State of New Jersey v. F.W. , 443 N.J. Super. 476 ( 2016 )

RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-1635-13T3
STATE OF NEW JERSEY,
APPROVED FOR PUBLICATION
Plaintiff-Respondent,
January 14, 2016
v.
APPELLATE DIVISION
F.W.,
Defendant-Appellant.
__________________________________
Submitted September 22, 2015 - Decided January 14, 2016
Before Judges Reisner, Leone and Whipple.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County,
Indictment No. 12-09-02209.
Joseph E. Krakora, Public Defender, attorney
for appellant (Susan Remis Silver, Assistant
Deputy Public Defender, of counsel and on
the brief).
John J. Hoffman, Acting Attorney General,
attorney for respondent (Jeffrey P. Mongiello,
Deputy Attorney General, of counsel and on
the brief).
The opinion of the court was delivered by
REISNER, P.J.A.D.
Defendant appeals from his conviction, after a bench trial,
for the fourth-degree offense of violating the conditions of his
special sentence of community supervision for life (CSL) by
failing to report to his parole officer, N.J.S.A. 2C:43-6.4(d),
and for the third-degree offenses of violating two provisions of
the Sex Offender Monitoring Act (SOMA), N.J.S.A. 30:4-123.94
(failure to comply with any SOMA monitoring requirement) and
N.J.S.A. 30:4-123.95 (interfering with his SOMA-required
electronic monitoring device). Defendant also challenges the
sentence imposed, consisting of five years in prison for the
SOMA convictions, concurrent to eighteen months in prison for
the CSL conviction.1 He raises the following issues on his
appeal:
I. [F.W.'S] DUE PROCESS RIGHTS WERE VIOLATED
WHEN THE STATE PLACED HIM ON CONTINUOUS GPS
MONITORING WITHOUT PROVIDING ANY BASIS FOR
THE SURVEILLANCE AND WITHOUT PROVIDING ANY
HEARING WHERE HE COULD CHALLENGE THE GPS
MONITORING THROUGH CROSS-EXAMINATION AND
PRESENTATION OF WITNESSES WITH THE
ASSISTANCE OF COUNSEL.
II. THE RETROACTIVE APPLICATION OF THE SEX
OFFENDER MONITORING ACT TO THE DEFENDANT
MORE THAN TWO YEARS AFTER HIS RELEASE FROM
PRISON ON COMMUNITY SUPERVISION FOR LIFE
VIOLATES HIS RIGHTS UNDER THE EX POST FACTO
CLAUSES OF THE UNITED STATES CONSTITUTION
AND NEW JERSEY CONSTITUTION.
III. THE TRIAL COURT ERRED WHEN IT
CONSIDERED AS AGGRAVATING FACTORS THE
1
When defendant was convicted, N.J.S.A. 2C:43-6.4(d) provided
that a CSL violation was a fourth-degree crime. In 2014, the
Legislature amended N.J.S.A. 2C:43-6.4(d) to provide that a CSL
violation is punishable as a third-degree crime. See L. 2013,
c. 214 (approved Jan. 17, 2014).
2 A-1635-13T3
DEFENDANT'S ALLEGED LACK OF REMORSE AND
FAILURE TO ACCEPT RESPONSIBILITY, AND WHEN
THE COURT FAILED TO PROPERLY WEIGH
AGGRAVATING AND MITIGATING FACTORS AND
IMPOSED AN EXCESSIVE SENTENCE.
We affirm defendant's conviction for violating the terms of
his CSL, N.J.S.A. 2C:43-6.4(d). His appeal from the eighteen-
month prison term imposed for that conviction is now moot
because he has served that entire term.2 On the other hand,
consistent with the Supreme Court's recent opinions in Riley v.
New Jersey State Parole Board, 219 N.J. 270 (2014), and State v.
Perez, 220 N.J. 423 (2015), we hold that prosecuting and
punishing defendant for third-degree crimes, created by SOMA
after he committed his predicate offense, violated the Ex Post
Facto Clause. U.S. Const. art. I, § 10, cl. 1; N.J. Const. art.
IV; § 7, ¶ 3; see State v. Fortin, 178 N.J. 540, 608 n.8 (2004).
Defendant's SOMA-related convictions, and the five-year prison
term imposed for those convictions, must therefore be reversed.
In reaching our decision, we do not hold that defendant and
other sex offenders whose predicate offenses predated SOMA
cannot be placed on Global Positioning Satellite (GPS)
monitoring. The CSL statute, when enacted in 1994, authorized
2
Defendant was sentenced on August 16, 2013, and received 365
days of jail credit. His brief indicates that he is no longer
confined, and clearly his CSL sentence has been served. We need
not address his SOMA-based sentencing argument because we are
reversing his SOMA conviction.
3 A-1635-13T3
the Parole Board to subject CSL offenders to "conditions
appropriate to protect the public." See L. 1994, c. 130, § 2
(then codified as N.J.S.A. 2C:43-6.4(b)). We perceive no reason
why that could not include GPS monitoring of a CSL offender in
appropriate circumstances, regardless of the date on which he
committed the predicate offenses. For example, we note that the
Board has adopted regulations governing electronic monitoring of
offenders subject to CSL and parole supervision for life (PSL),
which would permit monitoring as a result of a violation of CSL
or PSL. See N.J.A.C. 10A:72-10.1(a)(3); see also N.J.A.C.
10A:72-2.4(b)(3)(ii). The regulations provide an offender the
due process right to be heard before monitoring is imposed, with
a review after 90 days, and set a maximum time limit of 180 days
for the monitoring, after which it will be terminated if no
longer warranted. See N.J.A.C. 10A:72-10.1 to -10.9; see also
N.J.A.C. 10A:72-11.1 to -11.6.3 Nothing in this opinion would
preclude application of those regulations to defendant.
3
The CSL regulations were first adopted in 2011, in response to
the Court's decision in Jamgochian v. New Jersey State Parole
Board, 196 N.J. 222, 250 (2008), holding that a CSL offender was
entitled to due process before imposition of a curfew as a
special condition of CSL. See 43 N.J.R. 1408(a). The Board
adopted similar regulations governing GPS monitoring under SOMA
in 2012, apparently in response to the Appellate Division's
decision in Riley v. New Jersey State Parole Board, 423 N.J.
Super. 224 (App. Div. 2011), aff'd, 219 N.J. 270 (2014). See 44
N.J.R. 2098(a) (Aug. 20, 2012).
4 A-1635-13T3
I
In 1999, a jury convicted defendant of fourth-degree
lewdness and third-degree endangering the welfare of a child
(the predicate offenses), crimes he committed in 1997. On April
4, 2000, he was sentenced to five years of probation,
conditioned on 562 days in the county jail which he had already
served. As part of his sentence, he was also required "to
comply with . . . Megan's Law including community supervision
for life." Defendant violated the terms of his probation and
was re-sentenced to prison. He was released on parole in 2006
and, after he served the maximum time on parole, he was placed
on CSL supervision.
According to a report later issued by the Parole Board, a
few months after defendant was placed on CSL, he was arrested
for a CSL violation for having contact with minors and failing
to attend required counseling. He was arrested for similar CSL
violations in April 2007. He was arrested a third time in
December 2007 for failing to notify his parole officer of a
change in his residence. According to the pre-sentence report
issued in connection with the current convictions, defendant was
criminally prosecuted three times for violating N.J.S.A. 2C:43-
6.4(d). At his trial leading to the current appeal, defendant
admitted the previous violations, although he claimed he did not
5 A-1635-13T3
commit them "intentionally." He confirmed that the three prior
prosecutions were resolved by "plea offer."4
After defendant's December 2007 CSL violation, his Parole
Officer recommended that he "be enrolled in the Sex Offender GPS
Monitoring Program." The Chairman of the State Parole Board
(Parole Board Chairman) adopted that recommendation on June 6,
2008. See N.J.S.A. 30:4-123.91(a). On June 23, 2008, defendant
signed a notice advising him that he was being assigned to the
GPS monitoring program "[p]ursuant to [SOMA], which was enacted
on August 6, 2007." The notice did not specify any time limit
on defendant's obligation to wear a GPS tracking device twenty-
four hours a day. Defendant was not given notice of a right to
any due process, nor was he given an opportunity to be heard,
before this new and onerous lifetime condition was imposed. Nor
was he advised of a right to appeal the decision to this court. 5
The notice warned defendant that a violation of SOMA was a
third-degree crime punishable by up to five years in prison.
4
Neither party's appendix provides us with those judgments of
conviction.
5
Because the GPS condition was imposed pursuant to SOMA rather
than as a special condition of defendant's CSL, the Board also
did not follow the then-existing CSL regulations, which required
review and approval by a Board Panel prior to the imposition of
any special condition of CSL supervision. See N.J.A.C. 10A:71-
6.11(k).
6 A-1635-13T3
Defendant wore the GPS tracker until 2012, when he removed
the device and ceased reporting to his assigned parole officer.
On that basis, he was prosecuted and convicted for a CSL
violation (failing to report to the parole officer), and two
SOMA violations (failure to comply with a SOMA monitoring
requirement and interfering with the GPS device while subject to
SOMA).
II
Megan's Law was enacted in 1994, as a complex of
legislation designed to protect the public from sex offenders.
See Perez, supra, 220 N.J. at 436-37. Since the 1994 enactment,
the Legislature has imposed additional requirements and
restrictions on convicted sex offenders. A brief review of the
history provides some helpful background.
We begin by considering the CSL statute, N.J.S.A. 2C:43-
6.4, as it existed when defendant committed his predicate
offenses. The statute creating community supervision for life
was enacted in 1994, L. 1994, c. 130, § 2, as part of Megan's
Law, and was not amended until 2003. Perez, supra, 220 N.J. at
436-37. In Jamgochian, supra, the Court summarized the 1994
version of the statute as follows:
Community supervision for life was "designed
to protect the public from recidivism by
defendants convicted of serious sexual
offenses."
7 A-1635-13T3
In 1998, N.J.S.A. 2C:43-6.4(b) provided
that "[p]ersons serving a special sentence
of community supervision shall be supervised
as if on parole and subject to conditions
appropriate to protect the public and foster
rehabilitation." (emphasis added). Those
offenders serving a "special sentence" are
under the supervision of the State Parole
Board's Division of Parole. N.J.A.C. 10A:71-
6.11(b). One of the twenty-one general
conditions applicable to community-
supervised-for-life offenders is
"[c]ompl[iance] with any curfew established
by the assigned parole officer." N.J.A.C.
10A:71-6.11(b)(17). In addition to the
general conditions, supervised offenders are
required to abide by "any special
conditions established by the appropriate
[Parole] Board panel." Ibid. A violation
of a "condition of a special sentence" is a
fourth-degree crime carrying a presumption
of imprisonment. N.J.S.A. 2C:43-6.4(d).
[Jamgochian, supra, 196 N.J. at 237-38
(additional citations omitted).]
In addition to the curfew, offenders subject to CSL "face a
variety of conditions beyond those imposed on non-sex-offender
parolees." Perez, supra, 220 N.J. at 437. For example, as set
forth in the Parole Board's regulations, N.J.A.C. 10A:71-6.11,
those subject to CSL must obtain the Board's approval of their
residence and any change of residence; must obtain approval of
employment and notify the Board of any change in employment
status; may be subjected to annual polygraph examinations; and
are restricted in their access to and use of the internet.
N.J.A.C. 10A:71-6.11(b).
8 A-1635-13T3
In 2003, the Legislature adopted the parole supervision for
life statute, which specifically defined a convicted sex
offender's post-sentence supervision as "parole" instead of "as
if on parole." See N.J.S.A. 2C:43-6.4(b), as amended by L.
2003, c. 267, § 1. Most recently, the Court has held that PSL
and CSL "are distinct special post-sentence supervisory schemes
for certain sex offenders," and they cannot be treated as
interchangeable, notwithstanding the Legislature's
characterization of the PSL statute as a "clarification" of the
CSL statute. Perez, supra, 220 N.J. at 428, 442. In Perez, the
Court explained the difference between CSL and PSL:
Persons serving CSL are "supervised as
if on parole." N.J.S.A. 2C:43-6.4(b). Any
violation of one or more conditions of CSL
is a fourth-degree offense. N.J.S.A. 2C:43-
6.4(d). In other words, a violation of CSL
is punishable only as a crime; the Parole
Board cannot return a defendant to prison
through the parole-revocation process.
Sanchez v. N.J. State Parole Bd., 368 N.J.
Super. 181, 184, 845 A.2d 687 (App. Div.
2004), appeal dismissed per stipulation, 187
N.J. 487, 901 A.2d 951 (2006). . . . By
contrast, following the 2003 amendment, a
defendant who commits a predicate offense
and is sentenced to PSL is "in the legal
custody of the Commissioner of Corrections
[and] shall be supervised by the Division of
Parole of the State Parole Board" for life.
N.J.S.A. 2C:43-6.4. A violation of PSL may
be prosecuted as a fourth-degree offense,
N.J.S.A. 2C:43-6.4(d), but it may also be
treated as a parole violation, N.J.S.A.
2C:43-6.4(b). . . . [T]he almost-universal
9 A-1635-13T3
practice . . . is to revoke a [PSL]
defendant's parole and return him to prison.
In addition, a defendant serving a
special sentence of CSL who commits an
enumerated offense is subject to a mandatory
extended term under N.J.S.A. 2C:43-
6.4(e)(1). The prosecutor, however, is
required to notify the court and the
defendant of her intention to seek such a
sentence, and the defendant has the
opportunity to controvert the grounds cited
by the prosecutor, N.J.S.A. 2C:43-6.4(e)(2).
A defendant subject to CSL who is sentenced
to an extended term pursuant to N.J.S.A.
2C:43-6.4(e)(1) is eligible for parole. . . .
By contrast, . . . a person serving a
special sentence of PSL who commits an
enumerated offense is not eligible for
parole and will spend more years in prison
than a person serving a special sentence for
CSL who commits the same offense.
[Id. at 441-42 (footnote omitted).]
Because PSL imposes greater punishment on an offender than
CSL does, an offender sentenced to CSL cannot later be subjected
to the harsher special sentencing provisions of the PSL statute.
Perez, supra, 220 N.J. at 442.
This is not a difference in form. The
elimination of any prospect for parole
enhances the penal consequences for a person
placed on CSL status before January 14,
2004. Applying the current version of
N.J.S.A. 2C:43-6.4(e) to defendant requires
him to spend many additional years in prison
due to this so-called clarification. As
applied to defendant, the 2003 amendment to
N.J.S.A. 2C:43-6.4(e) enhances the punitive
consequences of the special sentence of CSL
to his detriment and violates the federal
10 A-1635-13T3
and state prohibition of ex post facto
legislation.
[Ibid.]
Likewise, because CSL is a form of punishment, it cannot be
imposed as a new requirement on an offender who has successfully
served his entire original sentence. See State v. Schubert, 212
N.J. 295, 312-13 (2012).
In 2007, the Legislature enacted the Sex Offender
Monitoring Act, N.J.S.A. 30:4-123.89 to -123.95, which in some
cases requires and in other cases authorizes the Parole Board
Chairman to impose GPS monitoring on certain convicted sex
offenders. Notably, SOMA either requires or permits the
imposition of GPS monitoring based on the type of sexual offense
an individual committed in the past, his Megan's Law tier
designation based on that offense, and his status as a CSL or
PSL parolee. N.J.S.A. 30:4-123.91(a) (defining "monitored
subject").
On its face, the statute appears to require GPS monitoring
of all tier three sex offenders. See N.J.S.A. 30:4-
123.91(a)(1). In addition, the statute gives the Parole Board
Chairman discretion to require GPS monitoring of any person "who
the chairman deems appropriate for continuous [GPS] monitoring"
and who: has been discharged from commitment as a sexually
violent predator, has been sentenced to CSL or PSL, or has been
11 A-1635-13T3
convicted of a listed sexual offense against a victim under age
eighteen or over age sixty. N.J.S.A. 30:4-123.91(a)(2). In
exercising discretion, the Parole Board Chairman is to consider
static or unchangeable factors, including "the risk to the
public posed by the subject, based on relevant risk factors such
as the seriousness of the offense, the age of the victim or
victims, [and] the degree of force and contact." N.J.S.A. 30:4-
123.91(b).6 That list does not include a finding that the
individual has committed a new offense or has violated the
conditions of his CSL or PSL.
In addition to the static risk factors, which reflect the
offense for which the individual was convicted, the chairman may
consider "any other factors [he or she] deems appropriate."
N.J.S.A. 30:4-123.91(b); N.J.A.C. 10A:72-11.1(b). Neither the
statute nor the implementing regulations define those "other
factors." Moreover, at least at the time GPS monitoring was
imposed on defendant, once the Parole Board Chairman decided to
impose GPS monitoring on an individual, it became a lifetime
requirement. See Riley, supra, 219 N.J. at 295.
6
The statute also states that it does not preclude a judge from
sentencing a convicted sex offender to GPS "or other electronic
monitoring . . . as a condition or requirement of supervision"
in connection with sentencing a defendant to CSL or PSL pursuant
to N.J.S.A. 2C:43-6.4. See N.J.S.A. 30:4-123.91(c).
12 A-1635-13T3
In Riley, the Court held that the Ex Post Facto Clause
precluded SOMA from being applied retroactively to an individual
who committed his sexual offense before SOMA was adopted, had
served his entire sentence before that date, was not on any form
of parole when SOMA was adopted, but was nonetheless notified by
the Parole Board in 2009 that pursuant to SOMA he would be
subject to GPS monitoring for the rest of his life. The Court
noted the limitations of the question it was considering in
Riley:
Initially, it is important to note the
scenarios not implicated here. This is not
a case about a defendant who committed a
crime after the passage of SOMA or about a
defendant who was subjected to the
additional condition of GPS monitoring for
the duration of his probation or parole. The
only question we address is whether a
defendant who committed a past offense and
completed his sentence before enactment of
SOMA can be subjected to the Parole Board's
regime of GPS monitoring.
[Id. at 291 (emphasis added).]
In rejecting the State's argument that Riley's tier
classification was a new event that warranted the imposition of
GPS monitoring, the Court reasoned that the tier classification
itself was a product of Riley's past conduct:
Riley's Tier 3 designation was based on his
1986 conviction and other prior sexual
offense convictions. At the Megan's Law
hearing, the court made no independent
assessment of Riley's current dangerousness
13 A-1635-13T3
unrelated to his prior convictions. The
predicate events responsible for Riley's
current regime of GPS monitoring are his
1986 sexual offense and earlier offenses,
and therefore the question is whether SOMA
can retroactively apply to completed conduct
without offending the Constitution.
[Id. at 292.]
In determining that SOMA imposed punishment, despite its
claimed remedial purpose, the Court noted that GPS monitoring
was in some respects even more "onerous" than lifetime parole
supervision:
SOMA looks like parole, monitors like
parole, restricts like parole, serves the
general purpose of parole, and is run by the
Parole Board. Calling this scheme by another
name does not alter its essential nature.
SOMA does not share the exact conditions of
parole supervision for life. Cf. N.J.A.C.
10A:71-6.12(d) (defining conditions of
parole supervision for life). In some ways,
SOMA is both more and less onerous than
parole supervision for life. Nevertheless,
SOMA plays a role sufficiently similar to
allow the comparison. Moreover, Riley cannot
do anything to alter his Tier 3 (high risk)
designation, which is based on his prior
convictions. Unlike the Sexually Violent
Predator Act, which permits for yearly
review to determine whether the committee
continues to pose a danger to the public and
which allows for his release if he does not,
N.J.S.A. 30:4-27.35 to -27.36, SOMA ensures
that Riley's future is static—he is
condemned to wear the electronic monitoring
device for the rest of his life.
[Id. at 294-95.]
14 A-1635-13T3
Ultimately, the Court determined that the full panoply of
restrictions imposed by SOMA, including lifetime GPS monitoring,
was so punitive that its imposition on Riley years after he
committed his crime and completed his sentence violated ex post
facto principles.
In the end, we conclude that SOMA's adverse
effects are "so punitive . . . as to negate
the State's intent to deem it only civil and
regulatory." The retroactive application of
SOMA to George Riley twenty-three years
after he committed the sexual offense at
issue and after he fully completed his
criminal sentence violates the Ex Post Facto
Clauses of the United States and New Jersey
Constitutions.
[Id. at 297 (citations omitted).]
On the other hand, earlier in its discussion, the Court
indicated: "We do not suggest that GPS monitoring may not be
added as a condition of parole supervision that is ongoing — that
is, while the offender is still serving his sentence." Id. at
290 (emphasis added).7
Neither Perez nor Riley directly answers the question posed
by this case, namely whether a person in defendant's situation,
who committed his crime a decade before SOMA was enacted but who
7
Had the Court not added that sentence, Riley might have drawn
in question Parole Board regulations which authorize the Board
to impose limited electronic monitoring, on a case-by-case
basis, on any parolee who violates parole. See N.J.A.C. 10A:72-
2.4(b)(3)(ii).
15 A-1635-13T3
was on lifetime CSL at the time SOMA was enacted, may be
subjected to SOMA, including prosecution for SOMA's newly
created third-degree crimes. To address the question, we first
consider what the Ex Post Facto Clause prohibits:
The Ex Post Facto Clause of the U.S.
Constitution prohibits "any statute which
punishes . . . an act previously committed,
which was innocent when done; which makes
more burdensome the punishment for a crime,
after its commission, or which deprives one
charged with crime of any defense available
. . . at the time when the act was
committed." The Ex Post Facto Clause is
"aimed at laws that 'retroactively alter the
definition of crimes or increase the
punishment for criminal acts.'" To
constitute an ex post facto penal law, a
change in the law "'must be retrospective,
that is, it must apply to events occurring
before its enactment, and it must
disadvantage the offender affected by it.'"
"There is 'no ex post facto violation . . .
if the change in the law is merely
procedural and does not increase the
punishment, nor change the ingredients of
the offence or the ultimate facts necessary
to establish guilt.'" New Jersey's ex post
facto jurisprudence follows the federal
jurisprudence.
[Perez, supra, 220 N.J. at 438-39 (emphasis
added) (citations omitted).]
In Riley, the Court specifically recognized that SOMA was a
"penal rather than civil law." Riley, supra, 219 N.J. at 275.
Therefore, its application can implicate ex post facto
considerations. The Court also recognized the harshness of
imposing GPS monitoring as a lifetime requirement, with no
16 A-1635-13T3
possibility of relief, and acknowledged that in some respects
SOMA's application is even more onerous than lifetime parole.
Id. at 295. That was the situation when the Board imposed GPS
monitoring on defendant and on Riley.8
Further, although Perez did not address SOMA, the Court
found that the ex post facto analysis "turn[ed] on whether the
2003 [PSL] amendment [made] more burdensome the punishment of a
crime after its commission." Perez, 220 N.J. at 440. The Court
concluded that, by eliminating "any prospect for parole" for
certain crimes committed by a person on PSL, the Legislature had
enhanced "the penal consequences for a person placed on CSL
status before" enactment of the PSL statute. Id. at 442. By
enhancing "the punitive consequences" of the CSL statute to the
defendant's detriment, application of the PSL law to the
defendant violated the Ex Post Facto Clause. Ibid.
In this case, we conclude that prosecuting defendant for
the third-degree crimes created by SOMA violated the Ex Post
Facto Clause. The SOMA offenses did not exist when defendant
committed his predicate offenses in 1997, and at that time,
8
By 2013, when defendant's trial took place, the Board had
regulations enabling GPS-monitored offenders to be released from
that requirement after a periodic Board review. N.J.A.C. 10A:72-
11.4. But those regulations did not exist in 2008, when
defendant was ordered into the SOMA GPS program, and nothing in
this record suggests that the Board imposed anything less than
lifetime GPS monitoring on this defendant.
17 A-1635-13T3
violating CSL was a fourth-degree crime. It may be argued that
prosecution under SOMA was not retrospective for ex post facto
purposes, because SOMA was enacted before defendant committed
his December 2007 violation of CSL. However, GPS monitoring
under SOMA was imposed on petitioner because he "ha[d] been
sentenced to a term of community or parole supervision for life
pursuant to [N.J.S.A. 2C:43-6.4]." N.J.S.A. 30:4-
123.91(a)(2)(b); see N.J.S.A. 30:4-123.90(e) (stating that GPS
tracking should be used for offenders who "received or are
serving a special sentence of community or parole supervision
for life"). It was thus imposed as a further element of
defendant's post-release supervision during his CSL sentence for
his predicate offenses. As discussed below, the Legislature
could not retroactively increase the punishment for a violation
of defendant's post-release supervision.
For purposes of ex post facto analysis of penalties for
violating the terms of post-release supervision, "postrevocation
sanctions" are treated "as part of the penalty for the initial
offense." Johnson v. United States, 529 U.S. 694, 700, 120 S.
Ct. 1795, 1800, 146 L. Ed. 2d 727, 736 (2000). See Riley,
supra, 219 N.J. at 292 (citing Johnson, supra, 529 U.S. at 701,
120 S. Ct. at 1801, 146 L. Ed. 2d at 736). In deciding whether
such a sanction offends ex post facto principles "[w]e . . .
18 A-1635-13T3
attribute postrevocation penalties to the original conviction."
Johnson, supra, 529 U.S. at 701, 120 S. Ct. at 1801, 146 L. Ed.
2d at 736. Thus, "[p]enalties for violation of the terms of
supervised release, including the penalty of additional
supervised release, are attributed to the original conviction
rather than to the violation." Commonwealth v. Cory, 911 N.E.
2d 187, 192 (Mass. 2009). "Since postrevocation penalties
relate to the original offense, to sentence [defendant] to a
further [punishment] would be to apply this section
retroactively" and would "raise the remaining ex post facto
question [of] whether that application makes him worse off."
Johnson, supra, 529 U.S. at 701, 120 S. Ct. at 1801, 146 L. Ed.
2d at 736.
In this case, application of those principles leads us to
conclude that the Ex Post Facto Clause barred defendant's
prosecution for a third-degree crime. Being prosecuted for a
third-degree crime rather than a fourth-degree crime clearly
made defendant "worse off." Ibid. Whether the increase in the
degree and sentencing range of the penalties for violating post-
release supervision for his predicate offenses was effected by
amending the penalty provision of the CSL statute, or by
enacting a new statute like SOMA, the increased penalties for
violating CSL, like those for violating any other form of
19 A-1635-13T3
supervised release, are "attribute[d] . . . to the original
conviction." Johnson, supra, 529 U.S. at 701, 120 S. Ct. at
1801, 146 L. Ed. 2d at 736. The Legislature could not increase
the penalty for violating defendant's supervised release and
apply it retroactively to him. Consequently, even if GPS
monitoring was imposed as a sanction for violating CSL,
defendant could not be prosecuted or sentenced under the third-
degree crime provisions of SOMA. See Perez, supra, 220 N.J. at
442.
To be clear, as the Court implied in Riley, our decision
does not mean that a CSL offender in defendant's situation can
never be subjected to GPS monitoring. As the Court appeared to
suggest in Riley, being subject to GPS monitoring is not
synonymous with being subject to SOMA. The CSL statute itself
gives the Parole Board authority to impose special conditions of
supervision on a CSL offender, as needed for the protection of
the public. N.J.S.A. 2C:43-6.4(b) (1994); Jamgochian, supra,
196 N.J. at 238. The fact that a CSL offender cannot be
prosecuted using the later-created third-degree SOMA offenses
does not preclude the Board from imposing some form of
electronic monitoring on an offender who has violated the
conditions of his ongoing CSL, regardless of when he committed
the underlying offense for which the CSL sentence was imposed.
20 A-1635-13T3
As previously noted, several years after the Parole Board
imposed lifetime GPS monitoring on defendant under SOMA, the
Board adopted regulations governing the measured and temporary
imposition of electronic monitoring on individuals who were on
CSL or PSL. N.J.A.C. 10A:72-10.1 to -10.9. Those regulations
provide due process procedures by which those persons may
challenge the imposition of such monitoring, and limit the
monitoring to 180 days, with a review after the first 90 days.
N.J.A.C. 10A:72-10.2. The regulations appear to be authorized
under the CSL statute, N.J.S.A. 2C:43-6.4(b), and nothing in our
opinion would preclude the Board from applying those regulations
to defendant now that he has been released from prison. "[N]ot
every change in parole regulation is of sufficient moment to
transgress the constitutional [ex post facto] prohibition," only
those which increase the punishment. Loftwich v. Fauver, 284
N.J. Super. 530, 536 (App. Div. 1995); see Trantino v. N.J.
State Parole Bd., 331 N.J. Super. 577, 610 (App. Div. 2000),
aff'd as modified, 166 N.J. 113 (2001).
In light of our disposition of this appeal, we need not
decide defendant's alternate argument, based on Riley and Perez,
that subjecting him to lifetime GPS monitoring under SOMA
increased the punitive burden of his CSL sentence and violated
the Ex Post Facto Clause. The Court has recognized the physical
21 A-1635-13T3
discomfort and stigma of wearing GPS equipment, and the
burdensome impact of lifetime GPS monitoring. Riley, supra, 219
N.J. at 294-96. Moreover, the Parole Board Chairman's decision
did not explain how defendant's CSL violations justified placing
him on lifetime GPS monitoring, and such a requirement,
untethered to a rational justification related to the purpose of
CSL, might have ex post facto implications. See Perez, supra,
220 N.J. at 442.
However, we decline to address the issue further for two
reasons. First, we have already reversed defendant's SOMA
conviction on other grounds. Second, we anticipate that if
defendant is subjected to GPS monitoring in the future, the
Board will abide by its new regulations, which provide for both
time limits on the monitoring and due process in its imposition.
Thus, defendant will have a well-defined means of
administratively challenging any future monitoring that may be
imposed, and an appeal from that process would come to this
court on a more complete record than was presented to us here.
To summarize, defendant was properly convicted of violating
the terms of his CSL, and he was sentenced to eighteen months in
prison, which at that time was the maximum term for a CSL
violation. However, because defendant could not lawfully be
prosecuted for the third-degree SOMA offenses enacted after he
22 A-1635-13T3
committed his predicate crimes, his conviction for violating
SOMA must be reversed and the five-year sentence vacated.9
Affirmed in part, reversed in part.
9
In light of our resolution of the ex post facto issue, we also
need not address defendant's contention that, regardless of ex
post facto considerations, he could not be prosecuted under SOMA
for violating his GPS monitoring requirements, because the
monitoring was imposed without a due process hearing.
23 A-1635-13T3