State v. Scherbarth ( 2017 )


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  • Nebraska Supreme Court Online Library
    www.nebraska.gov/apps-courts-epub/
    07/18/2017 09:10 AM CDT
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    STATE v. SCHERBARTH
    Cite as 
    24 Neb. App. 897
    State of Nebraska, appellee, v.
    Josiah L. Scherbarth, appellant.
    ___ N.W.2d ___
    Filed July 18, 2017.     No. A-16-683.
    1.	 Criminal Law: Courts: Appeal and Error. In an appeal of a criminal
    case from the county court, the district court acts as an intermediate
    court of appeals, and its review is limited to an examination of the
    record for error or abuse of discretion.
    2.	 Courts: Appeal and Error. Both the district court and a higher appel-
    late court generally review appeals from the county court for error
    appearing on the record.
    3.	 Judgments: Appeal and Error. When reviewing a judgment for errors
    appearing on the record, an appellate court’s inquiry is whether the deci-
    sion conforms to the law, is supported by competent evidence, and is
    neither arbitrary, capricious, nor unreasonable.
    4.	 Appeal and Error. An appellate court independently reviews questions
    of law in appeals from the county court.
    5.	 Criminal Law: Courts: Appeal and Error. When deciding appeals
    from criminal convictions in county court, an appellate court applies the
    same standards of review that it applies to decide appeals from criminal
    convictions in district court.
    6.	 Jury Instructions: Appeal and Error. Whether jury instructions are
    correct is a question of law, which an appellate court resolves indepen-
    dently of the trial court.
    7.	 Lesser-Included Offenses. Whether a crime is a lesser-included
    offense is determined by a statutory elements approach and is a ques-
    tion of law.
    8.	 Courts: Appeal and Error. Despite a failure to file a particular state-
    ment of error in the district court, a higher appellate court may still
    consider the errors actually considered by the district court.
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    STATE v. SCHERBARTH
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    9.	 Jury Instructions: Pleadings: Evidence. Whether requested to do so or
    not, a trial court has the duty to instruct the jury on issues presented by
    the pleadings and the evidence.
    10.	 Lesser-Included Offenses: Jury Instructions: Evidence. A court must
    instruct on a lesser-included offense if (1) the elements of the lesser
    offense for which an instruction is requested are such that one cannot
    commit the greater offense without simultaneously committing the lesser
    offense and (2) the evidence produces a rational basis for acquitting the
    defendant of the greater offense and convicting the defendant of the
    lesser offense.
    11.	 Jury Instructions: Proof: Appeal and Error. To establish reversible
    error from a court’s refusal to give a requested instruction, an appel-
    lant has the burden to show that (1) the tendered instruction is a correct
    statement of the law, (2) the tendered instruction is warranted by the
    evidence, and (3) the appellant was prejudiced by the court’s refusal to
    give the tendered instruction.
    12.	 Criminal Law: Motor Vehicles: Intent. It is clear that one cannot
    commit the greater offense of willful reckless driving without simultane-
    ously committing the lesser offense of reckless driving.
    13.	 ____: ____: ____. Distinction between reckless driving and willful reck-
    less driving is determined by the driver’s state of mind.
    14.	 ____: ____: ____. Indifferent or wanton disregard for the safety of
    others or their property is the fundamental characteristic of reckless
    driving. Willful reckless driving is characterized by a deliberate, as
    distinguished from an indifferent, disregard for the safety of others or
    their property.
    15.	 ____: ____: ____. A scenario where a motorist drove in willful disregard
    while not also driving with an indifferent or wanton disregard for the
    safety of others is not plausible.
    16.	 Evidence: New Trial: Double Jeopardy: Appeal and Error. If evi-
    dence is not sufficient to sustain a verdict after an appellate court finds
    reversible error, then double jeopardy forbids a remand for a new trial.
    17.	 Appeal and Error. An appellate court is not obligated to engage in an
    analysis that is not necessary to adjudicate the case and controversy
    before it.
    Appeal from the District Court for Sheridan County, Travis
    P. O’Gorman, Judge, on appeal thereto from the County Court
    for Sheridan County, Russell W. H arford, Judge. Judgment
    of District Court reversed, and cause remanded for further
    proceedings.
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    STATE v. SCHERBARTH
    Cite as 
    24 Neb. App. 897
    Bell Island, of Island & Huff, P.C., L.L.O., for appellant.
    Douglas J. Peterson, Attorney General, and Austin N. Relph
    for appellee.
    Moore, Chief Judge, and Inbody and R iedmann, Judges.
    Moore, Chief Judge.
    INTRODUCTION
    Josiah L. Scherbarth appeals an order of the district court
    for Sheridan County affirming his conviction in the county
    court for willful reckless driving. On appeal, Scherbarth argues
    that the county court erred in failing to instruct the jury on the
    lesser-included offense of reckless driving, in determining no
    prosecutorial misconduct occurred during trial, and in finding
    sufficient evidence to support the conviction. For the reasons
    set forth below, we reverse the order of the district court and
    remand the cause for further proceedings.
    FACTUAL BACKGROUND
    On March 20, 2015, Trooper Kyle Kuebler of the Nebraska
    State Patrol was on duty patrolling Highway 20 in Sheridan
    County, Nebraska. The road in question is a two-lane stretch
    of highway. Around 5 or 5:30 p.m., as Kuebler was driving
    east, he spotted a Chevy Silverado truck as it was traveling
    westward. The truck was traveling 70 m.p.h. in a 65-m.p.h.
    zone, as clocked by Kuebler’s radar. Kuebler observed the
    truck move onto the shoulder of the highway and pass two
    vehicles on the right side. The driver’s side tires remained on
    the pavement; however, the passenger’s side tires were off the
    road. The two vehicles passed by the truck were a “truck trac-
    tor, semitrailer combination” and a pickup truck. The shoulder
    was approximately 12 feet wide and the highway was straight
    at this location. The weather conditions were clear and sunny
    at the time of the incident. Kuebler was able to see about half
    a mile down the road.
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    STATE v. SCHERBARTH
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    Kuebler testified that the amount of dirt being thrown up
    behind the Chevy truck was what most caught his attention.
    Kuebler watched the truck as it passed. Kuebler did not observe
    the other vehicles slowing down, moving over, or otherwise
    reacting as the truck drove past. Kuebler turned his patrol
    cruiser around and initiated a traffic stop of the truck. Kuebler
    approached the truck and made contact with the driver, who
    was identified as Scherbarth. A patrol cruiser video recording
    of the incident and interaction between Kuebler and Scherbarth
    shows Kuebler asking Scherbarth a variety of questions, such
    as “[w]hat were you doing back there?” and “you think that’s
    a good idea to pass two people on the shoulder?” Scherbarth
    responded that he was “just horsing around”; admitted it was
    not a good idea and he should have waited; and stated it was
    “completely stupid,” he could have caused an accident, and he
    knew he should not have done it.
    PROCEDURAL BACKGROUND
    On March 25, 2015, the State filed a complaint in the county
    court for Sheridan County, charging Scherbarth with willful
    reckless driving, first offense, in violation of 
    Neb. Rev. Stat. § 60-6
    ,214 (Reissue 2010), a Class III misdemeanor pursuant
    to 
    Neb. Rev. Stat. § 60-6
    ,216 (Reissue 2010).
    On October 20, 2015, trial was held before the county court.
    Kuebler was the only witness to testify, and his testimony
    was as set forth above. The State also offered into evidence
    the video recording of the incident and interaction between
    Kuebler and Scherbarth. Following the completion of testi-
    mony, Scherbarth made a motion for directed verdict, arguing
    the evidence was insufficient as to willful reckless driving. The
    court overruled this motion.
    A jury instruction conference was subsequently held.
    Scherbarth requested that the court instruct the jury on the
    lesser-included offense of reckless driving. The court denied
    this request based on its belief that reckless driving is not a
    lesser-included offense of willful reckless driving.
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    STATE v. SCHERBARTH
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    24 Neb. App. 897
    In the midst of and following closing arguments, Scherbarth
    twice moved for a mistrial based upon various comments
    made by the prosecution during trial. During opening state-
    ments, the prosecutor said, “[Y]ou’re not going to hear from
    [Kuebler] any statements made by [Scherbarth] in regard to
    any reason why he might have decided to pass on the road that
    was legitimate, right? That’s not going to happen.” During
    closing arguments, the prosecutor stated, “[Y]ou’ll understand
    that there has been no evidence shown by the defense — or
    I should say any evidence the State brought forth today,
    there’s no reasonable doubt presented by the defense.” The
    prosecutor further stated, “[Scherbarth] never provided any
    excuse or reason which would exonerate him from intention-
    ally doing the act of driving around on and off the shoulder,
    around these two vehicles at 70-plus miles per hour. And you
    heard [Kuebler] testify to that, clearly.” Finally, the prosecutor
    stated, “I don’t know much about defense counsel’s charade
    here, what he is trying to tell us here.” Scherbarth’s counsel
    immediately objected to this latter comment as improper. The
    court overruled this objection, but instructed the prosecutor
    to “keep it to the facts.” The court overruled both motions
    for mistrial.
    The jury returned a verdict of guilty on the charge of will-
    ful reckless driving. The court imposed a $500 fine upon
    Scherbarth, and his license was revoked for 30 days.
    Scherbarth appealed to the district court, and in his initial
    assignments of error, he asserted that (1) the evidence was
    insufficient to support his conviction and (2) the county court
    erred in failing to grant a mistrial based on the prosecutor’s
    alleged misconduct. Several months later, Scherbarth filed an
    amended assignments of error, which included an additional
    assertion that the county court erred in failing to instruct the
    jury on the lesser-included offense of reckless driving.
    On June 22, 2016, the district court entered an order
    affirming the conviction. The court first addressed whether
    Scherbarth’s additional assigned error was properly before it.
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    STATE v. SCHERBARTH
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    The court found that there was no provision in the rules which
    allows a party to “‘Amend’” assignments of error and that
    Neb. Ct. R. § 6-1452(A)(7) (rev. 2011) (appeals from county
    court to district court; statement of errors) required Scherbarth
    to file his assignments of error within 10 days of the filing of
    the bill of exceptions. The rule further provides that review
    is limited to the errors assigned and discussed, but the court
    may exercise discretion and notice a plain error not assigned.
    Because the amended assignments of error were filed nearly
    4 months after the initial assignments of error were filed, the
    district court determined that the amended assignments of error
    should not be allowed.
    Notwithstanding this holding, the district court proceeded
    to consider the additional assigned error, recognizing a trial
    court’s duty to properly instruct the jury regardless of whether
    the court is requested to do so. The court agreed that reckless
    driving is a lesser-included offense of willful reckless driving
    and that the county court erred in failing to give this instruc-
    tion. However, the district court went on to find that the failure
    to give this instruction was not prejudicial. The court otherwise
    sustained the findings of the county court, holding that suffi-
    cient evidence supported Scherbarth’s conviction and that the
    court did not err in refusing to grant a mistrial based on alleged
    prosecutorial misconduct.
    Scherbarth subsequently perfected this appeal.
    ASSIGNMENTS OF ERROR
    Scherbarth assigns, restated: (1) The county court erred in
    failing to instruct the jury on the lesser-included offense of
    reckless driving, and the district court erred in determining
    this amounted to harmless error; (2) the county court erred in
    determining there was no prosecutorial misconduct through
    commenting on Scherbarth’s failure to present evidence and
    implying defense counsel was dishonest; and (3) the district
    court erred in determining there was sufficient evidence to sup-
    port a conviction.
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    STATE v. SCHERBARTH
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    24 Neb. App. 897
    STANDARD OF REVIEW
    [1-5] In an appeal of a criminal case from the county court,
    the district court acts as an intermediate court of appeals,
    and its review is limited to an examination of the record for
    error or abuse of discretion. State v. Avey, 
    288 Neb. 233
    , 
    846 N.W.2d 662
     (2014). Both the district court and a higher appel-
    late court generally review appeals from the county court for
    error appearing on the record. 
    Id.
     When reviewing a judgment
    for errors appearing on the record, an appellate court’s inquiry
    is whether the decision conforms to the law, is supported by
    competent evidence, and is neither arbitrary, capricious, nor
    unreasonable. 
    Id.
     But an appellate court independently reviews
    questions of law in appeals from the county court. 
    Id.
     When
    deciding appeals from criminal convictions in county court,
    an appellate court applies the same standards of review that it
    applies to decide appeals from criminal convictions in district
    court. 
    Id.
    [6,7] Whether jury instructions are correct is a question of
    law, which an appellate court resolves independently of the trial
    court. State v. Draper, 
    289 Neb. 777
    , 
    857 N.W.2d 334
     (2015).
    See State v. Loyuk, 
    289 Neb. 967
    , 
    857 N.W.2d 833
     (2015). See,
    also, State v. Edwards, 
    286 Neb. 404
    , 
    837 N.W.2d 81
     (2013).
    Whether a crime is a lesser-included offense is determined by
    a statutory elements approach and is a question of law. State v.
    Erickson, 
    281 Neb. 31
    , 
    793 N.W.2d 155
     (2011).
    ANALYSIS
    Scherbarth asserts that the county court erred in denying his
    request for a jury instruction on the lesser-included offense of
    reckless driving and that the district court erred in finding this
    denial to be harmless error.
    [8,9] Before addressing the merits of this argument, we
    consider the State’s contention that this error is not preserved
    for appellate review due to Scherbarth’s failure to properly
    include it in a timely statement of errors. We acknowledge
    that the late amendment of Scherbarth’s assignments of error,
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    to include failure to instruct on a lesser-included offense, may
    have run afoul of court rules. See § 6-1452(A)(7). However,
    despite a failure to file a particular statement of error in the
    district court, a higher appellate court may still consider the
    errors actually considered by the district court. See First Nat.
    Bank of Omaha v. Eldridge, 
    17 Neb. App. 12
    , 
    756 N.W.2d 167
    (2008). The district court considered the merits of the addi-
    tional assigned error, recognizing a trial court’s duty to prop-
    erly instruct the jury. See State v. Weaver, 
    267 Neb. 826
    , 
    677 N.W.2d 502
     (2004) (whether requested to do so or not, trial
    court has duty to instruct jury on issues presented by pleadings
    and evidence). The district court chose to review this assigned
    error, which we will likewise now address.
    [10] A court must instruct on a lesser-included offense if
    (1) the elements of the lesser offense for which an instruc-
    tion is requested are such that one cannot commit the greater
    offense without simultaneously committing the lesser offense
    and (2) the evidence produces a rational basis for acquitting
    the defend­ant of the greater offense and convicting the defend­
    ant of the lesser offense. State v. Erickson, supra.
    [11] To establish reversible error from a court’s refusal to
    give a requested instruction, an appellant has the burden to
    show that (1) the tendered instruction is a correct statement
    of the law, (2) the tendered instruction is warranted by the
    evidence, and (3) the appellant was prejudiced by the court’s
    refusal to give the tendered instruction. State v. McGuire, 
    286 Neb. 494
    , 
    837 N.W.2d 767
     (2013).
    [12-15] It is clear that one cannot commit the greater
    offense of willful reckless driving without simultaneously
    committing the lesser offense of reckless driving. 
    Neb. Rev. Stat. § 60-6
    ,213 (Reissue 2010) establishes that “[a]ny person
    who drives any motor vehicle in such a manner as to indicate
    an indifferent or wanton disregard for the safety of persons
    or property shall be guilty of reckless driving.” (Emphasis
    supplied.) Section 60-6,214 sets forth that “[a]ny person who
    drives any motor vehicle in such a manner as to indicate a
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    willful disregard for the safety of persons or property shall be
    guilty of willful reckless driving.” (Emphasis supplied.) The
    only distinction between these offenses is intent. See State v.
    Boham, 
    233 Neb. 679
    , 
    447 N.W.2d 485
     (1989) (distinction
    between reckless driving and willful reckless driving is deter-
    mined by driver’s state of mind). See, also, State v. Green,
    
    182 Neb. 615
    , 
    156 N.W.2d 724
     (1968) (indifferent or wanton
    disregard for safety of others or their property is fundamental
    characteristic of reckless driving; willful reckless driving is
    characterized by deliberate, as distinguished from indifferent,
    disregard for safety of others or their property). A scenario
    where a motorist drove in “willful disregard” while not also
    driving with an “indifferent or wanton disregard” for the
    safety of others is not plausible.
    Although the district court found the first prong of the
    requirement to instruct on a lesser-included offense (the ele-
    ments test) to be satisfied, it did not specifically address the
    second prong of the requirement: whether there also existed
    evidence producing a rational basis for acquitting Scherbarth
    of willful reckless driving and convicting him of reckless
    driving. Nevertheless, the district court found it was error
    not to give the lesser-included instruction, thereby implicitly
    finding that the second prong was satisfied. We agree. The
    record contains evidence providing a rational basis for acquit-
    ting Scherbarth of willful reckless driving and convicting him
    of reckless driving. In other words, the actions of Scherbarth
    could be construed by the fact finder to be an indifferent or
    wanton disregard, as opposed to an intentional disregard, for
    the safety of persons or property.
    Despite having found that it was error to not give the lesser-
    included offense instruction, the district court determined that
    Scherbarth was not prejudiced by the failure to instruct on the
    lesser-included offense of reckless driving. In reaching this
    conclusion, the district court stated that the failure to instruct
    on the lesser-included offense
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    was not prejudicial to [Scherbarth] because the jury
    rejected the evidence that would have supported a find-
    ing that only the lesser included offense was committed.
    The jury found [Scherbarth] guilty of willful reckless
    driving, thus rejecting the contention that he acted only
    with an “indifferent or wanton disregard.” In view of the
    actual verdict returned by the jury, there is no reasonable
    and plausible basis for finding that the instructional error
    affected the jury’s verdict.
    We disagree with the district court’s determination that
    Scherbarth was not prejudiced by failure to instruct the jury
    on the lesser-included offense of reckless driving. The harm
    in failing to give the lesser-included instruction in this case is
    that the jury was not presented with an option of finding that
    the evidence supported a conviction for reckless driving as
    opposed to willful reckless driving. The jury could not have
    “rejected” finding that Scherbarth acted with “‘indifferent or
    wanton’” disregard, as stated by the district court, because it
    was not provided with that option in the instructions. Rather,
    the jury was only given the option of finding Scherbarth guilty
    of the greater offense of willful reckless driving or not guilty
    of any crime. Had the jury been given the option of the lesser-
    included offense, it could have concluded that Scherbarth’s
    actions were reckless, but were only indifferent or wanton as
    opposed to intentional.
    A review of Nebraska case law demonstrates that incidents
    of willful reckless driving commonly involve some combina-
    tion of a high level of speeding that is particularly dangerous
    based on the circumstances, such as speeding on a heavily
    populated roadway; fleeing arrest; hitting other vehicles or
    property (or the threat of this occurring); road rage; driv-
    ing through stop signs and red lights; or other forms of
    particularly erratic driving. See, State v. Hill, 
    254 Neb. 460
    ,
    
    577 N.W.2d 259
     (1998); State v. Boham, 
    233 Neb. 679
    , 
    447 N.W.2d 485
     (1989); State v. Cook, 
    212 Neb. 718
    , 
    325 N.W.2d 159
     (1982); State v. DiLorenzo, 
    181 Neb. 59
    , 146 N.W.2d
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    791 (1966); State v. Eberhardt, 
    179 Neb. 843
    , 
    140 N.W.2d 802
     (1966).
    On the other hand, reckless driving cases often involve
    less extreme actions, such as moderate speeding, erratic lane
    changes, and other forms of irresponsible driving. See, State
    v. Brown, 
    258 Neb. 330
    , 
    603 N.W.2d 419
     (1999); State v.
    Douglass, 
    239 Neb. 891
    , 
    479 N.W.2d 457
     (1992); State v.
    Green, 
    238 Neb. 475
    , 
    471 N.W.2d 402
     (1991).
    The present case involved moderate speeding and passing
    vehicles on the shoulder, arguably placing persons and prop-
    erty at risk of harm. However, the facts could be construed to
    show either indifference on the part of Scherbarth or an inten-
    tional and deliberate disregard for the safety of others or prop-
    erty on the part of Scherbarth. Under Nebraska jurisprudence
    and the facts of this case, we cannot say that the jury could not
    have found that Scherbarth’s acts lacked intent. See, e.g., State
    v. Howard, 
    5 Neb. App. 596
    , 
    560 N.W.2d 516
     (1997) (error
    to not give instruction on lesser-included offense of careless
    driving along with instruction on reckless driving). Based on
    the evidence in this case, a jury instruction on reckless driving
    was warranted and Scherbarth was prejudiced by the failure
    to give the instruction as a lesser-included offense of willful
    reckless driving.
    [16] We reverse the order of the district court, and we
    remand the cause with directions to the district court to reverse
    the order of the county court and remand the matter to the
    county court for further proceedings. A new trial is not pre-
    cluded by double jeopardy because sufficient evidence existed
    upon which to convict Scherbarth of either offense. See State
    v. Draper, 
    289 Neb. 777
    , 
    857 N.W.2d 334
     (2015) (if evi-
    dence is not sufficient to sustain verdict after appellate court
    finds reversible error, then double jeopardy forbids remand for
    new trial).
    [17] Because we are reversing the judgment and remand-
    ing the cause for further proceedings, we need not address
    Scherbarth’s prosecutorial misconduct and sufficiency of the
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    evidence arguments. See Flores v. Flores-Guerrero, 
    290 Neb. 248
    , 
    859 N.W.2d 578
     (2015) (appellate court is not obligated to
    engage in analysis that is not necessary to adjudicate case and
    controversy before it).
    CONCLUSION
    Upon our review, we find the district court sitting as an
    intermediate appellate court erred in finding Scherbarth was
    not prejudiced by the failure to provide an instruction on
    the lesser-included offense of reckless driving. The district
    court’s order is reversed, and the cause is remanded to the
    district court with directions to reverse the order of the county
    court and to remand the matter to the county court for further
    proceedings.
    R eversed and remanded for
    further proceedings.