State v. Agok ( 2014 )


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  •    Decisions of the Nebraska Court of Appeals
    536	22 NEBRASKA APPELLATE REPORTS
    statute of limitations, in granting Southfork’s motion for sum-
    mary judgment, and in dismissing the Adamses’ complaint.
    Therefore, we reverse the order of the district court granting
    Southfork’s motion for summary judgment and remand the
    matter as to the Adamses’ complaint against Southfork back
    to the district court for further proceedings consistent with
    this opinion.
    Affirmed in part, and in part reversed and
    remanded for further proceedings.
    State of Nebraska, appellee, v.
    Agok Arok Agok, appellant.
    ___ N.W.2d ___
    Filed November 10, 2014.       No. A-14-141.
    1.	 Postconviction: Proof: Appeal and Error. A defendant requesting postconvic-
    tion relief must establish the basis for such relief, and the factual findings of the
    district court will not be disturbed unless they are clearly erroneous.
    2.	 Postconviction: Constitutional Law: Proof. A defendant moving for postcon-
    viction relief must allege facts which, if proved, constitute a denial or violation
    of his or her rights under the state or federal Constitutions.
    3.	 Attorneys at Law: Appeal and Error. Attorneys of record of the respective par-
    ties in the court below shall be deemed the attorneys of the same parties in the
    appellate court, until a withdrawal of appearance has been filed.
    4.	 Criminal Law: Attorneys at Law: Appeal and Error. Counsel in any criminal
    case pending in an appellate court may withdraw only after obtaining permission
    of the appellate court.
    5.	 Criminal Law: Attorneys at Law: Notice: Appeal and Error. Counsel
    appointed in the district court to represent a defendant in a criminal case other
    than a postconviction action shall, upon request by the defendant after judgment,
    file a notice of appeal and continue to represent the defendant unless permitted to
    withdraw by the appellate court.
    6.	 Effectiveness of Counsel: Appeal and Error. A defendant’s desire to argue that
    trial counsel was ineffective gives rise to a potential conflict of interest, preclud-
    ing trial counsel from continued representation of the defendant on appeal.
    7.	 Right to Counsel: Courts: Appeal and Error. When trial counsel files a motion
    to withdraw in the appellate court due to a conflict of interest, the appellate court
    shall issue an order to the district court directing it to appoint counsel if the
    defendant requests counsel be appointed and shows by affidavit to the district
    court that he is indigent.
    Decisions     of the    Nebraska Court of Appeals
    STATE v. AGOK	537
    Cite as 
    22 Neb. Ct. App. 536
    8.	 Right to Counsel: Appeal and Error. When an indigent defendant is deprived
    of his constitutional right to counsel by not being furnished an attorney to pre­
    sent his direct appeal to an appellate court, the defendant is not afforded an
    effective appeal, and the decision thereon is deemed a nullity.
    Appeal from the District Court for Hall County: James D.
    Livingston, Judge. Reversed and remanded with directions.
    Agok Arok Agok, pro se.
    Jon Bruning, Attorney General, and George R. Love for
    appellee.
    Moore, Chief Judge, and Riedmann and Bishop, Judges.
    Riedmann, Judge.
    INTRODUCTION
    Agok Arok Agok appeals from the order of the district
    court for Hall County dismissing his motion for postconvic-
    tion relief without an evidentiary hearing. Because we find
    that Agok was denied his constitutional right to be represented
    by counsel on direct appeal, we reverse the dismissal of
    Agok’s motion for postconviction relief and remand the mat-
    ter to the district court with directions to grant Agok a new
    direct appeal and to appoint new counsel to represent him for
    such appeal.
    BACKGROUND
    In April 2013, Agok was convicted by a jury of terroris-
    tic threats and use of a weapon to commit a felony. He was
    sentenced to concurrent prison terms of 1 to 2 years and 5 to
    8 years, respectively. After sentencing, Agok’s trial counsel,
    a deputy public defender, informed Agok that she would not
    be able to represent him on appeal due to his claim that she
    provided ineffective assistance of counsel. She did, however,
    assist him in preparing and filing the necessary documents to
    perfect his appeal.
    Agok, appearing pro se, timely filed a notice of appeal, an
    application to proceed in forma pauperis, and a poverty affida-
    vit, as well as a document titled “Assignment of Errors,” listing
    ineffective assistance of trial counsel as the sole error assigned.
    Decisions of the Nebraska Court of Appeals
    538	22 NEBRASKA APPELLATE REPORTS
    The district court granted Agok’s application to proceed in
    forma pauperis, and his appeal was docketed in this court as
    case No. A-13-578.
    After his appeal was perfected, Agok filed a pro se motion
    for the appointment of new counsel in the district court. The
    district court entered an order the following day stating that
    the appellate court obtained exclusive jurisdiction over the
    case upon the filing of his notice of appeal and that therefore,
    any motions must be made to the appellate court. Accordingly,
    Agok filed a subsequent pro se motion for appointment of
    counsel in this court, which we “[o]verruled without prejudice
    to filing in the sentencing court.” We subsequently dismissed
    Agok’s appeal in case No. A-13-578 on October 18, 2013, due
    to his failure to file a brief.
    Agok filed a motion for postconviction relief in the district
    court, alleging that trial counsel was ineffective for failing to
    file an appeal. The district court dismissed the motion without
    an evidentiary hearing. It noted that counsel was not ineffec-
    tive for failing to file an appeal, because Agok’s appeal had
    been perfected.
    Agok timely appeals the district court’s judgment.
    ASSIGNMENTS OF ERROR
    Agok assigns that the district court erred in dismissing his
    motion for postconviction relief, because his counsel was inef-
    fective for failing to file an appellate brief, and that he was
    denied counsel at a critical stage of the proceedings.
    STANDARD OF REVIEW
    [1,2] A defendant requesting postconviction relief must
    establish the basis for such relief, and the factual findings of
    the district court will not be disturbed unless they are clearly
    erroneous. State v. Trotter, 
    259 Neb. 212
    , 
    609 N.W.2d 33
    (2000). A defendant moving for postconviction relief must
    allege facts which, if proved, constitute a denial or violation
    of his or her rights under the state or federal Constitutions. 
    Id. ANALYSIS [3-5]
    The Nebraska court rules of appellate practice provide
    that the attorneys of record of the respective parties in the
    Decisions   of the  Nebraska Court of Appeals
    STATE v. AGOK	539
    Cite as 
    22 Neb. Ct. App. 536
    court below shall be deemed the attorneys of the same parties
    in the appellate court, until a withdrawal of appearance has
    been filed. See Neb. Ct. R. App. P. § 2-101(F)(1) (rev. 2010).
    Counsel in any criminal case pending in an appellate court
    may withdraw only after obtaining permission of the appellate
    court. 
    Id. Counsel appointed
    in the district court to represent a
    defendant in a criminal case other than a postconviction action
    shall, upon request by the defendant after judgment, file a
    notice of appeal and continue to represent the defendant unless
    permitted to withdraw by the appellate court. Neb. Ct. R. App.
    P. § 2-103(A).
    [6] The record before us reflects that trial counsel is a
    deputy public defender that was appointed to represent Agok
    at the trial court level. Although counsel assisted Agok in pre-
    paring and filing a notice of appeal, she violated the forego-
    ing rules by ceasing to represent him without filing a motion
    to withdraw in this court after his appeal had been perfected.
    We recognize that trial counsel could not continue to represent
    Agok on appeal due to his claim that she provided ineffec-
    tive assistance of counsel. See State v. Molina, 
    271 Neb. 488
    ,
    
    713 N.W.2d 412
    (2006) (defendant’s desire to argue that trial
    counsel was ineffective gave rise to potential conflict of inter-
    est, because it placed trial counsel in position of having to
    argue his or her own ineffectiveness). However, Agok’s trial
    counsel was required to file a motion in this court requesting
    permission to withdraw and stating the reason for the request.
    See § 2-103(B).
    [7] We note that Agok filed a motion for appointment
    of counsel in this court in August 2013, and we denied the
    motion without prejudice to filing in the trial court. See
    Pennfield Oil Co. v. Winstrom, 
    276 Neb. 123
    , 
    752 N.W.2d 588
    (2008) (stating that in interwoven and interdependent cases,
    appellate court may examine its own records and take judicial
    notice of proceedings and judgment in former action involving
    party). At that time, although Agok had filed pro se pleadings
    in this court, the transcript revealed that he was represented
    by the Hall County public defender’s office through trial
    and sentencing and that there was no indication of counsel’s
    withdrawal. Had the public defender properly filed a motion
    Decisions of the Nebraska Court of Appeals
    540	22 NEBRASKA APPELLATE REPORTS
    to withdraw as counsel in our court, we would have issued an
    order directing the district court to appoint counsel to repre-
    sent Agok on direct appeal, provided he asked that counsel be
    appointed and satisfactorily showed by affidavit to the district
    court that he was indigent. See State v. Dawn, 
    246 Neb. 384
    ,
    
    519 N.W.2d 249
    (1994).
    [8] Because this procedure was not followed in this case,
    Agok was forced to proceed with his direct appeal without
    counsel. When an indigent defendant is deprived of his con-
    stitutional right to counsel by not being furnished an attorney
    to present his direct appeal to an appellate court, the defendant
    is not afforded an effective appeal, and the decision thereon
    is deemed a nullity. State v. 
    Dawn, supra
    . Agok’s indigence
    was established when the district court granted his applica-
    tion to proceed in forma pauperis on appeal. Thus, he had a
    right to appointed counsel for his direct appeal. See, Evitts v.
    Lucey, 
    469 U.S. 387
    , 
    105 S. Ct. 830
    , 
    83 L. Ed. 2d 821
    (1985);
    Douglas v. California, 
    372 U.S. 353
    , 
    83 S. Ct. 814
    , 
    9 L. Ed. 2d
    811 (1963).
    Because Agok was deprived of his right to be represented by
    counsel on appeal, we reverse the dismissal of Agok’s motion
    for postconviction relief and remand the matter to the district
    court with directions to grant Agok a new direct appeal and to
    appoint new counsel to represent him for such appeal.
    CONCLUSION
    For the foregoing reasons, we reverse the dismissal of
    Agok’s motion for postconviction relief and remand the matter
    to the district court with directions to grant Agok a new direct
    appeal and to appoint new counsel to represent him.
    R eversed and remanded with directions.