State v. Dye ( 2015 )


Menu:
  •                                     - 989 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    State of Nebraska, appellee, v.
    Brandon Dye, appellant.
    ___ N.W.2d ___
    Filed October 23, 2015.   No. S-14-792.
    1.	 Waiver: Appeal and Error. The validity of an appeal waiver is a ques-
    tion of law.
    2.	 Judgments: Appeal and Error. When dispositive issues on appeal
    present questions of law, an appellate court has an obligation to reach an
    independent conclusion irrespective of the decision of the court below.
    3.	 Constitutional Law: Waiver: Appeal and Error. A defendant can
    waive a constitutional right, including the right to appeal, if done know-
    ingly and voluntarily.
    4.	 Convictions: Sentences: Waiver: Appeal and Error. When a defend­
    ant appeals a conviction or sentence despite having waived his or her
    right to appeal, an appellate court should enforce the waiver only after
    having reviewed (1) whether the appeal falls within the scope of the
    waiver, (2) whether the defendant knowingly and voluntarily waived his
    or her right to appeal, and (3) whether enforcing the waiver would result
    in a miscarriage of justice.
    5.	 Waiver: Proof: Appeal and Error. The burden of proof is on the State
    to demonstrate that an agreement clearly and unambiguously waives a
    defendant’s right to appeal.
    6.	 Waiver: Appeal and Error. Waivers of the right to appeal are to be
    applied narrowly, with any ambiguities construed against the State and
    in favor of the defendant’s right to appeal.
    7.	 Sentences: Waiver: Appeal and Error. Even when a defendant has
    made a valid waiver of appeal rights, an appellate court may reverse a
    sentence that is outside of statutory limits or otherwise not authorized
    by law.
    8.	 Waiver: Appeal and Error. Once an appellate court has determined
    that an appeal waiver is enforceable, the proper remedy is for the appel-
    late court to dismiss the appeal.
    - 990 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    Appeal from the District Court for Hall County: Teresa K.
    Luther, Judge. Appeal dismissed.
    Mark Porto, of Shamberg, Wolf, McDermott & Depue, for
    appellant.
    Douglas J. Peterson, Attorney General, and Kimberly A.
    Klein for appellee.
    Brandon Dye, pro se.
    Heavican, C.J., Wright, Connolly, McCormack, Miller-
    Lerman, and Cassel, JJ., and Moore, Judge.
    Miller-Lerman, J.
    NATURE OF CASE
    Brandon Dye was convicted by a jury of six crimes: one
    felony count of robbery, two felony counts of first degree false
    imprisonment, one misdemeanor count of third degree assault,
    one misdemeanor count of third degree sexual assault, and
    one misdemeanor count of carrying a concealed weapon. After
    trial, the parties entered into a sentencing agreement pursuant
    to which the State recommended, inter alia, that a sentence of
    imprisonment for 12 to 13 years for the robbery conviction be
    imposed and that the other sentences be served concurrently to
    such sentence. The district court for Hall County imposed sen-
    tences in conformity with the recommendation. Dye appeals.
    The State argues that this appeal should be dismissed because,
    as part of the sentencing agreement, Dye waived his right to
    appeal. Dye argues that the waiver is unenforceable. We con-
    clude that the waiver is enforceable, and we therefore dismiss
    this appeal.
    STATEMENT OF FACTS
    The incident giving rise to the charges against Dye occurred
    on the afternoon of November 7, 2013, when Dye kicked in
    the door of a hotel room in Grand Island, Nebraska, that was
    - 991 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    occupied by three sisters. Dye entered the hotel room because
    he was searching for a relative of the sisters for the purpose of
    retrieving a debt the relative owed to him. While in the hotel
    room, Dye grabbed and bent the arm of one of the sisters and
    took a cell phone from her and he attempted to take cell phones
    from the other sisters. Dye also made a number of sexually
    suggestive comments to the sisters, which they interpreted as
    offering money in exchange for sexual favors, and he touched
    one of the sisters on the backside. Based on these actions, the
    State charged Dye with robbery, two counts of first degree false
    imprisonment, third degree assault, third degree sexual assault,
    and carrying a concealed weapon. The State also alleged that
    Dye was a habitual criminal.
    Dye’s defense at trial was based primarily on his assertion
    that at the time of the incident, he was temporarily insane
    as the result of having involuntarily consumed a drug that
    another person put in his drink. Dye admitted that shortly
    before the incident, he had been drinking alcohol and smoking
    marijuana with his sister and her boyfriend. He testified that
    he had consumed a similar amount of alcohol and marijuana
    on other occasions and that it had not caused him problems
    but that on this occasion, he temporarily lost consciousness.
    Although he recalled a taxi arriving at his house shortly before
    the incident occurred, he did not recall anything further until
    he regained consciousness when police arrived at the scene of
    the incident. He testified that even at that point, he did not feel
    fully conscious.
    As part of his defense, Dye made an offer of proof of
    testimony by his girlfriend, Ann Chapman, regarding state-
    ments made to her by Chad Willis, the boyfriend of Dye’s
    sister. In a hearing on the admissibility of her testimony,
    Chapman testified that Willis had told her that on the day of
    the incident, he had put something into Dye’s drink without
    Dye’s knowledge. Chapman testified that Willis said that he
    had “drugged” Dye’s drink with a substance he identified as
    “‘E.’” Dye argued that Chapman’s testimony regarding Willis’
    - 992 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    statements should be admitted as an exception to the hearsay
    rule pursuant to Neb. Rev. Stat. § 27-804(2)(c) (Reissue 2008)
    because it was a statement tending to expose the declarant to
    criminal liability. The court found that Willis, who was incar-
    cerated, was unavailable as a witness; however, the court con-
    cluded that the hearsay statements were not admissible under
    § 27-804(2)(c), because the circumstances did not demonstrate
    the trustworthiness of the statements.
    The jury found Dye guilty of all counts. When the matter
    came for sentencing, the State presented evidence to support
    its allegation that Dye was a habitual criminal. At the sen-
    tencing hearing, the court noted that a plea agreement had
    been offered to Dye prior to the trial and that a sentencing
    agreement had been offered to Dye after the convictions but
    prior to the sentencing hearing. The court expressed con-
    cern that Dye did not understand the potential benefit of the
    agreements, because he did not understand the constraints
    that would be placed on the court’s sentencing discretion if
    it found Dye to be a habitual criminal, specifically, that the
    court would be required to sentence him to imprisonment
    for a mandatory minimum of 10 years and that he would
    not be eligible for parole during that 10-year period. The
    court therefore continued the sentencing to a later date in
    order to give Dye an opportunity to review his options with
    his attorney.
    At the next sentencing hearing, the court was informed that
    the State and Dye had reached an agreement as to a sentenc-
    ing recommendation. The sentencing agreement required the
    State to withdraw the habitual criminal allegation, and, as
    part of the sentencing agreement, Dye signed a waiver which
    stated as follows:
    I, Brandon Dye, after receiving counsel from my
    attorney . . . hereby voluntarily and knowingly and
    intelligently waive any rights to appeal this case and
    to any post-conviction relief that I may otherwise be
    entitled. I understand this waiver includes appellant
    - 993 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    [sic] and post-conviction relief that may arise from both
    statutory or constitutional authority. This waiver comes
    pursuant to a bargain [sic] for agreement, whereby the
    State agrees to dismiss the habitual criminal charge
    against me and recommend a 12 - 13 year sentence on
    Count I, with the remaining counts to be run concurrent
    to that charge.
    The court questioned Dye regarding his understanding of
    the sentencing agreement and the waiver. Dye replied in the
    affirmative to the court’s questions regarding whether he
    wished to waive his right to appeal and to go with the sen-
    tencing recommendation and whether he understood the effect
    of the waiver and the sentencing agreement. The court then
    stated that it would follow the sentencing recommendation.
    In accordance with the sentencing recommendation, the court
    sentenced Dye to imprisonment for 12 to 13 years for the
    robbery conviction, for 2 to 4 years for each of the two false
    imprisonment convictions, and for 1 year each for the assault,
    sexual assault, and concealed weapon convictions, and the
    court ordered that all the sentences be served concurrently to
    one another.
    Dye filed a pro se notice of appeal, and his trial coun-
    sel thereafter filed a motion to withdraw as counsel. The
    Nebraska Court of Appeals allowed trial counsel to withdraw
    and required the district court to appoint new counsel for
    appeal. We later sustained the State’s petition to bypass the
    Court of Appeals.
    ASSIGNMENTS OF ERROR
    In a brief prepared by appellate counsel, Dye claims that
    (1) the sentencing agreement, pursuant to which he waived
    his right to appeal, is unenforceable, and (2) the district court
    erred when it determined that Chapman’s testimony regarding
    Willis’ statements was inadmissible hearsay.
    We note that after the State filed its brief, Dye filed a pro
    se reply brief in which he made several new assignments of
    - 994 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    error. For reasons including our disposition of this appeal,
    these purported assignments of error are neither properly
    before nor considered by the court.
    STANDARD OF REVIEW
    [1,2] The validity of an appeal waiver is a question of law.
    See U.S. v. Walters, 
    732 F.3d 489
    (5th Cir. 2013). When dis-
    positive issues on appeal present questions of law, an appellate
    court has an obligation to reach an independent conclusion irre-
    spective of the decision of the court below. State v. Casterline,
    
    290 Neb. 985
    , 
    863 N.W.2d 148
    (2015).
    ANALYSIS
    Dye contends that the sentencing agreement, pursuant to
    which he waived his right to appeal, is unenforceable and that
    we should consider the merits of his assigned error regarding
    the district court’s evidentiary ruling. He argues that appeal
    waivers are against public policy and should not be enforced.
    The State contends that the waiver is enforceable. We agree
    with the State, and we therefore dismiss this appeal.
    [3] We have previously stated that a “defendant can waive
    a constitutional right, including the right to appeal, if done
    knowingly and voluntarily.” State v. Anderson, 
    279 Neb. 631
    ,
    637, 
    781 N.W.2d 55
    , 60 (2010). In Anderson, the defendant
    argued that two prior driving under the influence convictions
    could not be used to find him guilty of driving under the
    influence, third offense, because he was denied due process in
    connection with those convictions when he waived his right
    to appeal those prior convictions by pleading guilty under the
    uniform waiver system. We rejected the defendant’s argument
    and concluded that the waiver of appeal rights in the prior
    convictions did not violate due process and render the prior
    convictions invalid for purposes of characterizing the cur-
    rent offense.
    Our analysis in Anderson was modest due to the nature of
    the issue presented. In the instant case, we must now analyze
    - 995 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    the legal landscape where a defendant waives the right to
    appeal but nevertheless directly attempts to appeal the convic-
    tion or sentence. The obvious obstacle to the appeal lies in
    Dye’s waiver of his appellate rights. We consider this issue
    in three parts: First, do appeal waivers violate public policy?
    Second, if not, what should an appellate court review before
    enforcing a specific waiver? And third, what is the remedy to
    enforce an appeal waiver?
    Appeal Waivers Do Not Violate
    Public Policy in Nebraska.
    As noted above, in Anderson, we generally acknowledged
    that a defendant may waive the right to appeal. This is in line
    with the weight of authority from other state jurisdictions
    which holds that a waiver of appeal rights is enforceable when
    made knowingly and voluntarily. See Annot., 
    89 A.L.R. 3d 864
    (1979). See, also, Gwin v. State, 
    456 So. 2d 845
    (Ala. Crim.
    App. 1984); Staton v. Warden, 
    175 Conn. 328
    , 
    398 A.2d 1176
    (1978); People v. Fearing, 
    110 Ill. App. 3d 643
    , 
    442 N.E.2d 939
    , 
    66 Ill. Dec. 378
    (1982); Creech v. State, 
    887 N.E.2d 73
    (Ind. 2008); State v. Hinners, 
    471 N.W.2d 841
    (Iowa 1991);
    State v. Perkins, 
    108 Wash. 2d 212
    , 
    737 P.2d 250
    (1987). But
    see, State v. Ethington, 
    121 Ariz. 572
    , 
    592 P.2d 768
    (1979);
    People v. Harrison, 
    386 Mich. 269
    , 
    191 N.W.2d 371
    (1971);
    Spann v. State, 
    704 N.W.2d 486
    (Minn. 2005).
    In the federal courts, the Court of Appeals for the Eighth
    Circuit observed that “[a]s a general rule, a defendant is
    allowed to waive appellate rights” and that “[e]very [federal]
    circuit that has considered this issue has reached the conclu-
    sion that at least some forms of appeal waivers are permis-
    sible.” U.S. v. Andis, 
    333 F.3d 886
    , 889 (8th Cir. 2003). The
    court in Andis noted that “the right to appeal is not a [federal]
    constitutional right but rather ‘purely a creature of statute.’”
    
    Id. (citing Abney
    v. United States, 
    431 U.S. 651
    , 
    97 S. Ct. 2034
    , 
    52 L. Ed. 2d 651
    (1977)). The court reasoned that given
    a defendant can waive certain constitutional rights, such as
    - 996 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    the right to a jury trial, the right to confront accusers, and the
    privilege against self-incrimination, it “would be hard-pressed
    to find a reason to prohibit a defendant from waiving a purely
    statutory right.” 
    Id. We note
    that although Andis states that the U.S. Constitution
    does not guarantee the right to appeal a criminal convic-
    tion, Neb. Const. art. I, § 23, does provide that in capital
    cases, appeal to this court is a matter of right. The state
    Constitution continues that “[i]n all other cases, criminal or
    civil, an aggrieved party shall be entitled to one appeal to [the
    Court of Appeals] or to the Supreme Court as may be provided
    by law.” Furthermore, an earlier version of Neb. Const. art. I,
    § 23, provided for the right of appeal in felony cases. Thus,
    in Nebraska, the right to appeal has long been guaranteed by
    the state Constitution. Nevertheless, as noted in Andis, consti-
    tutional rights can be waived; therefore, the right to appeal,
    even if provided by our state Constitution, can be waived.
    See Leach v. State, 
    914 So. 2d 519
    (Fla. App. 2012) (right to
    appeal, which is protected by state constitution, may be waived
    by defendant).
    We note that Dye’s waiver was not made pursuant to a plea
    agreement but that instead, Dye had already been convicted of
    six crimes before he signed the waiver as part of a sentenc-
    ing agreement reached with the State. The authorities cited
    above, to the effect that appeal waivers do not violate public
    policy, mostly involve appeal waivers made pursuant to plea
    agreements. In this regard, we are aware that some courts have
    expressed concern regarding appeal waivers made as part of a
    sentencing agreement for the reason that after the defendant
    has been convicted, the prosecutor is in a stronger position
    to demand concessions. See, e.g., 
    Spann, supra
    . However,
    we are more persuaded by the reasoning of the courts which
    have endorsed appeal waivers in sentencing agreements and
    have observed that, if anything, a “defendant’s appreciation of
    the value of the right to appeal is far more refined after guilt
    or innocence has been decided by trial than before.” People
    - 997 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    v Seaberg, 
    74 N.Y.2d 1
    , 10, 
    541 N.E.2d 1022
    , 1026, 
    543 N.Y.S.2d 968
    , 972 (1989).
    We believe the defendant is in a better position after con-
    viction than before trial to assess the potential value of an
    appeal when negotiating with a prosecutor. Other courts have
    offered similar reasoning and approved appeal waivers as
    part of sentencing agreements. See, 
    Leach, 914 So. 2d at 522
    (“[w]e see no reason to treat a plea bargain waiver of the right
    to appeal differently from a waiver that occurs in a sentenc-
    ing bargain after a jury’s finding of guilt”); Cubbage v. State,
    
    304 Md. 237
    , 247, 
    498 A.2d 632
    , 638 (1985) (reasoning that
    appeal waiver “is equally applicable to one who faces sen-
    tencing after having been found guilty and who bargains for
    sentencing advantages in consideration of a waiver of appeal
    [as one who bargains before trial]”). To the extent there is
    concern regarding the bargaining power of the State after the
    defendant has been convicted, we think that such concern may
    be addressed in the review, discussed further below, that an
    appellate court must exercise to determine whether the appeal
    waiver was made knowingly and voluntarily and whether
    enforcement of the waiver would result in a miscarriage
    of justice. We conclude that appeal waivers do not violate
    Nebraska public policy.
    For completeness, we note that Dye’s agreement reached
    after he was convicted contained a second feature, specifically,
    this “waiver includes . . . post-conviction relief that may arise
    from both statutory or constitutional authority.” Because Dye
    is presently attempting to bring a direct appeal, the enforce-
    ability of the waiver of the right to appeal is at issue here,
    but the enforceability from a public policy standpoint of his
    waiver of postconviction rights is not directly implicated. It
    would not be prudent for us to remark on the waiver of post-
    conviction relief at this time. See U.S. v. Rollings, 
    751 F.3d 1183
    (10th Cir. 2014) (where only appellate waiver provi-
    sion is challenged, appellate court not obligated to consider
    validity of other parts of agreement). We next turn to issues
    - 998 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    an appellate court should consider when deciding whether a
    specific waiver of appeal is enforceable.
    Limited Review by Appellate Court: Before Enforcing an
    Appeal Waiver, an Appellate Court Should Review (1)
    Whether the Appeal is Within the Scope of the Waiver,
    (2) Whether the Waiver was Made Knowingly
    and Voluntarily, and (3) Whether Enforcement
    Would Result in a Miscarriage of Justice.
    Having determined as a general matter that appeal waivers
    do not violate public policy, we next set forth the process for
    an appellate court to determine whether an appeal waiver is
    enforceable in a specific case. We adopt a three-step inquiry
    developed in federal courts for this purpose.
    As discussed above, the Court of Appeals for the Eighth
    Circuit in U.S. v. Andis, 
    333 F.3d 886
    (8th Cir. 2003), stated
    that a defendant is generally allowed to waive appeal rights.
    However, the court in Andis acknowledged certain limits that
    are imposed on the enforceability of such waivers. The court
    stated that when reviewing an appeal waiver, an appellate
    court “must confirm that the appeal falls within the scope of
    the waiver and that both the waiver and plea agreement were
    entered into knowingly and voluntarily.” 
    Id. at 889-90.
    The
    court further stated that “[e]ven when these conditions are met,
    [an appellate court] will not enforce a waiver where to do so
    would result in a miscarriage of justice.” 
    Id. at 890.
    The limits
    set forth in Andis were described in U.S. v. Hahn, 
    359 F.3d 1315
    , 1325 (10th Cir. 2004), as a “three-prong analysis” which
    calls for an appellate court,
    in reviewing appeals brought after a defendant has entered
    into an appeal waiver, to determine: (1) whether the dis-
    puted appeal falls within the scope of the waiver of
    appellate rights; (2) whether the defendant knowingly and
    voluntarily waived his appellate rights; and (3) whether
    enforcing the waiver would result in a miscarriage of
    justice . . . .
    - 999 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    [4] We similarly hold that when a defendant appeals a
    conviction or sentence despite having waived his or her right
    to appeal, an appellate court should enforce the waiver only
    after having reviewed (1) whether the appeal falls within the
    scope of the waiver, (2) whether the defendant knowingly and
    voluntarily waived his or her right to appeal, and (3) whether
    enforcing the waiver would result in a miscarriage of justice.
    We therefore apply these considerations in the present case
    and discuss concepts related to each consideration in connec-
    tion therewith.
    [5,6] First, we determine whether this appeal falls within
    the scope of Dye’s waiver. The court in 
    Andis, supra
    , noted
    that the burden of proof is on the State to demonstrate that an
    agreement clearly and unambiguously waives a defendant’s
    right to appeal and that waivers of the right to appeal are to be
    applied narrowly, with any ambiguities construed against the
    State and in favor of the defendant’s right to appeal. We agree
    with and adopt this approach. In the present case, the waiver
    signed by Dye states that he waives “any rights to appeal this
    case.” We determine that the present direct appeal is clearly
    and unambiguously within the scope of Dye’s waiver.
    Second, we review whether the record shows that Dye
    knowingly and voluntarily waived his right to appeal. The
    court in Andis recognized that an agreement or waiver may
    not be knowing or voluntary if, for example, it is entered
    into upon the ineffective assistance of counsel or upon undue
    coercion. Other courts also recognize that a waiver of appeal
    rights does not waive “an ineffectiveness [of counsel] claim
    having to do with the waiver (or the plea agreement as a
    whole) and its negotiation.” U.S. v. Smith, 
    759 F.3d 702
    , 707
    (7th Cir. 2014), cert. denied ___ U.S. ___, 
    135 S. Ct. 732
    ,
    
    190 L. Ed. 2d 457
    . See, also, MacDonald v. State, 
    778 A.2d 1064
    (Del. 2001). In the present case, however, Dye does not
    assert, and there is no indication in the record, that the waiver
    was the result of ineffective assistance of counsel or undue
    coercion. Instead, the record shows that the district court
    - 1000 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    questioned Dye at length regarding his understanding of the
    sentencing agreement, the waiver, and the consequences and
    that Dye replied in the affirmative to the court’s questions
    regarding whether he wished to waive his right to appeal and
    whether he understood the effect of the waiver. The record
    demonstrates that Dye knowingly and voluntarily waived his
    right to appeal.
    [7] Finally, we consider whether enforcing the waiver would
    result in a miscarriage of justice. With respect to a miscarriage
    of justice, the Court of Appeals for the Eighth Circuit in U.S.
    v. Andis, 
    333 F.3d 886
    , 891 (8th Cir. 2003), noted that “this
    exception is a narrow one and will not be allowed to swallow
    the general rule that waivers of appellate rights are valid.”
    However, the court in Andis acknowledged, in connection
    with the miscarriage of justice consideration, that, inter alia,
    “a defendant has the right to appeal an illegal sentence, even
    though there exists an otherwise valid 
    waiver.” 333 F.3d at 891-92
    . The court further noted that a sentence is illegal when
    it is not authorized by the judgment of conviction or when
    it is greater or lesser than the permissible statutory penalty
    for the crime. Therefore, even when a defendant has made a
    valid waiver of appeal rights, an appellate court may reverse
    a sentence that is outside of statutory limits or otherwise not
    authorized by law.
    The Andis court noted that some federal circuits have
    included within the miscarriage of justice exception sen-
    tences based on impermissible factors and claims of ineffec-
    tive assist­ance of counsel. However, the sentences in this case
    are within statutory limits. And, other than Dye’s argument
    that appeal waivers in general violate public policy, he makes
    no claim, and we see no indication in the record, that enforce-
    ment of the specific waiver in this case would result in a mis-
    carriage of justice.
    Having determined that this appeal is within the scope of
    Dye’s waiver, that Dye waived his appeal rights knowingly
    and voluntarily, and that enforcement of the waiver will not
    - 1001 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    result in a miscarriage of justice, we conclude that Dye’s
    waiver of appeal is enforceable.
    Remedy to Enforce Waiver of Appeal: Proper
    Remedy to Enforce a Valid Waiver of Appeal
    Rights Is to Dismiss the Appeal.
    [8] Having determined that the appeal waiver is enforce-
    able, we must determine how the waiver is to be enforced
    when the defendant ignores the waiver and attempts to appeal
    the convictions or sentences. We agree with the majority of
    courts which have concluded that once an appellate court has
    determined that an appeal waiver is enforceable, the proper
    remedy is for the appellate court to dismiss the appeal. E.g.,
    U.S. v. Smith, 
    759 F.3d 702
    (7th Cir. 2014); U.S. v. Rollings,
    
    751 F.3d 1183
    (10th Cir. 2014); U.S. v. Walters, 
    732 F.3d 489
    (5th Cir. 2013); Cubbage v. State, 
    304 Md. 237
    , 
    498 A.2d 632
    (1985).
    Contrary to the weight of authority, we are aware that in
    State v. Gibson, 
    68 N.J. 499
    , 512, 
    348 A.2d 769
    , 775 (1975),
    the Supreme Court of New Jersey held that “a defendant [who
    has signed an appeal waiver and] who has not pleaded guilty,
    but has been convicted after trial, remains desirous of securing
    appellate review of the conviction and files therefor in time,
    should be allowed his appeal.” The New Jersey court distin-
    guished an appeal waiver as part of a plea agreement from
    the situation in which the defendant was convicted at trial and
    waived appeal rights as part of a sentencing agreement. The
    New Jersey court warned that “a defendant who has obtained
    sentence or charge concessions in consideration of the appeal-
    waiver would be subject to their revocation, at the option of the
    State, immediately upon the filing of the appeal.” 
    Id. The New
    Jersey court therefore required that the trial court advise the
    defendant that “notwithstanding his agreement not to appeal
    the conviction he may nevertheless file a timely appeal, but
    that if he does so, then, at the option of the prosecutor, the
    agreement will become inoperative and he may be resentenced
    - 1002 -
    Nebraska A dvance Sheets
    291 Nebraska R eports
    STATE v. DYE
    Cite as 
    291 Neb. 989
    . . . and that any charges dismissed pursuant thereto may be
    reinstated.” 
    Id. at 513,
    348 A.2d at 776. As we read Gibson,
    the consequence to a convicted defendant who files an appeal
    notwithstanding an appeal waiver is that all concessions agreed
    to by the prosecution are revoked.
    The Court of Appeals of Maryland considered Gibson in
    
    Cubbage, supra
    , and rejected the Gibson holding. We agree
    with the analysis in Cubbage. The court in Cubbage noted,
    inter alia, “difficulties with the New Jersey approach,” includ-
    ing concerns with regard to judicial economy and with regard
    to situations in which the waiver is part of an agreement
    involving multiple 
    cases. 304 Md. at 249
    , 498 A.2d at 638.
    Because of such concerns, the court concluded that “the bet-
    ter rule is to hold the defendant to the knowing and voluntary
    waiver which he made” and that “[o]nce the appellate court
    confirms that the waiver is indeed knowing and voluntary, the
    appeal going to the merits of the judgment of conviction should
    be dismissed.” 
    Id. at 250,
    498 A.2d at 639.
    We similarly hold that once an appellate court has made
    the determinations that an appeal falls within the scope of the
    appeal waiver, that the defendant knowingly and voluntarily
    waived his or her right to appeal, and that enforcing the appeal
    waiver would not result in a miscarriage of justice, then the
    appeal going to the merits of the judgment of conviction and
    sentence should be dismissed. This is the remedy followed in
    U.S. v. Andis, 
    333 F.3d 886
    (8th Cir. 2003), and the majority of
    cases, and we employ it here.
    Because dismissal is the proper remedy, we do not consider
    the evidentiary issue Dye has raised in this appeal.
    CONCLUSION
    We conclude that Dye’s waiver of his right to appeal entered
    into as part of a sentencing agreement after trial is enforce-
    able. We therefore dismiss this appeal without considering the
    other issue raised by Dye.
    A ppeal dismissed.