State v. Honken ( 2020 )


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  •                          IN THE NEBRASKA COURT OF APPEALS
    MEMORANDUM OPINION AND JUDGMENT ON APPEAL
    (Memorandum Web Opinion)
    STATE V. HONKEN
    NOTICE: THIS OPINION IS NOT DESIGNATED FOR PERMANENT PUBLICATION
    AND MAY NOT BE CITED EXCEPT AS PROVIDED BY NEB. CT. R. APP. P. § 2-102(E).
    STATE OF NEBRASKA, APPELLEE,
    V.
    ROBERT S. HONKEN, APPELLANT.
    Filed November 3, 2020.     No. A-19-949.
    Appeal from the District Court for Hamilton County: RACHEL A. DAUGHERTY, Judge.
    Affirmed.
    Robert S. Honken, pro se.
    Douglas J. Peterson, Attorney General, and Erin E. Tangeman for appellee.
    BISHOP, ARTERBURN, and WELCH, Judges.
    BISHOP, Judge.
    Robert S. Honken was previously convicted of two counts of conspiracy to commit first
    degree murder, and was sentenced to 45 to 50 years’ imprisonment on each count, to be served
    concurrently. His convictions and sentences were affirmed on direct appeal by this court in State
    v. Honken, 
    25 Neb. Ct. App. 352
    , 
    905 N.W.2d 689
    (2017).
    More than 1 year after the mandate issued in State v. 
    Honken, supra
    , Honken filed
    numerous pro se pleadings requesting relief, including a verified motion for postconviction relief,
    a petition for writ of error coram nobis, and a motion for new trial. The Hamilton County District
    Court denied Honken’s requests for relief for various reasons. Honken appeals the district court’s
    order denying him relief. We affirm.
    -1-
    BACKGROUND
    TRIAL AND DIRECT APPEAL
    This case arose out of Honken’s attempt to hire two different individuals, including an
    undercover investigator, to kill his wife. Following a stipulated bench trial, Honken was convicted
    of two counts of conspiracy to commit first degree murder, and was sentenced to 45 to 50 years’
    imprisonment on each count, to be served concurrently. His convictions and sentences were
    affirmed on direct appeal by this court in State v. 
    Honken, supra
    . At the time of his direct appeal,
    Honken was represented by different counsel than at the time of trial. This court’s mandate in the
    former case was issued on January 22, 2018, and the district court entered judgment on our
    mandate on January 29.
    SUBSEQUENT REQUESTS FOR RELIEF
    AND DISTRICT COURT’S ORDER
    Between June 24 and July 15, 2019, Honken filed numerous pro se requests for relief. On
    June 24, Honken filed (1) a verified motion for postconviction relief, (2) a motion for evidentiary
    hearing to make a record for postconviction relief, (3) a petition for writ of error coram nobis, (4)
    two motions for absolute discharge, (5) a motion to suppress, (6) two motions for appointment of
    counsel, and (7) a motion to proceed in forma pauperis. On July 5, Honken filed (1) a motion for
    absolute discharge, (2) a motion to suppress, (3) a motion for appointment of counsel, and (4) a
    motion to proceed in forma pauperis. On July 15, Honken filed a motion for new trial. The contents
    of Honken’s pleadings will be discussed as necessary in the analysis.
    On August 30, 2019, the district court denied all of Honken’s requests for relief without
    holding an evidentiary hearing. The court found that Honken’s motion for postconviction relief
    was time barred, and did not otherwise affirmatively show that he was entitled to relief. The court
    noted that Honken’s writ for error coram nobis was substantially similar to his motion for
    postconviction relief and raised the same claims. The court found that the writ challenged errors
    of law and did not allege specific facts that would have prevented a conviction, and therefore, the
    writ, on its face, provided no possibility of relief. As to Honken’s motion for new trial, the court
    found that to the extent Honken’s claims were based on grounds other than “newly discovered
    evidence,” he failed to timely file the motion or allege facts showing that such a filing was
    unavoidably prevented. And to the extent that Honken’s motion for new trial was based on “newly
    discovered evidence,” he failed to allege facts showing the information could not have been
    discovered and produced at trial; further any alleged “newly discovered evidence” that discredited
    a witness at trial did not justify a new trial. Finally, the court found Honken’s two motions to
    suppress and three motions for absolute discharge were untimely filed. Accordingly, the district
    court denied all of Honken’s requests for relief.
    Honken appeals.
    ASSIGNMENTS OF ERROR
    Summarized, Honken assigns that the district court erred when it denied his motion for
    postconviction relief, his petition for writ of error coram nobis, and his motion for new trial without
    an evidentiary hearing.
    -2-
    STANDARD OF REVIEW
    Whether a claim raised in a postconviction proceeding is procedurally barred is a question
    of law which is reviewed independently of the lower court’s ruling. State v. Hessler, 
    305 Neb. 451
    ,
    
    940 N.W.2d 836
    (2020).
    In appeals from postconviction proceedings, an appellate court reviews de novo a
    determination that the defendant failed to allege sufficient facts to demonstrate a violation of his
    or her constitutional rights or that the record and files affirmatively show that the defendant is
    entitled to no relief. State v. Jackson, 
    296 Neb. 31
    , 
    892 N.W.2d 67
    (2017).
    The findings of the district court in connection with its ruling on a motion for a writ of
    error coram nobis will not be disturbed unless they are clearly erroneous. State v. Hessler, 
    295 Neb. 70
    , 
    886 N.W.2d 280
    (2016).
    A de novo standard of review applies when an appellate court is reviewing a trial court’s
    dismissal of a motion for a new trial under Neb. Rev. Stat. § 29-2102(2) (Reissue 2016) without
    conducting an evidentiary hearing. See State v. Cross, 
    297 Neb. 154
    , 
    900 N.W.2d 1
    (2017).
    ANALYSIS
    POSTCONVICTION RELIEF
    Honken contends that the district court erred in overruling his motion for postconviction
    relief without an evidentiary hearing.
    Postconviction relief is available to a prisoner in custody under sentence who seeks to be
    released on the ground that there was a denial or infringement of his or her constitutional rights
    such that the judgment was void or voidable. State v. Newman, 
    300 Neb. 770
    , 
    916 N.W.2d 393
    (2018). In a motion for postconviction relief, the defendant must allege facts which, if proved,
    constitute a denial or violation of his or her rights under the U.S. or Nebraska Constitution, causing
    the judgment against the defendant to be void or voidable. State v. 
    Newman, supra
    .
    A trial court must grant an evidentiary hearing to resolve the claims in a postconviction
    motion when the motion contains factual allegations which, if proved, constitute an infringement
    of the defendant’s rights under the Nebraska or federal Constitution. State v. 
    Newman, supra
    . If a
    postconviction motion alleges only conclusions of fact or law, or if the records and files in a case
    affirmatively show the defendant is entitled to no relief, the court is not required to grant an
    evidentiary hearing.
    Id. Thus, in a
    postconviction proceeding, an evidentiary hearing is not
    required (1) when the motion does not contain factual allegations which, if proved, constitute an
    infringement of the movant’s constitutional rights; (2) when the motion alleges only conclusions
    of fact or law; or (3) when the records and files affirmatively show that the defendant is entitled to
    no relief.
    Id. In his 32-page
    motion for postconviction relief, Honken alleged more than 40 claims of
    ineffective assistance of trial counsel, approximately 30 claims of ineffective assistance of
    appellate counsel, approximately 15 claims of prosecutorial misconduct, more than 10 errors by
    the trial court, and actual innocence. Many of his individual claims are found in more than one of
    the categories above. While we do not set forth each of Honken’s individual claims, they include
    claims related to the failure to file motions to suppress, the failure to interview or call witnesses,
    the admissibility of evidence, an entrapment defense, the failure to investigate his competency, a
    -3-
    violation of his right to a speedy trial, attorney conflict of interest, and the failure to inform him of
    a plea offer.
    Before we can address Honken’s arguments, we must first determine whether the district
    court correctly concluded that his motion was untimely. The Nebraska Postconviction Act contains
    a 1-year time limit for filing a verified motion for postconviction relief, which runs from one of
    four triggering events or August 27, 2011, whichever is later. State v. Harrison, 
    293 Neb. 1000
    ,
    
    881 N.W.2d 860
    (2016). See, also, Neb. Rev. Stat. § 29-3001(4) (Reissue 2016). Section
    29-3001(4) states:
    A one-year period of limitation shall apply to the filing of a verified motion for
    postconviction relief. The one-year limitation period shall run from the later of:
    (a) The date the judgment of conviction became final by the conclusion of a direct
    appeal or the expiration of the time for filing a direct appeal;
    (b) The date on which the factual predicate of the constitutional claim or claims
    alleged could have been discovered through the exercise of due diligence;
    (c) The date on which an impediment created by state action, in violation of the
    Constitution of the United States or the Constitution of Nebraska or any law of this state,
    is removed, if the prisoner was prevented from filing a verified motion by such state action;
    (d) The date on which a constitutional claim asserted was initially recognized by
    the Supreme Court of the United States or the Nebraska Supreme Court, if the newly
    recognized right has been made applicable retroactively to cases on postconviction
    collateral review; or
    (e) August 27, 2011.
    Here, Honken’s judgment of convictions became final when this court issued its mandate
    on January 22, 2018. See State v. Koch, 
    304 Neb. 133
    , 
    933 N.W.2d 585
    (2019) (direct appeal
    concluded once appellate court issued mandate, not when district court entered judgment on
    mandate). Honken filed his postconviction motion on June 24, 2019, more than 1 year after the
    date the mandate was issued by the appellate court. Accordingly, Honken’s motion for
    postconviction relief was time barred absent facts that bring his claim within § 29-3001(4)(b), (c),
    or (d).
    Honken made no argument which could be construed as bringing his claim within
    § 29-3001(4)(c) or (d). As to § 29-3001(4)(b), Honken alleged that his trial counsel was ineffective
    for failing to communicate a plea offer by the county attorney. Honken alleged he received
    “[d]ocuments” on June 7, 2019, regarding a plea offer that was never discussed with him; he states,
    “see Exhibit ‘A’ Never discuss what the deal was, I should have been told.” However, there is no
    exhibit “A” attached to his motion. As stated by the district court:
    While this allegation arguably is one that may warrant an evidentiary hearing, the Court
    notes that [Honken] had different counsel on appeal than he did at the trial court level.
    There is no factual allegation to explain why [Honken] could not have obtained this
    information through the exercise of due diligence prior to the one-year deadline imposed
    in [§ 29-3001(4)(a)]. [Honken] does not allege that the factual predicate for his ineffective
    assistance claim was not discoverable through the exercise of due diligence within the
    -4-
    one-year limitation period. As such, the Court finds that [Honken] does not meet the criteria
    as set forth in [§ 29-3001(4)(b)].
    We agree with the district court that Honken did not meet the criteria as set forth in
    § 29-3001(4)(b). And, as noted by the State, Honken does not argue on appeal that the district
    court erred in not finding this claim timely under § 29-3001(4)(b).
    In fact, when discussing postconviction relief in his brief, Honken states, “[w]hether timely
    presented or not,” he has a claim of “Actual Innocence.” Brief for appellant at 18. Honken’s
    postconviction motion alleged he was actually innocent of the crimes for which he was convicted.
    He supports his allegation by referencing alleged procedural errors, a warrantless search and illegal
    arrest, speedy trial issues, coercion to have a bench trial instead of a jury trial, issues of his own
    competency, attorney conflict of interest, the use of a paid informant by law enforcement to entrap
    him, inconsistent statements by “several informants,” recently revealed persons “that had
    information to clear defendant,” and alleged claims of ineffective assistance of counsel. In his brief
    to this court, Honken contends than an “actual [i]nnocence claim is clearly warranted in this case.”
    Id. at 19.
    The trial court found Honken made generalizations but did not allege specific facts that
    would have prevented a conviction. We agree.
    In State v. Dubray, 
    294 Neb. 937
    , 947-48, 
    885 N.W.2d 540
    , 551 (2016), the Nebraska
    Supreme Court stated:
    A claim of actual innocence may be a sufficient allegation of a constitutional
    violation under the Nebraska Postconviction Act. The essence of a claim of actual
    innocence is that the State’s continued incarceration of such a petitioner without an
    opportunity to present newly discovered evidence is a denial of procedural or substantive
    due process. The threshold to entitle a prisoner to an evidentiary hearing on such a
    postconviction claim is “‘extraordinarily high.’” Such a petitioner must make a strong
    demonstration of actual innocence because after a fair trial and conviction, the presumption
    of innocence vanishes.
    Actual innocence means that a defendant did not commit the crime for which he or she is charged.
    Nadeem v. State, 
    298 Neb. 329
    , 
    904 N.W.2d 244
    (2017) (comparing legal innocence with actual
    innocence). Honken has not met the extraordinarily high threshold of alleging facts sufficient to
    show he is actually innocent of the crimes; none of his alleged facts show that he did not commit
    the crimes for which he was convicted. Accordingly, the district court did not err in denying
    Honken’s motion for postconviction relief without an evidentiary hearing.
    WRIT OF ERROR CORAM NOBIS
    Honken contends that the district court erred in overruling his petition for writ of error
    coram nobis without an evidentiary hearing.
    The purpose of the writ of error coram nobis is to bring before the court rendering
    judgment matters of fact which, if known at the time the judgment was rendered, would have
    prevented its rendition. State v. 
    Harrison, supra
    . The writ reaches only matters of fact unknown to
    the applicant at the time of judgment, not discoverable through reasonable diligence, and which
    are of a nature that, if known by the court, would have prevented entry of judgment.
    Id. The writ -5-
    is not available to correct errors of law.
    Id. The burden of
    proof in a proceeding to obtain a writ of
    error coram nobis is upon the applicant claiming the error, and the alleged error of fact must be
    such as would have prevented a conviction. State v. Hessler, 
    295 Neb. 70
    , 
    886 N.W.2d 280
    (2016).
    It is not enough to show that it might have caused a different result.
    Id. In his 34-page
    petition for writ of error coram nobis, Honken’s claims are the same as those
    alleged his motion for postconviction relief. Honken alleged more than 40 claims of ineffective
    assistance of trial counsel, approximately 30 claims of ineffective assistance of appellate counsel,
    approximately 15 claims of prosecutorial misconduct, and more than 10 errors by the trial court.
    However, claims of errors or misconduct at trial and ineffective assistance of counsel are
    inappropriate for coram nobis relief. State v. Hessler, 
    288 Neb. 670
    , 
    850 N.W.2d 777
    (2014).
    Honken also made a claim of actual innocence. But, as noted previously, Honken did not
    allege facts sufficient to show he is actually innocent of the crimes; none of his alleged facts show
    that he did not commit the crimes for which he was convicted. See Nadeem v. 
    State, supra
    .
    Accordingly, the district court did not err in denying Honken’s petition for a writ of error coram
    nobis without an evidentiary hearing.
    MOTION FOR NEW TRIAL
    Honken contends that the district court erred in denying his motion for new trial without
    an evidentiary hearing.
    Honken was convicted of his crimes in November 2016, and this court affirmed his
    convictions and sentences in December 2017; our mandate was issued on January 22, 2018.
    Honken did not file his motion for new trial until July 15, 2019. In his motion for new trial, Honken
    claimed there were numerous irregularities and misconduct during the proceedings. His claims are
    similar to those made in his motion for postconviction relief and in his petition for writ of error
    coram nobis. His claims included allegations of a violation of his right to speedy trial, “false
    testimony” and “false evidence” by named individuals, “false statements” by “informants,”
    “inconsistent statements” by named individuals, the admissibility of evidence, evidence of
    entrapment, the failure to disclose exculpatory evidence, the failure to discuss a plea offer, issues
    of Honken’s competency, attorney conflict of interest, the ineffective assistance of his trial and
    appellate counsel, prosecutorial misconduct, and judicial errors.
    Grounds for a new trial are set forth in Neb. Rev. Stat. § 29-2101 (Reissue 2016) which
    states:
    A new trial, after a verdict of conviction, may be granted, on the application of the
    defendant, for any of the following grounds affecting materially his or her substantial
    rights: (1) Irregularity in the proceedings of the court, of the prosecuting attorney, or of the
    witnesses for the state or in any order of the court or abuse of discretion by which the
    defendant was prevented from having a fair trial; (2) misconduct of the jury, of the
    prosecuting attorney, or of the witnesses for the state; (3) accident or surprise which
    ordinary prudence could not have guarded against; (4) the verdict is not sustained by
    sufficient evidence or is contrary to law; (5) newly discovered evidence material for the
    defendant which he or she could not with reasonable diligence have discovered and
    produced at the trial; (6) newly discovered exculpatory DNA or similar forensic testing
    evidence obtained under the DNA Testing Act; or (7) error of law occurring at the trial.
    -6-
    If the motion for new trial and supporting documents fail to set forth sufficient facts, the court
    may, on its own motion, dismiss the motion without a hearing. § 29-2102.
    In his motion for new trial, Honken specifically mentions § 29-2101(3), (4), and (5).
    However, for the sake of completeness, we will also briefly address the other grounds for new trial
    as well.
    None of Honken’s allegations fall within § 29-2101(6). And a motion for new trial based
    on the grounds set forth in § 29-2101(1), (2), (3), (4), or (7) shall be filed within 10 days after the
    verdict was rendered unless such filing is unavoidably prevented. Neb. Rev. Stat. § 29-2103(3)
    (Reissue 2016). Honken did not file his motion for new trial within 10 days after the verdict was
    rendered. And although Honken claims that his filing was unavoidably prevented, the record
    before us and the allegations in Honken’s own motion refute his claim.
    The record before us reveals that Honken was present for the trial court proceedings.
    Honken confirmed to the trial court his desire to waive his right to a jury trial and to proceed to
    trial based upon stipulated facts. The record also reveals that Honken confirmed his trial counsel’s
    statements to the court that Honken “did not want to go through with a full-blown trial with live
    witnesses” and that counsel’s “instructions are to not object” to the State’s exhibits and to submit
    the evidence to the court. Because Honken was present during the trial court proceedings or
    otherwise should have been aware of any issues under § 29-2101(1), (2), (3), (4), or (7), he did not
    allege facts showing that his filing for a motion for new trial on such grounds was unavoidably
    prevented. Furthermore, although Honken makes allegations of prosecutorial misconduct, he did
    not support his allegations with an affidavit. See § 29-2102 (grounds set forth in § 29-2101(2), (3),
    and (6) shall be supported by affidavits showing truth of such grounds, and grounds may be
    controverted by affidavits; if motion for new trial and supporting documents fail to set forth
    sufficient facts, court may, on its own motion, dismiss motion without hearing.)
    Honken’s motion for new trial also alleged newly discovered evidence pursuant to
    § 29-2101(5). A motion for new trial based on the grounds set forth in § 29-2101(5) shall be filed
    within a reasonable time after the discovery of the new evidence and cannot be filed more than 5
    years after the date of the verdict, unless the motion and supporting documents show the new
    evidence could not with reasonable diligence have been discovered and produced at trial and such
    evidence is so substantial that a different result may have occurred. See § 29-2103(4). The ground
    set forth in § 29-2101(5) shall be supported by evidence of the truth of the ground in the form of
    affidavits, depositions, or oral testimony. § 29-2102(1). If the motion for new trial and supporting
    documents fail to set forth sufficient facts, the court may, on its own motion, dismiss the motion
    without a hearing. § 29-2102(2).
    Honken’s allegations included: “[t]he new[ly] discovered police reports that was [sic] just
    released to defendant on June 7, 2019 that reveals the inconsistent statements made by several
    informants and the used [sic] of non-testifying informant’s out-of-court statements that the trial
    Judge knew was false but continued to use them to convict Robert Honken”; several named
    witnesses were “just revealed on June 7, 2019,” and “had information to clear defendant, but never
    called, a denial of his constitutional rights to confrontation clause and compulsory process”; and
    “[n]ewly discovered evidence, via informant’s statements of the creation and mamipulation [sic]
    of the stories” of named individuals. Honken also alleged, “It is known now that [Honken’s trial
    counsel], [and] the prosecutor with held [sic] exculpatory evidence so substantial that the sentences
    -7-
    and conviction cannot stand due to the miscarriage of justice that occurred in the case,” and he
    “was not able to obtain or discover any of the . . . evidence until after actually getting his records
    from his attorneys, and obtaining affidavits that should have been introduced during trial.”
    (Emphasis supplied.) Honken stated he received records from his trial counsel on June 7, 2019,
    after a complaint was filed with the counsel for discipline. Honken’s allegations of “newly
    discovered” evidence that would “clear” him and “newly discovered” evidence “via informant’s
    statements of the creation and mamipulation [sic] of the stories” of named individuals were not
    supported by affidavits, depositions, or oral testimony.
    The district court found that any allegations of newly discovered evidence came from
    Honken’s review of his own file, and “[in] fact, [Honken] acknowledges that he received the
    information directly from his trial counsel.” Accordingly, the district court found that Honken
    failed to allege facts which show the information alleged was “newly discovered” and could not
    have been discovered and produced at trial. We agree.
    Initially we note that to justify a new trial, newly discovered evidence must involve
    something other than the credibility of the witness who testified at trial. State v. Oliveira-Coutinho,
    
    291 Neb. 294
    , 
    865 N.W.2d 740
    (2015). And two of Honken’s allegations refer to exculpatory
    evidence that revealed “inconsistent” statements or “creation and mamipulation [sic] of the stories”
    of named individuals.” His remaining allegation refers to several named witnesses who “had
    information to clear” Honken. This is a curious allegation given that Honken admitted to law
    enforcement that he had hired two individuals, including an undercover investigator to kill his
    wife. See State v. Honken, 
    25 Neb. Ct. App. 352
    , 
    905 N.W.2d 689
    (2017). Regardless, in his motion
    for new trial, Honken alleged that his trial counsel and the prosecutor withheld the exculpatory
    information. Therefore, Honken’s own allegation establishes that his trial counsel was aware of
    the information. This is further evidenced by Honken’s allegation that he was not able to discover
    the information until getting the records from his attorneys. Based on Honken’s own allegations,
    the alleged exculpatory information was found in his own case file. Trial counsel, being aware of
    any exculpatory evidence, could have produced it at trial. And if trial counsel failed to produce
    any exculpatory evidence at trial, such could have been raised as an ineffective assistance of
    counsel claim on appeal. However, ineffective assistance of counsel is not a ground upon which a
    defendant may move for new trial under § 29-2101. State v. Pieper, 
    274 Neb. 768
    , 
    743 N.W.2d 360
    (2008). Moreover, as previously noted, Honken’s allegations of “newly discovered” evidence
    that would “clear” him and “newly discovered” evidence “via informant’s statements of the
    creation and mamipulation [sic] of the stories” of named individuals were not supported by
    affidavits, depositions, or oral testimony as required. See § 29-2102(2). Accordingly, upon our de
    novo review, we find no error by the district court when it denied Honken’s motion for new trial
    without an evidentiary hearing.
    CONCLUSION
    For the reasons stated above, we affirm the decision of the district court to deny Honken’s
    requested relief without an evidentiary hearing.
    AFFIRMED.
    -8-