious, dispositive motion,
particularly outside the jury’s presence, our Supreme Court held that whether
defense counsel “made a particular strategic decision remains a question of fact, and
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Opinion of the Court
is not something which can be hypothesized” by an appellate court on direct appeal.
Id.
Here, there is nothing in the record to indicate why Friend’s counsel chose not
to make a motion to suppress the videotaped interrogation or declined to object when
it was admitted at trial. Friend argues that his counsel’s failure to address the issue
was not strategic because it was “the result of defense counsel’s inadvertent mistake
arising from his failure to familiarize himself with the facts of the case and to research
the applicable law on the issue.” But Friend cites no portion of the record showing
this to be true. The State, in response, asserts that it “cannot make any
representation regarding the trial strategy or thought process of [Friend’s] trial
counsel.” In short, the reason why Friend’s counsel did not raise this issue below
“remains a question of fact, and is not something which can be hypothesized” by this
Court on direct review. Id.
“[W]hen this Court reviews ineffective assistance of counsel claims on direct
appeal and determines that they have been brought prematurely, we dismiss those
claims without prejudice, allowing defendant to bring them pursuant to a subsequent
motion for appropriate relief in the trial court.” Thompson, 359 N.C. at 122–23, 604
S.E.2d at 881. Accordingly, we dismiss Friend’s ineffective assistance of counsel claim
without prejudice to pursue it through a motion for appropriate relief in the trial
court.
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STATE V. FRIEND
Opinion of the Court
IV. Civil judgment for court-appointed attorneys’ fees
Finally, Friend argues that the trial court failed to give him notice and an
opportunity to be heard at sentencing before entering a money judgment against him
for his counsel’s fees. As explained below, we vacate that judgment and remand for
further proceedings.
In certain circumstances, trial courts may enter civil judgments against
convicted indigent defendants for the attorneys’ fees incurred by their court-
appointed counsel. See N.C. Gen. Stat. § 7A-455. By statute, counsel’s fees are
calculated using rules adopted by the Office of Indigent Defense Services, but trial
courts awarding counsel fees must take into account factors such as “the nature of
the case, the time, effort, and responsibility involved, and the fee usually charged in
similar cases.” N.C. Gen. Stat. § 7A-455(b). Before imposing a judgment for these
attorneys’ fees, the trial court must afford the defendant notice and an opportunity
to be heard. State v. Jacobs, 172 N.C. App. 220, 235, 616 S.E.2d 306, 316 (2005); State
v. Crews, 284 N.C. 427, 442, 201 S.E.2d 840, 849 (1974).
This Court recently revisited Jacobs in two unpublished cases, State v.
Farabee, __ N.C. App. __, 786 S.E.2d 432, 2016 WL 1745003 (2016), and State v.
Hurley, __ N.C. App. __, __ S.E.2d __, No. COA16-1202, 2017 WL 4638192 (Oct. 17,
2017). In both cases, we vacated and remanded the civil judgments because the trial
court did not ask the defendants if they wished to be heard. Instead, the trial court
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STATE V. FRIEND
Opinion of the Court
in both cases stated that it was taking up the issue, questioned the defendants’
counsel about the amount of fees to be awarded, and then announced that it was
entering a judgment in the amount of those fees. Farabee, __ N.C. App. at __, 2016
WL 1745003 at *7–8; Hurley, __ N.C. App. at __, 2017 WL 4638192 at *8. In both
cases, this Court held that trial court’s discussion with counsel did not provide the
defendant with sufficient opportunity to be heard. Id.
Ordinarily, when a defendant is represented by counsel, notice to defendant’s
counsel that the court is taking up the issue would be sufficient to satisfy the
requirement that the defendant must have notice and an opportunity to be heard. In
re Stuhl, 292 N.C. 379, 389, 233 S.E.2d 562, 568 (1977). Counsel for defendants
understand that, if they wish to be heard on an issue during an ongoing court
proceeding, they can simply rise and ask the court for permission to be heard. Thus,
ordinarily, by not asserting a particular argument when discussing an issue with the
court, defendants (through counsel) were given the opportunity to raise the argument
and waived it.
But on this particular issue, attributing counsel’s silence to the defendant
could lead to injustice. When the court is contemplating a money judgment against
the defendant for attorneys’ fees incurred by appointed counsel under N.C. Gen. Stat.
§ 7A-455, the interests of the defendant and trial counsel are not necessarily aligned.
For example, a defendant may believe that the amount of fees requested is
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STATE V. FRIEND
Opinion of the Court
unreasonable given the time, effort, or responsibility involved in defending the case.
Counsel, unsurprisingly, might feel otherwise. Further complicating the issue, courts
typically address the question of attorneys’ fees at the end of the criminal sentencing
proceeding. At nearly every other point in a criminal proceeding, defendants
represented by counsel who ask to be personally heard on an issue would be told that
they must speak through their counsel. See, e.g., State v. Thorne, __ N.C. App. __, 785
S.E.2d 187, 2016 WL 1320808 at *1 (2016). Those defendants might reasonably
believe the same is true when the court turns to the issue of attorneys’ fees for their
court-appointed lawyers.
To avoid the risk that defendants are deprived of the opportunity to be heard
in this context, we adopt the reasoning of our unpublished decisions in Farabee and
Hurley and hold that, before entering money judgments against indigent defendants
for fees imposed by their court-appointed counsel under N.C. Gen. Stat. § 7A-455,
trial courts should ask defendants—personally, not through counsel—whether they
wish to be heard on the issue. Absent a colloquy directly with the defendant on this
issue, the requirements of notice and opportunity to be heard will be satisfied only if
there is other evidence in the record demonstrating that the defendant received
notice, was aware of the opportunity to be heard on the issue, and chose not to be
heard.
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STATE V. FRIEND
Opinion of the Court
Here, the State concedes that the trial court did not inform Friend of his right
to be heard on the issue of attorneys’ fees, and nothing in the record indicates that
Friend understood he had that right. Accordingly, we vacate the civil judgment for
attorneys’ fees under N.C. Gen. Stat. § 7A-455 and remand to the trial court for
further proceedings on this issue.
Our holding today does not announce a new rule of constitutional law. The
requirement that defendants be afforded notice and an opportunity to be heard before
imposition of a civil judgment for attorneys’ fees was established in Jacobs and Crews.
See 172 N.C. App. at 235–36, 616 S.E.2d at 316; 284 N.C. at 442, 201 S.E.2d at 849.
This opinion simply provides further guidance on what trial courts should do to
ensure that this Court can engage in meaningful appellate review when defendants
raise this issue.
Conclusion
We hold Friend has failed to demonstrate plain error in the trial court’s
criminal judgment. We dismiss the claim for ineffective assistance of counsel without
prejudice. We vacate the civil judgment for attorneys’ fees and remand for further
proceedings on that issue.
NO PLAIN ERROR IN PART; DISMISSED IN PART; VACATED AND
REMANDED IN PART.
Judges ELMORE and INMAN concur.
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