State v. Mahatha ( 2023 )

IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA20-656
Filed 16 May 2023
Guilford County, No. 18 CRS 86180-82
STATE OF NORTH CAROLINA
v.
KEITH D. MAHATHA, Defendant.
Appeal by Defendant from judgments entered 13 February 2020 by Judge
Susan E. Bray in Guilford County Superior Court. Heard in the Court of Appeals 26
May 2022.
Attorney General Joshua H. Stein, by Assistant Attorney General Sarah N.
Tackett, for the State.
Richard J. Costanza for defendant-appellee.
MURPHY, Judge.
Under N.C.G.S. § 15A-910, a criminal defendant may move for sanctions,
including a mistrial, where the State fails to abide by its obligation to timely disclose
exculpatory evidence. However, sanctions under N.C.G.S. § 15A-910 are not
mandatory, even where a disclosure violation occurs. Here, where the only files
reviewable on appeal and not timely disclosed by the State were recorded calls from
a jail with no exculpatory value, the trial court did not abuse its discretion in denying
Defendant’s motion for a mistrial on the basis that the State violated its duty to
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disclose.
Additionally, where a defendant claims on appeal that he received ineffective
assistance of counsel due to his counsel conceding his guilt without his consent, a new
trial is warranted only where counsel’s statements to the jury cannot logically be
interpreted as anything other than an implied concession of guilt to a charged offense.
Here, the Record reveals that defense counsel neither expressed nor implied that
there was no other conclusion than Defendant’s guilt of one of the charged crimes,
nor did counsel completely omit any of the crimes of which he asked the jury to find
Defendant not guilty during his closing argument. We therefore conclude that
defense counsel did not concede Defendant’s guilt and that, consequently, Defendant
did not receive ineffective assistance of counsel.
BACKGROUND
This case arises out of Defendant Keith D. Mahatha’s convictions for
communicating threats, possession of a firearm by a felon, assault on a female, and
assault with a deadly weapon inflicting serious injury (“AWDWISI”) on 13 February
2020. Defendant is alleged to have assaulted his then-girlfriend because she would
not show him her phone.
Around 12:30 a.m. on 14 October 2018, Defendant and the victim arrived home
to the victim’s second-floor apartment in Greensboro where they had resided together
since June 2018. Defendant had been upset with her earlier that day because he
wanted to access her personal cell phone, and a heated argument ensued once the two
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were at home and Defendant continued to demand access. Tired and wanting to go
to bed, the victim got into bed to go to sleep for the night. Defendant then allegedly
grabbed his gun, pointed it at the victim’s head, and stated, “[b]itch, you’re going to
unlock this phone, or I’m going to kill you,” before hitting her forehead with the butt
of his gun—a gun the victim testified that Defendant carried “on him just about at
all times.” The victim then screamed and attempted to get away from Defendant by
hiding in her bathroom, but Defendant grabbed her and dragged her into the living
room where he again demanded she unlock her phone. She refused to unlock the
phone, and Defendant responded by punching her in the face four or five times,
blackening her eye.
Fearing Defendant would kill her, the victim slid her phone underneath a
couch and ran outside the apartment, injuring her ankle jumping down the last few
stairs after she believed she heard him open the door and come after her. The victim,
wearing only the undergarments she had worn to bed, fearfully hobbled on one foot
into the parking lot and hid underneath a car. She was found by neighbors who lived
in her apartment complex and who eventually called 911. Although police did not
find Defendant that evening, arrest warrants for Defendant were issued for
communicating threats, assault by pointing a gun, AWDWISI, assault on a female,
possession of firearm by a felon, and attempted breaking or entering. On 7 January
2019, a Guilford County Grand Jury returned true bills of indictment charging
Defendant with these offenses.
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Almost a week before trial, the State provided defense counsel with 16 officer
bodycam footage videos, a police report, and handwritten notes from an interview
with the victim. The State asked counsel if he needed more time to prepare, but
defense counsel “reluctantly indicated” that the time remaining under the then-
current schedule was sufficient. When the State indicated its intent to play portions
of the bodycam footage for the jury, defense counsel stated that he had no “discovery-
related objections to anything.” Defense counsel also did not object to the admission
of the footage when later offered into evidence, and the evidence was admitted.
On the first morning of trial, the State provided an additional 63 photographs
of the crime scene and the victim’s injuries, as well as a lab report from an analyst
with the Greensboro Police Department, all of which were sent to the State only after
the State became aware that morning that the pictures had been inadvertently
mislabeled under a different case number. Defense counsel again stated that he had
no “discovery-related objections to anything” on the first day of trial and did not object
to the admission of this further evidence when introduced by the State at trial. The
evidence was admitted.
On the second day of trial, the State indicated that it had come into possession
of 29 recordings of phone calls Defendant made to the victim while he was in jail and
provided the calls to defense counsel. The prosecutor did not acquire the recordings
until the second day of the trial because he did not realize that the calls occurred
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while Defendant was in custody and were therefore likely recorded. 1 The State
expressed its intention to play only one recording that had been previously referred
to during the victim’s testimony. After listening to the recording during the lunch
break, defense counsel raised a discovery-related objection and requested the trial
court exclude the call as the sanction for the State’s allegedly untimely disclosure.
Nonetheless, the trial court allowed the State to play the recording for the jury.
Defendant moved for a mistrial at the close of the State’s evidence, alleging
violations of due process rights to meaningful cross-examination and a fair trial due
to the alleged discovery violations. The trial court denied Defendant’s mistrial
motion. Defense counsel then indicated to the court that Defendant did not wish to
testify in his own defense and did not intend to present any evidence. The trial
proceeded to closing arguments, where defense counsel made several statements—
reproduced infra—that Defendant argues implicitly conceded his guilt of assault on
a female.
On 13 February 2020, Defendant was found guilty of communicating threats,
AWDWISI, assault on a female, and possession of a firearm by a felon.2 Defendant
timely appeals.
ANALYSIS
1 The prosecutor had instead believed the calls occurred in the three-day window between the
alleged incident and Defendant’s arrest.
2 Defendant, however, was acquitted of attempted breaking or entering and assault by pointing
a gun.
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Defendant presents two main arguments on appeal: first, that the trial court
abused its discretion by denying his motion for a mistrial; and, second, that he
received ineffective assistance of counsel when his trial counsel implicitly conceded
he was guilty of assault on a female.
A. Motion for Mistrial
Defendant argues the trial court abused its discretion by denying his motion
for a mistrial, which was premised upon the State’s late disclosure of discoverable
material under N.C.G.S. § 15A-910. The material at issue included “(1) 16 body-worn
camera videos on 5 February 2020, the Thursday preceding the start of the
Defendant’s trial; (2) 63 crime scene photographs and a lab report on 11 February
2020, the first day of trial; and (3) 29 recorded jail phone calls between [] Defendant
and [the victim] on 12 February 2020, the second day of trial.”
Under N.C.G.S. § 15A-1061, a trial court “must declare a mistrial upon the
defendant’s motion if there occurs during the trial an error or legal defect in the
proceedings, or conduct inside or outside the courtroom, resulting in substantial and
irreparable prejudice to the defendant’s case.” N.G.G.S. § 15A-1061 (2021). “We
review a trial court’s denial of a defendant’s motion for mistrial for abuse of
discretion.” State v. Crump, 273 N.C. App. 336, 339 (2020) (citing State v. Hester, 216
N.C. App. 286, 290 (2011)), disc. rev. denied, 377 N.C. 567 (2021); see also State v.
King, 343 N.C. 29, 44 (1996) (“It is well settled that a motion for a mistrial and the
determination of whether [the] defendant’s case has been irreparably and
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substantially prejudiced is within the trial court’s sound discretion.”). “‘Abuse of
discretion results where the court’s ruling is manifestly unsupported by reason or is
so arbitrary that it could not have been the result of a reasoned decision.’” State v.
Hauser, 271 N.C. App. 496, 498 (2020) (quoting State v. Hennis, 323 N.C. 279, 285
(1988)).
Defendant argues that, because the State violated its statutory duty of
disclosure and gave Defendant’s counsel insufficient time to prepare his defense, the
trial court abused its discretion by denying Defendant’s motion for a mistrial.
According to Defendant, in determining whether he was prejudiced, the court “did
not consider the cumulative effect o[f] the late production of discovery on the eve of
and during trial—material that would require hours of review by defense counsel.”
Defendant contends prejudice should be presumed from the late production because
there was no likelihood his counsel could have provided effective assistance given the
large amount of evidence and the insufficient opportunity for counsel to assess the
material’s evidentiary value, conduct any necessary further investigation, and adjust
counsel’s existing trial strategy.
In response to Defendant’s argument, the State contends the trial court did not
abuse its discretion in denying the motion for mistrial because the State did not
violate its duty to disclose; and, consequently, the trial court properly allowed the
admission of the body camera video, crime scene photos, lab report, and phone
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recordings. The State also contends that, even if the call was erroneously admitted,
Defendant was not prejudiced and the error was harmless beyond a reasonable doubt.
The State’s statutory duty to disclose is detailed in N.C.G.S. § 15A-903, which
provides the following in pertinent part:
(a) Upon motion of the defendant, the court must order:
(1) The State to make available to the defendant the
complete files of all law enforcement agencies,
investigatory agencies, and prosecutors’ offices involved in
the investigation of the crimes committed or the
prosecution of the defendant.
a. The term “file” includes the defendant’s statements, the
codefendant’s statements, witness statements,
investigating officers’ notes, results of tests and
examinations, or any other matter or evidence obtained
during the investigation of the offenses alleged to have
been committed by the defendant.
N.C.G.S. § 15A-903(a)(1)(a.) (2022). Moreover, under N.C.G.S. § 15A-903(b), if “the
State voluntarily provides disclosure . . . , the disclosure shall be to the same extent
as required by [N.C.G.S. § 15A-903(a)].” N.C.G.S. § 15A-903(b) (2022). “If at any time
during the course of the proceedings the court determines that a party has failed to
comply[,]” the court “may (1) [o]rder the party to permit the discovery or inspection,
[] (2) [g]rant a continuance or recess, [] (3) [p]rohibit the party from introducing
evidence not disclosed, [] (3a) [d]eclare a mistrial, [] (3b) [d]ismiss the charge, with or
without prejudice, or (4) [e]nter other appropriate orders.” N.C.G.S. § 15A-910(a)
(2021). “Prior to finding any sanctions appropriate, the court shall consider both the
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materiality of the subject matter and the totality of the circumstances surrounding
an alleged failure to comply . . . .” N.C.G.S. § 15A-910(b) (2021).
We must therefore determine whether the State failed to comply with its
statutory duty to disclose discoverable material and, if so, whether the trial court
abused its discretion by not granting Defendant’s motion for a mistrial as an
appropriate sanction pursuant to N.C.G.S. § 15A-910(a)(3a). As an initial matter,
however, we first address which of the alleged discovery violations we may review on
appeal, as the State argues appellate review of Defendant’s arguments concerning
the bodycam footage, crime scene photographs, and lab report is improper given
Defendant’s failure to object to their admission at trial.
1. Reviewability
As stated earlier, the disclosed material at issue falls into three categories:
body camera videos, which were disclosed shortly before the start of the trial;
photographs and a lab report, which were disclosed on the first day of trial; and
Defendant’s recorded jail phone calls, which were disclosed on the second day of trial.
However, our review is limited only to the material to which Defendant raised an
objection during trial. See, e.g., State v. Grooms, 353 N.C. 50, 76 (2000); State v.
Hartley, 212 N.C. App. 1, 5-6, disc. rev. denied, 365 N.C. 339 (2011).
“When the defendant does not inform the trial court of any potential unfair
surprise, the defendant cannot properly contend that the trial court’s failure to
impose sanctions is an abuse of discretion.” State v. Taylor, 332 N.C. 372, 384 (1992).
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Here, Defendant did not object during trial to the admission of the bodycam footage,
photographs, or lab report, nor did he raise any concerns about untimely disclosure
of this evidence prior to the start of trial. When it provided defense counsel the
bodycam footage, the prosecution asked if the defense needed more time to prepare,
but counsel denied needing a continuance to prepare for trial. On the morning of
trial, when the State indicated its intent to play portions of the footage for the jury
and introduce several of the photographs into evidence, defense counsel stated that
he had “no discovery-related objections to anything.” When the videos and pictures
were later offered into evidence, defense counsel stated again that he had no
objection, and the evidence was admitted.3 “‘Having failed to draw the trial court’s
attention to the alleged discovery violation, [Defendant] denied the court an
opportunity to consider the matter and take appropriate steps.’” State v. Early, 194
N.C. App. 594, 605 (2009) (quoting State v. Herring, 322 N.C. 733, 748 (1988)). “‘As
such, [D]efendant cannot properly contend that the trial court’s failure to impose
3 In response to the State’s contention that he failed to raise an objection concerning the
bodycam footage, photographs, and lab report, Defendant argues that his trial counsel’s decision to not
pursue sanctions for the alleged late disclosure of this material was “consistent with Rule 12 of the
North Carolina General Rules of Practice, which requires lawyers to treat opposing counsel with
‘candor and fairness.’” According to Defendant, his trial counsel “could have sought the full gamut of
remedies set out in [N.C.G.S.] § 15A-910” but instead “overlooked the State’s late disclosures and did
not seek the imposition of sanctions.” Defendant claims his trial counsel’s “professionalism should not
shield the State from scrutiny over their late disclosures and its impact on the ability to effectively
represent [] Defendant.” However, well-established law demands defense counsel raise an objection
to bring the discovery issue to the trial court’s attention and, thus, to allow us to review the denial of
Defendant’s motion for an abuse of discretion. See State v. Herring, 322 N.C. 733, 748 (1988); Taylor,
332 N.C. at 384.
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sanctions is an abuse of discretion.’” Id. (quoting Taylor, 332 N.C. at 384). We
therefore cannot consider discovery violations concerning the bodycam footage, crime
scene photographs, and lab report.
However, as the State concedes on appeal, Defendant did raise an objection to
the admission of his recorded jail calls. Accordingly, we review Defendant’s
arguments related to the calls, which requires us to determine whether the State
violated its duty to disclose and, if so, whether the trial court abused its discretion in
rejecting the requested sanction of a mistrial. See supra.
2. Alleged Discovery Violation
With respect to the duty to disclose under N.C.G.S. § 15A-903, “Defendant’s
rights to discovery are statutory. Constitutional rights are not implicated in
determining whether the State complied with these discovery statutes.”4 State v.
Ellis, 205 N.C. App. 650, 655 (2010). “‘There is no general constitutional or common
law right to discovery in criminal cases.’” Id. (quoting State v. Haselden, 357 N.C. 1,
12, cert. denied, 540 U.S. 988 (2003)). “‘The purpose of discovery under our statutes
is to protect the defendant from unfair surprise by the introduction of evidence he
cannot anticipate.’” Id. (quoting State v. Payne, 327 N.C. 194, 202 (1990), cert. denied,
498 U.S. 1092 (1991)). “[O]nce . . . the State has provided discovery there is a
continuing duty to provide discovery and disclosure.” Id.4 Defendant has not raised any constitutional arguments concerning the State’s duty to
disclose.
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Defendant contends that his counsel was not, as required by N.C.G.S. § 15A-
903(a)(1), provided with the recorded jail phone calls that were “in the possession of
the various law investigative agencies having custody of the Defendant or those
charged with investigating the offenses for which he stood trial.” According to
Defendant, during trial, both the prosecutor and defense counsel noted a voluntary
discovery request was made on Defendant’s behalf in April 2019, and the State’s
continuing discovery obligation was deemed to have been made under an order of the
trial court once the prosecution turned over some evidence in response to the request.
Defendant argues that he “was entitled to this material in a timely manner” because
exculpatory evidence must be provided in such a manner that defense counsel has
sufficient time to “effectively use it.” (Emphasis omitted.)
We do not accept one of the critical premises underlying this argument;
namely, that the calls were exculpatory. Defendant claims the “exculpatory value” of
the calls—which were Defendant’s own conversations—“would have been a factor in
the decision to offer defense evidence; specifically, defense counsel and [] Defendant
could have decided [] Defendant would testify, after which defense counsel could seek
the admission of the statements made by [] Defendant during the calls which could
corroborate his trial testimony.” But Defendant’s appellate counsel, after having
months between his appointment and the date on which he filed Defendant’s brief,
does not identify any single specific statement that would have corroborated
Defendant’s testimony as to any contested issue at trial. Defendant offers nothing
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more than speculation to support his claim that he may have chosen to testify if his
counsel was given more time to listen to the calls, and Defendant has not identified
any particular testimony he could have provided that would have been exculpatory
when paired with the content of any of the calls. Moreover, although Defendant
identifies the potential role of the calls in impeaching the alleged victim’s testimony
at trial as a separate basis for their exculpatory value, Defendant has not pointed to
any statement made by the victim within the recordings that contradicted her
testimony or otherwise had impeachment value.
Defendant’s inability to identify the evidence’s exculpatory value demonstrates
that the trial court did not abuse its discretion; despite the volume of material, an
inability to access a series of non-exculpatory phone calls would not have “result[ed]
in substantial and irreparable prejudice to [] [D]efendant’s case.” N.C.G.S. § 15A-
1061 (2021); cf. State v. Canady, 355 N.C. 242, 252-53 (2002) (holding exculpatory
evidence was improperly withheld where there was a “reasonable probability that if
[the] defendant had access to informants who had names of others involved in the
[crime at issue], such information could have swayed the jury to reach a different
outcome”).
Nor does the statutory scheme governing the State’s duty to disclose provide
any further basis to find the trial court abused its discretion. As stated earlier, when
the State fails to timely comply with its duty of disclosure, the trial court “may (1)
[o]rder the party to permit the discovery or inspection, [] (2) [g]rant a continuance or
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recess, [] (3) [p]rohibit the party from introducing evidence not disclosed, [] (3a)
[d]eclare a mistrial, [] (3b) [d]ismiss the charge, with or without prejudice, or (4)
[e]nter other appropriate orders.” N.C.G.S. § 15A-910(a) (2021) (emphasis added).
The plain language of the statute makes clear that the trial court also has the
discretion not to enter any sanctions. See N.C.G.S. § 15A-910(d) (2021) (emphasis
added) (“If the court imposes any sanction, it must make specific findings justifying
the imposed sanction.”). Accordingly, despite the State’s untimely disclosure, the
trial court ruled well within the options provided to it under N.C.G.S. § 15A-910 not
to declare a mistrial.
B. Effective Assistance of Counsel
Defendant next argues he received ineffective assistance of counsel due to his
trial counsel’s alleged implicit concession that he was guilty of assault on a female.
Defendant relies on State v. Harbison, 315 N.C. 175 (1985), and State v. McAllister,
375 N.C. 455 (2020), to contend he received per se ineffective assistance of counsel.
At oral argument, Defendant’s appellate counsel confirmed that this ineffective
assistance argument is limited to alleging Harbison error.
1. Standard of Review
“We review per se ineffective assistance of counsel claims de novo.” State v.
Moore, 286 N.C. App. 341, 345 (2022) (citing State v. Harbison, 315 N.C. 175 (1985));
see also State v. Wilson, 236 N.C. App. 472, 475-78 (2014) (applying the de novo
standard to the defendant’s claim that his trial counsel’s statements amounted to
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Harbison error).
2. Harbison Error
We recently provided a concise description of the applicable law for cases where
the defendant has alleged ineffective assistance of counsel based on a Harbison error:
A defendant claiming ineffective assistance of counsel must
ordinarily show both that counsel’s performance was
deficient, and that counsel’s deficient performance
prejudiced the defense. [Strickland v. Washington, 466
U.S. 668, 687 (1984)]. However, “ineffective assistance of
counsel, per se in violation of the Sixth Amendment, has
been established in every criminal case in which the
defendant’s counsel admits the defendant’s guilt to the jury
without the defendant’s consent.” Harbison, 315 N.C. at
180[] . . . . Statements by defense counsel “must be viewed
in context to determine whether the statement was, in fact,
a concession of defendant’s guilt of a crime[.]” State v.
Mills, 205 N.C. App. 577, 587[] . . . (2010) (citation omitted).
Where “defense counsel’s statements to the jury cannot
logically be interpreted as anything other than an implied
concession of guilt to a charged offense, Harbison error
exists unless the defendant has previously consented to
such a trial strategy.” [McAllister, 375 N.C. at 475]. “[T]he
trial court must be satisfied that, prior to any admissions
of guilt at trial by a defendant’s counsel, the defendant
must have given knowing and informed consent, and the
defendant must be aware of the potential consequences of
his decision.” State v. Foreman, 270 N.C. App. 784, 790[] .
. . (2020) (citation omitted).
Moore, 286 N.C. App. at 345. Our Supreme Court has “emphasize[d] that a finding
of Harbison error based on an implied concession of guilt should be a rare occurrence.”
McAllister, 375 N.C. at 476.
In McAllister, our Supreme Court “extended Harbison to instances where
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defense counsel does not expressly request that the jury convict the defendant of a
charge, but impliedly concedes the defendant’s guilt to a charged offense.” State v.
Guin, 282 N.C. App. 160, 169 (2022). In that case, the defendant was tried for assault
on a female, assault by strangulation, second-degree sexual offense, and second-
degree rape. See McAllister, 375 N.C. at 458-59. In its case-in-chief, the State played
for the jury a videotaped police interview with the defendant in which the defendant
admitted that he and the victim got into a rough “tussle,” but he denied sexually
assaulting her. Id. at 458. The defendant also stated in the interview, “[I]f I smacked
[her] ass up, then I smacked [her]; I can take the rap for that.” Id. During his closing
argument, the defendant’s counsel referenced the defendant’s statements from the
interview. Defense counsel stated to the jury, “[T]hings got physical. You heard him
admit that he did wrong, God knows he did. They got in some sort of scuffle or a
tussle or whatever they want to call it, she got hurt, he felt bad, and he expressed
that to detectives.” Id. at 460. Defense counsel told the jury that the defendant “was
being honest” during the interview. Id. Throughout his closing argument, “counsel
never expressly mentioned [or asked the jury to find the defendant not guilty of] the
charge of assault on a female but repeatedly addressed the other three charges
against [the] defendant.” Id. at 473.
In reviewing the remarks, our Supreme Court held that Harbison error occurs
not only where there is an express concession of guilt, but also where counsel’s
statements “cannot logically be interpreted as anything other than an implied
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concession of guilt to a charged offense”:
[A] Harbison violation . . . encompass[es] situations in
which defense counsel impliedly concedes his client’s guilt
without prior authorization.
...
Although an overt admission of the defendant’s guilt by
counsel is the clearest type of Harbison error, it is not the
exclusive manner in which a per se violation of the
defendant’s right to effective assistance of counsel can
occur. In cases where—as here—defense counsel’s
statements to the jury cannot logically be interpreted as
anything other than an implied concession of guilt to a
charged offense, Harbison error exists unless the
defendant has previously consented to such a trial
strategy. In such cases, the defendant is prejudiced in the
same manner and to the same degree as if the admission of
guilt had been overtly made. Thus, our decision in this case
is faithful to the rationale underling Harbison.
...
[U]nder Harbison and its progeny[,] defense counsel was
required to obtain the informed consent of [the] defendant
before embarking on such a strategy that implicitly
acknowledged to the jury his guilt of a separately charged
offense.
Id. at 473-75. Our Supreme Court concluded that the defense counsel’s statements
constituted error under Harbison as “an implied concession of guilt.” Id. at 476.
In concluding that the defense counsel’s statements constituted Harbison
error, our Supreme Court considered the defense counsel’s statements to implicitly
admit the defendant’s guilt for three core reasons. “First, defense counsel attested to
the accuracy of the admissions made by [the] defendant in his videotaped statement
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by informing the jurors that [the] defendant was ‘being honest.’” Id. at 474. “Second,
[the] defendant’s attorney not only reminded the jury that [the] defendant had
admitted he ‘did wrong’ during the altercation in which [the victim] got ‘hurt,’ but
defense counsel then proceeded to also state his own personal opinion that ‘God knows
he did [wrong]’—thereby implying that there was no justification for [the] defendant’s
use of force against [the victim].” Id. Third, “at the very end of his closing argument,
defense counsel asked the jury to find [the] defendant not guilty of every offense for
which he had been charged except for the assault on a female offense.” Id.
Here, Defendant argues that statements made by his defense counsel “track[]
very closely” with those made by the defense counsel in McAllister. Defendant cites
two statements from his counsel’s closing argument. First, immediately after
beginning the closing with “[l]adies and gentlemen, [Defendant] is not guilty of
assault with a deadly weapon inflicting serious injury, he’s not guilty of possession of
a firearm by a felon, he’s not guilty of assault by pointing a gun, because [Defendant]
did not have a firearm[,]” Defendant’s counsel made the following argument:
Now, I -- I somewhat envy you because of the important
role that you’re about to serve, but I also empathize with
how difficult what you’re about to do is. Because I told you
in the beginning that this was a case about nuance. Not
everything is this sexy black-and-white scenario of good
versus evil. This is a case where you may find that
[Defendant] did something, did something terrible, did
something to someone who maybe didn’t deserve it. No one
does. No one deserves to have what may or may not have
happened to Ms. Golden. Nobody. And no one is going to
stand up here and tell you that it’s okay or that any of that
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behavior, if true, is okay. It’s not.
Second, later in his closing argument, Defendant’s counsel stated,
You know what? You can believe that he committed an
assault. I’m not asking you to find him guilty of assault on
a female, but you can believe that he committed a non-gun-
related assault. And everything the State said still makes
sense. Honestly, it makes better sense. It explains why he
didn’t try to get the hell out of Dodge immediately and toss
a gun. If you believe that [Defendant] went too far,
committed an assault, and then tried to go find her,
whether it was to continue the argument or not, you could
believe that if the man’s on probation and the police roll up,
he’s going to get in trouble for that. So yes, of course, he
would leave. It doesn’t -- it doesn’t mean he’s leaving just
because there’s a gun.
These are the only statements on which Defendant relies to argue his counsel
implicitly conceded he was guilty of assault on a female.
Defendant asserts several reasons for why these statements parallel those in
McAllister. First, Defendant claims counsel told the jury they could find the
Defendant did something terrible, which was a “not-so-subtle reference to the
Defendant assaulting [the victim].” Defendant contends that counsel provided his
personal opinion about Defendant’s actions by telling the jury that no one deserved
what happened to the victim and that “no one is going to stand up here and tell you
that it’s okay or that any kind of that behavior, if true, is okay. It’s not.” According
to Defendant, in McAllister, the Court was troubled by defense counsel’s similar
offering of his personal opinion about his client’s culpability for assault. Second,
Defendant claims “[a]nother commonality is that defense counsel in both cases urged
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Opinion of the Court
the respective juries to find their clients not guilty of the more serious offenses.”
Defendant argues that his counsel “only made a cursory argument about the [assault
on a female] count, saying that while he was not telling the jury to convict his client
for that offense (and attempted breaking or entering and communicating threats),
they should ‘[d]o what you believe the law requires you to do.’” We are not persuaded
by either reason.
First, Defendant is incorrect that his counsel referenced Defendant as
assaulting the victim and that his counsel gave his personal opinion implying there
was no conclusion other than Defendant’s guilt, as in McAllister. A core element of
our Supreme Court’s reasoning in McAllister was that the defense counsel “not only
reminded the jury that [the] defendant had admitted he ‘did wrong’ during the
altercation in which [the victim] got ‘hurt,’ but defense counsel then proceeded to also
state his own personal opinion that ‘God knows he did [wrong]’—thereby implying
that there was no justification for [the] defendant’s use of force against [the victim].”
McAllister, 375 N.C. at 474; see also Guin, 2022-NCCOA-133, at ¶ 37 (referring to
this reason as one of “three core reasons” the Court found the statements
problematic). Here, the two excerpts from closing arguments cited by Defendant
neither express nor imply that there was no other outcome other than that Defendant
was guilty of assault on a female. Instead, Defendant’s counsel expressly stated, “I’m
not asking you to find him guilty of assault on a female.” Counsel made this clear
after he stated that “you can believe that he committed a non-gun-related assault[,] .
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Opinion of the Court
. . [a]nd everything the State said still makes sense.” Nor does the other excerpt cited
by Defendant concede Defendant’s guilt, explicitly or implicitly; rather, at worst, it
expresses that the jury “may or may not” find Defendant guilty of an offense.5 As
such, the statements do not rise to the level of those in McAllister.
Second, while Defendant’s counsel urged the jury to find Defendant not guilty
of the more serious offenses, Defendant himself makes clear that counsel did not
completely omit the assault on a female count from the counts on which he asked the
jury to find Defendant not guilty. In contrast, as our Supreme Court expressly stated
in McAllister, defense counsel “overtly s[ought] a not guilty verdict as to the three
more serious charges” but “omitt[ed] mention of the assault on a female charge” by
“not expressly mentioning that charge at all during the entire closing argument . . . .”
McAllister, 375 N.C. at 474 (emphasis added). The Court thus concluded that “the
only logical inference in the eyes of the jury would have been that defense counsel
was implicitly conceding defendant’s guilt as to that charge.” Id. Here, however, we
5 We are cognizant that some of defense counsel’s remarks may have implicitly acknowledged
the likelihood that the jury would believe the State as to some charges and not others. For example,
before clarifying that he was “not asking [the jury] to find [Defendant] guilty of assault on a female[,]”
defense counsel remarked that the jury “can believe that [Defendant] committed a non-gun-related
assault[,] . . . [a]nd everything the State said still makes sense.” However, we emphasize that the
distinction between differentiating charges by evidentiary support, as defense counsel did in this case,
and an actual concession, express or implied, is more than a formality or commitment to literalism.
Just as critical to the effective performance of counsel as the commitment not to concede on a client’s
behalf is the ability to argue nuance to a jury that may otherwise—as defense counsel suggested—be
tempted to think in “black-and-white” terms. Without the ability to argue, in the hypothetical, that a
jury could find a client guilty of one charge and not another, a criminal defense attorney’s work would
be reduced to a parody of itself, hamstringing the credibility of its own arguments.
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cannot say that the only logical inference to be drawn from defense counsel’s
argument was a concession of Defendant’s guilt as to the assault on a female charge
because counsel did not completely omit mention of this charge; indeed, he asked the
jury to “return a verdict of not guilty” shortly after discussing this charge in the
closing argument. We therefore conclude that Defendant’s reliance on McAllister is
unconvincing, and we do not believe Defendant has demonstrated Harbison error.
CONCLUSION
For the foregoing reasons, Defendant has not shown that the trial court abused
its discretion by denying his motion for a mistrial, nor has he demonstrated that his
trial counsel implicitly conceded his guilt of assault on a female.
NO ERROR.
Judges TYSON and ZACHARY concur.
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