State v. Ortega ( 2015 )


Menu:
  •     Nebraska Advance Sheets
    172	290 NEBRASKA REPORTS
    State    of   Nebraska, appellee, v. Rodrigo Alberto
    Ortega, also known as Rodrigo
    Alberto Garcia, appellant.
    ___ N.W.2d ___
    Filed February 20, 2015.    No. S-14-185.
    1.	 Attorney Fees: Appeal and Error. When attorney fees are authorized, the trial
    court exercises its discretion in setting the amount of the fee, which ruling an
    appellate court will not disturb on appeal unless the court abused its discretion.
    2.	 Pleas: Appeal and Error. Prior to sentencing, the withdrawal of a plea forming
    the basis of a conviction is addressed to the discretion of the trial court, and its
    ruling will not be disturbed on appeal absent an abuse of that discretion.
    3.	 Sentences: Appeal and Error. An appellate court will not disturb a sen-
    tence imposed within the statutory limits absent an abuse of discretion by the
    trial court.
    4.	 Affidavits: Attorney Fees. By obtaining permission to proceed in forma pau-
    peris under 
    Neb. Rev. Stat. § 25-2301.01
     (Reissue 2008), a party is not granted
    the payment of his or her attorney fees. Attorney fees are not the type of fees and
    costs contemplated by the in forma pauperis statutes.
    5.	 Right to Counsel: Attorney Fees. When counsel is appointed to represent an
    indigent misdemeanor defendant pursuant to 
    Neb. Rev. Stat. § 29-3906
     (Reissue
    2008), an application for attorney fees must be made to the appointing court.
    6.	 Appeal and Error. Appellate courts do not generally consider arguments and
    theories raised for the first time on appeal.
    7.	 Effectiveness of Counsel: Proof. To prevail on a claim of ineffective assistance
    of counsel under Strickland v. Washington, 
    466 U.S. 668
    , 
    104 S. Ct. 2052
    , 
    80 L. Ed. 2d 674
     (1984), the defendant must show that counsel’s performance
    was deficient and that this deficient performance actually prejudiced his or
    her defense.
    8.	 Effectiveness of Counsel: Records: Appeal and Error. Claims of ineffective
    assistance of counsel raised for the first time on direct appeal do not require
    dismissal ipso facto; the determining factor is whether the record is sufficient to
    adequately review the question.
    9.	 Pleas. After the entry of a plea of guilty or no contest, but before sentencing, a
    court, in its discretion, may allow a defendant to withdraw his or her plea for any
    fair and just reason, provided that the prosecution has not been or would not be
    substantially prejudiced by its reliance on the plea entered.
    10.	 Pleas: Appeal and Error. The right to withdraw a plea previously entered is
    not absolute, and, in the absence of an abuse of discretion on the part of the trial
    court, refusal to allow a defendant’s withdrawal of a plea will not be disturbed
    on appeal.
    11.	 Pleas: Proof. The burden is on the defendant to establish by clear and convincing
    evidence the grounds for withdrawal of a plea.
    12.	 Pleas. To support a finding that a plea of guilty has been entered freely, intel-
    ligently, voluntarily, and understandingly, a court must inform a defendant
    concerning (1) the nature of the charge, (2) the right to assistance of counsel,
    Nebraska Advance Sheets
    STATE v. ORTEGA	173
    Cite as 
    290 Neb. 172
    (3) the right to confront witnesses against the defendant, (4) the right to a jury
    trial, and (5) the privilege against self-incrimination. The record must also
    establish a factual basis for the plea and that the defendant knew the range of
    penalties for the crime charged.
    Appeal from the District Court for Dakota County, Paul J.
    Vaughan, Judge, on appeal thereto from the County Court for
    Dakota County, Kurt Rager, Judge. Judgment of District Court
    affirmed in part, and in part vacated.
    Randy S. Hisey and Zachary S. Hindman, of Bikakis, Mayne,
    Arneson, Hindman & Hisey, for appellant.
    Jon Bruning, Attorney General, and Austin N. Relph for
    appellee.
    Wright, Connolly, Stephan, McCormack, Miller-Lerman,
    and Cassel, JJ.
    Cassel, J.
    INTRODUCTION
    After Rodrigo Alberto Ortega, also known as Rodrigo
    Alberto Garcia, pled guilty to three misdemeanor charges in
    the county court and was sentenced, he first appealed to the
    district court. After the district court affirmed, he filed a second
    appeal to the Nebraska Court of Appeals. In an order authoriz-
    ing Ortega to proceed in forma pauperis on the second appeal,
    the district court intended to deny payment of attorney fees
    beyond the first appeal. Before this court, Ortega primarily
    attacks this purported denial of attorney fees. But we conclude
    that payment of attorney fees was not denied, because the dis-
    trict court was not the proper court to address the issue and
    no application for payment was made pursuant to the statutory
    procedure. Thus, to the extent that the order may be construed
    as addressing attorney fees, we vacate it. Finding no merit to
    Ortega’s other claims regarding denial of permission to with-
    draw his guilty pleas and allegedly excessive sentences, we
    otherwise affirm.
    BACKGROUND
    After Ortega’s vehicle was stopped by police and he was
    arrested, Ortega was charged in the county court with five
    Nebraska Advance Sheets
    174	290 NEBRASKA REPORTS
    counts. At the time of the stop, the police officers were
    responding to a complaint of a suspicious vehicle. Upon
    arrival, an officer observed Ortega’s vehicle stopped in the
    center of the roadway. During the stop, Ortega repeatedly
    disregarded the officer’s commands. Ultimately, a physical
    altercation ensued, and multiple officers were required to take
    Ortega into custody.
    At arraignment, the county court informed Ortega of the
    charges and asked him whether he wished to request counsel at
    public expense. Ortega replied that he “would like to proceed
    without [counsel].” The court immediately asked Ortega, “Do
    you understand the Court would appoint an attorney for you at
    public expense if you could not afford one?” Ortega responded,
    “Yes, I do.” In response to further inquiries, Ortega confirmed
    that he understood that counsel could be of assistance to him
    and that no one had made any threats or promises to persuade
    him to proceed without counsel. And he further confirmed
    that he was not under the influence of alcohol or drugs. The
    court pronounced its conclusion that Ortega had knowingly,
    intelligently, and voluntarily waived the right to counsel, and
    it cautioned Ortega to “let the Court know right away” if he
    changed his mind.
    The county court next inquired whether a plea agreement
    had been made. The State responded that there was no plea
    agreement. The court questioned Ortega as to his knowledge of
    the possible pleas and their effect upon his rights, and Ortega
    confirmed his understanding. The court further informed
    Ortega of the potential sentences and the possibility that future
    convictions could be enhanced. And Ortega again confirmed
    that he was not under the influence of alcohol or drugs. Ortega
    pled guilty to count 1, resisting arrest; count 3, driving during
    revocation or impoundment; and count 4, no operator’s license,
    nonresident. The State dismissed count 2, obstructing a peace
    officer, and count 5, driving left of center. The court deter-
    mined that Ortega had entered his pleas knowingly, voluntarily,
    and intelligently, and it found him guilty.
    The county court continued the matter for sentencing and
    ordered the preparation of a presentence investigation report.
    Several days later, Ortega filed an “Inmate Request Form”
    Nebraska Advance Sheets
    STATE v. ORTEGA	175
    Cite as 
    290 Neb. 172
    seeking to withdraw his guilty pleas and to stop the prepara-
    tion of the presentence investigation report. As grounds for
    withdrawal, Ortega alleged that he was under the influence
    of drugs when he entered his pleas, because he was arraigned
    only 3 days after his arrest.
    Upon its own motion, the county court appointed Ortega
    counsel from the public defender’s office. Despite the appoint-
    ment of counsel, Ortega personally filed a second inmate
    request form seeking to withdraw his guilty pleas. He again
    claimed that he was under the influence of drugs when he
    entered his pleas, and he further alleged that he was suf-
    fering from depression and stress and that the proceeding
    was “to[o] fast.” Ortega claimed that he had requested his
    appointed counsel withdraw his pleas but that counsel could
    not help him.
    Ortega’s appointed counsel moved to withdraw and alleged
    that Ortega no longer desired his representation. Counsel
    attached a letter from Ortega, stating: “I’m gonna ask you
    to stop doing anything you [are] doing for me. You are not
    the lawyer I want to defend me. You are polluted and I have
    request[ed] and sen[t] a letter to the judge to court appoint me
    a different lawyer.”
    A hearing was held on the motion to withdraw, and Ortega
    confirmed that he no longer wanted to be represented by his
    appointed counsel. He explained that he did not agree with
    counsel “on a lot of things” and that whenever he asked coun-
    sel to do something, counsel would “always go a different
    way.” However, Ortega requested that the county court appoint
    another attorney to represent him. The court overruled the
    motion, concluding that no grounds had been established to
    permit the withdrawal.
    Ortega’s appointed counsel subsequently filed a second
    motion to withdraw, alleging that Ortega was refusing to speak
    with him and that there had been a breakdown of communi-
    cation and trust. One day later, Ortega filed a letter detailing
    “all the legal reasons” to permit the withdrawal. He stated
    that he desired an “appropri[a]te” or “ade[q]uate” defense, and
    he claimed that his relationship with counsel was broken and
    could not be fixed.
    Nebraska Advance Sheets
    176	290 NEBRASKA REPORTS
    A second hearing was conducted, and appointed counsel
    explained that the relationship between himself and Ortega had
    reached such a “caustic” level that there was no “real ability”
    for him to represent Ortega. Ortega again confirmed that he
    wanted counsel to withdraw. However, the county court over-
    ruled the motion, again finding that good cause to permit the
    withdrawal had not been shown.
    After denying the withdrawal, the county court proceeded
    to sentencing. Rather than presenting an argument, appointed
    counsel stated that Ortega had asked him to refrain from
    making any comments. The court asked Ortega if there was
    anything he wanted to say, and Ortega replied that he wanted
    counsel to withdraw. The court responded that at that point,
    Ortega was effectively proceeding pro se. Ortega asserted that
    when he pled guilty, he was depressed, under a “lot of stress,”
    and without the benefit of counsel. And he claimed that he
    had made multiple attempts to withdraw his pleas, but counsel
    refused to file an appropriate motion.
    The county court sentenced Ortega to 250 days’ impris-
    onment on the resisting arrest conviction, 60 days’ impris-
    onment on the driving during revocation or impoundment
    conviction, and 30 days’ imprisonment on the no operator’s
    license, nonresident, conviction. Each sentence was ordered
    to run consecutively, and Ortega was given credit for 65
    days served.
    Ortega, represented by new counsel, filed a timely notice
    of appeal to the district court. On appeal, Ortega alleged that
    his guilty pleas were not entered knowingly, voluntarily, and
    intelligently and that his sentences were unreasonable. But the
    district court observed that at the time Ortega entered his pleas,
    he had been informed of the charges, his rights, and the conse-
    quences of a guilty plea. And it determined that his sentences
    were within the statutory guidelines. It therefore affirmed his
    convictions and sentences.
    Ortega filed a timely notice of appeal to the Court of
    Appeals, along with a poverty affidavit and a motion to pro-
    ceed in forma pauperis. The district court granted the motion
    to proceed in forma pauperis, but in its order doing so, it struck
    out the provision stating that Ortega’s “fees” would be paid
    Nebraska Advance Sheets
    STATE v. ORTEGA	177
    Cite as 
    290 Neb. 172
    by Dakota County, Nebraska. Thus, the relevant portion of the
    order read, “IT IS ORDERED: that the defendant is allowed to
    proceed with his appeal in forma pauperis and that the fees and
    costs of said appeal shall be paid by Dakota County.”
    Based upon the denial of Ortega’s “fees,” his appellate
    counsel filed a motion to withdraw in the Court of Appeals.
    Appellate counsel alleged that they had been appointed to rep-
    resent Ortega in his appeal and that, pursuant to his direction,
    they had been required to file a notice of appeal to the Court
    of Appeals. However, they claimed that the district court had
    denied them payment by striking out the term “fees” from the
    order in forma pauperis. The Court of Appeals overruled the
    motion, and we moved the case to our docket pursuant to statu-
    tory authority.1
    Ortega’s appellate counsel filed a second motion to with-
    draw in this court. They explained that after the denial of
    the prior motion, they filed a second motion to proceed in
    forma pauperis in the district court. They also stated that
    the district court indicated in an e-mail that it did not intend
    to rule on the motion, because it believed that it did not
    have jurisdiction. According to Ortega’s appellate counsel, the
    court further explained that it did not believe Ortega had the
    right to appointed counsel after his first appeal to the district
    court. However, the above actions do not appear in the record
    received from the district court, and we do not have any tran-
    script including either the second motion or any ruling on the
    motion. We overruled the second motion to withdraw without
    prejudice and permitted appellate counsel to brief the issue of
    attorney fees.
    After briefing was completed, we heard oral arguments. At
    oral argument, appellate counsel reported that the district court
    had later ruled on the second motion, confirming its inten-
    tion to deny attorney fees, and counsel sought leave to file a
    supplemental transcript. We now overrule this request as moot.
    As discussed in greater detail below, the granting of counsel’s
    request would not affect the result of our analysis.
    1
    See 
    Neb. Rev. Stat. § 24-1106
    (3) (Reissue 2008).
    Nebraska Advance Sheets
    178	290 NEBRASKA REPORTS
    ASSIGNMENTS OF ERROR
    Ortega assigns, consolidated and reordered, that the dis-
    trict court erred in (1) ordering that his attorney fees would
    not be paid at public expense; (2) rejecting his claim that
    his guilty pleas were not entered knowingly, voluntarily, and
    intelligently; and (3) rejecting his claim that his sentences
    were unreasonable.
    STANDARD OF REVIEW
    [1] When attorney fees are authorized, the trial court exer-
    cises its discretion in setting the amount of the fee, which
    ruling an appellate court will not disturb on appeal unless the
    court abused its discretion.2
    [2] Prior to sentencing, the withdrawal of a plea forming the
    basis of a conviction is addressed to the discretion of the trial
    court, and its ruling will not be disturbed on appeal absent an
    abuse of that discretion.3
    [3] An appellate court will not disturb a sentence imposed
    within the statutory limits absent an abuse of discretion by the
    trial court.4
    ANALYSIS
    We begin our analysis with the primary issue of appellate
    counsel’s attorney fees. We then turn to Ortega’s remain-
    ing claims.
    Attorney Fees
    Ortega argues that pursuant to Neb. Ct. R. App. P. § 2-103,
    his appellate counsel were required to represent him before the
    Court of Appeals, unless permitted to withdraw. And he claims
    that by striking out the term “fees” from the order in forma
    pauperis, the district court denied his appellate counsel pay-
    ment for their representation.
    We acknowledge, as did the State in its brief, that the district
    court, in striking out the term “fees” from the order in forma
    2
    In re Guardianship of Brydon P., 
    286 Neb. 661
    , 
    838 N.W.2d 262
     (2013).
    3
    State v. Williams, 
    276 Neb. 716
    , 
    757 N.W.2d 187
     (2008).
    4
    State v. McGuire, 
    286 Neb. 494
    , 
    837 N.W.2d 767
     (2013).
    Nebraska Advance Sheets
    STATE v. ORTEGA	179
    Cite as 
    290 Neb. 172
    pauperis, intended to deny the payment of attorney fees. But
    the district court’s belief that it could deny Ortega’s attorney
    fees through the order in forma pauperis was flawed. Thus, this
    assigned error evidences several misconceptions.
    The first, and most fundamental, misconception is the
    notion that the striking of the words “fees and” from the
    order granting leave to proceed in forma pauperis affected
    the right to or amount of any attorney fees for Ortega’s court-
    appointed counsel.
    The district court’s attempt to deny attorney fees by means
    of an interlineation within the order in forma pauperis failed
    for two reasons. First, the court conflated the “fees” regard-
    ing permission to proceed in forma pauperis with fees for a
    court-appointed attorney. Second, the determination of fees is
    regulated by a separate statutory procedure, which directs the
    question in the first instance to the appointing court. In this
    instance, that means the county court. We explain each reason
    in more detail.
    Both civil and criminal proceedings in forma pauperis are
    governed by 
    Neb. Rev. Stat. § 25-2301
     et seq. (Reissue 2008).5
    Section 25-2301(2) sets forth that “[i]n forma pauperis means
    the permission given by the court for a party to proceed with-
    out prepayment of fees and costs or security.” However, the
    “fees” specified in § 25-2301(2) do not include a party’s attor-
    ney fees.
    In considering § 25-2301.02, we have observed that the fees,
    costs, or security referred to are those customarily required to
    docket an appeal.6 And the statutes delineate various specific
    fees, costs, or security that a party is excused from paying
    by proceeding in forma pauperis, including the service of all
    necessary writs, process, and proceedings7; the subpoena of
    any witnesses that have material and necessary evidence8; the
    5
    See Glass v. Kenney, 
    268 Neb. 704
    , 
    687 N.W.2d 907
     (2004).
    6
    See 
    id.
    7
    § 25-2302.
    8
    § 25-2304.
    Nebraska Advance Sheets
    180	290 NEBRASKA REPORTS
    preparation of the record on appeal9; and the printing of appel-
    late briefs.10
    [4] But the statutes governing proceedings in forma pau-
    peris make no mention of a party’s attorney fees. By obtaining
    permission to proceed in forma pauperis under § 25-2301.01,
    a party is not granted the payment of his or her attorney fees.
    Attorney fees are not the type of “fees and costs” contemplated
    by the in forma pauperis statutes.
    [5] Rather, for appointed counsel to obtain payment for his
    or her representation of an indigent criminal defendant, a sepa-
    rate application must be made to the appropriate court.11 When
    counsel is appointed to represent an indigent misdemeanor
    defendant pursuant to § 29-3906, an application for attorney
    fees must be made to the “appointing court.” Although no
    order appointing appellate counsel appears within the record,
    Ortega’s notice of appeal from the county court to the district
    court was filed by appellate counsel. Thus, it is apparent that
    they were appointed by the county court.
    Because the county court was the appointing court in this
    case and the district court functioned purely as an intermediate
    appellate court,12 the county court was and remains the appro-
    priate court for an application for attorney fees. But the record
    does not disclose any application by appellate counsel for the
    payment of their attorney fees pursuant to the statutory proce-
    dure. Thus, the propriety of appellate counsel’s fees was not an
    issue properly before the district court.
    The payment of appellate counsel’s fees was an issue to
    be determined, in the first instance, by the county court. And
    an application for court-appointed attorney fees would be
    appropriately addressed to the county court, after the district
    court acts upon our mandate and issues its mandate to the
    county court. “The court, upon hearing the application, shall
    fix reasonable expenses and fees, and the county board shall
    9
    §§ 25-2305 and 25-2306.
    10
    § 25-2307.
    11
    See 
    Neb. Rev. Stat. §§ 29-3905
     and 29-3906 (Reissue 2008).
    12
    See State v. Boham, 
    233 Neb. 679
    , 
    447 N.W.2d 485
     (1989).
    Nebraska Advance Sheets
    STATE v. ORTEGA	181
    Cite as 
    290 Neb. 172
    allow payment to counsel in the full amount determined by the
    court.”13 To the extent that the district court purported to deny
    attorney fees for Ortega’s court-appointed counsel, we vacate
    its order. At this point, there is no order effectively granting or
    denying attorney fees for Ortega’s appellate counsel.
    However, in order to assist the lower courts, we briefly
    address Ortega’s argument regarding § 2-103 of our appellate
    rules of procedure. That rule states:
    (A) Representation on Appeal. Counsel appointed in
    district court to represent a defendant in a criminal case
    other than a postconviction action shall, upon request by
    the defendant after judgment, file a notice of appeal and
    continue to represent the defendant unless permitted to
    withdraw by this court.
    (B) Motion to Withdraw. A motion of court-appointed
    counsel for permission to withdraw shall state the reason
    for the request, and shall be served upon opposing coun-
    sel by regular mail and on the defendant by certified mail
    to the defendant’s last-known address. An original and
    one copy of the motion and proof of service shall be filed
    with the Supreme Court Clerk.
    Ortega claims that pursuant to § 2-103, appellate counsel
    were obligated to continue the representation beyond his first
    appeal to the district court. But Ortega’s reliance upon § 2-103
    is unfounded.
    As Ortega’s counsel forthrightly conceded at oral argument,
    § 2-103 does not create any substantive right to counsel at
    public expense. Those rights flow from our federal and state
    Constitutions.14 In some instances, a statute may also provide
    for appointment of counsel at public expense.15
    Rather, § 2-103 ensures orderly proceedings by mandating
    that after an appeal is perfected, counsel in the court below is
    deemed as counsel in the appellate court until a withdrawal
    13
    § 29-3905.
    14
    See, Gideon v. Wainwright, 
    372 U.S. 335
    , 
    83 S. Ct. 792
    , 
    9 L. Ed. 2d 799
    (1963); State v. Hughan, 
    13 Neb. App. 862
    , 
    703 N.W.2d 263
     (2005).
    15
    See §§ 29-3905 and 29-3906. See, also, 
    Neb. Rev. Stat. § 29-3004
    (Reissue 2008).
    Nebraska Advance Sheets
    182	290 NEBRASKA REPORTS
    of appearance has been filed. And counsel in any criminal
    case pending in an appellate court may withdraw only after
    obtaining permission of the appellate court.16 A recent decision
    of the Court of Appeals illustrates the disruption to orderly
    procedure that may flow from counsel’s failure to make the
    appropriate motion to withdraw.17
    In the case before us, counsel complied with § 2-103 and
    filed an appropriate motion to withdraw. Indeed, counsel did
    so twice. But because of the district court’s irregular order
    purporting to deny attorney fees, both motions were overruled.
    Instead, we directed counsel to address the matter in briefing,
    and counsel did so. These circumstances should be considered
    when the county court addresses a proper application for attor-
    ney fees. Having disposed of the primary matter before us,
    we now turn to the issues pertaining to Ortega’s convictions
    and sentences.
    Withdrawal of P leas
    Ortega assigns that the district court erred in rejecting his
    claim that his guilty pleas were not entered knowingly, vol-
    untarily, and intelligently. He argues that at the time of his
    pleas, he was under the influence of drugs and was suffering
    from stress and depression. And he claims that any failure
    to preserve this issue for appeal was the result of ineffective
    assistance of counsel.
    [6] This assignment of error raises a needlessly complex
    procedural question as to how the issue should be addressed
    in this appeal. In the county court, Ortega’s appointed counsel
    never filed a motion to withdraw Ortega’s guilty pleas. And
    we have stated that appellate courts do not generally consider
    arguments and theories raised for the first time on appeal.18 In
    apparent recognition of this principle, Ortega asserts that any
    failure to raise this issue before the county court was ineffec-
    tive assistance of counsel.
    16
    See § 2-103(1). See, also, Neb. Ct. R. App. P. § 2-101(F)(1) (rev. 2015).
    17
    See State v. Agok, 
    22 Neb. App. 536
    , 
    857 N.W.2d 72
     (2014).
    18
    See Bedore v. Ranch Oil Co., 
    282 Neb. 553
    , 
    805 N.W.2d 68
     (2011).
    Nebraska Advance Sheets
    STATE v. ORTEGA	183
    Cite as 
    290 Neb. 172
    But Ortega himself made numerous requests to the county
    court to withdraw his pleas. He filed two inmate request forms
    in the county court seeking to withdraw his pleas. And at sen-
    tencing, he asserted that he had been under the influence of
    stress and depression when he pleaded guilty and he referred to
    his prior efforts to withdraw his pleas. However, these requests
    were never explicitly ruled upon, and the court ultimately sen-
    tenced Ortega.
    Thus, we are presented with Ortega’s claim that his coun-
    sel was ineffective for failing to make a motion which
    Ortega himself made on multiple occasions, along with the
    additional complication that the county court never explicitly
    addressed Ortega’s requests. To resolve this quandary, we
    consider the sentencing of Ortega as a denial of his requests.
    In his argument at the sentencing hearing, Ortega renewed
    his assertions that he did not make his pleas knowingly and
    intelligently; yet, the court proceeded to impose its sentences.
    We therefore consider the issue as properly preserved for
    appellate review.
    [7,8] However, we decline to address any claim of ineffec-
    tive assistance of counsel predicated on this issue in this subse-
    quent appeal. To prevail on a claim of ineffective assistance of
    counsel under Strickland v. Washington,19 the defendant must
    show that counsel’s performance was deficient and that this
    deficient performance actually prejudiced his or her defense.20
    Claims of ineffective assistance of counsel raised for the first
    time on direct appeal do not require dismissal ipso facto; the
    determining factor is whether the record is sufficient to ade-
    quately review the question.21
    [9] The record is insufficient to address Ortega’s claim of
    ineffective assistance of counsel. The record is silent as to
    counsel’s motivations in failing to bring a motion to withdraw
    Ortega’s pleas. Our case law provides that after the entry of a
    plea of guilty or no contest, but before sentencing, a court, in
    19
    Strickland v. Washington, 
    466 U.S. 668
    , 
    104 S. Ct. 2052
    , 
    80 L. Ed. 2d 674
    (1984).
    20
    State v. Sellers, 
    279 Neb. 220
    , 
    777 N.W.2d 779
     (2010).
    21
    
    Id.
    Nebraska Advance Sheets
    184	290 NEBRASKA REPORTS
    its discretion, may allow a defendant to withdraw his or her
    plea for any fair and just reason, provided that the prosecu-
    tion has not been or would not be substantially prejudiced by
    its reliance on the plea entered.22 It is possible that counsel
    believed that no fair and just reason existed for the withdrawal
    of Ortega’s pleas and that the refusal to bring the motion was a
    strategic decision. Without a more complete record, we decline
    to address the issue.
    [10,11] We now turn to the county court’s denial of Ortega’s
    requests to withdraw his pleas on the grounds espoused by
    Ortega. We have held that the right to withdraw a plea previ-
    ously entered is not absolute, and, in the absence of an abuse
    of discretion on the part of the trial court, refusal to allow
    a defendant’s withdrawal of a plea will not be disturbed
    on appeal.23 The burden is on the defendant to establish by
    clear and convincing evidence the grounds for withdrawal of
    a plea.24
    [12] We find no merit to Ortega’s assertion that his pleas
    were not entered knowingly, voluntarily, and intelligently on
    the basis that he was under the influence of drugs, stress, or
    depression. The record affirmatively establishes that Ortega
    understood the nature of the plea hearing and the effect of his
    guilty pleas. To support a finding that a plea of guilty has been
    entered freely, intelligently, voluntarily, and understandingly,
    a court must inform a defendant concerning (1) the nature of
    the charge, (2) the right to assistance of counsel, (3) the right
    to confront witnesses against the defendant, (4) the right to
    a jury trial, and (5) the privilege against self-incrimination.
    The record must also establish a factual basis for the plea
    and that the defendant knew the range of penalties for the
    crime charged.25
    The county court complied with all of these requirements.
    Ortega confirmed his understanding of the charges, the right
    22
    See Williams, 
    supra note 3
    .
    23
    See 
    id.
    24
    
    Id.
    25
    See State v. Schneider, 
    263 Neb. 318
    , 
    640 N.W.2d 8
     (2002).
    Nebraska Advance Sheets
    STATE v. ORTEGA	185
    Cite as 
    290 Neb. 172
    to assistance of counsel, the effect of a guilty plea upon his
    constitutional rights, and the possible penalties. And on two
    occasions, he confirmed that he was not under the influence of
    drugs. Thus, Ortega’s assertion that his pleas were not entered
    knowingly, voluntarily, and intelligently is affirmatively refuted
    by the record.
    Ortega attempts to compare this case to State v. Schurman,26
    in which the Court of Appeals concluded that the defendant
    should have been permitted to withdraw his pleas on the bases
    that the defendant exhibited confusion during the plea hear-
    ing and was suffering from bipolar disorder and hearing loss.
    However, in contrast to Schurman, Ortega did not exhibit any
    confusion during the plea hearing. Ortega responded appro-
    priately to each of the county court’s questions, and he con-
    firmed his understanding of the proceeding on multiple occa-
    sions. Thus, we disagree that Schurman supports Ortega’s
    assigned error.
    We find no abuse of discretion in the county court’s refusal to
    permit the withdrawal of Ortega’s pleas. The record established
    that Ortega’s bare assertions of impairment were unfounded.
    This assignment of error is without merit.
    Excessive Sentences
    Ortega asserts that his sentences were unreasonable, because
    they were near the maximum permitted by the statutory guide-
    lines. He further asserts that the circumstances of the crimes
    did not warrant the sentences imposed.
    Ortega’s sentences were within the statutory guidelines. The
    principles of law governing review of sentences imposed in
    criminal cases are so familiar that we need not repeat them
    here.27 Based upon the relevant sentencing factors, we do not
    find Ortega’s sentences to be an abuse of discretion. Ortega
    had an extensive prior criminal history, including several
    convictions similar to those in the present case. He had previ-
    ous convictions for no valid operator’s license; driving under
    26
    State v. Schurman, 
    17 Neb. App. 431
    , 
    762 N.W.2d 337
     (2009).
    27
    See State v. Tolbert, 
    288 Neb. 732
    , 
    851 N.W.2d 74
     (2014).
    Nebraska Advance Sheets
    186	290 NEBRASKA REPORTS
    s­uspension; driving during revocation; refusing to comply
    with the orders of police; and hindering, delaying, or inter-
    rupting an arrest. Ortega’s criminal history demonstrates a
    continued disregard for the lawful authority of police and the
    laws governing the operation of motor vehicles in the State of
    Nebraska. This assignment clearly lacks merit.
    CONCLUSION
    We find no merit to Ortega’s assertion that the district
    court’s order in forma pauperis had the legal effect of denying
    his appellate counsel payment for their representation. Further,
    the district court was not the proper court to address the issue
    of attorney fees. To the extent that the district court’s order
    granting leave to proceed in forma pauperis may be under-
    stood as addressing attorney fees, we vacate the order. As to
    Ortega’s other claims, the record establishes that his guilty
    pleas were entered knowingly, voluntarily, and intelligently
    and that his sentences were not excessive. We affirm the judg-
    ment of the district court, which affirmed Ortega’s convictions
    and sentences.
    Affirmed in part, and in part vacated.
    Heavican, C.J., participating on briefs.
    State of Nebraska, appellee, v.
    Aron D. Wells, Sr., appellant.
    ___ N.W.2d ___
    Filed February 20, 2015.     No. S-14-331.
    1.	 Constitutional Law: Search and Seizure: Motions to Suppress: Appeal and
    Error. In reviewing a trial court’s ruling on a motion to suppress based on a
    claimed violation of the Fourth Amendment, an appellate court applies a two-part
    standard of review. Regarding historical facts, an appellate court reviews the trial
    court’s findings for clear error. But whether those facts trigger or violate Fourth
    Amendment protections is a question of law that an appellate court reviews inde-
    pendently of the trial court’s determination.
    2.	 Convictions: Appeal and Error. In reviewing a criminal conviction, an appel-
    late court does not resolve conflicts in the evidence, pass on the credibility of
    witnesses, or reweigh the evidence. Such matters are for the finder of fact, and
    

Document Info

Docket Number: S-14-185

Filed Date: 2/20/2015

Precedential Status: Precedential

Modified Date: 3/3/2016