State v. Aune , 2021 ND 7 ( 2021 )


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  •                                                                                FILED
    IN THE OFFICE OF THE
    CLERK OF SUPREME COURT
    JANUARY 12, 2021
    STATE OF NORTH DAKOTA
    IN THE SUPREME COURT
    STATE OF NORTH DAKOTA
    
    2021 ND 7
    State of North Dakota,                                   Plaintiff and Appellee
    v.
    Steven Donald Aune,                                  Defendant and Appellant
    No. 20200159
    Appeal from the District Court of Walsh County, Northeast Judicial District,
    the Honorable Barbara L. Whelan, Judge.
    AFFIRMED.
    Opinion of the Court by McEvers, Justice.
    Kelley M.R. Cole, State’s Attorney, Grafton, ND, for plaintiff and appellee.
    Kiara C. Kraus-Parr, Grand Forks, ND, for defendant and appellant.
    State v. Aune
    No. 20200159
    McEvers, Justice.
    [¶1] Steven Donald Aune appeals from a criminal judgment after he was
    convicted by a jury of manslaughter. On appeal, Aune argues the jury’s verdict
    was inconsistent and the district court relied on an impermissible sentencing
    factor, rendering his sentence illegal. Aune argues his conviction should be
    reversed or, in the alternative, that his sentence should be reversed. We
    affirm.
    I
    [¶2] On May 1, 2019, Aune’s adult twin daughters were both living at his
    home. One of the daughters had been living with Aune for some time, but the
    other daughter, S.A., had only been staying with Aune for about one week prior
    to her death. Aune and S.A. had an argument, and Aune picked up a rifle
    during the argument, which fired and struck S.A. Aune did not call 911 or
    attempt to render any aid to S.A., but he allowed the other daughter to use his
    pickup to take S.A. to the nearest hospital. S.A. died as a result of the gunshot
    wound.
    [¶3] Aune was charged with murder in violation of N.D.C.C. § 12.1-16-
    01(1)(a) and (b), a class AA felony, defined as intentionally or knowingly
    causing the death of another human being, or causing the death of another
    human under circumstances manifesting extreme indifference to the value of
    human life. A trial was held with several witnesses testifying. At trial, Aune
    requested the district court instruct the jury on lesser included offenses of
    manslaughter and negligent homicide. Aune testified he had been drinking
    heavily the night before, that he did not mean to shoot his daughter, and that
    he typically kept the rifle unloaded with the safety on. A jury found Aune
    guilty of manslaughter, a class B felony, on January 22, 2020. A sentencing
    hearing was held on June 4, 2020 where the court considered a number of
    factors in sentencing. Aune was sentenced to ten years of incarceration.
    Judgment was entered on June 8, 2020. Aune timely appealed on June 9, 2020.
    1
    II
    [¶4] Aune argues the jury’s guilty verdict on the charge of manslaughter and
    not guilty on the charge of murder under circumstances manifesting extreme
    indifference to the value of human life was inconsistent.
    [¶5] “The standard of review for reconciling a jury verdict is whether the
    verdict is legally inconsistent.” State v. Lehman, 
    2010 ND 134
    , ¶ 17, 
    785 N.W.2d 204
    . This Court has stated an inconsistent verdict is one in which the
    jury has not followed the district court’s instructions and the verdicts cannot
    be rationally reconciled. State v. McClary, 
    2004 ND 98
    , ¶ 6, 
    679 N.W.2d 455
    .
    “Strict standards of logical consistency need not be applied to jury verdicts in
    criminal cases.” State v. Jahner, 
    2003 ND 36
    , ¶ 19 
    657 N.W.2d 266
    .
    Reconciliation of a verdict includes an examination of both the law and the case
    in order to determine whether the verdict is logical and probable, and therefore
    consistent, or illogical and clearly contrary to the evidence. 
    Id.
     “Even if a jury
    fails to convict a defendant on a charge having a similar element to a charge
    on which the defendant is convicted, there is no legal inconsistency if there is
    substantial evidence to support the charge on which he is convicted.” State v.
    Pavlicek, 
    2012 ND 154
    , ¶ 10, 
    819 N.W.2d 521
     (quoting Jahner, at ¶ 21).
    [¶6] Aune was charged with intentional murder under N.D.C.C. § 12.1-16-
    01(1)(a), which required the State to prove beyond a reasonable doubt that
    Aune had intentionally or knowingly caused his daughter’s death. Aune does
    not argue that the verdict finding him guilty of manslaughter is inconsistent
    with the verdict finding him not guilty of intentional or knowing murder. The
    State also charged Aune in the alternative with murder under N.D.C.C. § 12.1-
    16-01(1)(b) causing death under circumstances manifesting extreme
    indifference to the value of human life, which required the State to prove Aune
    had willfully caused his daughter’s death. The definition of willfully includes
    the mens reas of intentionally, knowingly, or recklessly committing the offense.
    Aune argues that the guilty verdict for manslaughter is inconsistent with the
    not guilty verdict on the extreme indifference murder charge because the
    culpability for each charge includes recklessly causing the death.
    2
    [¶7] “Unchallenged jury instructions become the law of the case.” State v.
    Coppage, 
    2008 ND 134
    , ¶ 23, 
    751 N.W.2d 254
     (quoting State v. Rogers, 
    2007 ND 68
    , ¶ 10, 
    730 N.W.2d 859
    ). Aune did not challenge the substance of the
    jury instructions in this case, and Aune specifically requested the district court
    include an instruction on manslaughter.
    [¶8] We need not determine if the verdicts were legally inconsistent. We have
    stated “[i]t is a cardinal rule of appellate review that a party may not challenge
    as error a ruling or other trial proceeding invited by that party.” State v. Rende,
    
    2018 ND 56
    , ¶ 9, 
    907 N.W.2d 361
     (quoting State v. White Bird, 
    2015 ND 41
    , ¶
    23, 
    858 N.W.2d 642
    ). When Aune requested the district court to instruct on
    manslaughter as a lesser included offense, and participated in crafting the jury
    verdict forms, he waived any error. See Rende, at ¶¶ 7-9 (discussing three
    categories of error: forfeited error, waived error, and structural error). Aune
    may not now seek reversal on a possible error he invited.
    III
    [¶9] Aune argues his sentence is illegal because the district court relied on an
    impermissible factor at sentencing by considering Aune’s prior convictions
    without first ascertaining whether those convictions were uncounseled. Aune
    does not argue his past convictions were actually uncounseled. Instead, Aune
    argues the State’s failure to provide information to the court about whether
    Aune’s prior convictions were uncounseled “is an invitation to the court to
    consider an impermissible factor.” Aune argues his criminal history was one
    of the factors relied upon by the court to give a maximum sentence, which
    indicates that the court relied upon an impermissible factor, making the
    sentence illegal.
    [¶10] This Court’s review of a sentence is generally confined to whether the
    district court acted within the statutory sentencing limits or substantially
    relied on an impermissible factor. State v. Gonzalez, 
    2011 ND 143
    , ¶ 6, 
    799 N.W.2d 402
    . A trial judge is allowed the widest range of discretion in
    determining the appropriate criminal sentence. State v. Corman, 
    2009 ND 85
    ,
    ¶ 15, 
    765 N.W.2d 530
    . This Court has no power to review the discretion of the
    3
    sentencing court when the term of imprisonment is within the range
    authorized by statute. Gonzalez, at ¶ 6.
    [¶11] The district court gave Aune a sentence within the limits prescribed by
    statute. Aune was convicted of manslaughter, a class B felony, which has a
    maximum sentence of ten years’ incarceration. N.D.C.C. § 12.1-32-01(3). Aune
    was sentenced to serve ten years, the maximum term of incarceration
    permitted by statute. We next consider whether the court substantially relied
    on an impermissible factor.
    [¶12] This Court recently considered a strikingly similar argument in State v.
    Evanson, 
    2020 ND 4
    . In Evanson, this Court reiterated that when a defendant
    does not object at sentencing to the introduction of prior convictions, and the
    prior convictions are not relied upon to enhance a term of incarceration, the
    appropriate standard of the review is obvious error. Evanson at ¶ 9 (relying
    on State v. Henes, 
    2009 ND 42
    , ¶¶ 7-11, 
    763 N.W.2d 502
    ). As in Evanson, Aune
    did not object to the introduction of his criminal history at sentencing.
    [¶13] Issues raised for the first time on appeal will not be addressed unless the
    alleged error rises to the level of obvious error. Henes, 
    2009 ND 42
    , ¶ 7. Aune
    was given the opportunity to object if his criminal history included prior
    uncounseled convictions when the district court asked Aune’s counsel if Aune
    had received the presentence report, which contained his criminal history.
    Instead, Aune’s counsel told the court they had received the report and had “no
    corrections.” Without an objection at the court to preserve the issue or a
    showing that a substantive error has been made, the proper standard of review
    is obvious error. See Henes, at ¶ 7.
    [¶14] Aune has not argued obvious error on appeal. When a party fails to
    argue obvious error, this Court has discretion whether to consider the issue.
    State v. Smith, 
    2019 ND 239
    , ¶ 15, 934 N.W.2d. 1. Here, the district court
    imposed the maximum sentence and we will exercise our discretion, and
    address Aune’s argument under obvious error. This Court notices obvious
    error “only in exceptional circumstances in which a party has suffered a serious
    injustice.” Henes, 
    2009 ND 42
    , ¶ 8. Under obvious error review, the burden
    4
    falls on the appellant to establish obvious error by showing: (1) error, (2) that
    is plain, and (3) that affects substantial rights. State v. Doppler, 
    2013 ND 54
    ,
    ¶ 14, 
    828 N.W.2d 502
    . “To affect substantial rights, a plain error must have
    been prejudicial, or have affected the outcome of the proceeding.” State v.
    Wegley, 
    2008 ND 4
    , ¶ 14, 
    744 N.W.2d 284
    . The first inquiry under the
    framework for obvious error is whether an error occurred. See State v.
    Thompson, 
    2010 ND 10
    , ¶ 26, 
    777 N.W.2d 617
    .
    [¶15] Prior uncounseled convictions are considered impermissible factors
    solely within the narrow context of a sentencing court relying on the factor to
    enhance the defendant’s term of incarceration or subject the defendant to a
    mandatory minimum. See, e.g., Henes, 
    2009 ND 42
    , ¶ 12. “A district court
    enhances a sentence when it increases a defendant’s sentence beyond the
    statutory maximum sentence to another offense level or sentencing range, or
    under a mandatory sentencing provision because of a subsequent offense.” Id.
    at ¶ 11 (statutory citations omitted). Aune did not receive an enhanced
    sentence, because his sentence was not beyond the statutory maximum, nor
    were the convictions used to impose a mandatory minimum sentence.
    [¶16] Aune cannot establish obvious error, because he has failed to establish
    an error occurred. Criminal history is a factor that a trial judge should
    consider to determine the proper sentence. State v. Woehlhoff, 
    473 N.W.2d 446
    ,
    450 (N.D. 1991). Section 12.1-32-04(7), N.D.C.C., states that a district court
    may consider whether the defendant has no history of prior delinquency or
    criminal history or has led a law abiding life for a substantial period of time
    before the commission of the present offense. Further, N.D.C.C. § 12.1-32-04(9)
    provides that a court may consider the defendant’s character, history, and
    attitudes to determine if he or she is likely to commit another offense for
    sentencing purposes. Aune has not shown that his prior convictions were
    uncounseled nor was he given an enhanced sentence based upon his criminal
    history. The record reflects the court considered a number of factors, including
    Aune’s: (1) educational level, with his master’s degree in special education; (2)
    history of chemical dependency, including alcohol and drug usage; (3)
    significant medical history; (4) failure to abide by terms of probation on
    previous occasions; and (5) propensity for violence based on his criminal history
    5
    and other factors. The record presents no evidence of error in sentencing.
    Instead, the record shows the court’s appropriate consideration of Aune’s prior
    convictions as one of many sentencing factors under N.D.C.C. § 12.1-32-04.
    IV
    [¶17] We affirm the judgment.
    [¶18] Jon J. Jensen, C.J.
    Gerald W. VandeWalle
    Daniel J. Crothers
    Lisa Fair McEvers
    Jerod E. Tufte
    6