State v. Archie , 305 Neb. 835 ( 2020 )


Menu:
  • Nebraska Supreme Court Online Library
    www.nebraska.gov/apps-courts-epub/
    05/29/2020 12:07 AM CDT
    - 835 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    State of Nebraska, appellee, v.
    David L. Archie, appellant.
    ___ N.W.2d ___
    Filed May 15, 2020.     No. S-19-930.
    1. Sentences: Appeal and Error. An appellate court will not disturb a sen-
    tence imposed within the statutory limits absent an abuse of discretion
    by the trial court.
    2. Sentences. When imposing a sentence, the sentencing court is to con-
    sider the defendant’s (1) age, (2) mentality, (3) education and experi-
    ence, (4) social and cultural background, (5) past criminal record or
    record of law-abiding conduct, and (6) motivation for the offense, as
    well as (7) the nature of the offense, and (8) the amount of violence
    involved in the commission of the crime. The sentencing court is not
    limited to any mathematically applied set of factors.
    3. ____. The appropriateness of a sentence is necessarily a subjective judg-
    ment and includes the sentencing judge’s observation of the defendant’s
    demeanor and attitude and all the facts and circumstances surrounding
    the defendant’s life.
    4. Effectiveness of Counsel: Appeal and Error. Assignments of error
    on direct appeal regarding ineffective assistance of trial counsel must
    specifically allege deficient performance, and an appellate court will not
    scour the remainder of the brief in search of such specificity.
    5. Appeal and Error. The purpose of an appellant’s reply brief is to
    respond to the arguments the appellee has advanced against the errors
    assigned in the appellant’s initial brief.
    Appeal from the District Court for Lancaster County: Darla
    S. Ideus, Judge. Affirmed.
    Joe Nigro, Lancaster County Public Defender, and Mark D.
    Carraher for appellant.
    - 836 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    Douglas J. Peterson, Attorney General, and Matthew Lewis
    for appellee.
    Heavican, C.J., Miller-Lerman, Cassel, Stacy, Funke,
    Papik, and Freudenberg, JJ.
    Papik, J.
    David L. Archie appeals his conviction and sentence follow-
    ing his no contest plea to a charge of attempted first degree
    sexual assault. He contends that his sentence was excessive and
    that he received ineffective assistance of counsel in the district
    court proceedings. We conclude that the district court did not
    abuse its discretion in sentencing Archie. And because Archie
    did not specifically allege deficient performance of counsel
    as required by State v. Mrza, 
    302 Neb. 931
    , 
    926 N.W.2d 79
    (2019), we do not consider his claim that he received ineffec-
    tive assistance of counsel.
    BACKGROUND
    Archie’s Plea and Conviction.
    Archie was initially charged in this case with first degree
    sexual assault. The information filed by the State alleged that
    between March 12, 1996, and April 6, 2004, he subjected T.A.
    to sexual penetration. According to the information, Archie was
    over 19 years of age and T.A. was under 16 years of age during
    this timeframe.
    Archie and the State later reached a plea agreement. As part
    of the plea agreement, the State filed an amended information
    charging Archie with attempted first degree sexual assault. The
    amended information alleged that during the same time period
    referenced in the initial information, Archie attempted to sub-
    ject T.A. to sexual penetration. Archie pleaded no contest to
    the amended information.
    When asked by the court to provide a factual basis for the
    plea, the prosecutor described an investigation that began in
    February 2019 when T.A. filed a report with law enforcement
    alleging that Archie had sexually assaulted her when she was
    - 837 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    a child. T.A. reported that Archie subjected her to sexual pen-
    etration in various forms and in various locations in Lincoln,
    Nebraska, beginning when she was 7 years old and continu-
    ing until she was 15 years old. In addition, after T.A. reported
    the assaults to law enforcement, she recorded a telephone
    conversation with Archie in which Archie admitted to having
    sexual intercourse with her when she was between 10 and 15
    years old.
    The district court accepted Archie’s no contest plea, found
    him guilty of attempted first degree sexual assault, and sched-
    uled a sentencing hearing.
    Sentencing.
    At the sentencing hearing, Archie’s counsel argued for a
    lenient sentence. He emphasized that Archie’s conviction was
    for conduct that occurred more than 15 years prior and argued
    that Archie “is a different person than he was 15 years ago.”
    He contended that Archie no longer had a drinking problem.
    He also directed the district court’s attention to a letter he
    submitted to the district court and which was included in the
    presentence investigation report. Aside from a few months in
    which Archie was released on parole, he was incarcerated for
    another conviction between 2004 and 2019. The letter refer-
    enced various programs Archie had completed while incar-
    cerated, including recovery programs for sex offenders and
    substance abusers.
    Before pronouncing Archie’s sentence, the district court
    stated on the record that it had considered the presentence
    investigation report and all of the factors that trial courts
    are to consider in choosing an appropriate sentence. The
    district court then specifically addressed Archie’s argument
    that he had been rehabilitiated while incarcerated for another
    conviction:
    I understand it is your position that this happened many
    years ago, before you were incarcerated, and that you
    have been rehabilitated while you are — while you have
    - 838 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    been in prison. You have produced some certificates and
    indicated you have taken a number of classes. I think that
    in some respects you have probably benefited from the
    incarceration and grown from that.
    However, sir, I read the transcript of the phone con-
    versations you had with [the] victim. And those, quite
    frankly, tell a very different story. Sir, in the transcripts,
    based upon your statements and your reaction to the dis-
    cussions you were having, you showed a complete lack of
    insight or understanding of the depravity of your conduct
    toward the victim. You talked about sexually assaulting a
    child as young as seven years old like you were reminisc-
    ing about good times. And more than once you told her
    that she had seduced you and you proudly recalled spe-
    cifics about having sex with a pre-adolescent child. You
    talked about the things you had taught her. All of those
    things, sir, your words and your reaction to that discus-
    sion tell me very clearly you have not been rehabilitated
    when it comes to you being a sexual predator of children.
    I think if you are not incarcerated you absolutely will
    continue to be a danger to the community and children
    that you are exposed to.
    The district court thereafter sentenced Archie to 18 to 20
    years’ imprisonment. Archie appealed.
    ASSIGNMENTS OF ERROR
    Archie assigns two errors on appeal. He claims (1) that
    the district court abused its discretion by imposing an exces-
    sive sentence and (2) that he was denied effective assistance
    of counsel.
    STANDARD OF REVIEW
    [1] An appellate court will not disturb a sentence imposed
    within the statutory limits absent an abuse of discretion by
    the trial court. State v. Leahy, 
    301 Neb. 228
    , 
    917 N.W.2d 895
    (2018).
    - 839 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    ANALYSIS
    Excessive Sentence.
    We begin our analysis with Archie’s contention that he was
    given an excessive sentence. Archie does not and cannot dis-
    pute that his 18-to-20-year sentence was within the statutory
    limits; at the time of Archie’s offense, attempted first degree
    sexual assault was a Class III felony punishable by up to 20
    years’ imprisonment. See Neb. Rev. Stat. §§ 28-105 (Reissue
    1995 & Cum. Supp. 2002), 28-201(4)(b) (Reissue 1995 &
    Cum. Supp. 1998), and 28-319(1)(c) and (2) (Reissue 1995).
    He claims instead that the district court abused its discretion by
    failing “to account for” Archie’s “rehabilitative progress” when
    sentencing him. Brief for appellant at 11. More specifically,
    Archie argues that the district court’s imposition of a near-
    maximum sentence demonstrates that it did not consider his
    engagement in rehabilitative programs while incarcerated in
    the years between the offense and sentencing and letters from
    various individuals noting positive changes in Archie’s life
    during that same time period.
    [2,3] When imposing a sentence, the sentencing court is to
    consider the defendant’s (1) age, (2) mentality, (3) education
    and experience, (4) social and cultural background, (5) past
    criminal record or record of law-abiding conduct, and (6) moti-
    vation for the offense, as well as (7) the nature of the offense,
    and (8) the amount of violence involved in the commission of
    the crime. State v. Manjikian, 
    303 Neb. 100
    , 
    927 N.W.2d 48
    (2019). However, the sentencing court is not limited to any
    mathematically applied set of factors.
    Id. The appropriateness
    of a sentence is necessarily a subjective judgment and includes
    the sentencing judge’s observation of the defendant’s demeanor
    and attitude and all the facts and circumstances surrounding
    the defendant’s life.
    Id. Given the
    foregoing standards, we do not disagree that, in
    fashioning a sentence, it would be appropriate for the district
    court to consider, along with other factors, whether and to
    what extent Archie had demonstrated rehabilitiation in the
    - 840 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    years following the offense at issue. We do disagree, how-
    ever, with Archie’s argument that the district court did not
    consider them. To the contrary, at the sentencing hearing, the
    district court directly addressed Archie’s claim that he should
    receive a lenient sentence because of his efforts at rehabilita-
    tion. As quoted at length above, the district court rejected
    the argument, finding that any notion that Archie had been
    rehabilitated was undercut by the recorded telephone conversa-
    tion between Archie and T.A. in which Archie, among other
    things, “proudly recalled specifics about having sex with a
    pre-­adolescent child.”
    A transcript of the recorded telephone conversation the
    district court alluded to is included within the presentence
    investigation report. Having reviewed the transcript, we do not
    disagree with the district court’s characterization of the call and
    certainly see no basis to say that the district court abused its
    discretion by assigning little to no weight to Archie’s rehabili-
    tation argument in light of it.
    Neither do we see any other basis to say that the district
    court erred in sentencing Archie to 18 to 20 years’ imprison-
    ment. The district court expressly stated that it considered the
    relevant sentencing factors, and we see no indication in the
    record that it considered improper factors. Among those rel-
    evant sentencing factors was Archie’s criminal history. Archie’s
    previous incarceration was due to convictions for first degree
    sexual assault of a child and incest. He had also previously
    been convicted of assault, attempted robbery, and other crimes.
    The district court did not abuse its discretion in sentenc-
    ing Archie.
    Ineffective Assistance of Counsel.
    [4] Archie’s second assignment of error alleges that he “was
    denied effective assistance of counsel in violation of his con-
    stitutional rights under the Sixth and Fourteenth Amendments
    of the United States Constitution and Article I, Section 11
    of the Nebraska Constitution.” This general assignment of
    - 841 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    ineffective assistance of counsel does not comply with our
    declaration last year in State v. Mrza, 
    302 Neb. 931
    , 935, 
    926 N.W.2d 79
    , 86 (2019), that “assignments of error on direct
    appeal regarding ineffective assistance of trial counsel must
    specifically allege deficient performance, and an appellate
    court will not scour the remainder of the brief in search of
    such specificity.”
    After the State’s brief on appeal urged us not to consider
    Archie’s ineffective assistance claim because of his failure
    to comply with Mrza, Archie filed a reply brief. The reply
    brief includes a section titled “Restatement of Assignments of
    Error.” Reply brief for appellant at 1. In that section, Archie
    has reframed his ineffective assistance of counsel assignment
    of error to include several specific alleged instances of defi-
    cient performance by trial counsel. He argues that he has
    thereby “cured” any failure to comply with Mrza and that
    therefore, his ineffective assistance assignment of error should
    be considered. Reply brief for appellant at 2. He also contends
    that it should be considered because, even if his initial brief
    did not comply with Mrza, the specific instances of deficient
    performance he wished to assert could be discerned from the
    argument section of the brief. We are unpersuaded by Archie’s
    arguments for reasons we will explain.
    [5] First, an appellant cannot cure a failure to adequately
    assign error via a reply brief. We have often stated that the
    purpose of an appellant’s reply brief is to respond to the argu-
    ments the appellee has advanced against the errors assigned
    in the appellant’s initial brief and that errors may not be
    asserted for the first time in a reply brief. See, e.g., Linscott
    v. Shasteen, 
    288 Neb. 276
    , 
    847 N.W.2d 283
    (2014). The
    ineffective assistance assignment of error in Archie’s initial
    brief did not comply with Mrza. Allowing Archie to raise
    a Mrza-compliant ineffective assistance assignment of error
    in his reply brief would not be meaningfully different than
    allowing him to assert a brand new assignment of error in a
    reply brief. We also disagree with Archie’s assertion that the
    - 842 -
    Nebraska Supreme Court Advance Sheets
    305 Nebraska Reports
    STATE v. ARCHIE
    Cite as 
    305 Neb. 835
    only rationale for the Mrza requirement is to relieve appellate
    courts from having to scour the argument section of a brief to
    identify the specific allegations of deficient performance and
    that his “[r]estatement” of his assignments of error eliminates
    that concern. Another obvious benefit of the Mrza require-
    ment is that, if followed, the specifically alleged deficient
    performance will be clearly identified so that the appellee can
    respond in its brief on appeal. A late attempt to comply with
    Mrza does not afford the appellee the same opportunity.
    We also decline Archie’s invitation to attempt to discern the
    specific alleged instances of deficient performance from the
    argument section of his initial brief. We did “synthesize a spe-
    cific assignment from the argument section” in 
    Mrza, 302 Neb. at 935
    , 926 N.W.2d at 86, but we also made clear we would not
    do so in subsequent cases. On that basis, we recently refused to
    consider a claim of ineffective assistance of counsel that was
    assigned generally in a brief filed 3 months after our opinion
    in Mrza was released. See State v. Guzman, ante p. 376, 
    940 N.W.2d 552
    (2020). Archie’s initial brief was filed nearly 8
    months after Mrza, and thus we will not consider his assign-
    ment of error alleging ineffective assistance of counsel.
    CONCLUSION
    We find no error in Archie’s conviction and sentence, and
    we do not consider his ineffective assistance of counsel claim.
    Therefore, we affirm.
    Affirmed.