State v. O.D.A.-C. (085608) (Bergen County & Statewide) ( 2022 )

SYLLABUS
This syllabus is not part of the Court’s opinion. It has been prepared by the Office
of the Clerk for the convenience of the reader. It has been neither reviewed nor
approved by the Court and may not summarize all portions of the opinion.
State v. O.D.A.-C. (A-78-20) (085608)
Argued February 28, 2022 -- Decided May 2, 2022
RABNER, C.J., writing for a unanimous Court.
In this appeal, the Court considers whether the State carried its burden of
proving beyond a reasonable doubt that defendant O.D.A.-C. voluntarily waived his
Miranda rights and that his statement to police is thus admissible -- even though a
detective repeatedly undermined the Miranda warnings throughout an interrogation.
Beginning in late September 2013, a detective from the Bergen County
Prosecutor’s Office (BCPO) and a detective from the Hackensack Police Department
investigated an allegation that defendant had inappropriately touched H.B., then
fourteen years old, on ten to fifteen occasions over a two-year period.
The detectives interviewed defendant for approximately thirty-five minutes.
At the outset, the Hackensack detective said, “Just a formality. . . . I just have to
read you your rights, okay?” (emphasis added). After that comment, the
Hackensack detective read the Miranda warnings aloud from a form; defendant
initialed each right; both the detective and defendant read aloud a paragraph titled
“waiver of rights”; and defendant signed under the waiver paragraph.
The detectives then told defendant about H.B.’s allegations and made it clear
that they believed her. They attempted to get defendant to confirm the allegations
and asked, among other things, how many times he had touched H.B.
Defendant was hesitant to respond. When asked if he had touched H.B. “8 to
15 times,” he said, “It’s too many.” When asked if it happened 15 or 20 times, he
responded, “I don’t think so.” The Hackensack detective then encouraged defendant
to respond more fully, telling him things like “you’re gonna feel so much better
about yourself once you do get it out,” and “[w]hat we talk about in here is between
us.” “[I]t’s confidential between us, it’s staying between us, okay.”
As the detectives continued to ask defendant how many times he had touched
H.B., defendant eventually said, “Well, first of all, when you make me write that, it
say that anything that I say, it goes against my, you know.” The Hackensack
1
defendant then repeated, “That’s a formality, that’s what it is.” Defendant stated,
“[I]t’s gonna work against me,” but the Hackensack detective advised, “[W]hatever
you’re saying here, it may be hard to believe that it’s not going to work against you,
your cooperation is paramount.”
After defendant again expressed his reservations, the Hackensack detective
added, “Anything you say, like I said, is only going to help you, it’s not going to
hurt you.” Shortly thereafter, defendant said, “If I could have had a lawyer here
present then it would be a different story,” and the detectives ended the interview.
Defendant was indicted and moved to suppress his statement pretrial. After a
hearing, the court found that defendant’s rights were not violated because he had
knowingly, intelligently, and voluntarily waived his rights.
A divided Appellate Division panel suppressed the statement. The majority
concluded the Hackensack detective’s comments amounted to a “blatant end-run
around measures designed to protect bedrock constitutional guarantees.” The
dissent agreed the Hackensack detective’s comments were improper but found they
did not undermine the clear Miranda warnings defendant had been given or his
knowing, intelligent, and voluntary waiver of those rights. The State appealed as of
right, based on the dissent. See R. 2:2-1(a)(2).
HELD: Because a detective here repeatedly contradicted and minimized the
significance of the Miranda warnings -- starting at the outset of the interrogation and
continuing throughout -- the State cannot shoulder its heavy burden of proving
defendant’s waiver was voluntary. The Appellate Division majority correctly
concluded defendant’s statement had to be suppressed.
1. Before the police can interrogate a suspect in custody, they must inform the
person of his constitutional rights in accordance with Miranda. And in New Jersey,
the State must also prove beyond a reasonable doubt that the individual knowingly,
intelligently, and voluntarily waived those rights in light of all the circumstances.
That burden of proof is higher than under federal law. Under the totality-of-the-
circumstances test, courts commonly consider a number of factors to determine if a
Miranda waiver is valid. Beyond the issue of waiver, there are separate due process
concerns related to the voluntariness of a confession. The totality-of-the-
circumstances test applies here as well, and there is a substantial overlap with the
factors that apply to a waiver analysis. (pp. 15-16)
2. Courts have long recognized that “[a] police officer cannot directly contradict,
out of one side of his mouth, the Miranda warnings just given out of the other.”
State v. L.H., 239 N.J. 22, 44 (2019). Certain remarks by the Hackensack detective
are problematic under that simple standard. Referring to Miranda warnings as a
2
“formality,” for example, downplays their significance. Miranda warnings are a
constitutional requirement meant to protect a person’s rights under the Fifth
Amendment; they are not a formality. Suggesting or promising that an interrogation
will remain confidential is even more troubling because it directly contradicts one of
Miranda’s core warnings: that anything said “can be used against [a person] in a
court of law.” Miranda v. Arizona, 384 U.S. 436, 479 (1966). To suggest that
statements “will not work against” or “be used against” a suspect raises similar
concerns. Such comments are also at odds with Miranda’s warning that a suspect’s
statements can be used against the person. Finally, telling suspects that confessing
“could not hurt” and “could only help” them also contradicts Miranda. (pp. 16-18)
3. In this appeal, a detective undermined the Miranda warnings in all of the above
ways to try to elicit a confession. The Court disapproves of each of the detective’s
misleading comments but declines to adopt a bright-line rule that would require
suppression any time an officer makes an improper comment during an
interrogation. Such an approach would lead to the suppression of voluntary
statements in a number of instances. In contrast, the totality-of-the-circumstances
test can both root out improper police statements that result in an invalid waiver and
recognize knowing and voluntary waivers. (pp. 18-19)
4. Here, the Hackensack detective not only undermined the warnings immediately
before he recited them, but he also contradicted them at various points throughout
the interrogation. And even though the BCPO detective partly restated the warnings
at one point, none of the Hackensack detective’s misstatements were expressly
corrected during the interrogation. Although not all circumstances present in this
case suggest that defendant’s waiver was not voluntary, the Court finds it impossible
to isolate and minimize the string of misrepresentations here. Cumulatively, the
number and significance of the detective’s misleading statements undermined the
Miranda warnings and, by extension, the voluntariness of defendant’s waiver.
Stressing that defendant’s interrogation began with a misleading remark that was
reinforced by yet more misrepresentations throughout the questioning, the Court
finds the statement must be suppressed in full. In doing so, the Court gives
deference to the trial court’s factual findings but observes that it is not bound by the
trial court’s determination of the validity of the waiver, which is a legal, not a
factual, question. Because the Court finds defendant’s waiver was not knowing and
voluntary under the circumstances, it does not consider the voluntariness of the
statement on due process grounds. (pp. 19-22)
AFFIRMED.
JUSTICES ALBIN, PATTERSON, SOLOMON, and PIERRE-LOUIS and
JUDGE FUENTES (temporarily assigned) join in CHIEF JUSTICE RABNER’s
opinion.
3
SUPREME COURT OF NEW JERSEY
A-78 September Term 2020
085608
State of New Jersey,
Plaintiff-Appellant,
v.
O.D.A.-C.,
Defendant-Respondent.
On appeal from the Superior Court,
Appellate Division .
Argued Decided
February 28, 2022 May 2, 2022
Edward F. Ray, Assistant Prosecutor, argued the cause
for appellant (Mark Musella, Bergen County Prosecutor,
attorney; Edward F. Ray, of counsel and on the briefs,
and John J. Scaliti, Legal Assistant, on the briefs).
John Vincent Saykanic argued the cause for respondent
(John Vincent Saykanic, on the brief).
Catlin A. Davis, Deputy Attorney General, argued the
cause for amicus curiae Attorney General of New Jersey
(Matthew J. Platkin, Acting Attorney General, attorney;
Catlin A. Davis, of counsel and on the brief).
Joseph J. Russo, Deputy Public Defender, argued the
cause for amicus curiae Public Defender of New Jersey
(Joseph E. Krakora, Public Defender, attorney; Joseph J.
1
Russo, and Alison Perrone, First Assistant Deputy Public
Defender, of counsel and on the brief).
Alan Silber argued the cause for amicus curiae
Association of Criminal Defense Lawyers of New Jersey
(Pashman Stein, attorneys; CJ Griffin and Joshua P. Law,
on the brief).
Lauren Gottesman, of the New York bar, admitted pro
hac vice, argued the cause for amicus curiae Innocence
Project (Innocence Project and Dechert, attorneys; Paul
Kingsbery, J. Ian Downes, Lauren Gottesman, David
Weinraub, of the New York and Maine bars, admitted pro
hac vice, Arif Hyder Ali, of the New York and District of
Columbia bars, admitted pro hac vice, and Rose Marie
Wong, of the Pennsylvania bar, admitted pro hac vice, on
the brief).
CHIEF JUSTICE RABNER delivered the opinion of the Court.
Law enforcement officers must convey certain important warnings to
individuals before they can be interrogated while in custody. Among other
familiar principles, suspects must be told they have the right to remain silent
and that anything they say can and will be used against them. See Miranda v.
Arizona, 384 U.S. 436, 479 (1966).
In this appeal, a detective administered Miranda warnings but repeatedly
undermined them throughout an interrogation. To encourage defendant to
confess, the detective, for example, said the warnings were “[j]ust a formality”
2
and that anything discussed would remain “confidential between us.” Just the
opposite is true, however.
A defendant’s statement to the police, made in custody, is admissible if
it is given freely and voluntarily, after the defendant received Miranda
warnings, and after he knowingly, voluntarily, and intelligently waived his
rights. The State must prove beyond a reasonable doubt that a defendant’s
waiver was valid. State v. Sims, ___ N.J. ___, ___ (2022) (slip op. at 24).
Courts look to the totality of the circumstances to assess whether the State has
met its burden. Ibid.Because a detective here repeatedly contradicted and minimized the
significance of the Miranda warnings -- starting at the outset of the
interrogation and continuing throughout -- the State cannot shoulder its heavy
burden. We therefore affirm the judgment of the Appellate Division majority,
which concluded defendant’s statement had to be suppressed.
I.
A.
We draw the following facts from two sources: an investigative report
prepared by a detective assigned to the Bergen County Prosecutor’s Office
(BCPO); and questions posed by the same detective, as well as a detective
3
assigned to the Hackensack Police Department, when they interviewed
defendant.
Beginning in late September 2013, the detectives investigated an
allegation that H.B.,1 then fourteen years old, had been sexually assaulted.
H.B.’s mother learned of the assault when she read a text message on H.B.’s
cell phone; H.B. reportedly told a friend that she had been “raped.” When
confronted about the text, H.B. disclosed that her grandmother’s boyfriend --
defendant O.D.A.-C. -- had touched her inappropriately.
In an interview with the detectives soon after, H.B. told them that
defendant had touched her in a sexual manner on ten to fifteen occasions from
when she was about eleven to thirteen years old. H.B. relayed that defendant
touched her breasts and vagina with his hands and mouth.
Defendant voluntarily admitted himself to the hospital in September
2013 for psychological treatment. When he was discharged about ten days
later, on October 2, 2013, law enforcement officers drove him from the
hospital to the police station to be interviewed.2
1
We use initials to protect the identity of the victim. See R. 1:38-3(c)(12).
2
According to the police, defendant agreed to accompany them to the station.
Defendant claims he did not go to the police station willingly and was
handcuffed on the way there. The trial court credited the officers’ testimony at
the suppression hearing, and we defer to its factual findings. State v. Tillery,
4
The detectives from the BCPO and the Hackensack Police Department
interviewed defendant for approximately thirty-five minutes. We quote at
length from the transcript of the videotaped interview because it is central to
this appeal.
The following exchange took place at the outset:
BCPO Det.: He’s gonna go through some information
and some questions he has to ask you first before we
can talk to you, all right?
Defendant: Um-hmm.
Hackensack Det.: Just a formality. [Defendant’s first
name], I just have to read you your rights, okay? Just
tell me if you understand them, if you don’t, I’ll explain
them to you.
[(emphasis added).]
After that comment, the Hackensack detective read the Miranda warnings
aloud from a form; defendant initialed each right; both the detective and
defendant read aloud a paragraph titled “waiver of rights”; and defendant
signed under the waiver paragraph.
The detectives then told defendant about H.B.’s allegations and made it
clear that they believed her. For about fifteen minutes, they recounted H.B.’s
238 N.J. 293, 314 (2019). In any event, the State does not challenge that
defendant was in custody when he arrived at the police station.
5
statement and explained they had reached a point in their investigation when it
was time to confront defendant and “see what [he] had to say.” The detectives
next attempted to get defendant to confirm the allegations and asked, among
other things, how many times he had touched H.B.
Defendant was hesitant to respond. When asked if he had touched H.B.
“8 to 15 times,” he said, “[i]t’s too many.” When asked if it happened 15 or 20
times, he responded, “I don’t think so.” The detectives then encouraged
defendant to respond more fully:
BCPO Det.: It happened once or twice, is it more likely
that’s what happened? Is that number too big?
[Defendant’s first name], be truthful with me, I know
-- I could see it in your face, you wanna get it out in
front of us --
Hackensack Det.: And you’re gonna feel so much
better about yourself once you do get it out.
Defendant: If you turn that off and then I --
Hackensack Det.: I can’t turn that off, okay.
Defendant: And this --
BCPO Det.: And this room is being recorded also. I
can’t --
Defendant: I know but that’s I got -- [inaudible] --
BCPO Det.: That’s a law, that’s to protect you.
6
Hackensack Det.: What we talk about in here is
between us, that’s why I brought you in this room, I
didn’t wanna speak about it in front of the secretary and
in front of the other people in there. We have civilians
walking into that room, that wouldn’t be fair to you or
us having people coming in there listening to what
we’re talking about. We’re in here, it’s confidential
between us, it’s staying between us, okay.
[(emphases added).]
Immediately after that exchange, defendant admitted he had used steroids and
agreed with the Hackensack detective that, when you inject yourself, “[y]ou do
silly things.”
The detectives then continued to question defendant about how many
times he had inappropriately touched H.B., which led defendant to refer back
to his Miranda rights:
BCPO Det.: Well, how many times do you think this
happened? Really? Is it more than 15?
Defendant: I don’t know what to tell you guys. I mean,
you put it -- it’s like --
Hackensack Det.: You gotta just tell the truth. We
don’t wanna put words in your mouth.
BCPO Det.: Well I’m not saying -- listen, I’m not
saying -- it’s not a hundred, right? This didn’t happen
a hundred times? You didn’t touch this girl a hundred
times? Right?
Hackensack Det.: And she’s not even saying that.
7
Defendant: Hundred times. Not 15.
BCPO Det.: Okay, not 15.
Defendant: Not ten.
BCPO Det.: So is it -- not ten? So you think it was less
than 10? You know, kids don’t know numbers that
well, you know, this is a hard thing for her, she’s only
a little girl and, and you know to have this thing happen
to her and then for me to ask her how many times, she
doesn’t know. So she was taking a guess at 15 --
between 8 and 15. That’s the number she gave me, but
I want to hear it from you. Is it something that
happened more than once?
Defendant: I don’t know what to tell you.
BCPO Det.: Well, that’s not a hard question. We’re
already at the point it happened, right? We’re just at
the point of how many times.
Defendant: Well, first of all, when you make me write
that, it say that anything that I say, it goes against my,
you know.
BCPO Det.: That’s your --
Hackensack Det.: That’s a formality, that’s what it is.
Defendant: [Inaudible] -- it’s gonna work against me.
So if I tell you yes, I did it or no I didn’t, it’s not, so,
you know.
[(emphases added).]
8
After that exchange, the BCPO detective reiterated, “those are your rights and
that’s -- you are a hundred percent right, you have the right to not tell us
anything you want.”
The detectives then resumed asking about the number of incidents.
When asked if the assaults occurred “maybe five times,” defendant said,
“[m]aybe a couple times, maybe not.” The Hackensack detective then advised,
“whatever you’re saying here, it may be hard to believe that it’s not going to
work against you, your cooperation is paramount.” (emphasis added).
Minutes later, defendant again expressed his reservations:
I mean, these are things that, you know, tell you the
truth, I don’t feel comfortable right now and I, you
know, you ask me, I know you say you want to help me
and all that, but, I, I mean, this is no, like, for me it’s
not my first case. So, I -- I went to -- you know, already
was -- I was incarcerated for a mistake too that I did
and they told me the same thing, they said, you know,
talk, talk, talk, talk and then, you know, I help the
guys or whatever it is . . . .
In response, the Hackensack detective acknowledged that defendant had
sought help voluntarily. The detective added, “You’re basically at the point
where you want to tell us what happened to get this off your chest. Okay.
Anything you say, like I said, is only going to help you, it’s not going to hurt
you. You understand what I’m saying?” (emphasis added).
9
Shortly thereafter, defendant said, “[i]f I could have had a lawyer here
present then it would be a different story,” and the detectives ended the
interview.
B.
On December 23, 2014, a Bergen County grand jury returned a twelve-
count indictment that charged defendant with first-degree aggravated sexual
assault; second-degree sexual assault; third-degree aggravated criminal sexual
contact; and second-degree endangering the welfare of a child.
Defendant moved to suppress his statement pretrial. After a hearing at
which the BCPO detective, another officer, and defendant testified, the trial
court denied the motion. The court found the officers credible and concluded
that defendant’s rights were not violated. Despite the Hackensack detective’s
comment that the Miranda warnings were “just a formality,” the court found
that defendant knowingly, intelligently, and voluntarily waived his rights.3
On September 12, 2018, defendant pleaded guilty to second-degree
endangering the welfare of a child. Under a conditional plea agreement, he
preserved the right to challenge the admission of his statement on appeal.
3
We do not consider the trial court or the Appellate Division’s rulings on
whether defendant was involuntarily taken to the police station because the
issue is not part of this appeal.
10
Consistent with the plea agreement, the court later sentenced defendant to a
three-year suspended prison sentence and parole supervision for life.
A divided Appellate Division panel suppressed the statement. The
majority concluded the Hackensack detective’s comments amounted to a
“blatant end-run around measures designed to protect bedrock constitutional
guarantees.” The majority observed the statements “undermined the warning
from the start and . . . misrepresent[ed] their effect”; “drew admissions . . .
from an otherwise-reticent defendant”; and “call[ed] into question defendant’s
true understanding of his rights.” As a result, the majority found the State had
failed to demonstrate defendant’s waiver was voluntary. In addition,
“[b]ecause the Hackensack detective built upon the initial misrepresentation
that the Miranda warnings were just a formality,” the court struck the entire
statement. It therefore vacated defendant’s conditional plea and remanded the
case to the trial court.
The dissent agreed the Hackensack detective’s comments were improper
but found they did not undermine the clear Miranda warnings defendant had
been given or his knowing, intelligent, and voluntary waiver of those rights.
The dissent noted the trial judge had reviewed the recorded interview and
heard live testimony before concluding defendant was not confused or misled
by references to formality or confidentiality. According to the dissent,
11
defendant’s conduct during the interview supported that finding. He knew the
interview was being recorded, understood that confessing would “work
against” him, and invoked his right to counsel after thirty-five minutes. For
those reasons among others, the dissent would have affirmed the trial court’s
judgment.
The State appealed as of right, based on the dissent. See R. 2:2-1(a)(2).
We granted leave to appear as amici curiae to the Attorney General, the Public
Defender, the Innocence Project, and the Association of Criminal Defense
Lawyers of New Jersey (ACDL).
II.
The State argues that the Appellate Division erred when it suppressed
defendant’s statement. The State concedes the Hackensack detective offered
inappropriate assurances about confidentiality and made improper comments
that the Miranda warnings were a “formality.” Nonetheless, the State
maintains the comments, considered in context, “did not undermine
defendant’s understanding or appreciation of his Miranda rights.” In the
alternative, the State submits it was error to suppress the entire statement .
The Attorney General echoes those arguments and contends the trial
court’s ruling is supported by the totality of the circumstances.
12
Defendant contends the Hackensack detective’s comments disarmed and
deceived him and vitiated his Miranda rights. As a result, defendant argues he
could not have knowingly, intelligently, and voluntarily waived his rights.
Defendant therefore urges the Court to affirm the Appellate Division and
suppress the entire statement.
The arguments of the Public Defender, the Innocence Project, and the
ACDL align with defendant’s position. In addition, the Public Defender asks
the Court to announce a bright-line rule that “when the police contradict or
minimize Miranda warnings, any subsequent Miranda waiver cannot be
knowing or voluntary.” The Innocence Project submits that “police deception
during interrogation places innocent people at risk of falsely confessing” and
that trivializing the Miranda warnings should “render any purported waiver . . .
presumptively involuntary.” The ACDL adds that “Miranda is not working
and should be revisited and improved.”
III.
A.
The Fifth Amendment to the United States Constitution guarantees that
“[n]o person . . . shall be compelled in any criminal case to be a witness
against himself.” More than a half century ago, the United States Supreme
Court imposed procedural safeguards to try to dispel the inherent pressures of
13
custodial interrogations and protect the right against self-incrimination.
Miranda, 384 U.S. at 467, 478-79. Under its landmark ruling in Miranda v.
Arizona, the Court required that suspects be advised of the following now
familiar warnings before they can be questioned in custody:
*that the person “has the right to remain silent”;
*“that anything he says can be used against him in a court of law”;
*“that he has the right to the presence of an attorney”; and
*“that if he cannot afford an attorney one will be appointed for him prior
to any questioning if he so desires.” Id. at 479.
New Jersey’s privilege against self-incrimination stems from the
common law and is codified at N.J.S.A. 2A:84A-19 and N.J.R.E. 503. The
statute and evidence rule both provide that “every natural person has a right to
refuse to disclose in an action or to a police officer or other official any matter
that will incriminate him or expose him to a penalty or a forfeiture of his
estate.”
That principle is “venerated and deeply rooted” in our law, and we have
treated it “as though it were of constitutional magnitude.” State v. O’Neill,
193 N.J. 148, 176 (2007). We have also found that New Jersey’s privilege
“offers broader protection than” the Fifth Amendment. State v. Ahmad, 246
N.J. 592, 610 (2021) (quoting O’Neill, 193 N.J. at 176-77).
14
Before the police can interrogate a suspect in custody, they must inform
the person of his constitutional rights in accordance with Miranda. State v.
Hreha, 217 N.J. 368, 382 (2014). The State must also prove beyond a
reasonable doubt that the individual knowingly, intelligently, and voluntarily
waived those rights “in light of all the circumstances.” Sims, ___ N.J. at ___
(slip op. at 24) (quoting State v. Presha, 163 N.J. 304, 313 (2000)). That
burden of proof is higher than under federal law, which requires the
government to “prove waiver only by a preponderance of the evidence.”
Colorado v. Connelly, 479 U.S. 157, 168 (1986).
Under the totality-of-the-circumstances test, courts commonly consider a
number of factors to determine if a Miranda waiver is valid. They include the
suspect’s “education and intelligence, age, familiarity with the criminal justice
system, physical and mental condition, . . . drug and alcohol problems,” how
explicit the waiver was, and the amount of time between the reading of the
rights and any admissions. 49 Geo. L.J. Ann. Rev. Crim. Proc. 233-36 (2020);
Tillery, 238 N.J. at 317.
Beyond the issue of waiver, there are separate due process concerns
related to the voluntariness of a confession. Due process requires the State to
“prove beyond a reasonable doubt that a defendant’s confession was voluntary
15
and was not made because the defendant’s will was overborne.” State v. L.H.,
239 N.J. 22, 42 (2019) (quoting State v. Knight, 183 N.J. 449, 462 (2005)).
The totality-of-the-circumstances test applies here as well, and “[t]here is a
substantial overlap [with] the factors that” apply to a waiver analysis. Tillery,
238 N.J. at 316-17; see also Connelly, 479 U.S. at 169-70 (“There is obviously
no reason to require more in the way of a ‘voluntariness’ inquiry in the
Miranda waiver context than in the Fourteenth Amendment confession
context.”); L.H., 239 N.J. at 44 (listing factors); 49 Geo L.J. Ann. Rev. Crim.
Proc. at 246-50 (listing factors).
Because the factors overlap, we consider case law relating both to
waiver and the voluntariness of a confession to assess comments the police
made during defendant’s interrogation.
B.
Courts have long recognized that “[a] police officer cannot directly
contradict, out of one side of his mouth, the Miranda warnings just given out
of the other.” L.H., 239 N.J. at 44 (quoting State v. Pillar, 359 N.J. Super.
249, 268 (App. Div. 2003)). Certain remarks by the Hackensack detective are
problematic under that simple standard.
Referring to Miranda warnings as a “formality,” for example, downplays
their significance. Doody v. Ryan, 649 F.3d 986, 1002-03 (9th Cir. 2011) (en
16
banc). The label suggests that Miranda warnings are little more than a box on
a bureaucratic checklist waiting to be checked off -- and that is simply wrong.
Miranda warnings are a constitutional requirement meant to protect a person’s
rights under the Fifth Amendment; they are not a formality. To describe them
in that way minimizes their import and undermines “the very purpose of
Miranda.” Ross v. State, 45 So. 3d 403, 428-30 (Fla. 2010) (criticizing a
reference to the warnings as “just a matter of procedure”).
Suggesting or promising that an interrogation will remain confidential is
even more troubling. To begin with, it directly contradicts one of Miranda’s
core warnings: that anything said “can be used against [a person] in a court of
law.” 384 U.S. at 479. It comes as no surprise, then, that many courts have
condemned assurances that a suspect’s statements would remain confidential.
See, e.g., Spence v. State, 642 S.E.2d 856, 858 (Ga. 2007); State v. McConkie,
755 A.2d 1075, 1077-79 (Me. 2000); Lee v. State, 12 A.3d 1238, 1243-45,
1251 (Md. 2011); Leger v. Commonwealth, 400 S.W.3d 745, 748-49, 751 (Ky.
2013); Hopkins v. Cockrell, 325 F.3d 579, 584-85 (5th Cir. 2003); see also
State v. Hummel, 232 N.J. 196, 214 (2018) (LaVecchia, J., concurring and
dissenting). Courts agree that misleading statements about confidentiality
must be avoided because they impermissibly undercut the meaning of the
Miranda warnings.
17
To suggest that statements “will not work against” or “will not be used
against” a suspect raises similar concerns. Those types of comments are also
at odds with Miranda’s warning that a suspect’s statements can in fact be used
against the person. L.H., 239 N.J. at 44. Because representations to the
contrary can mislead suspects about the consequences of speaking, courts have
sharply criticized such remarks. See, e.g., ibid.; United States v. Lall, 607
F.3d 1277, 1283-84, 1287 (11th Cir. 2010); Linares v. State, 471 S.E.2d 208,
211-12 (Ga. 1996).
Finally, telling suspects that confessing “could not hurt” and “could only
help” them also contradicts Miranda. State v. Puryear, 441 N.J. Super. 280,
298 (App. Div. 2015); see also State in Interest of A.S., 203 N.J. 131, 140, 151
(2010) (suppressing a statement in which a detective told a juvenile “[t]he
truth is only going to help you,” among other things). All defendants run the
risk that their words will be used directly against them at trial to secure a
conviction.
C.
In this appeal, a detective undermined the Miranda warnings in all of the
above ways to try to elicit a confession. He twice told defendant the warnings
were a “formality.” He promised the defendant’s words were “confidential
between us” and would “stay[] between us.” He assured defendant his words
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were “not going to work against you.” And he told defendant “[a]nything you
say . . . is only going to help you; it’s not going to hurt you.” Those comments
countered and diminished the significance of the Miranda warnings, and we
disapprove of each of them.
Comments that contradict and hollow out Miranda warnings can negate
their effectiveness and cast doubt on whether a defendant fully understood and
knowingly waived his rights. That said, we continue to consider the totality of
the circumstances to decide whether the State has proven beyond a reasonable
doubt that a defendant knowingly, intelligently, and voluntarily waived his
rights. See Sims, ___ N.J. at ___ (slip op. at 24).
We decline to adopt a bright-line rule that would require suppression any
time an officer makes an improper comment during an interrogation. Such an
approach would lead to the suppression of voluntary statements in a number of
instances. In contrast, the totality-of-the-circumstances test can both root out
improper police statements that result in an invalid waiver and recognize
knowing and voluntary waivers.
Here, the Hackensack detective not only undermined the warnings
immediately before he recited them, but he also contradicted them at various
points throughout the interrogation. And even though the BCPO detective
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partly restated the warnings at one point, none of the Hackensack detective’s
misstatements were expressly corrected during the interrogation.
As noted earlier, each of the comments reviewed above was at odds with
Miranda’s safeguards. Defendant was twice told the warnings were only a
“formality.” The first instance may have inoculated against the warnings in
advance; the second came in direct response to defendant referring to and
contemplating his rights. Those improper comments trivialized the warnings
at key points in the interview.
Even more significant, telling defendant that any statements he made
would remain confidential flatly contradicted his rights. The comment also
prompted admissions about how steroid use caused defendant to do “silly
things” and about the number of assaults. The detective’s comment about
confidentiality weighs heavily against the admissibility of the statement here --
as it should in other cases. Compounding the misstatement was the detective’s
later remark that “whatever” defendant said was “not going to work against”
him.
Additionally, advising defendant that admissions were “only going to
help” him and “not going to hurt” him further contorted the meaning of
Miranda’s constitutional safeguards. Together, as the Appellate Division
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correctly observed, the misrepresentations call into question defendant’s
understanding of his rights.
We do not give much weight to defendant’s contact with the criminal
justice system twenty-five years beforehand. See Puryear, 441 N.J. Super. at
298. We recognize as part of the totality of the circumstances that he waived
his rights at first, demonstrated some familiarity with them during the
interrogation, knew he was being recorded, and ultimately invoked his right to
counsel. We also note that defendant was forty-three years old, owned a
trucking company, and was not subjected to prolonged questioning.
But we cannot isolate and minimize the string of misrepresentations in
this case. Cumulatively, the number and significance of the detective’s
misleading statements undermined the Miranda warnings and, by extension,
the voluntariness of defendant’s waiver.
The State argues in the alternative that only statements made after the
second improper comment -- the detective’s promise of confidentiality --
should be suppressed. Defendant’s interrogation, however, began with a
misleading remark -- that the warnings were “[j]ust a formality” -- and that
error was reinforced by yet more misrepresentations throughout the
questioning. In the end, because of the detective’s repeated and varied efforts
to undermine the Miranda warnings, we agree with the Appellate Division that
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the State did not shoulder its heavy burden and prove beyond a reasonable
doubt that defendant’s waiver was knowing, intelligent, and voluntary.
We therefore conclude defendant’s statement must be suppressed in full.
We give deference to the trial court’s factual findings so long as they are
supported by sufficient credible evidence in the record. See State v. S.S., 229
N.J. 360, 379-81 (2017). But we are not bound by the trial court’s
determination of the validity of the waiver, which is a legal, not a factual,
question. See Miller v. Fenton, 474 U.S. 104, 110 (1985) (noting the ultimate
issue of the voluntariness of a confession is a legal question); Pillar, 359 N.J.
Super. at 268 (same).
Because we find defendant’s waiver was not knowing and voluntary
under the circumstances, we do not consider the voluntariness of the statement
on due process grounds. Defendant’s brief to the Appellate Division focused
on the waiver issue, and the Appellate Division majority grounded its decision
on that question. The dissent likewise did not base its opinion on due process
concerns. See R. 2:2-1(a)(2) (allowing appeals as of right “with regard to
those issues as to which[] there is a dissent”); State v. Micelli, 215 N.J. 284,
292 (2013) (limiting the scope of an appeal as of right to issues raised in the
dissent).
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IV.
For those reasons, we affirm the judgment of the Appellate Division and
remand the matter to the trial court for further proceedings.
JUSTICES ALBIN, PATTERSON, SOLOMON, and PIERRE-LOUIS
and JUDGE FUENTES (temporarily assigned) join in CHIEF JUSTICE
RABNER’s opinion.
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