State of New Hampshire v. Barion Perry ( 2014 )

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THE SUPREME COURT OF NEW HAMPSHIRE
___________________________
Hillsborough-southern judicial district
No. 2012-561
THE STATE OF NEW HAMPSHIRE
v.
BARION PERRY
Argued: October 16, 2013
Opinion Issued: May 22, 2014
Michael A. Delaney, attorney general (Susan P. McGinnis, senior
assistant attorney general, on the brief and orally), for the State.
David M. Rothstein, deputy chief appellate defender, of Concord, on the
brief and orally, for the defendant.
BASSETT, J. The defendant, Barion Perry, appeals his convictions
following a trial in Superior Court (Kissinger, J.) for theft by unauthorized
taking, RSA 637:3 (2007), and burglary, RSA 635:1 (2007), arguing that the
Superior Court (Nicolosi, J.) erred in denying his motion to dismiss the
indictments against him on double jeopardy grounds. We affirm.
The record supports the following facts. Detectives interviewed the
defendant following his arrest for theft and burglary. The interview was
recorded. Prior to the defendant’s first trial, counsel for the defendant and the
State agreed that certain statements made by the defendant during the
interview should be redacted before the recording was played for the jury.
Shortly after the State played a redacted version of the recording, defense
counsel advised the trial court that three of the statements that should have
been redacted were not, in fact, redacted. Although the quality of the recording
was poor and portions of the interview transcript were marked “inaudible,” the
parties agreed that, in his first statement, the defendant apparently referred to
his prior conviction for theft and burglary. In the second statement, the
defendant referred to his “PO,” apparently meaning his parole officer. The final
statement contained a reference to prison. Defense counsel acknowledged that
he had failed to request that the State redact the first two statements.
However, he had requested that the third statement be redacted, but the State
failed to do so.
The trial court conducted a colloquy with the defendant, during which he
told the court that he had noticed “at least four or five of the jurors” looking at
him when the statements were played and that he believed that they heard the
references. The court stated that she had not heard the statements due to the
poor quality of the recording and the acoustics in the courtroom. Nonetheless,
because the attorneys and the defendant had heard the statements, the trial
court assumed that at least one of the jurors also had heard them.
Defense counsel requested neither a mistrial nor a curative instruction.
During the colloquy, the defendant stated that, although he did not want to be
convicted because the jury heard potentially prejudicial statements in the
interview, he wanted to go forward with the trial because he had “other options
that ha[d] nothing to do with a mistrial.” The State urged that “a mistrial be
declared based on manifest necessity,” notwithstanding the defendant’s
decision not to request one, because the statements were extremely prejudicial
and affected the defendant’s right to a fair trial.
Because the court was concerned that defense counsel could not
effectively advise the defendant about a mistrial as counsel had failed to “mark”
two of the statements for redaction prior to trial, it considered assigning
independent counsel to speak with the defendant about the mistrial request.
The court ultimately concluded, however, that manifest necessity required a
mistrial because the jury heard “damaging,” “inflammatory” information that a
curative instruction would not have been able to address adequately. The
court did not assign independent counsel because it concluded that, given the
prejudicial nature of the unredacted statements, it “could be ineffective
assistance of counsel” for another lawyer to advise the defendant not to seek a
mistrial. The trial court declared a mistrial over the defendant’s objection and
scheduled a new trial.
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Prior to the second trial, the defendant moved to dismiss the indictments
with prejudice. He argued that the mistrial was not supported by manifest
necessity, and, therefore, that the double jeopardy provisions of the New
Hampshire and United States Constitutions barred retrial. See N.H. CONST.
pt. I, art. 16; U.S. CONST. amend. V. The State objected, arguing that manifest
necessity supported the court’s declaration of mistrial because, among other
things, the defendant would have had a successful ineffective assistance of
counsel claim had the first trial been completed. The trial court agreed with
the State, and denied the defendant’s motion to dismiss.
On appeal, the defendant argues that “[t]he trial court erred in ruling
that its decision to declare a mistrial over [the defendant’s] objection was
supported by manifest necessity” because the circumstances failed to satisfy
the “high degree” of necessity required by the law. He specifically argues that
“[t]he fact that the jury might have heard prejudicial information is insufficient
to override [his] valued right to a trial before a single tribunal.” He asserts that
“the court was not authorized to end [his] trial over his objection” because he
should have been able to “retain primary control” over the course of his trial,
even following the introduction of prejudicial information. (Quotation omitted.)
He further argues that the trial court erred by assuming that the jury heard the
statements and by concluding that defense counsel was to blame for
introducing the prejudice.
We first address the defendant’s double jeopardy claim under the State
Constitution and rely upon federal law only to aid our analysis. State v. Ball,
124 N.H. 226, 231-33 (1983); see State v. Howell, 158 N.H. 717, 719 (2009).
“The Double Jeopardy Clause of the New Hampshire Constitution prohibits the
State from placing a defendant in jeopardy more than once for the same
offense.” State v. Ojo, 165 N.H. ___, ___ (decided February 21, 2014). “A
defendant is placed in jeopardy when a jury is empaneled and sworn, or, in the
case of a bench trial, when the judge begins to hear evidence.” Id. (citation
omitted). “After jeopardy attaches for a particular offense, it ‘terminates’ —
thereby prohibiting retrial for the same offense — upon a judgment of acquittal
or conviction, or upon an unnecessarily declared mistrial preventing either
judgment.” Id. (citation, quotation, and ellipses omitted).
“A defendant normally has the right to complete a trial before a
particular tribunal: either the same chosen jury, in a jury trial; or the same
judge, in a bench trial.” Id. (quotation omitted).
Such a right exists because the State with all its resources and power
should not be allowed to make repeated attempts to convict an individual
for an alleged offense, thereby subjecting him to embarrassment,
expense and ordeal and compelling him to live in a continuing state of
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anxiety and insecurity, as well as enhancing the possibility that even
though innocent he may be found guilty.
Id. (quotation omitted).
“The right to complete a trial before a particular tribunal is not absolute,
however, and must in some instances be subordinated to the public’s interest
in fair trials designed to end in just judgments.” Id. (quotation omitted). “One
such instance occurs when a trial court, with the greatest caution, under
urgent circumstances, and for very plain and obvious causes, declares a
mistrial over the objection of the defendant.” Id. (quotation omitted). “The
Double Jeopardy Clause does not bar retrial after a mistrial when the
defendant consents to the mistrial, or, if he objects, upon a finding of the trial
court that there is manifest necessity for the act, or that the ends of public
justice would otherwise be defeated.” Id. (quotation omitted). “Under these
circumstances, jeopardy does not terminate but instead continues.” Id.“Although a high degree of necessity is required before a mistrial is
declared, ‘manifest necessity’ is a variable standard which cannot be applied
mechanically.” State v. Gould, 144 N.H. 415, 417 (1999). “Determining
whether manifest necessity exists to justify the declaration of a mistrial
requires a balancing of competing concerns: the defendant’s interests in
completing his trial in a single proceeding before a particular tribunal versus
the strength of the justification for a mistrial.” State v. Solomon, 157 N.H. 47,
52 (2008) (quotation omitted). “A trial court must therefore take all
circumstances into account, and should allow counsel to comment as well as
consider alternatives before declaring a mistrial.” Howell, 158 N.H. at 720.
We have cautioned trial courts not to terminate trials too quickly, and
have encouraged them to discuss lesser sanctions with counsel and to take
time for reflection. Petition of Brosseau, 146 N.H. 339, 341 (2001). “Where the
trial court clearly indicates on the record its findings and reasoning, we
generally defer to its declaration of a mistrial.” Howell, 158 N.H. at 720.
“However, if the trial court unsustainably exercised its discretion in concluding
that manifest necessity required a mistrial, then the Double Jeopardy Clause
will bar retrial.” Solomon, 157 N.H. at 51. “If . . . the trial court fails to make
any findings or state its reasoning on the record, or otherwise fails to exercise
prudence in declaring a mistrial, our deference is diminished.” Howell, 158
N.H. at 720. “In such instances, because a mistrial is of such gravity and
implicates such a fundamental constitutional right, we will defer to a trial
court’s finding of manifest necessity only where the record affirmatively
supports it.” Id. at 720-21 (quotation, brackets, and ellipses omitted).
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Here, the trial court made its findings and stated its reasoning on the
record, and it “did not act precipitously” in declaring a mistrial. Petition of
Brosseau, 146 N.H. at 341. After learning that the jury might have heard
prejudicial information, the trial court directed the attorneys to listen to the
recording in order to determine whether the challenged statements were
audible. The next day the court discussed the potential prejudice and possible
courses of action with counsel for both parties, and with the defendant. The
trial court not only considered the general prejudicial effect of the statements,
but also, in its order declaring a mistrial, addressed the statements’ impact
upon the defense theory of misidentification. Ultimately, the trial court
concluded that a non-prejudicial instruction could not be fashioned; that the
unredacted statements created actual, incurable prejudice; and that it “could
be ineffective assistance of counsel” for an independent attorney to advise the
defendant not to seek a mistrial. The trial court made these findings and
rulings on the record; accordingly, we review its decision for an unsustainable
exercise of discretion. See Howell, 158 N.H. at 721.
The defendant argues that the trial court erred by concluding that a
mistrial was required because “prejudicial information had been conveyed to
the jury and defense counsel was to blame.” He further contends that even if
the jury heard damaging testimony, he should have had the opportunity to
continue with the trial. However, “[w]hile reasonable minds might differ on
whether ‘manifest necessity’ existed here, we are not persuaded that the court
acted unreasonably or without plain and obvious causes.” Petition of
Brosseau, 146 N.H. at 342.
Before declaring a mistrial, the trial court “considered the parties’
arguments,” Howell, 158 N.H. at 722, and “balanc[ed] . . . [their] competing
concerns,” Solomon, 157 N.H. at 52; see also Howell, 158 N.H. at 722. During
the colloquy at trial, the defendant expressed his desire to complete the trial
before the assigned jury, stating that he had “other options that ha[d] nothing
to do with a mistrial at all.” In his motion to dismiss the indictments on double
jeopardy grounds, the defendant clarified this point by explaining that, “[a]side
from the three erroneously admitted statements . . . [,] the [first] trial had gone
well for [him].” He further explained that the court had made several rulings
favorable to him after a State’s witness failed to appear. These rulings included
a decision to allow him to elicit testimony from a police detective that the
missing witness had failed to positively identify the defendant in a lineup. The
defendant argued that this information was presented to the jury “as favorably
as the defense could reasonably have hoped,” and that “it [was] highly unlikely
this evidence [would] come in nearly as favorably at a retrial.” See Solomon,
157 N.H. at 51 (noting that United States Supreme Court has stated that
mistrial decision must consider defendant’s interest in proceeding to a verdict
with “a tribunal he might believe to be favorably disposed to his fate”).
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The defendant also argued that granting a mistrial infringed on his right
to a speedy trial because he was not entitled to pretrial credit for his time in
prison while awaiting resolution of the theft and burglary charges. He argued
that he could not progress toward being paroled while the charges were
pending, and that the mistrial prolonged the time required for him to move
through the system. Thus, the defendant articulated specific reasons for
objecting to the mistrial and for wishing to proceed with the empaneled jury,
notwithstanding the potential prejudice to his case. See id.
The trial court, however, sustainably exercised its discretion in balancing
the defendant’s interest in continuing the trial against “the strength of the
justification for a mistrial” following the introduction of prejudicial information.
Id. at 52. “It is well-settled that an incurable prejudice may result when the
testimony of a witness conveys to a jury the fact of a defendant’s prior criminal
offense.” State v. Willey, 163 N.H. 532, 538 (2012) (quotations omitted). “The
infusion of such evidence into a trial is probably only equaled by a confession
in its prejudicial impact upon a jury.” Id. (quotations omitted). “Accordingly,
we have held that a mistrial is appropriate when a defendant’s prior criminal
conduct has been unambiguously conveyed to the jury.” State v. Russo, 164
N.H. 585, 589-90 (2013) (quotation omitted).
“In cases in which we have held that a mistrial was warranted, we have
often looked to whether the jury was improperly exposed to testimony
concerning prior criminal acts similar to the acts charged.” Id. at 590; see,
e.g., State v. Kerwin, 144 N.H. 357, 360-61 (1999) (holding that alleged sexual
assault victim’s statement that “that man raped some girl” warranted mistrial
because statement “unambiguously conveyed to the jury the fact that the
defendant allegedly had engaged in similar culpable conduct”); State v.
LaBranche, 118 N.H. 176, 177 (1978) (holding that witnesses’ testimony about
defendant’s pending charge of attempted aggravated felonious sexual assault
during trial on separate charge of aggravated felonious sexual assault was
“inadmissible and sufficiently prejudicial to require a new trial”). “At the heart
of these cases is a concern about the unfairness of allowing the jury to hear
evidence of other crimes committed by the defendant that are similar to that for
which the defendant is on trial.” Russo, 164 N.H. at 590.
In this case, the jury heard evidence of the defendant’s prior criminal
conduct. In isolation, the individual references may have been ambiguous and
might not have required a mistrial given that they were not made in the context
of a specific charge. See id. (holding mistrial not required because testimony
did not identify any specific prior charge or conviction and therefore did not
unambiguously convey defendant’s prior criminal conduct). However, when
the three statements are considered together, the jury might well have
concluded that the defendant had been in prison and had a parole officer as a
result of his prior theft and burglary charge. This conclusion would have been
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reasonable because the three statements were made during a single interview
with the defendant. Thus, because the defendant was on trial for theft and
burglary, the unredacted statements exposed the jury to inadmissible evidence
concerning prior criminal acts similar to the charged crimes. See id. The jury,
consequently, was exposed to the type of information that we have previously
found sufficiently prejudicial to require a mistrial. See State v. Woodbury, 124
N.H. 218, 219, 221 (1983) (detective’s testimony regarding identical charge that
had been previously filed against defendant required mistrial). Furthermore,
we cannot conclude that the trial court unreasonably found that “the
prejudicial effect of this information could not be cured by instruction to the
jury.” Thus, the trial court did not err when it concluded that the defendant
could not “have a fair trial with that information in the jury’s hands.” See id. at
221 (when testimony revealed to jury inadmissible evidence of identical charge,
“cautionary or limiting instructions would not have been able to erase the taint
of the prejudicial evidence and would have served only to emphasize the
prejudice” (quotation omitted)).
We disagree with the defendant’s argument that the trial court erred to
the extent that it considered the “benefit” to the defendant in “receiv[ing] a fair
trial.” We have previously observed that a defendant’s “right to complete a trial
before a particular tribunal is not absolute . . . and must in some instances be
subordinated to the public’s interest in fair trials designed to end in just
judgments.” Ojo, 165 N.H. at ___ (quotation omitted); see Howell, 158 N.H. at
720. Consequently, we conclude that the trial court did not unsustainably
exercise its discretion by assessing whether the defendant could receive a fair
trial after the jury was exposed to prejudicial information. See Howell, 158
N.H. at 720-21.
The defendant also argues that, given the poor quality of the audio
recording, the trial court erred in assuming that the jury heard and
comprehended the “brief, isolated comments.” He asserts that, if the jury did
not, in fact, hear or understand the statements in the recording, then the trial
court “declared a mistrial over [his] objection for no reason.”
Although we have previously held that testimony of prior criminal acts
must be unambiguously revealed to the jury in order to warrant a mistrial, we
have considered ambiguity only as it is attributable to the substance of the
testimony. See State v. Gibson, 153 N.H. 454, 460 (2006) (“Where the jury
could draw several inferences from challenged testimony, one of which is
innocuous, the testimony is not so prejudicial as to be incurable by
contemporaneous jury instructions.”); see also Willey, 163 N.H. at 538(concluding that trooper’s statement that he had been “investigating an
unrelated matter” “did not unambiguously reveal evidence of prior criminal
acts by the defendant”); State v. Carbo, 151 N.H. 550, 554 (2004) (holding that
vague references to defendant’s other conduct and statement expressing
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skepticism about whether defendant had engaged in unlawful conduct “did not
unambiguously reveal evidence of specific bad acts”).
Here, the purported ambiguity arises not from the content of the
statements, but as a result of the uncertainty as to whether the jury actually
heard and comprehended the recorded statements. “When reviewing a trial
court’s ruling on a motion for a mistrial, we recognize that the trial court is in
the best position to gauge the prejudicial nature of the conduct at issue and
has broad discretion to decide whether a mistrial is appropriate.” Carbo, 151
N.H. at 554. As the trial court observed, it was not able to hear any of the
potentially prejudicial references during the playing of the recording for the
jury. However, it assumed that one or more of the jurors may have heard the
statements because the defendant and the attorneys heard them. “[T]he
overriding interest in the evenhanded administration of justice requires that we
accord the highest degree of respect to the trial judge’s evaluation of the
likelihood that the impartiality of one or more jurors may have been affected”
by the statements. Arizona v. Washington, 434 U.S. 497, 511 (1978).
We note that it was the defendant himself who told the court that he
noticed “at least four or five of the jurors” looking at him when the statements
were played, and that he believed that the jury had heard the statements. The
defendant now argues that his perception of the jurors’ reactions and gestures
“may have been skewed.” While it may be true that the defendant’s status as
the accused may have influenced his perception of the jurors’ reactions, we
cannot conclude that the trial court erred by considering his observations of
the jury in assessing whether a mistrial was warranted. Nor do we agree with
the defendant’s contention that the trial court erred by not listening to the
recording before assuming that the jurors heard the statements. Accordingly,
we find no error in the trial court making the assumption that one or more
jurors heard the statements.
We are equally unpersuaded by the defendant’s argument that “[t]he trial
court’s finding that defense counsel was to blame for the jury hearing the
passages in question is . . . unsupported by the record.” The defendant argues
that, although “[c]onduct by defense counsel can be a factor in the trial court’s
assessment of whether to declare a mistrial,” the failure of his trial counsel to
request that the State redact prejudicial passages was “not the type of
misconduct . . . that has led courts to rule that a retrial is permissible.” See
Petition of Brosseau, 146 N.H. at 342 (“It is especially important to our analysis
that the defendant created this predicament by interjecting into his testimony
evidence that he had been told was inadmissible.”); see also Washington, 434
U.S. at 513. This argument, however, stems from a misunderstanding of the
trial court’s rationale for finding manifest necessity. Although the court
considered defense counsel’s failure to request that some of the statements be
redacted, it did so only in the context of determining whether defense counsel
8
could adequately advise his client about the mistrial. The trial court
considered asking independent counsel to speak with the defendant about a
potential mistrial. Ultimately, however, the court decided that it “could be
ineffective assistance of counsel” for another lawyer to advise the defendant not
to move for a mistrial, and that manifest necessity warranted a mistrial based
upon the prejudice to the defendant. Accordingly, we conclude that the trial
court did not err on this ground because defense counsel’s failure to request
the redactions did not lead to the court’s decision to declare a mistrial.
Given the prejudicial nature of the three statements, particularly when
taken together, the trial court sustainably exercised its discretion when it
concluded that “the prejudicial effect of this information could not be cured by
instruction to the jury,” and that the defendant could not receive a fair trial
with the jurors having been exposed to the information. See Petition of
Brosseau, 146 N.H. at 342. We therefore hold that the trial court did not err in
finding that manifest necessity warranted a mistrial.
We disagree with the defendant to the extent that he argues that,
notwithstanding manifest necessity, he should have been able to proceed to a
verdict even if the jury heard prejudicial evidence. A defendant has the right to
proceed to verdict notwithstanding prejudice to his case only “in the absence of
circumstances of manifest necessity requiring a sua sponte judicial declaration
of mistrial.” United States v. Dinitz, 424 U.S. 600, 608 (1976); see also State v.
Paquin, 140 N.H. 525, 528 (1995) (holding that trial court can declare mistrial
over defendant’s objection “only if there is a manifest necessity for the act, or
the ends of public justice would otherwise be defeated” (quotation omitted)). In
this case, manifest necessity supported the trial court’s decision to order a
mistrial; therefore, the defendant’s interest in controlling the course of his trial
was not dispositive. Cf. Moussa Gouleed v. Wengler, 589 F.3d 976, 985 (8th
Cir. 2009) (noting, in habeas corpus context, that defendant’s “interest in
controlling the course of his trial was not dispositive” because “there was
manifest necessity to grant a new trial”).
The record indicates that the trial court sustainably exercised its
discretion in finding that manifest necessity required a mistrial. Consequently,
the mistrial declaration did not bar the defendant’s retrial on double jeopardy
grounds. See Howell, 158 N.H. at 723. Because we conclude that the Federal
Constitution provides the defendant no greater protection than does the State
Constitution under these circumstances, we reach the same result under the
Federal Constitution. See id.; Dinitz, 424 U.S. at 606-07.
Affirmed.
DALIANIS, C.J., and HICKS, CONBOY, and LYNN, JJ., concurred.
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