State v. Dwayne E. Slaughter (070372) , 219 N.J. 104 ( 2014 )


Menu:
  •                                                     SYLLABUS
    (This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
    convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in the
    interest of brevity, portions of any opinion may not have been summarized).
    State of New Jersey v. Dwayne E. Slaughter (A-134-11) (070372)
    Argued September 10, 2013 -- Decided August 12, 2014
    RODRÍGUEZ, P.J.A.D. (temporarily assigned), writing for a unanimous Court.
    In this appeal, the Court considers whether the admission at trial of an available witness’s prior recorded
    police statement without giving defendant the opportunity to cross-examine the witness in front of the jury violated
    defendant’s constitutional confrontation rights and, if it did, whether the violation constituted harmful error.
    Roosevelt Morrow (Morrow) was found dead in his home. His death was caused by multiple blunt force
    injuries to the head. Law enforcement officers were unable to identify the assailant based on the physical evidence
    found at the crime scene. As the investigation progressed, the investigators began to focus on Morrow’s neighbor,
    defendant Dwayne E. Slaughter. Four days after the homicide, defendant’s live-in girlfriend, Tanisha Day,
    consented to give a sworn taped statement to the police. Day described her interactions with defendant on the day of
    Morrow’s death, including: “And I was asking him again what did he do. And he said he hope he didn’t kill this n--
    -a”; which Day said she took to mean that “he had beaten somebody up.” Day also noted that defendant had blood
    on his pants and was with Pritchard Watts on the day in question. Defendant and Watts thereafter both admitted to
    police that they were present in Morrow’s home during the crime; however, each blamed the other as being the sole
    actor in the beating of Morrow. Although defendant stated that he was wearing the same jeans he wore on the day of
    the crime, the DNA on the jeans did not match Morrow’s.
    Pursuant to a plea agreement, Watts pleaded guilty to first-degree robbery in exchange for a recommended
    sentence, and agreed to testify against defendant. Watts testified that he and defendant planned to rough up and rob
    Morrow, who operated a store out of his home. According to Watts, they gained entry to Morrow’s home by stating
    that they wanted to purchase sodas, after which Watts hit Morrow and proceeded to the bedroom to look for money.
    Upon exiting the bedroom, he saw defendant beating Morrow, who was on the floor bleeding. Watts told defendant
    to stop and they left shortly thereafter. Watts claimed that it was not supposed to happen that way. Watts also
    testified that he and defendant exchanged letters while being held in the same jail. The letters, which were read to
    the jury, implicated defendant. Defendant provided a different version of the incident. Defendant testified that he
    and Watts went to Morrow’s home because Watts wanted a soda. According to defendant, he remained outside
    smoking a cigarette while Watts went inside. Several minutes later, after hearing “a loud noise and . . . [Morrow]
    scream out,” defendant entered the house to find Watts beating Morrow. Watts then proceeded to the back room to
    look for money before the two men left. Defendant also testified that he did not communicate with Watts while in
    jail. Finally, defendant clarified his conversation with Day on the day in question, testifying that he meant “[he]
    hoped [Watts] didn’t kill [Morrow].”
    At trial, the State sought to admit Day’s recorded statement to the police. The judge conducted an N.J.R.E.
    104 hearing, outside the presence of the jury, to determine the statement’s admissibility. At the hearing, Day
    testified that although she remembered giving a statement to the police, she did not remember what defendant said to
    her or what happened the day of the homicide. The judge determined that Day’s loss of memory was feigned and
    that the statement was admissible pursuant to State v. Brown, 
    138 N.J. 481
    (1994), overruled on other grounds by
    State v. Cooper, 
    151 N.J. 326
    (1997). The judge ordered that Day did not have to testify or be present at trial when
    her statement would be admitted in evidence. The jury ultimately found defendant guilty of first-degree aggravated
    manslaughter, second-degree conspiracy, and second-degree aggravated assault. The court denied defendant’s
    motion for a new trial.
    The Appellate Division affirmed defendant’s convictions. The panel concluded that although the trial
    judge did not err in finding the witness’s lack of memory was feigned, the trial court erred in allowing Day’s
    audiotaped statement to be played to the jury without requiring her to testify in front of the jury. The panel,
    1
    however, concluded that any error was harmless. The Court granted defendant’s petition and summarily remanded
    the matter to the Appellate Division for reconsideration in light of State v. Cabbell, 
    207 N.J. 311
    (2011). Upon
    reconsideration, the Appellate Division again concluded that the trial court’s error was harmless beyond a
    reasonable doubt. The Court granted defendant’s petition for certification. 
    211 N.J. 608
    (2012).
    HELD: The playing of the available witness’s audiotaped police statement to the jury without requiring the witness
    to testify in front of the jury violated defendant’s constitutional confrontation rights, and that violation constituted
    harmful error.
    1. In criminal proceedings, the United States Constitution protects defendants against the use of out-of-court
    testimonial statements. See generally Crawford v. Washington, 
    541 U.S. 36
    (2004). The intersection of the
    protections of the Confrontation Clause and the use of prior inconsistent statements has been explained twice by this
    Court. In State v. Brown, 
    138 N.J. 481
    (1994), the Court recognized that “constitutional confrontation guarantees are
    not violated by a witness’s lack of recollection regarding an introduced prior statement or the events described in
    such a statement.” 
    Id. at 544.
    In Cabbell, due to the constitutional implications to the admission of a prior
    inconsistent statement due to feigned memory, the Court explained that in order to satisfy constitutional
    confrontation guarantees, the jury must observe the witness and make a decision about which account is true.
    
    Cabbell, 207 N.J. at 336-37
    . Therefore, a trial court may admit prior inconsistent witness statements so long as “the
    witness feigns a loss of memory on the stand.” 
    Id. at 337
    (emphasis added). (pp. 17-28)
    2. In Cabbell, the State presented a witness to testify who had previously provided a recorded statement to the
    police. 
    Id. at 319.
    After the witness stated on the stand that she did not want to testify, the court conducted a
    N.J.R.E. 104 hearing to determine the admissibility of her prior recorded statement. 
    Ibid. At the hearing,
    the
    witness answered either “I don’t remember” or “I wish not to testify” to most questions, and claimed that she was
    under the influence of crack cocaine when she witnessed the crime and gave her statement. 
    Id. at 320.
    The trial
    court admitted the witness’s prior recorded statement as a past recollection recorded. 
    Id. at 321.
    This Court found
    that the trial court committed a constitutional error that was harmful and reversible when it admitted the witness’s
    statement without requiring her to take the stand, thereby thwarting defense counsel’s opportunity to cross-examine
    her in the jury’s presence. 
    Id. at 330-33,
    335-39. The Court “refuse[d] to speculate . . . that the jury rejected [the
    witness’s] statement,” and noted that she was the only witness who identified a particular defendant as a shooter. 
    Id. at 338.
    The Court also noted that because defense counsel did not have an opportunity to cross-examine the witness,
    the jury never heard her testimony about her memory being affected by crack cocaine. 
    Id. at 332.
    Where the trial
    court commits a constitutional error, that error is to be considered “a fatal error, mandating a new trial, unless [the
    court is] ‘able to declare a belief that it was harmless beyond a reasonable doubt.’” 
    Id. at 338
    (quoting Chapman v.
    California, 
    386 U.S. 18
    , 24 (1967)). “‘[T]he question is whether there is a reasonable possibility that the [error]
    complained of might have contributed to the conviction.’” State v. Dennis, 
    185 N.J. 300
    , 302 (2005) (quoting
    
    Chapman, 386 U.S. at 23-24
    ), cert. denied, 
    547 U.S. 1045
    (2006). (pp. 18-20).
    3. The admission of Day’s audiotaped statement without requiring her to testify in front of the jury violated
    defendant’s confrontation rights. Under the circumstances of this case, the Court cannot conclude the error was
    harmless beyond a reasonable doubt. There was no physical evidence linking defendant to the beating, and there was
    no objective corroboration of the State’s theory of the case. The case turned directly on the diametrically opposed
    testimony of defendant and Watts, and Day’s audiotaped statement could well have tipped the scale in favor of
    Watts’s account of the incident. Day’s statement using the term “he” could be interpreted to refer to either Watts or
    defendant. While one interpretation could have exonerated defendant, a more likely meaning is that defendant had
    referred to himself as the culprit. Nevertheless, it was error to admit this ambiguous statement without subjecting
    Day -- whose choice of language created the ambiguity -- to cross-examination before the jury. This error denied
    defendant a crucial avenue of clarification as well as confrontation. Although Day did not reveal any facts, such as
    intoxication, that undermined her statement, cross-examination would have allowed counsel to explore her state of
    mind at the time and the jury to assess her demeanor and credibility. The State’s theory of the case rested heavily on
    Day’s out-of-court statement and the Court cannot declare the erroneous admission of that statement harmless. (pp.
    21-23)
    The judgment of the Appellate Division is REVERSED, defendant’s convictions are VACATED, and the
    matter is REMANDED for a new trial.
    2
    CHIEF JUSTICE RABNER; JUSTICES LaVECCHIA, ALBIN, and PATTERSON; and JUDGE
    CUFF (temporarily assigned) join in JUDGE RODRÍGUEZ’s opinion.
    3
    SUPREME COURT OF NEW JERSEY
    A-134 September Term 2011
    070372
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    DWAYNE E. SLAUGHTER,
    Defendant-Appellant.
    Argued September 10, 2013 – Decided August 12, 2014
    On certification to the Superior Court,
    Appellate Division.
    Robert L. Sloan, Assistant Deputy Public
    Defender, argued the cause for appellant
    (Joseph E. Krakora, Public Defender,
    attorney).
    Teresa A. Blair, Deputy Attorney General,
    argued the cause for respondent (John J.
    Hoffman, Acting Attorney General of New
    Jersey, attorney).
    JUDGE RODRÍGUEZ (temporarily assigned) delivered
    the opinion of the Court.
    Following a jury trial, defendant, Dwayne E. Slaughter, was
    convicted of aggravated manslaughter, conspiracy, and aggravated
    assault.    These charges arose from the brutal beating of
    defendant’s seventy-nine-year-old neighbor, Roosevelt Morrow
    (Morrow).    Defendant’s live-in girlfriend, the mother of his
    three children, Tanisha Day, gave an audiotaped statement to
    1
    investigators days after Morrow’s death, in which she attributed
    an incriminating remark to defendant.   Day’s statement was
    admitted at trial.   However, she did not testify, although she
    was available to do so.
    The issue in this case is whether, consistent with the
    Confrontation-Clause requirements of the United States and New
    Jersey Constitutions, reversal of defendant’s convictions is
    required because Day’s statement was admitted at trial and she
    was not available for cross-examination.     We conclude that the
    admission of Day’s statement violated defendant’s confrontation
    rights and that this violation constituted harmful error.     We
    vacate defendant’s convictions and remand the matter to the Law
    Division for a new trial.
    I.
    A.
    On June 19, 2005, in the mid-afternoon, Morrow’s lifeless
    body was discovered by his wife Callie Mae Morrow (Callie Mae)
    inside their Salem City home.   He had been struck repeatedly on
    the head with a blunt instrument.
    The following evidence was presented at trial.     Callie Mae
    testified that as she left for work around 5:15 a.m., she saw
    defendant around the corner from her home.    She had known
    defendant for a long time because he frequently bought
    2
    cigarettes from her husband, who operated a store from their
    home.
    Callie Mae testified that although Morrow regularly called
    her on workdays at around 9:00 a.m., he did not do so that day.
    Therefore, Callie Mae telephoned her husband at around 9:30
    a.m., but received no answer.     Becoming concerned, she continued
    to call, but did not reach him.        Around 3:15 p.m., she left work
    to go home.
    Callie Mae testified that she arrived home and found the
    front porch door open but the inner door locked.        Once inside,
    she discovered the home had been ransacked.        She found her
    husband’s lifeless body lying on the living room floor in a pool
    of blood.     Morrow’s money clip was missing as were his two
    canes, one metal and one wood.     Callie Mae went outside her
    house screaming.     The Morrows’ neighbor, Laura Brown, responded
    to Callie Mae’s screams, went to comfort her and called 9-1-1.
    Paramedic John F. Ruhl arrived at the scene and saw
    Morrow’s body “laying face down on the floor with an obvious
    injury to the head, . . . not moving, . . . unconscious and
    unresponsive[.]”
    Medical Examiner Dr. Gerald Feigel opined that Morrow’s
    death was caused by “multiple blunt force injuries to the head.”
    According to Ruhl, Morrow had a number of abrasions and
    lacerations on, as well as internal damage to, the head.
    3
    Salem County Prosecutor’s Detective Jeffrey Scozzafava, who
    was assigned to the forensic investigation unit, qualified as an
    expert in the field of bloodstain pattern analysis.      He
    identified five footwear impressions on Morrow’s shirt, four
    from a work boot and one from a sneaker.       According to Detective
    Scozzafava, a suspect’s shoe came in contact with blood and the
    suspect then stepped on the shirt.       There were other bloodstains
    found on Morrow’s shirt, which were likely spattered on Morrow
    while he was lying on the floor.       All the blood samples taken at
    the crime scene matched Morrow’s blood.
    Police investigators also obtained one fingerprint from the
    crime scene.   However, the fingerprint had no match in the
    Automated Fingerprint Identification System.
    B.
    As the investigation progressed, the Salem County
    Prosecutor’s Office began to focus on defendant.       Senior
    Investigator Steven Dick interviewed defendant’s live-in
    girlfriend, Day, who initially provided no useful information.
    After further investigation, Investigator Dick and his partner
    returned to defendant and Day’s home for a second interview on
    June 23, 2005, four days after the homicide.       She consented to a
    search of the home.
    According to Investigator Dick, Day’s story had changed
    from their first conversation.     She was taken to headquarters to
    4
    continue the interview.     Day consented to give a sworn taped
    statement.   In her audiotaped statement, Day described her
    interactions with defendant on the day of Morrow’s death.     In
    reference to defendant’s conduct, the following exchange took
    place.
    [POLICE OFFICER]:   Okay.   And can you just
    explain to us exactly ah, how that occurred?
    [TANISHA DAY]: He came in, he told me
    to go upstairs and get the kids, put ‘em in
    my room.     I went upstairs, I went in my
    kids’ room, my son was still ‘sleep, but my
    youngest daughter was awoke. I took her in
    my bedroom, we layed across the bed and I
    slightly fell asl, fell asleep.    And wo, I
    opened my eyes and he was standing in front
    of me and asked him what did he do. And he
    didn’t say anything, an, I asked him again
    and he told me to shut up, shush, be quiet.
    And then I asked him again and then he
    turned around, he started taking the clothes
    off. I got up, put my daughter back in her
    room and I went downstairs and I sat on a
    chair, nervous.    Got up, I looked out the
    window, I didn’t see anybody. I opened the
    door, I cracked it, looked out the door and
    I didn’t see anything and went and sat back
    down.     I went back, got up, and went
    upstairs again.    And I went in, I went in
    the room, in my bedroom.    And I was asking
    him again what did he do.     And he said he
    hope he didn’t kill this n---a.
    Q:   What did you, what did you take him to
    mean by saying that?
    A:    That he had beaten somebody up.
    Q:    Was there anybody else with him at the
    time?
    A:    Yes.
    5
    Q:   Who was that?
    A:     Pritchard Watts.
    [emphasis added.]
    Day also stated that she had noted that defendant had blood on
    his pants when he entered the home the day on which the reported
    exchange took place.
    The next day, defendant and Watts were asked to come to
    headquarters to meet Investigator Dick.        Defendant provided a
    sworn statement.      After giving the sworn statement, defendant
    spoke with his mother and grandmother.        Defendant then told
    Investigator Dick that he was sorry for lying and wanted to tell
    the police, truthfully, what had happened.       Defendant provided a
    second sworn statement, during which he admitted that he was
    wearing the same jeans he wore on the day of the incident.          The
    police tested the jeans for DNA.        At trial, the prosecutor
    stipulated that the DNA on the jeans matched defendant’s, not
    Morrow’s.
    Defendant gave a third statement to the investigators
    admitting in this statement that he was present during the
    beating of Morrow, but that he did not participate in it and
    that Watts was the sole assailant.
    Watts, in contrast, did not provide a sworn, taped, or
    written statement.      The police spoke informally with Watts on
    6
    two occasions.    During the first interview, Watts denied any
    knowledge of the incident.    Later, when Watts spoke with the
    police, he admitted that he was there and also placed defendant
    at the scene.    Watts’s statement to the police directly
    contradicted defendant’s, i.e., Watts admitted being present
    during the beating but accused defendant of being the only
    actor.
    Pursuant to a plea agreement, Watts pleaded guilty to
    first-degree robbery in exchange for a recommendation that any
    sentence would not exceed a ten-year term subject to a minimum
    term pursuant to the No Early Release Act (NERA), N.J.S.A.
    2C:43-7.2.   Watts then testified for the State at defendant’s
    trial.
    C.
    At trial, Watts testified that sometime in the early
    morning of June 19, 2005, he saw defendant at Day’s home.
    According to Watts, defendant told him that Morrow had $150,000
    and suggested that they should rob him.    Watts agreed.    The plan
    was for both men to rough up Morrow.
    Watts testified that when he and defendant arrived at
    Morrow’s home, Watts went in through the screen door, followed
    directly by defendant.    Watts stated that he knocked on the door
    and Morrow invited him into the house.    At that point, Morrow
    7
    was seated in a chair in the living room and defendant was on
    the porch smoking a cigarette.
    Watts testified that he asked to purchase two sodas.      He
    stated that as Morrow went to retrieve the sodas, defendant
    entered the home and stood next to Watts.   Watts testified that
    he then punched Morrow in the face, and he fell to the floor,
    and that as Morrow began to get up, defendant kicked him in the
    head or face.   According to Watts, Morrow fell face first and
    then moved, “scrambling, trying to get up.”   Watts went to the
    bedroom for three to five minutes to look for the money.   As he
    was looking through the drawers, he heard defendant tell Morrow
    to stay down.   Watts testified that as he exited the bedroom, he
    saw defendant kicking Morrow.    He also saw defendant hit Morrow
    with a wooden object, causing a piece of the object to fly off.
    Watts testified that he told defendant to stop and that he
    was leaving the house.   When Watts left, he saw that Morrow was
    on the floor bleeding.   Watts said that he took a box of cigars
    with him as he left and that defendant left the home soon after.
    Watts testified that he did not see defendant carrying anything
    from Morrow’s home.   He stated that both men returned to Day’s
    house.   Watts said he saw blood on defendant’s right pant leg
    and told defendant about it.
    According to Watts, the day after the incident, he spoke
    with his girlfriend Chanelle Armstead and told her that “it
    8
    wasn’t supposed to happen that way, and that [he (Watts)] didn’t
    kill [Morrow].”   The only other information Watts provided was
    that he hit Morrow.    Further, according to Watts, he was only in
    the living room and bedroom of the home.
    Watts also testified that on June 20, 2005, defendant
    telephoned him to tell him that Morrow had died.     Watts said
    that he advised defendant to maintain his routine so he would
    not look suspicious.     According to Watts, defendant was taken to
    jail between a half hour to an hour after Watts had arrived in
    jail.    Watts said he signaled to defendant that he was going to
    write him and that defendant should write back.     At Watts’s
    request, another inmate delivered letters to defendant.     While
    he did not actually see the cell number where the inmate slipped
    the letters, Watts saw the inmate bend down and slide the letter
    under a cell door.     According to Watts, defendant wrote letters
    in return.   The letters, which were read to the jury, implicated
    defendant.   Watts identified the handwriting as defendant’s.
    Defendant testified on his own behalf and gave a different
    version of events.     According to defendant, at the time of the
    incident, he was living with his girlfriend, Day.     On the
    morning of June 19, 2005, he went to Morrow’s home to buy a
    cigar.   He had gone there previously to buy cigars or cigarettes
    and had known Morrow since he was a child. He was only in the
    Morrows’ residence for about a minute and then went back to his
    9
    girlfriend’s house. Watts arrived soon thereafter, and defendant
    and Watts went outside to smoke marijuana for approximately a
    half hour.
    At the time, according to defendant, he was wearing “a pair
    of blue NBA basketball team jeans, a pair of white blue and gray
    Nike Air Max sneakers and a white tank top.”     Defendant
    testified that Watts was wearing “a pair of wheat colored
    construction boots, a pair of blue jean shorts, a black t-shirt
    and a black baseball cap.”
    While it was still early in the morning, defendant and
    Watts returned to Morrow’s home because Watts wanted a soda.
    When they arrived, defendant remained outside smoking a
    cigarette while Morrow let Watts inside to buy sodas.
    Defendant testified that he was outside for three to four
    minutes before going inside.   He went into the living room after
    he heard “a loud noise and . . . heard [Morrow] scream out.”
    Defendant saw Watts stomping on Morrow’s face.     When Morrow
    attempted to turn over and crawl away, Watts kicked him in the
    head and shoulder area.   Defendant told Watts to stop.      Watts
    stopped when Morrow passed out.    Watts then jumped over Morrow
    and went into the back room.
    Defendant yelled at Watts to “come on” and that they “had
    to leave.”   Watts came out of the room after a minute or two,
    with a wallet in his hand.   Defendant knocked the wallet out of
    10
    Watts’s hand, and they both returned to defendant and Day’s
    house.   Day, defendant’s children, and Armstead were all at the
    home when defendant and Watts arrived.
    According to defendant, he and Watts went into the kitchen
    to speak.    Defendant testified that he asked Watts what had
    happened and also told Watts that he had blood on his face.
    According to defendant, when he and Watts were speaking in the
    kitchen, defendant’s daughter and Day awoke.    Defendant told Day
    to bring their daughter upstairs and he followed Day into the
    upstairs bedroom.    At the same time, Watts went into the
    bathroom and also called Armstead to meet him there.
    Defendant clarified his conversation with Day, testifying
    that he meant “[he] hoped [Watts] didn’t kill [Morrow].”
    According to defendant, after that conversation, defendant and
    Watts left in Armstead’s car and drove around for about twenty
    to thirty minutes.    According to defendant, while he was in jail
    he did not communicate with Watts in any way.
    At trial, the State sought to admit the statement Day made
    to police.   The judge conducted an N.J.R.E. 104 hearing, outside
    the presence of the jury, to determine the admissibility of
    Day’s statement.    At the hearing, Day testified that although
    she remembered giving a statement to the police, she did not
    remember what defendant said to her or what happened the day of
    the homicide.   After questioning by the judge, she remembered
    11
    certain, mostly irrelevant, facts surrounding the taking of her
    statement.
    The judge determined that Day’s loss of memory was feigned
    and that the statement was admissible pursuant to State v.
    Brown, 
    138 N.J. 481
    (1994), overruled on other grounds by State
    v. Cooper, 
    151 N.J. 326
    (1997).    The judge ordered that Day did
    not have to testify or be present at trial when her statement
    would be admitted in evidence.
    The jury found defendant guilty of first-degree aggravated
    manslaughter, second-degree conspiracy and second-degree
    aggravated assault.   The judge imposed concurrent terms
    aggregating twenty years subject to a NERA minimum term.
    Defendant moved for a new trial, which the court denied.
    D.
    Defendant appealed his convictions.      In an unpublished
    opinion, the Appellate Division affirmed.     The panel concluded
    that the trial court erred in allowing Day’s audiotaped
    statement to be played to the jury without requiring the
    declarant to testify in front of the jury.     The panel concluded
    that the trial judge did not err in finding the witness’s lack
    of memory was feigned, nonetheless, defendant was denied his
    right to confrontation because the witness never testified to
    her lack of memory in front of the jury.     Notwithstanding that
    determination, the panel concluded that any error was harmless.
    12
    Defendant petitioned for certification.      We granted the
    petition and summarily remanded the matter to the Appellate
    Division for reconsideration in light of our decision in State
    v. Cabbell, 
    207 N.J. 311
    (2011).     State v. Slaughter, 
    212 N.J. 568
    (2011).
    Upon reconsideration, the Appellate Division again
    concluded that the trial court’s error was harmless beyond a
    reasonable doubt.   Defendant again petitioned for certification.
    We granted the petition.   State v. Slaughter, 
    211 N.J. 608
    (2012).
    II.
    On appeal, defendant contends that the judge’s admission of
    a recorded statement, from a crucial witness who did not testify
    at defendant’s trial, violated his confrontation and due process
    rights and deprived him of a fair trial.     U.S. Const. amends. V,
    VI, XIV; N.J. Const., Art. I, ¶¶ 1, 9, 10.     He argues that the
    Appellate Division was mistaken when it determined that the
    admission of Day’s statement, without the ability to cross-
    examine her, was harmless beyond a reasonable doubt.     According
    to defendant, the United States Supreme Court has long
    “recognized that the right to confrontation must be vindicated
    before the jury” (citing Crawford v. Washington, 
    541 U.S. 36
    ,
    
    124 S. Ct. 1354
    , 
    158 L. Ed. 2d 177
    (2004); Douglas v. Alabama,
    13
    
    380 U.S. 415
    , 419-20, 
    85 S. Ct. 1074
    , 1077, 
    13 L. Ed. 2d 934
    ,
    937-38 (1965).
    Defendant argues that Day’s testimony, if it had been
    subject to cross-examination, could have persuaded the jury to
    discount her statement to the police.     Therefore, he argues the
    failure to allow cross-examination in front of the jury was
    reversible error.   To support this contention, defendant relies
    on the recently decided case of State v. Cabbell.     In discussing
    Cabbell, defendant emphasizes that “[w]ithout cross-examination
    before the jury, the defendant had no opportunity to challenge
    the statement with the witness’s drug use and prior record, ‘or
    to probe into any other area that might have affected her
    credibility in the eyes of the jury.’”     
    Cabbell, supra
    , 207 N.J.
    at 332.
    Defendant argues that the facts presented here are “nearly
    identical” to those of Cabbell and, therefore, the Court should
    rely on Cabbell to conclude that reversal is necessary.
    According to defendant, “[t]he statement directly contradicted
    the defense’s claim that the co-defendant was solely responsible
    for the victim’s death.”   Day made inculpatory statements
    against defendant, including one in which defendant said “he
    hoped he did not kill [Morrow].”     Defendant argues that if Day
    had testified, cross-examination of the witness “could have
    persuaded the jury to discount her statement to the police,
    14
    which described defendant’s incriminating statements and the
    presence of blood on his pants.”
    The State argues that even if the admission of Day’s
    statement was erroneous, it was nonetheless harmless.     The State
    argues each of the purported inculpatory statements “actually
    proved nothing against defendant that was not already before the
    jury.”   The State explains that the blood evidence found on
    defendant’s pants was cumulative to other evidence.    Further,
    defendant admitted to being at the scene, so the fact that he
    may have had blood on his pants proved very little.    The State
    also maintains that the statement that “‘he said he hope he
    didn’t kill this [person]’ was so ‘fraught with ambiguity’ as to
    be rendered meaningless.”
    The State contends that “the Appellate Division properly
    ruled that admission of Day’s sworn police statements at trial
    without Day testifying and being cross-examined before the jury
    was harmless beyond a reasonable doubt.”
    The State further argues that under any circumstances,
    Day’s audiotaped statement would have been admitted and
    considered by the jury.     The State proposes that it was better
    for defendant not to have Day testify, because then defendant
    could have provided his own explanation of the statement
    attributed to him.   In the alternative, if Day had testified,
    she either would have explained that the statement referred to
    15
    defendant’s fear that he killed Morrow, or she may have claimed
    Watts committed the crime, and then the State could have
    explored her potential bias.
    Acknowledging that “this case was a credibility contest
    between defendant and his cousin, Watts,” the State argues that
    “Day’s statement offered nothing more in support of either the
    robbery or Morrow’s death.”    The State argues that the letters
    defendant wrote merely stated the fact that defendant had blood
    on his pants.   This evidence was thus cumulative.
    Further, the State contends that Day’s testimony is
    inconsequential due to its apparent ambiguity:    defendant’s
    statement that “he said he hope he didn’t kill this [person],”
    was vague.   Day never clarified who “he” was and instead focused
    on “this [person].”   “He” could refer to either defendant or
    Watts.   The State emphasizes that defendant himself testified
    that he said he hoped Morrow did not die.    Thus, the State
    maintains that there is apparently little difference between
    those statements attributed to defendant by Day and the
    testimony provided by defendant at trial.
    Notwithstanding the ambiguity in the statement, the State
    argues that the judge provided an instruction to the jury that
    they should be cautious when dealing with Day’s statement and
    the jury is presumed to have followed this instruction.
    16
    Finally the State distinguishes the holding in Cabbell,
    arguing that, in that case, the witness was the only eyewitness
    identifying the defendant as the shooter.    Additionally, in
    Cabbell, there were numerous inconsistencies in the record,
    unlike, the State contends, this case.
    III.
    In criminal proceedings, the United States Constitution
    protects defendants against the use of out-of-court testimonial
    statements.   See generally 
    Crawford, supra
    , 
    541 U.S. 36
    , 124 S.
    Ct. 1354, 
    158 L. Ed. 2d 177
    (outlining parameters of
    admissibility of testimonial hearsay evidence).    As Crawford
    explains, the Confrontation Clause of the United States
    Constitution bars the “admission of testimonial statements of a
    witness who did not appear at trial unless he was unavailable to
    testify, and the defendant had had a prior opportunity for
    cross-examination.”   
    Id. at 53-54,
    124 S. Ct. at 1365, 158 L.
    Ed. 2d at 194.
    The intersection of the protections of the Confrontation
    Clause and the use of prior inconsistent statements has been
    explained twice by this Court.    In 
    Brown, supra
    , 
    138 N.J. 481
    (1994), the Court originally recognized that “constitutional
    confrontation guarantees are not violated by a witness’s lack of
    recollection regarding an introduced prior statement or the
    events described in such a 
    statement.” 138 N.J. at 544
    .
    17
    More recently, this Court reaffirmed that holding in
    
    Cabbell, supra
    , 207 N.J. at 336.        Due to the constitutional
    implications to the admission of a prior inconsistent statement
    due to feigned memory, the Court explained that in order “[t]o
    satisfy constitutional confrontation guarantees . . . ‘[t]he
    jury . . . must observe the witness and make a decision about
    which account is true.’”     
    Id. at 336-37
    (quoting 
    Brown, supra
    ,
    138 N.J. at 544).    Therefore, a trial court may admit prior
    inconsistent witness statements so long as “the witness feigns a
    loss of memory on the stand.”      
    Id. at 337
    (emphasis added).
    In Cabbell, Timyan Cabbell and John Calhoun were indicted
    on numerous charges, including murder.           
    Id. at 319.
      The key
    issue in the case was the identity of the shooters.            
    Ibid. The State presented
    Karine Martin as a witness to testify to the
    issue of identity.   
    Ibid. When called to
    the stand, Martin
    admitted that she gave the police a truthful statement, but then
    said she did not want to testify.        
    Ibid. Martin had previously
    provided a recorded statement to
    police about the incident.     
    Id. at 317-18.
          The trial court
    conducted a N.J.R.E. 104 hearing to determine the admissibility
    of Martin’s statement.     
    Ibid. At the hearing,
    Martin responded
    either “I don’t remember” or “I wish not to testify” to the
    majority of questions.     
    Id. at 320.
       When the prosecution
    attempted to refresh her recollection with her statement, she
    18
    said “she was under the influence of crack cocaine [w]hen [s]he
    gave the statement and when [she] saw what happened.”          
    Ibid. (alterations in original)
    (internal quotation marks omitted).
    The trial court decided to admit Martin’s statement as a
    past recollection recorded.      
    Id. at 321.
      Defense counsel
    objected, arguing that he was not provided an opportunity to
    cross-examine the witness before the jury.       
    Ibid. The judge overruled
    the objection and the statement was read to the jury.
    
    Id. at 322.
       In the statement, Martin identified Cabbell as the
    one who shot the passenger in the truck.       
    Ibid. Martin stated that
    Calhoun began firing after the passenger was shot.          
    Ibid. This Court held
    the trial court erred in admitting Martin’s
    statement without her taking the stand in the presence of the
    jury.   
    Id. at 330-33,
    335-37.     After finding a constitutional
    error, the Court turned to the issue of whether the error was
    harmless.     
    Id. at 337
    -38.   The Court “refuse[d] to speculate
    . . . that the jury rejected Martin’s statement.”         
    Id. at 338.
    The Court noted that she was the only witness who identified
    defendant Cabbell as the shooter, and the other eyewitnesses’
    testimony was inconsistent with Martin’s description; neither
    witness identified Cabbell.      
    Ibid. Thus, because defense
    counsel did not have an opportunity to cross-examine Martin, the
    jury never heard Martin’s testimony about her memory being
    19
    affected by crack cocaine at the time of the incident and making
    the statement to the police.     
    Id. at 332.
    Moreover, where the trial court commits a constitutional
    error, that error is to be considered “a fatal error, mandating
    a new trial, unless we are ‘able to declare a belief that it was
    harmless beyond a reasonable doubt.’”     
    Id. at 338
    (quoting
    Chapman v. California, 
    386 U.S. 18
    , 24, 
    87 S. Ct. 824
    , 828, 
    17 L. Ed. 2d 705
    , 710-11 (1967)).    “‘[T]he question is whether
    there is a reasonable possibility that the [error] complained of
    might have contributed to the conviction.’”     State v. Dennis,
    
    185 N.J. 300
    , 302 (2005) (quoting 
    Chapman, supra
    , 386 U.S. at
    
    23-24, 87 S. Ct. at 827-28
    , 17 L. Ed. 2d at 710-11), cert.
    denied, 
    547 U.S. 1045
    , 
    126 S. Ct. 1624
    , 
    164 L. Ed. 2d 342
    (2006).
    We note that the majority of cases in which the Court has
    held errors to be reversible are those in which, upon a retrial,
    the proffered statement or testimony would nonetheless be
    inadmissible.   See, e.g., State ex rel. J.A., 
    195 N.J. 324
    , 351-
    52 (2008) (finding reversible error where court allowed officer
    to testify to eyewitness’s account of robbery, as testimony was
    hearsay); State v. Sanchez, 
    129 N.J. 261
    , 278 (1992) (finding
    reversible error where court admitted defendant’s uncounseled
    statement against self-interest); State v. McCloskey, 
    90 N.J. 18
    , 29-32 (1982) (finding reversible error because admission of
    20
    statements made by defendant while in custody violated his right
    against self-incrimination); State v. Boratto, 
    80 N.J. 506
    , 522-
    25 (1979) (finding reversible error where court admitted co-
    defendant’s extrajudicial confession implicating defendant).
    Under those circumstances, it is readily discernable that an
    error is reversible because without the error the jury never
    would have heard the inadmissible testimony.
    IV.
    Defendant admitted that he was present at the scene of the
    crime, but portrayed his participation in the incident to be
    limited.   Watts’s testimony was diametrically opposed to
    defendant’s.   Watts admitted that he had a motive to steal money
    and objects from Morrow, by force, if necessary, but he denied
    beating Morrow.   There was no physical evidence linking
    defendant to the beating.   The police did not match defendant’s
    shoes to the marks found on Morrow’s shirt, or match defendant’s
    DNA to the blood found at the scene.    There was also no
    objective corroboration of the State’s theory of the case.
    Without Day’s statement, this case turned directly on the
    conflicting testimony of defendant and Watts.    Therefore, Day’s
    statement could well have “tipped the scale” in favor of Watts’s
    account of the incident.
    The pretrial review of Day’s audiotaped statement reveals
    at least two possible meanings.    One interpretation could have
    21
    exonerated defendant.     A more likely meaning inculpated
    defendant.   After Day recounted what defendant had told her --
    “And he said he hope he didn’t kill this [person]” -- the police
    asked Day what she thought defendant meant by the statement.
    She replied, “that he had beaten somebody up.”     (Emphasis
    added).   In that context, it would be reasonable for the jury to
    conclude that defendant had referred to himself as the culprit.
    Day also stated that she saw blood on defendant’s pants, which
    could likewise implicate him.     Thus, it was error to admit this
    ambiguous statement without subjecting Day -- whose choice of
    language created the ambiguity -- to questioning before the
    jury.
    The State argues that Day’s statement was ambiguous and
    thus could not have provided a basis to find defendant guilty.
    However, as stated earlier, the ambiguous statement was capable
    of at least two meanings, one of which directly inculpated
    defendant.   Admitting the statement without subjecting Day to
    cross-examination denied defendant a crucial avenue of
    clarification as well as confrontation.
    In 
    Cabbell, supra
    , the Court found reversible error based
    on the admission of an arguably otherwise admissible statement,
    because the trial court did not allow defense counsel the
    opportunity to cross-examine the declarant in front of the 
    jury. 207 N.J. at 337-39
    .     In Cabbell, the fact that the witness’s
    22
    statement would have otherwise been included as a past
    recollection recorded was not dispositive; the Court still held
    that the jury should have had an opportunity to hear cross-
    examination.   This was especially true considering the fact that
    on cross-examination during the N.J.R.E. 104 hearing the witness
    testified that she was on     crack cocaine during the incident and
    while giving her statement to police.       
    Id. at 331.
    Day did not reveal any facts, such as intoxication, that
    undermined her statement.   But cross-examination would have
    allowed counsel not only to explore her state of mind at the
    time but also to probe for bias.       Of great import as well, the
    jury was deprived of a chance to assess her demeanor and
    credibility.
    The State’s theory of the case rested heavily on Day’s out-
    of-court statement.   Under the circumstances, we cannot declare
    that the erroneous admission of that statement was “harmless
    beyond a reasonable doubt.”     
    Chapman, supra
    , 386 U.S. at 
    24, 87 S. Ct. at 828
    , 17 L. Ed. 2d at 710-11.
    V.
    The judgment of the Appellate Division is therefore
    reversed.   Defendant’s convictions are vacated and the matter is
    remanded for a new trial.
    CHIEF JUSTICE RABNER, JUSTICES LaVECCHIA, ALBIN, and
    PATTERSON, and JUDGE CUFF (temporarily assigned) join in JUDGE
    RODRÍGUEZ’s opinion.
    23
    SUPREME COURT OF NEW JERSEY
    NO.   A-134                                 SEPTEMBER TERM 2011
    ON CERTIFICATION TO           Appellate Division, Superior Court
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    DWAYNE E. SLAUGHTER,
    Defendant-Appellant.
    DECIDED            August 12, 2014
    Chief Justice Rabner                       PRESIDING
    OPINION BY              Judge Rodríguez
    CONCURRING/DISSENTING OPINIONS BY
    DISSENTING OPINION BY
    REVERSE/
    CHECKLIST                              VACATE/
    REMAND
    CHIEF JUSTICE RABNER                      X
    JUSTICE LaVECCHIA                         X
    JUSTICE ALBIN                             X
    JUSTICE PATTERSON                         X
    JUDGE RODRÍGUEZ (t/a)                     X
    JUDGE CUFF (t/a)                          X
    TOTALS                                    6
    1
    

Document Info

Docket Number: A-134-11

Citation Numbers: 219 N.J. 104, 96 A.3d 246, 2014 WL 3905898, 2014 N.J. LEXIS 877

Judges: Rodriguez

Filed Date: 8/12/2014

Precedential Status: Precedential

Modified Date: 10/19/2024