In re: K.A. & W.A. ( 2015 )

An unpublished opinion of the North Carolina Court of Appeals does not constitute
controlling legal authority. Citation is disfavored, but may be permitted in accordance with
the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedu re.
IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA15-262
Filed: 6 October 2015
Mecklenburg County, No. 13 JA 253, 254
IN THE MATTER OF: K.A., W.A.
Appeal by respondent from Order entered 23 December 2014 by Judge Rickye
McKoy-Mitchell in Mecklenburg County District Court. Heard in the Court of
Appeals 14 September 2015.
Senior Associate County Attorney Kathleen Arundell Jackson, for petitioner-
appellee Mecklenburg County Department of Social Services, Youth and Family
Services.
Rebekah W. Davis, for respondent-appellant mother.
IVEY, McCLELLAN, GATTON & SIEGMUND, L.L.P., by Charles (Chuck) M.
Ivey, IV, for guardian ad litem.
ELMORE, Judge.
On 11 October 2013, the Mecklenburg County Department of Social Services,
Youth and Family Services (YFS) filed a petition alleging that K.A.1 (Kyle) was a
neglected and dependent juvenile and that W.A. (Wendy) was an abused, neglected,
and dependent juvenile. The trial court entered an adjudication and disposition
1 Pseudonyms have been used to protect the identity of the minor children.
IN RE: K.A. & W.A.
Opinion of the Court
Order on 23 December 2014, concluding: (1) Kyle was a neglected and dependent
juvenile; (2) Wendy was a neglected, dependent, and abused juvenile; and (3) it was
in the juveniles’ best interests to remain in the custody of YFS. Their mother,
respondent, appeals from that Order. After careful consideration, we affirm in part
and reverse in part.
I. Background
The factual background of this case is summarized in detail in the opinion of
this Court in In re K.A., W.A., No. COA14-518, 2014 WL 5587047 (N.C. Ct. App. Nov.
4, 2014). On 4 November 2014, this Court held that the trial court’s findings of fact
in the adjudication and disposition order entered 21 February 2014 were insufficient
due to a lack of specificity. In re K.A., W.A., 2014 WL 5587047, at *3. We reversed
the disposition and we remanded to the trial court to make additional findings of fact.
Id.On remand, the trial court made additional findings of fact and entered a new
adjudication and disposition Order on 23 December 2014. The trial court again
concluded that Wendy was an abused, neglected, and dependent juvenile, that Kyle
was a neglected and dependent juvenile, and that the children shall remain in the
legal custody of YFS. Respondent appeals.
II. Analysis
A. Standard of Review
-2-
IN RE: K.A. & W.A.
Opinion of the Court
N.C. Gen. Stat. § 7B-805 provides, “The allegations in a petition alleging that
a juvenile is abused, neglected, or dependent shall be proved by clear and convincing
evidence.” N.C. Gen. Stat. § 7B-805 (2013). On appeal, an adjudication of
dependency, abuse, and neglect is reviewed to determine: “(1) whether the findings of
fact are supported by ‘clear and convincing evidence,’ and (2) whether the legal
conclusions are supported by the findings of fact.” In re Pittman, 149 N.C. App. 756,
763–64, 561 S.E.2d 560, 566 (2002) (quoting In re Gleisner, 141 N.C. App. 475, 480,
539 S.E.2d 362, 365 (2000)). “In a non-jury neglect adjudication, the trial court’s
findings of fact supported by clear and convincing competent evidence are deemed
conclusive, even where some evidence supports contrary findings.” In re Helms, 127
N.C. App. 505, 511, 491 S.E.2d 672, 676 (1997) (citing In re Montgomery, 311 N.C.
101, 110–11, 316 S.E.2d 246, 252–53 (1984); Matthews v. Prince, 90 N.C. App. 541,
543, 369 S.E.2d 116, 117 (1988)). If competent evidence supports the findings, they
are “binding on appeal.” In re McCabe, 157 N.C. App. 673, 679, 580 S.E.2d 69, 73
(2003) (citing In re Allen, 58 N.C. App. 322, 325, 293 S.E.2d 607, 609 (1982)).
B. Contested Findings of Fact
Respondent contests the following findings of fact:
3(h) The mother’s actions following procurement of the
50B demonstrated a lack of insight and resolve to
provide an environment free from domestic violence
for the juveniles. She did not believe follow up with
the Women’s Commission or any DV treatment was
necessary. The mother indicated a willingness to
-3-
IN RE: K.A. & W.A.
Opinion of the Court
allow [Mr. K.] to be back in the home and around the
juveniles. She then provided information to the
Court inconsistent to what she provided before as to
the DV incident. Despite what the mother indicated
occurred, the mother now testified that [Mr. K.] was
simply not acting as himself.
3(i) This indicates to the Court that the mother is unable
to maintain the safety of the children.
1. Finding of Fact 3(h)
Respondent claims that finding 3(h) is not supported by the evidence because
she was abiding by the safety plan, intended to continue abiding by it, did not entirely
reject the idea of counseling for her children, and engaged in some services. Thus,
respondent essentially argues that the trial court should have found the facts in a
light more favorable to her. We are not persuaded.
“The trial judge determines the weight to be given the testimony and the
reasonable inferences to be drawn therefrom. If a different inference may be drawn
from the evidence, he alone determines which inferences to draw and which to reject.”
In re Hughes, 74 N.C. App. 751, 759, 330 S.E.2d 213, 218 (1985).
A review of the record shows that clear and convincing evidence existed to
support finding 3(h). The trial court heard testimony from a social worker assigned
to the case and from respondent. The court also considered the Domestic Violence
Protective Order (DVPO) complaint, the DVPO itself, and a 2 October 2013 e-mail
-4-
IN RE: K.A. & W.A.
Opinion of the Court
from respondent to the YFS director that detailed the 17 September 2013 incident
and respondent’s fear of Mr. K.
At the adjudication hearing, respondent indicated that during the 17
September 2013 incident, Mr. K. simply was not acting as himself or was not in his
right mind. She also claimed that she went to the hospital to treat a pre-existing
condition, not due to injuries from domestic violence. Respondent stated that Wendy
was just with her, and respondent did not specifically take Wendy to the hospital to
be examined. Respondent’s testimony, however, was in stark contrast to the
statements made in her e-mail and in the DVPO complaint. In the e-mail, she
indicated she was “VERY FORTUNATE that [she] was not killed or permanently
injured” and “it was the ‘scariest’ times [she has] ever experienced[.]” In her DVPO
complaint, she stated that she believed “there is danger of serious and immediate
injury to me or my children.”
Moreover, the social worker testified as to respondent’s lack of cooperation,
stating that she would only communicate via text message, she refused to involve her
children in domestic violence counseling, and she claimed that she could determine
whether they need such services. Respondent told the social worker that she went to
the Women’s Commission, but she failed to submit proof. At the hearing, however,
respondent testified that she decided to go to a different shelter instead of the
Women’s Commission. In light of these inconsistencies “the trial court was entitled
-5-
IN RE: K.A. & W.A.
Opinion of the Court
to decide whether to credit [respondent’s] initial testimony or a subsequent purported
recantation.” In re T.M., 180 N.C. App. 539, 547, 638 S.E.2d 236, 240 (2006). Thus,
it was well within the trial court’s prerogative to weigh the evidence and find the facts
necessary to the adjudication. See Hughes, 74 N.C. App. at 759, 330 S.E.2d at 218.
2. Finding of Fact 3(i)
Respondent next contends that finding 3(i) is actually a conclusion of law
because it required the exercise of judgment, citing In re J.V., 198 N.C. App. 108, 679
S.E.2d 843 (2009).
“A ‘conclusion of law’ is the court’s statement of the law which is determinative
of the matter at issue between the parties.” Hughes, 74 N.C. App. at 759–60, 330
S.E.2d at 219. By contrast, “[f]indings of fact are statements of what happened in
space and time.” State ex rel. Utilities Comm. v. Eddleman, 320 N.C. 344, 351, 358
S.E.2d 339, 346 (1987). “The classification of a determination as either a finding of
fact or a conclusion of law is admittedly difficult. As a general rule, however, any
determination requiring the exercise of judgment, see Plott v. Plott, 313 N.C. 63, 74,
326 S.E.2d 863, 870 (1985), or the application of legal principles, see Quick v. Quick,
305 N.C. 446, 452, 290 S.E.2d 653, 657–58 (1982), is more properly classified a
conclusion of law.” Helms, 127 N.C. App. at 510, 491 S.E.2d at 675. Often, the
misclassification “is merely an inconvenience” to the reviewing court. Eddleman, 320
N.C. at 352, 358 S.E.2d at 346.
-6-
IN RE: K.A. & W.A.
Opinion of the Court
In In re J.V., this Court determined that the following finding of fact was more
accurately characterized as a conclusion of law: The juveniles’ “return to their own
home would be contrary to their health, safety, welfare, and best interests.” J.V., 198
N.C. App. at 117, 679 S.E.2d at 848 (citing Helms, 127 N.C. App. at 511, 491 S.E.2d
at 676 (“[B]est interest determinations are conclusions of law because they require
the exercise of judgment.”)).
Here, by finding that respondent’s actions indicated that she “is unable to
maintain the safety of the children,” the trial court exercised judgment. Thus, we
treat the finding of fact as a conclusion of law and will apply the appropriate standard
of review to determine whether the findings of fact support the conclusion. The
remaining unchallenged findings of fact are presumed supported by competent
evidence and are binding on appeal. See In re D.B.J., 197 N.C. App. 752, 754, 678
S.E.2d 778, 780 (2009).
C. Dependency
Respondent first argues that the trial court erred by concluding that Wendy
and Kyle were dependent juveniles. Respondent claims that the trial court’s order
(1) is devoid of any finding of fact regarding the availability of an appropriate
alternative child care arrangement, and (2) lacks findings of fact establishing that
she was unable to provide care and supervision for the juveniles.
N.C. Gen. Stat. § 7B-101(9) defines a dependent juvenile as a “juvenile in need
-7-
IN RE: K.A. & W.A.
Opinion of the Court
of assistance or placement because (i) the juvenile has no parent, guardian, or
custodian responsible for the juvenile’s care or supervision or (ii) the juvenile’s parent,
guardian, or custodian is unable to provide for the juvenile’s care or supervision and
lacks an appropriate alternative child care arrangement.” N.C. Gen. Stat. § 7B-101(9)
(2013).
In determining whether a juvenile is dependent, the trial court is required to
“address both (1) the parent’s ability to provide care or supervision, and (2) the
availability to the parent of alternative child care arrangements.” In re P.M., 169
N.C. App. 423, 427, 610 S.E.2d 403, 406 (2005). “Findings of fact addressing both
prongs must be made before a juvenile may be adjudicated as dependent, and the
court’s failure to make these findings will result in reversal of the court.” In re B.M.,
183 N.C. App. 84, 90, 643 S.E.2d 644, 648 (2007).
We agree with respondent’s argument that the trial court failed to address the
availability of an alternative child care arrangement, and YFS appears to concede
this point. Although the adjudicatory findings of fact do not address the alternative
child care arrangement prong, the trial court concluded as a matter of law that YFS
proved dependency by clear and convincing evidence. Without the necessary findings
in support, however, this conclusion is in error. See B.M., 183 N.C. App. at 90, 643
S.E.2d at 648.
Based on the foregoing, the trial court erred in adjudicating Kyle and Wendy
-8-
IN RE: K.A. & W.A.
Opinion of the Court
dependent because it failed to find that they lacked an appropriate alternative child
care arrangement. Because we reverse based on the second prong of dependency, we
need not address respondent’s challenge to the first prong.
D. Abuse
Respondent next argues that the trial court erred in concluding that Wendy
was an abused juvenile. Respondent contends that the findings of fact and evidence
do not support an adjudication of abuse because Wendy’s contusion was essentially a
bruise, which she claims does not qualify as a “serious physical injury.” We disagree.
N.C. Gen. Stat. § 7B-101(1) defines an abused juvenile, in pertinent part, as
one whose parent, guardian, custodian, or caretaker “(a) [I]nflicts or allows to be
inflicted upon the juvenile a serious physical injury by other than accidental means;
[or] (b) [C]reates or allows to be created a substantial risk of serious physical injury
to the juvenile by other than accidental means[.]” N.C. Gen. Stat. § 7B-101(1) (2013).
“[W]hether an injury is serious is generally a question for the jury ‘because the nature
of an injury is [dependent] upon the relative facts of each case.’ ” In re L.T.R., 181
N.C. App. 376, 382, 639 S.E.2d 122, 126 (2007) (quoting State v. Romero, 164 N.C.
App. 169, 172, 595 S.E.2d 208, 211 (2004)).
Respondent cites to In re C.B., J.B., TH.B., & TI.B., 180 N.C. App. 221, 636
S.E.2d 336 (2006), for the proposition that a bruise is not a serious physical injury.
In C.B., this Court held that a father’s corporal punishment “in the form of a spanking
-9-
IN RE: K.A. & W.A.
Opinion of the Court
or whipping that resulted in a bruise did not constitute abuse, as it did not inflict
‘serious injury.’ ” Id. at 224, 636 S.E.2d at 338.
The facts of C.B., however, are readily distinguishable from the facts of this
case. Here, Wendy’s contusion did not result from overzealous corporal punishment;
rather, it was the aftermath of domestic violence. Indeed, the evidence shows that
Mr. K.—a man convicted of multiple violent felonies—forcibly dragged Wendy into
the hotel room by her hair, grabbed her by her mouth, and pinned her to the bed. Mr.
K. did this in an attempt to prevent Wendy from calling 911 after he attacked
respondent.
In In re L.T.R., this Court noted that section 7B-101 does not define “serious
physical injury.” L.T.R., 181 N.C. App. at 381, 639 S.E.2d at 125. However, we found
the discussion in State v. Romero, 164 N.C. App. at 172, 595 S.E.2d at 211, regarding
what constitutes a serious physical injury for purposes of felony child abuse,
instructive. L.T.R., 181 N.C. App. at 381–82, 639 S.E.2d at 125–26. In Romero, we
concluded that the child suffered a serious physical injury, sufficient to support the
defendant’s conviction of felony child abuse, after the child was hit with a belt and
suffered a visible bruise to his forehead. Romero, 164 N.C. App. at 172, 595 S.E.2d
at 211. The L.T.R. Court, relying on Romero, concluded that the evidence in the case
at bar was sufficient to support the trial court’s determination of abuse where the
child “had a dark, six-inch bruise, which lasted well over one week, on his right thigh.”
- 10 -
IN RE: K.A. & W.A.
Opinion of the Court
L.T.R., 181 N.C. App. at 382, 639 S.E.2d at 126.
Here, like in L.T.R., Wendy’s inner jaw contusion, coupled with the fact that
she was pulled by her hair and pinned to the bed, was sufficient to support the trial
court’s determination that Wendy suffered “a serious physical injury by other than
accidental means.” N.C. Gen. Stat. § 7B-101(1) (2013). It was within the province of
the trial court, as finder of fact, to determine whether Wendy’s injury was serious.
L.T.R., 181 N.C. App. at 382, 639 S.E.2d at 126. The trial court did not err in
concluding that Wendy was an abused juvenile.
E. Neglect
In her last argument, respondent claims that the trial court’s evidence and
findings do not support its conclusion that Kyle and Wendy were neglected juveniles.
Respondent contends that Kyle was not affected by the incident because he went to
school that morning and that she took steps to provide a safe home for both children.
Additionally, respondent argues that prior abuse of a different child, standing alone,
is not sufficient to sustain an adjudication of neglect.
N.C. Gen. Stat. § 7B-101(15) defines a neglected juvenile as
[a] juvenile who does not receive proper care, supervision,
or discipline from the juvenile’s parent, guardian,
custodian, or caretaker; or who has been abandoned; or
who is not provided necessary medical care; or who is not
provided necessary remedial care; or who lives in an
environment injurious to the juvenile’s welfare; or who has
been placed for care or adoption in violation of law.
- 11 -
IN RE: K.A. & W.A.
Opinion of the Court
N.C. Gen. Stat. § 7B-101(15) (2013). Furthermore, “[i]n determining whether a
juvenile is a neglected juvenile, it is relevant whether that juvenile lives in a home
where another juvenile . . . has been subjected to abuse or neglect by an adult who
regularly lives in the home.” Id. “[T]he weight to be given that factor is a question
for the trial court[.]” In re A.S., 190 N.C. App. 679, 690, 661 S.E.2d 313, 320 (2008).
This Court has consistently required that “there be some physical, mental, or
emotional impairment of the juvenile or a substantial risk of such impairment as a
consequence of the failure to provide ‘proper care, supervision, or discipline’ in order
to adjudicate a juvenile neglected.” In re McLean, 135 N.C. App. 387, 390, 521 S.E.2d
121, 123 (1999) (citing In re Safriet, 112 N.C. App. 747, 752, 436 S.E.2d 898, 901–02
(1993). “It is well-established that the trial court need not wait for actual harm to
occur to the child if there is a substantial risk of harm to the child in the home.” In
re D.B.J., 197 N.C. App. 752, 755, 678 S.E.2d 778, 780 (2009) (citation omitted).
“Section 7B-101(15) affords ‘the trial court some discretion in determining whether
children are at risk for a particular kind of harm given their age and the environment
in which they reside.’ ” In re N.G., 186 N.C. App. 1, 8–9, 650 S.E.2d 45, 50 (2007)
(quoting McLean, 135 N.C. App. at 395, 521 S.E.2d at 126).
Respondent is correct in her assertion that “the fact of prior abuse, standing
alone, is not sufficient to support an adjudication of neglect.” See id. at 9, 650 S.E.2d
at 51. Indeed, “this Court has generally required the presence of other factors to
- 12 -
IN RE: K.A. & W.A.
Opinion of the Court
suggest that the neglect or abuse will be repeated.” In re J.C.B., C.R.R., H.F.R., ___
N.C. App. ___, ___, 757 S.E.2d 487, 489 (May 6, 2014) (No. COA13-1112). Here,
however, Kyle’s adjudication of neglect was not based solely on the abuse of Wendy.
At the time of the 17 September 2013 incident, the family was living in a hotel room.
In respondent’s DVPO complaint and e-mail to YFS, she indicated that Mr. K.’s
attack woke her children up, that she endured two hours of mental anguish, that Mr.
K. would not allow her to walk Kyle to the bus stop alone, and that she and Wendy
eventually barricaded themselves in a bathroom to call 911.
This Court has previously held that a child’s exposure to domestic violence may
constitute an environment injurious to the juvenile’s welfare, where such exposure
impacts the child, and therefore supports an adjudication of neglect. See In re W.V.,
204 N.C. App. 290, 294, 693 S.E.2d 383, 386–87 (2010); D.B.J., 197 N.C. App. at 755,
678 S.E.2d at 780–81; In re T.S., III & S.M., 178 N.C. App. 110, 113–14, 631 S.E.2d
19, 22–23 (2006). “Where there is no finding that the juvenile has been impaired or
is at substantial risk of impairment, there is no error if all the evidence supports such
a finding.” In re Padgett, 156 N.C. App. 644, 648–49, 577 S.E.2d 337, 340 (2003).
Here, the evidence shows that both Wendy and Kyle were present for, exposed to, and
impacted by the domestic violence incident.
Respondent also argues that the adjudication of neglect cannot stand because
the trial court failed to make a finding that Mr. K. “regularly lived” in the family’s
- 13 -
IN RE: K.A. & W.A.
Opinion of the Court
home. The trial court, however, need not make such a finding for the neglect
adjudication to stand in this case. Rather, it is “a relevant factor which the trial court
could consider in making a determination of whether there was a substantial risk of
impairment[.]” McLean, 135 N.C. App. at 395, 521 S.E.2d at 126.
Most importantly, the trial court’s adjudication of neglect was based not only
on the incident itself, but also because respondent’s actions “demonstrated a lack of
insight and resolve to provide an environment free from domestic violence for the
juveniles” and indicated “that the mother is unable to maintain the safety of the
children.” Respondent recanted her complaint about Mr. K. after he was released
from jail, refused to engage in services for herself and her children, and failed to
appear in criminal court, causing the assault on a female, assault on a child under
twelve years of age, and interfering with emergency communication charges to be
dismissed. Thus, the trial court did not err in concluding that Kyle and Wendy were
subjected to an environment injurious to their welfare and to a substantial risk of
harm.
III. Conclusion
In sum, we affirm the trial court’s adjudication of neglect as to Wendy and
Kyle, and the trial court’s adjudication of abuse as to Wendy. We reverse the trial
court’s adjudication of dependency as to both Wendy and Kyle.
AFFIRMED IN PART; REVERSED IN PART.
- 14 -
IN RE: K.A. & W.A.
Opinion of the Court
Judges DILLON and DIETZ concur.
Report per Rule 30(e).
- 15 -