State v. Horne , 315 Neb. 766 ( 2024 )


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    01/19/2024 09:08 AM CST
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    Nebraska Supreme Court Advance Sheets
    315 Nebraska Reports
    STATE V. HORNE
    Cite as 
    315 Neb. 766
    State of Nebraska, appellee, v.
    Tristan T. Horne, appellant.
    ___ N.W.2d ___
    Filed January 19, 2024.   No. S-23-192.
    1. Courts: Appeal and Error. A defendant’s removal from a problem-
    solving court program is reviewed for an abuse of discretion.
    2. Sentences: Appeal and Error. A sentence imposed within statutory
    limits will not be disturbed on appeal in the absence of an abuse of dis-
    cretion by the trial court.
    3. ____: ____. An abuse of discretion takes place when the sentencing
    court’s reasons or ruling are clearly untenable and unfairly deprive a
    litigant of a substantial right and a just result.
    4. Trial: Appeal and Error. A party is normally required to object to a
    perceived error by a trial court in order to preserve that issue for appeal.
    5. Appeal and Error. Plain error may be found on appeal when an error
    unasserted or uncomplained of at trial, but plainly evident from the
    record, prejudicially affects a litigant’s substantial right and, if uncor-
    rected, would result in damage to the integrity, reputation, and fairness
    of the judicial process.
    Appeal from the District Court for Sarpy County: Stefanie
    A. Martinez, Judge. Affirmed.
    Christopher J. Lathrop, Deputy Sarpy County Public
    Defender, and Savannah Kroll, Senior Certified Law Student,
    for appellant.
    Michael T. Hilgers, Attorney General, and Teryn Blessin for
    appellee.
    Heavican, C.J., Miller-Lerman, Cassel, Stacy, Funke,
    Papik, and Freudenberg, JJ.
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    STATE V. HORNE
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    Papik, J.
    After pleading guilty to a charge of attempted possession
    of a firearm by a prohibited person, Tristan T. Horne was
    accepted into a problem-solving court program. On several
    occasions during Horne’s participation in the program, the
    district court sanctioned Horne for his failure to comply with
    program requirements. Eventually, the State moved to remove
    Horne from the program due to additional failures to follow
    program requirements. Horne admitted to the alleged viola-
    tions, and the district court removed Horne from the program.
    The district court then sentenced Horne to a term of imprison-
    ment on the charge to which he had earlier pled guilty. Horne
    appeals, challenging his removal from the problem-solving
    court program, the fact that the district court did not order
    a presentence investigation before sentencing him, and the
    length of his sentence. We find no reversible error and there-
    fore affirm.
    BACKGROUND
    Horne’s Guilty Plea; Entry Into
    Wellness Court Program.
    This case began when the State charged Horne with pos-
    session of a firearm by a prohibited person. The charges arose
    from an incident in which Horne appeared on a video holding
    a gun and making comments about killing himself.
    Horne and the State later reached a plea agreement. Pursuant
    to the agreement, Horne pled guilty to an amended charge of
    attempted possession of a firearm by a prohibited person and
    the State recommended that Horne be admitted to “Wellness
    Court,” a problem-solving court program administered by the
    district court. In such programs, sentencing is deferred fol-
    lowing a guilty plea and the defendant instead participates in
    a program that includes treatment, supervision, and judicial
    oversight. See State v. Shambley, 
    281 Neb. 317
    , 
    795 N.W.2d 884
     (2011). See, also, 
    Neb. Rev. Stat. § 24-1302
     (Reissue
    2016) (amended by 2023 Neb. Laws, L.B. 50, effective
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    September 2, 2023); Neb. Ct. R. § 6-1201 et seq. (rev. 2022).
    After successful completion of the program, participants are
    often permitted to withdraw their pleas and have their charges
    dismissed. See Shambley, supra. If, however, the participant
    is removed from the program or withdraws before success-
    ful completion, the conviction stands and the case proceeds
    to sentencing on that conviction. See id. The district court’s
    wellness court program is designed to assist defendants with
    mental health diagnoses.
    The district court accepted Horne’s guilty plea. It then con-
    firmed on the record that Horne had read and reviewed with his
    attorney a contract governing the terms of his participation in
    the wellness court program. The district court also confirmed
    that Horne agreed to adhere to the requirements of the con-
    tract and that he understood that a failure to do so could result
    in removal from the program. The district court additionally
    advised Horne that if he was removed from the program, he
    could be sentenced on the charge to which he had pled guilty.
    The district court accepted Horne into the wellness court pro-
    gram and released him on a signature bond. The full contract
    governing Horne’s participation in the wellness court program
    is not included in the record on appeal.
    In a journal entry and order memorializing the hearing at
    which Horne pled guilty and was accepted into the wellness
    court program, the district court stated that Horne had volun-
    tarily, knowingly, and intelligently waived his right to a pre-
    sentence investigation.
    Wellness Court Program.
    Horne began participating in the wellness court program
    shortly after the district court accepted him into the program
    in April 2021. As part of the wellness court program, Horne
    had frequent status hearings in the district court. During those
    hearings, Horne reported on his weekly schedule, his progress
    toward certain personal goals, and his meetings with proba-
    tion officers and therapists. During several of those status
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    hearings, the district court sanctioned Horne for violations of
    program requirements, including missed drug tests, missed
    Alcoholics Anonymous meetings, dishonesty with probation
    officers, and not completing community service hours ordered
    by the district court.
    At one point during Horne’s participation in the well-
    ness court program, he admitted to “a relapse.” To address
    the relapse, the district court ordered Horne to move into a
    structured living facility. When Horne failed to move into a
    structured living facility despite program staff notifying him
    of an opening, the district court ordered Horne to move into
    the facility or, if the space was no longer available, to report to
    the county jail for a 1-day jail sanction. The record indicates
    that Horne failed to report as ordered, and the district court
    ordered a jail sanction.
    As a result of Horne’s failure to follow directions of the
    district court, the district court eventually ordered Horne to
    remain in the county jail until a bed became available at a resi-
    dential treatment facility. When a bed became available, Horne
    was released to the facility, but was ordered to immediately
    report to the county jail if he failed to successfully complete
    treatment. Horne left the treatment facility without success-
    fully completing treatment and failed to report to jail. Horne
    later failed to appear at a status hearing, and the district court
    issued a warrant for his arrest. Horne was arrested and again
    placed in the county jail.
    Horne was subsequently placed in another treatment facil-
    ity and ordered to wear a GPS monitoring device at all times.
    After Horne was unsuccessfully discharged from this treat-
    ment facility, the State filed a motion in October 2022 seeking
    Horne’s termination from the wellness court program. In the
    motion, the State alleged multiple violations of Horne’s well-
    ness court program contract. The motion alleged that Horne
    had failed to appear for a wellness court program hearing;
    that he had tested positive for marijuana while at his latest
    residential treatment facility, but denied using; that he had
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    removed his GPS monitoring device; and that he had failed to
    report directly to the county jail as required after his unsuc-
    cessful discharge from the treatment facility. A warrant was
    again issued for Horne’s arrest, and he was arrested.
    Removal From Wellness Court
    Program and Sentencing.
    At a hearing on the motion to terminate Horne from the
    wellness court program, Horne admitted to the allegations in
    the State’s motion. After accepting Horne’s admissions, the
    district court set another hearing for “disposition.”
    The district court began the subsequent hearing by asking
    Horne’s counsel if there was “any legal reason why we can’t
    proceed to disposition.” Horne’s counsel said there was no
    such reason. The district court then stated that “although a
    presentence investigation report was not completed,” it would
    take judicial notice of the State’s motion to remove Horne
    from the wellness court program and would receive as exhibits
    the affidavit of probable cause for Horne’s initial arrest, as
    well as a document summarizing Horne’s criminal history.
    Horne’s counsel, when given the opportunity to address
    the district court, acknowledged that Horne “attempted to
    participate” in the wellness court program but “did so with
    not a whole lot of success.” He argued that Horne should be
    permitted to remain in the wellness court program or should
    be sentenced to a term of probation on the charge to which
    he pled.
    The district court declined to allow Horne to remain in the
    wellness court program. On the charge to which Horne pled
    guilty, the district court sentenced him to 6 to 20 years’ impris-
    onment with credit for time he had already served.
    Horne timely appealed, and we moved the case to our
    docket.
    ASSIGNMENTS OF ERROR
    Horne assigns three errors. We have paraphrased those
    errors as follows: the district court erred by (1) removing him
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    STATE V. HORNE
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    from the wellness court program, (2) sentencing him without
    first ordering a presentence investigation, and (3) imposing an
    excessive sentence.
    STANDARD OF REVIEW
    [1] We have not previously addressed the standard of
    review that applies to a defendant’s challenge to removal
    from a problem-solving court program. The Nebraska Court of
    Appeals has held that a defendant’s removal from a problem-
    solving court program is reviewed for an abuse of discretion.
    See State v. Seaman, 
    28 Neb. App. 667
    , 
    947 N.W.2d 589
    (2020). We agree. Deciding whether to remove a defendant
    from a problem-solving court program is much like decid-
    ing whether to revoke a defendant’s probation or choosing a
    sentence within the prescribed statutory range. Each depends
    upon a trial court’s “unique familiarity with the facts and cir-
    cumstances of a case and its judgment in balancing a host of
    incommensurate and disparate considerations.” U.S. v. Ruiz-
    Terrazas, 
    477 F.3d 1196
    , 1201 (10th Cir. 2007). We review a
    decision to revoke probation, and a sentence imposed within
    statutory limits, for abuse of discretion. See, e.g., State v. Ezell,
    
    314 Neb. 825
    , 
    993 N.W.2d 449
     (2023) (sentencing); State v.
    Johnson, 
    287 Neb. 190
    , 
    842 N.W.2d 63
     (2014) (revocation of
    probation). We believe it appropriate to apply the same stan-
    dard to a termination from a problem-solving court.
    [2,3] A sentence imposed within statutory limits will not
    be disturbed on appeal in the absence of an abuse of discre-
    tion by the trial court. State v. Alkazahy, 
    314 Neb. 406
    , 
    990 N.W.2d 740
     (2023). An abuse of discretion takes place when
    the sentencing court’s reasons or rulings are clearly untenable
    and unfairly deprive a litigant of a substantial right and a just
    result. 
    Id.
    ANALYSIS
    Removal From Wellness Court Program.
    Horne argues that the district court erred by removing
    him from the wellness court program. Horne primarily argues
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    STATE V. HORNE
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    that the conduct underlying his conviction supports continued
    participation in the wellness court program rather than a term
    of incarceration. While he admits to “some struggles” with the
    wellness court program, he argues he has attempted to fulfill
    its requirements and the district court should have allowed him
    to remain in the program. Brief for appellant at 21.
    Saying that Horne’s had “some struggles” in the well-
    ness court program is an understatement. As detailed above,
    Horne violated requirements of the wellness court repeat-
    edly. He missed drug tests; he was dishonest with probation
    officers; he failed to complete ordered community service;
    he missed Alcoholics Anonymous meetings; he did not report
    to a structured living facility as ordered; he spent time in the
    county jail as a result of sanctions; he failed to successfully
    complete multiple residential treatment programs; he failed
    to report to jail as ordered after leaving a treatment program;
    he tested positive for marijuana, and then he denied using
    while at a residential treatment program; he removed his
    court-ordered GPS monitoring device. On several occasions,
    the district court reminded Horne of the need to follow the
    program’s requirements. Furthermore, the district court made
    clear to Horne when he entered the program that he could be
    removed from the program if he failed to comply with the pro-
    gram’s requirements.
    Horne’s argument in this case appears to be that he deserves
    one more chance to comply with the requirements of the well-
    ness court program. In particular, he points to a residential
    treatment program he has not yet entered and argues he
    should be allowed to remain in the wellness court program
    and be placed there. We must keep in mind, however, our
    abuse of discretion standard of review. A judicial abuse of
    discretion exists only when the reasons or rulings of a trial
    judge are clearly untenable, unfairly depriving a litigant of a
    substantial right and denying a just result in matters submitted
    for disposition. State v. Ramirez, 
    314 Neb. 419
    , 
    990 N.W.2d 550
     (2023). In applying that standard of review here, we
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    STATE V. HORNE
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    are particularly hesitant to second-guess the district court’s
    decision to remove Horne from the wellness court program,
    in light of the substantial firsthand knowledge of Horne it
    had through his participation in the program. Given Horne’s
    multiple failures to comply with the requirements of the well-
    ness court program and the district court’s familiarity with
    Horne, we cannot say the district court’s decision in this case
    concluding “enough was enough” was untenable. We thus
    conclude the district court did not abuse its discretion by
    removing Horne from the wellness court program.
    Lack of Presentence Investigation Report.
    Horne next argues that the district court erred by imposing a
    sentence without first ordering a presentence investigation. He
    argues such an investigation was required by 
    Neb. Rev. Stat. § 29-2261
    (1) (Cum. Supp. 2022). That subsection provides, in
    relevant part, as follows:
    Unless it is impractical to do so, when an offender has
    been convicted of a felony other than murder in the
    first degree, the court shall not impose sentence without
    first ordering a presentence investigation of the offender
    and according due consideration to a written report of
    such investigation.
    Horne argues that decisions of this court have established
    that it is mandatory for a district court to consider a pre-
    sentence investigation report in sentencing unless such an
    investigation would be impractical or the record demonstrates
    the defendant made a knowing and intelligent waiver of a
    presentence investigation. Horne claims that an investigation
    would not have been impractical here and that the record
    does not show that he knowingly and intelligently waived a
    presentence investigation. The State counters by arguing that,
    under the circumstances, an investigation was impractical and
    that Horne knowingly and intelligently waived his right to
    an investigation.
    [4] Before turning to the parties’ arguments, we address
    another issue: the fact that Horne made no objection to the
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    sentence being imposed without a presentence investiga-
    tion, even after the district court announced on the record
    that “a presentence investigation report was not completed.”
    Generally speaking, we will not review an issue for prejudi-
    cial error if the party fails to make a timely objection in the
    court below. See State v. Childs, 
    309 Neb. 427
    , 
    960 N.W.2d 585
     (2021). Under most circumstances, we require a party to
    object to a perceived error by a trial court in order to preserve
    that issue for appeal. State v. McSwine, 
    292 Neb. 565
    , 
    873 N.W.2d 405
     (2016). As we have occasionally articulated the
    principle, “[o]ne cannot silently tolerate error, gamble on a
    favorable result, and then complain that one guessed wrong.”
    In re Interest of Samantha L., 
    286 Neb. 778
    , 787, 
    839 N.W.2d 265
    , 272 (2013). See, also, State v. Kruse, 
    303 Neb. 799
    , 808,
    
    931 N.W.2d 148
    , 155 (2019) (“[a]s a general rule, an appellate
    court will not consider an argument or theory that is raised for
    the first time on appeal”). Usually, when a party fails to object
    to an alleged error by the trial court, we will, at most, review
    the issue for plain error. See McSwine, supra. See, also, State
    v. Roth, 
    311 Neb. 1007
    , 1014, 
    977 N.W.2d 221
    , 228 (2022)
    (“[c]onsideration of plain error occurs at the discretion of an
    appellate court”).
    Our rule limiting appellate review when an issue was
    not brought to the attention of the trial court serves impor-
    tant purposes. As the U.S. Supreme Court has explained,
    rules circumscribing review in the absence of a trial court
    objection “encourage all trial participants to seek a fair and
    accurate [proceeding] the first time around.” United States
    v. Young, 
    470 U.S. 1
    , 15, 
    105 S. Ct. 1038
    , 
    84 L. Ed. 2d 1
    (1985) (internal quotation marks omitted). Put another way,
    rules limiting appellate review in the absence of a trial court
    objection incentivize trial court objections “so that any errors
    can be corrected before their full impact is realized.” State
    v. Pearson, 
    775 N.W.2d 155
    , 161 (Minn. 2009). At the same
    time, appellate courts’ limited discretion to recognize plain
    error even in the absence of a lower court objection serves
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    as a backstop to potential injustice. See Hormel v. Helvering,
    
    312 U.S. 552
    , 557, 
    61 S. Ct. 719
    , 
    85 L. Ed. 1037
     (1941) (“[a]
    rigid and undeviating judicially declared practice under which
    courts of review would invariably and under all circumstances
    decline to consider all questions which had not previously
    been specifically urged would be out of harmony with . . .
    rules of fundamental justice”).
    Horne cannot dispute that it would be consistent with our
    rules regarding trial court objections, as well as the purposes
    those rules serve, to limit our review on this assignment of
    error to whether the district court plainly erred by not order-
    ing a presentence investigation. We anticipate, however, that
    Horne would contend that precedent in prior cases involving
    § 29-2261(1) establishes that we should not limit our review
    in this manner. As we will explain, we disagree.
    In a line of prior cases, this court has explored whether
    and under what circumstances a defendant can waive an argu-
    ment that a trial court erred by not completing a presentence
    investigation contemplated by § 29-2261(1). That line of cases
    begins with State v. Hiross, 
    211 Neb. 319
    , 
    318 N.W.2d 291
    (1982). In that case, the trial court informed the defendant that
    it was willing to order a presentence investigation in a mis-
    demeanor case, but the defendant’s counsel advised the court
    that the defendant did not want a presentence investigation
    and desired to waive the trial court’s offer to obtain one. When
    the defend­ant subsequently argued on appeal that the trial
    court erred by not ordering a presentence investigation, this
    court concluded that the defendant had “waived the court’s
    offer” of a presentence investigation and was thus “not now in
    a position to claim error.” 
    Id. at 320
    , 
    318 N.W.2d at 292
    .
    A few years later in State v. Tolbert, 
    223 Neb. 794
    , 
    394 N.W.2d 288
     (1986), both the defendant and her counsel
    informed the trial court that they wished to waive the presen-
    tence investigation. After the trial court imposed a sentence
    without completing a presentence investigation, however, the
    defendant argued on appeal that the trial court erred by
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    not ordering a presentence investigation. Although this court
    ultimately held that the trial court was not required to order
    a presentence investigation because doing so would have
    been impractical, we, citing Hiross, 
    supra,
     also noted that a
    defend­ant can waive an objection to a trial court’s decision
    not to order a presentence investigation.
    Over two decades later in State v. Qualls, 
    284 Neb. 929
    ,
    
    824 N.W.2d 362
     (2012), we were confronted with yet another
    case in which the defendant informed the trial court that he
    desired to waive a presentence investigation and the trial
    court proceeded to impose a sentence without ordering one. In
    Qualls, the defendant later argued on appeal that the trial court
    erred by failing to adequately advise him that he was entitled
    to have a presentence investigation completed and for the trial
    court to consider the report of that investigation in crafting a
    sentence. In our opinion, we noted that § 29-2261(1) generally
    makes presentence investigations mandatory in felony cases,
    but citing Tolbert, 
    supra,
     we noted that we had held that a
    defendant can waive a presentence investigation. We observed
    that while we had held that an otherwise mandatory presen-
    tence investigation can be waived, we had not previously
    addressed how such a waiver could be effectuated. Relying
    on general propositions regarding waiver and the standards by
    which defendants may waive constitutional rights to counsel
    and to be present at trial, we ultimately held that a defendant
    can waive a presentence investigation under § 29-2261(1) if
    “it is apparent from the record that the defendant’s relinquish-
    ment of the right was knowingly and intelligently made.”
    Qualls, 284 Neb. at 933, 824 N.W.2d at 365. We later applied
    this standard to find that a defendant waived a presentence
    investigation in State v. Iddings, 
    304 Neb. 759
    , 
    936 N.W.2d 747
     (2020).
    We do not understand the line of cases we have just dis-
    cussed as exempting defendants who raise an argument
    based on § 29-2261(1) from our usual rule requiring a timely
    objection in the trial court to preserve an issue for full
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    appellate review. Those cases addressed whether and how a
    defendant can effectuate a waiver of a presentence investiga-
    tion. But our rule limiting review without a timely objection
    in the trial court is not, strictly speaking, a waiver rule, but,
    rather, a rule of forfeiture.
    As the U.S. Supreme Court has explained, “[w]aiver is
    different from forfeiture. Whereas forfeiture is the failure to
    make the timely assertion of a right, waiver is the inten-
    tional relinquishment . . . of a known right.” United States v.
    Olano, 
    507 U.S. 725
    , 733, 
    113 S. Ct. 1770
    , 
    123 L. Ed. 2d 508
    (1993) (internal quotation marks omitted). See, also, Freytag
    v. Commissioner, 
    501 U.S. 868
    , 894 n.2, 
    111 S. Ct. 2631
    ,
    
    115 L. Ed. 2d 764
     (1991) (Scalia, J., concurring) (observing
    that waiver and forfeiture are “really not the same”); U.S. v.
    Staples, 
    202 F.3d 992
    , 995 (7th Cir. 2000) (“[w]here waiver
    is accomplished by intent, forfeiture comes about through
    neglect”). We acknowledge that this court, like many others,
    has not always used these terms precisely. Compare, e.g., State
    v. Collins, 
    281 Neb. 927
    , 
    799 N.W.2d 693
     (2011) (discuss-
    ing cases in which failures to assert objections were found to
    waive objections), with State v. Kennedy, 
    224 Neb. 164
    , 170,
    
    396 N.W.2d 722
    , 726 (1986) (“[a] waiver is the voluntary
    and intentional relinquishment of a known right, privilege, or
    claim”). See, also, Hamer v. Neighborhood Housing Servs. of
    Chicago, 
    583 U.S. 17
    , 20 n.1, 
    138 S. Ct. 13
    , 
    199 L. Ed. 2d 249
     (2017) (“[t]he terms waiver and forfeiture—though often
    used interchangeably by jurists and litigants—are not synony-
    mous”); Freytag, 
    supra
     (Scalia, J., concurring); U.S. v. Noble,
    
    762 F.3d 509
    , 528 (6th Cir. 2014) (noting that courts have
    used the terms “rather loosely”). Despite occasional linguis-
    tic imprecision in discussing waiver and forfeiture, there are
    meaningful distinctions between the concepts. See Noble, 762
    F.3d at 528 (waiver and forfeiture have “different meanings
    and difference consequences”).
    One of the ways in which the distinction between waiver
    and forfeiture is meaningful is that when a party truly and
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    effectively waives a right, there can be no error in failing
    to honor that right and no appellate review is available. See
    Olano, 
    507 U.S. at 733
     (“[b]ecause the right to trial is waiv-
    able, and because the defendant who enters a valid guilty
    plea waives that right, his conviction without a trial is not
    ‘error’”); Staples, 
    202 F.3d at 995
     (“[w]aiver extinguishes
    the error and precludes appellate review”). The same is not
    necessarily true for forfeiture. In Nebraska, as in the federal
    system, a party can forfeit an argument by failing to timely
    assert it, yet there is still the possibility that a court could
    find that the trial court committed error on plain error review.
    See, Olano, 
    supra;
     State v. Roth, 
    311 Neb. 1007
    , 
    977 N.W.2d 221
     (2022). Thus, by addressing waiver in State v. Qualls,
    
    284 Neb. 929
    , 
    824 N.W.2d 362
     (2021), we were determining
    what a defendant must do to completely give up any right to
    contend on appeal that the trial court erred by not ordering a
    presentence investigation. We did not address in Qualls how
    a defendant might, by failing to object to the lack of a presen-
    tence investigation, forfeit the right to full appellate review
    of that issue.
    We are aware that some rights (such as the constitutional
    rights to counsel and trial by jury) can be waived, but can-
    not be given up through mere forfeiture. See Freytag v.
    Commissioner, 
    501 U.S. 868
    , 
    111 S. Ct. 2631
    , 
    115 L. Ed. 2d 764
     (1991) (Scalia, J., concurring). See, also, Olano, 
    507 U.S. at 733
     (explaining that whether right is waivable and how
    right can be waived “depend on the right at stake”); State
    v. Coffee, 
    389 Wis. 627
    , 643, 
    937 N.W.2d 579
    , 586 (2020)
    (“[s]ome rights are so fundamental that they are not subject
    to [forfeiture]”). Many other rights, however, including many
    of constitutional origin, are subject to forfeiture if not timely
    asserted. See, Freytag, 
    supra
     (Scalia, J., concurring); Collins,
    supra. Although we do not mean to diminish the importance of
    a trial court’s consideration of information available through
    a presentence investigation, we are not persuaded that the
    mandate of § 29-2261(1) is comparable to the constitutional
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    STATE V. HORNE
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    rights to counsel or trial by jury, such that a party cannot for-
    feit objections based on § 29-2261(1) if not timely asserted
    in the trial court. See Schneckloth v. Bustamonte, 
    412 U.S. 218
    , 237, 
    93 S. Ct. 2041
    , 
    36 L. Ed. 2d 854
     (1973) (“[a]lmost
    without exception, the requirement of a knowing and intel-
    ligent waiver has been applied only to those rights which the
    Constitution guarantees to a criminal defendant in order to
    preserve a fair trial”).
    [5] Having determined to limit our review to plain error, we
    turn to whether plain error should be found here. We have said
    that plain error may be found on appeal when an error unas-
    serted or uncomplained of at trial, but plainly evident from the
    record, prejudicially affects a litigant’s substantial right and,
    if uncorrected, would result in damage to the integrity, repu-
    tation, and fairness of the judicial process. State v. McSwine,
    
    292 Neb. 565
    , 
    873 N.W.2d 405
     (2016). We have additionally
    observed that plain error “is not a vehicle that should be rou-
    tinely used to ‘save’ an issue for appeal where a proper objec-
    tion should have been, but was not, made at trial.” Id. at 583,
    873 N.W.2d at 418.
    Even assuming for the sake of argument that Horne could
    show that it is plainly evident from the record that the district
    court should have ordered a presentence investigation, we
    decline to find plain error here. We initially note that there is
    some indication in the record that Horne did, in fact, waive
    a presentence investigation. As mentioned above, the district
    court stated in a journal entry made at the time of Horne’s plea
    that he had voluntarily, knowingly, and intelligently waived
    his right to a presentence investigation. And although the
    verbatim transcript of the plea hearing does not include any
    discussion of a presentence investigation, at oral argument,
    Horne’s counsel acknowledged the possibility that a waiver of
    a presentence investigation was a standard term in the wellness
    court program contract that Horne signed but is not a part of
    the record on appeal.
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    More importantly, this is not a case in which the district
    court lacked critical information about a defendant at sentenc-
    ing. As part of the wellness court program, the district court
    had the opportunity to observe Horne and regularly commu-
    nicate with him about subjects such as his family, his employ-
    ment, and his treatment from his entry in the program in April
    2021 until the State filed its motion to remove him from the
    program in January 2023. Furthermore, if there was additional
    information that Horne felt was relevant to the district court’s
    sentencing decision, we see no reason why Horne could not
    have offered that information prior to sentencing. Under these
    circumstances, we cannot say that it would result in damage
    to the integrity, reputation, and fairness of the judicial process
    if we allowed Horne’s sentence to stand despite the lack of a
    presentence investigation. See McSwine, supra.
    Excessive Sentence.
    Horne’s final argument is that the district court imposed an
    excessive sentence. He does not dispute that his sentence was
    within statutory limits, but asserts that the district court none-
    theless abused its discretion in fashioning a sentence.
    We have on numerous occasions set forth the various fac-
    tors that a sentencing judge is to consider. See, e.g., State v.
    Thomas, 
    311 Neb. 989
    , 
    977 N.W.2d 258
     (2022). Horne argues
    that in his case, those factors weighed in favor of a sentence of
    probation rather than incarceration if Horne was not allowed
    to continue in the wellness court program. Mindful that it is
    not our function to conduct a de novo review of the record to
    determine what sentence we would impose, see State v. Pauly,
    
    311 Neb. 418
    , 
    972 N.W.2d 907
     (2022), we find that the district
    court did not abuse its discretion in sentencing Horne.
    CONCLUSION
    Because we find no reversible error on the part of the dis-
    trict court, we affirm.
    Affirmed.
    

Document Info

Docket Number: S-23-192

Citation Numbers: 315 Neb. 766

Filed Date: 1/19/2024

Precedential Status: Precedential

Modified Date: 1/19/2024