IN THE MATTER OF CHANGES IN THE STATE CLASSIFICATION PLAN, COMMUNICATIONS OPERATOR, DEPARTMENT OF CORRECTIONS (NEW JERSEY CIVIL SERVICE COMMISSION) ( 2019 )


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  •                   NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-5150-16T1
    IN THE MATTER OF CHANGES
    APPROVED FOR PUBLICATION
    IN THE STATE CLASSIFICATION
    PLAN, COMMUNICATIONS                                 July 12, 2019
    OPERATOR, DEPARTMENT OF                         APPELLATE DIVISION
    CORRECTIONS.1
    _______________________________
    Submitted May 15, 2019 – Decided July 12, 2019
    Before Judges Alvarez, Nugent and Reisner.
    On appeal from the New Jersey Civil Service
    Commission, Docket No. 2017-3900.
    Oxfeld Cohen, PC, attorneys for appellant IFPTE Local
    195 (Arnold Shep Cohen, of counsel and on the briefs;
    Jesse Humphries, on the briefs).
    Gurbir S. Grewal, Attorney General, attorney for
    respondent Civil Service Commission (Melissa Dutton
    Schaffer, Assistant Attorney General, of counsel;
    Pamela N. Ullman, Deputy Attorney General, on the
    brief).
    The opinion of the court was delivered by
    REISNER, J.A.D.
    1
    We have corrected typographical errors in the agency's caption.
    This case presents the issue whether the Chairperson of the Civil Service
    Commission (Chairperson) is authorized to approve the creation of a new job
    title. We conclude that the Chairperson has that authority and did not act
    arbitrarily in approving the title at issue here.
    The appeal had its genesis when the Department of Corrections (DOC)
    submitted a request to the Civil Service Commission (Commission) for the
    creation of a new title, "Communications Operator, Department of Corrections."
    The new title would allow corrections officers instead of civilian employees to
    staff the center control units at the State's prisons. In his February 23, 2015
    letter to the Chairperson setting forth the request, the Corrections Commissioner
    asserted that the new title was required to ensure the prisons' continued security.
    The Chairperson referred the request to the Commission's Agency Services
    Division (Agency Services) for review.2 Agency Services "evaluated the DOC's
    request and developed a proposed job specification" for the title. On December
    17, 2015, Agency Services transmitted the proposal to the Commission for
    2
    By statute, the Chairperson is the agency's chief executive officer and
    administrator. N.J.S.A. 11A:2-3. According to the agency's regulations, the
    Commission "consists of" the Chairperson, the Civil Service Commission, and
    "[s]uch subdivisions as the Chairperson may deem necessary." N.J.A.C. 4A:1-
    3.1. There is no separate regulation creating the Division of Agency Services.
    A-5150-16T1
    2
    placement on its agenda. However, the Commission was unable to act on the
    item, for lack of a quorum, after one of the three commissioners recused herself.3
    About eighteen months later, when the Commission was still unable to
    act, the DOC Commissioner sent a June 15, 2017 request to the Chairperson for
    interim relief. A follow-up request from the DOC noted that "[t]he staffing
    levels of Communications Operators have dropped to the point of potentially
    compromising safety and security at all correctional facilities," and creation of
    the new title would permit the DOC to address the staffing problem. Relying on
    N.J.A.C. 4A:1-3.2(b)(3), which authorizes the Chairperson to grant interim
    relief in pending appeals "[b]etween meetings of the Commission," the
    Chairperson issued a decision granting interim relief on June 23, 2017. The
    interim decision found that the change was necessary for the safety of the prisons
    and noted that Agency Services had previously notified IFPTE Local 195 (the
    3
    The Commission, as a voting body, is statutorily composed of five members,
    appointed by the Governor with the advice and consent of the Senate, but it can
    act with a quorum of three members. N.J.S.A. 11A:2-3. For years, the
    Commission lacked sufficient members to constitute a quorum, leading to its
    inability to decide contested cases. See In re Corbo, __ N.J. __, __ n.2 (2019)
    (slip op. at 7, n.2); In re Hendrickson, 
    235 N.J. 145
    , 149 (2018). It still has only
    three appointed members, leaving the Commission one recusal away from an
    inability to act. The lack of a full complement of commissioners is a matter of
    public interest, but one appropriately addressed by the Governor and the
    Legislature. N.J.S.A. 11A:2-3.
    A-5150-16T1
    3
    union) of the proposed new title, pursuant to N.J.A.C. 4A:3-3.3(a)(4) (requiring
    notification to appointing authorities and "other affected persons") .
    The union, which represents the affected DOC employees, filed an appeal
    from the June 23, 2017 decision.        However, on September 1, 2017, the
    Chairperson reconsidered the issue of interim relief, and concluded no such
    relief was required because under Commission regulations amended in 2014, the
    Chairperson was authorized to approve creation of the new title. He, therefore,
    issued a final decision approving the new title.
    After the union filed its merits brief addressing both the June and
    September decisions, the Commission filed a motion with this court to dismiss
    the appeal, because the June decision was interlocutory, the union did not amend
    its notice of appeal to include the September decision, and the June decision was
    moot. We denied the motion and directed the Commission to brief the merits of
    the appeal.
    Having reviewed the parties' merits briefs, we decline to address the
    Chairperson's authority to issue interim relief, for two reasons. First, the issue
    is moot because, on September 1, 2017, the Chairperson issued a final decision
    approving the requested new title. That decision superseded the earlier decision
    granting interim relief. Second, as further discussed below, the Chairperson's
    A-5150-16T1
    4
    underlying action – the approval of a new title – is specifically authorized by
    the Commission's regulations. Hence, this case does not implicate the union's
    concern that in granting interim relief, the Chairperson may overstep the bounds
    of his or her authority, in response to the Commission's inability to act due to
    lack of a quorum.
    Next, we address the September 1, 2017 final decision. In challenging the
    September 1 decision, the union contends that the decision to approve the title
    was arbitrary and based on a one-sided process that excluded the union's
    participation. The union also argues that the Chairperson lacked authority to
    approve creation of the new title.
    After reviewing the record, we conclude that the decision was not arbitrary
    and is supported by substantial credible evidence of an operational need for the
    new title. See In re Johnson, 
    215 N.J. 366
    , 377 (2013); Karins v. City of Atl.
    City, 
    152 N.J. 532
    , 540 (1998). The Chairperson's findings were explained at
    length in the interim and final decisions, and no further discussion is warranted
    here. R. 2:11-3(e)(1)(D), (E). We also conclude that the union had notice and
    an opportunity to submit its views before the title was finally approved. On
    August 2, 2017, in response to a motion for reconsideration of the June interim
    decision, the Chairperson gave the union a further opportunity to submit "any
    A-5150-16T1
    5
    additional argument and/or documentation." At that point, the union was aware
    of the rationale for creating the new title, because the reasons were detailed in
    the June interim decision. However, instead of submitting evidence supporting
    its apparent view that the new title was not needed, the union's August 7, 2017
    response simply reiterated that the union was deprived of an earlier opportunity
    to address the merits of creating the title, and argued that the Chairperson lacked
    authority to grant interim relief in this situation. Accordingly, we find no merit
    in the union's argument that it was deprived of the opportunity for input on the
    decision to create the new title.
    We next address the issue of the Chairperson's authority to approve new
    titles. In rendering the final decision, the Chairperson reasoned as follows:
    In accordance with N.J.S.A. 11A:2-6(d), the
    Commission, in June 2014, amended its regulations
    delegating to the Chairperson or designee unambiguous
    responsibilities regarding the administration of the
    State Classification Plan. Accordingly, N.J.A.C. 4A:3-
    3.3(a)(2) specifically requires the "Chairperson or
    designee" to implement and administer the State
    Classification Plan by establishing new titles.
    The Chairperson reasoned that when Agency Services, as the Chairperson's
    designee, evaluated the DOC's request, determined "there [was] a need for a new
    title" pursuant to N.J.A.C. 4A:3-3.6(b), and developed job specifications for the
    A-5150-16T1
    6
    new title, N.J.A.C. 4A:3-3.6(c), it was then appropriate for the Chairperson to
    exercise his authority under N.J.A.C. 4A:3-3.3(a)(2) by approving the new title.
    While we review legal issues de novo, we generally defer to an agency's
    reasonable interpretation of its own regulations. See In re Freshwater Wetlands
    Prot. Act Rules, 
    180 N.J. 478
    , 488-89 (2004). We find nothing unreasonable in
    the   Chairperson's   interpretation   of   the   agency's   regulations,    which
    unambiguously authorize the Chairperson to approve new titles. As noted in the
    final decision, the Commission's regulations delegate to "[t]he Chairperson or
    designee" the authority to "implement and administer the classification plans."
    N.J.A.C. 4A:3-3.3(a).     That authority specifically includes the power to
    "[e]stablish new titles." N.J.A.C. 4A:3-3.3(a)(2). We also note that N.J.A.C.
    4A:3-3.5(a) gives "the Chairperson or designee" authority to reclassify a
    position to a more appropriate title and, in that context, to "[e]stablish a new
    title." N.J.A.C. 4A:3-3.5(a)(2).
    The union argues that N.J.A.C. 4A:3-3.6 should be construed as requiring
    a vote of the Commissioners to approve a new title. We disagree. The union
    relies on N.J.A.C. 4A:3-3.6(a), which states that "[t]he Civil Service
    Commission may determine that a new title, title series, or job band is
    necessary." However, viewing the wording and organizational structure of
    A-5150-16T1
    7
    section 3.6 as a whole, we conclude the term "Civil Service Commission" refers
    to the agency rather than the Commissioners acting as a voting body.
    The succeeding subsections of 3.6 describe the process by which an
    appointing authority may apply "to an appropriate representative of the Civil
    Service Commission" for approval of a new title. N.J.A.C. 4A:3-3.6(b). The
    following subsections then describe the process by which the "appropriate
    Commission representative" will consider and approve a new title. N.J.A.C.
    4A:3-3.6 (c), (d), and (f). Notably, subsection (f) addresses "[t]he effective date
    of the creation of a new title by the appropriate Commission representative ."
    N.J.A.C. 4A:3-3.6(f). There is no subsequent subsection requiring approval by
    the Commission as a voting body.
    We find nothing unreasonable in the Chairperson's explanation of the
    interface between sections 3.6 and 3.3, whereby the Commission's "appropriate
    representative" – its Agency Services Division – vets an appointing authority's
    request for a new title under section 3.6, creates a new job description and sets
    an effective date, and the Chairperson then approves the recommendation under
    section 3.3. There is no reason to depart from our usual deference to the agency's
    construction of its own regulations. See Freshwater Wetlands, 
    180 N.J. at
    488-
    89.   The union's additional arguments concerning the interpretation of the
    A-5150-16T1
    8
    agency's regulations are without sufficient merit to warrant discussion in a
    written opinion. R. 2:11-3(e)(1)(E).
    Without citing to case law, the union contends that the Civil Service Act,
    N.J.S.A. 11A:2-11, requires the Commission to create new titles and does not
    permit delegation of that authority.         We ordinarily defer to an agency's
    reasonable interpretation of its enabling statute. See Hargrove v. Sleepy's, LLC,
    
    220 N.J. 289
    , 301-02 (2015). And, with respect to the Civil Service Act, our
    courts "provide the widest possible interpretation of the Act as it was designed
    to procure efficient public service and to maintain stability and continuity in
    ordinary public employment." Johnson, 215 N.J. at 377.
    N.J.S.A. 11A:2-11 sets forth, in omnibus fashion, a listing of the agency's
    statutory powers and responsibilities.       The section does not state that the
    Commissioners, acting as a voting body, must carry out each one of the agency's
    myriad responsibilities. As we have recognized in another context, such an
    interpretation would be woefully impractical and lead to absurd results. See
    R.H. Macy & Co. v. Dir., Div. of Taxation, 
    77 N.J. Super. 155
    , 177 (App. Div.
    1962), aff'd o.b., 
    41 N.J. 3
     (1963) (recognizing that the Director of the Division
    of Taxation could not be expected to personally carry out all of the agency's
    legislatively-required functions, without delegating to subordinates).      "[A]n
    A-5150-16T1
    9
    agency may impliedly delegate administrative authority, if it is consistent with
    the legislative purpose." Santaniello v. N.J. Dep't of Health & Senior Servs.,
    
    416 N.J. Super. 445
    , 454 (App. Div. 2010) (citing R.H. Macy & Co., 
    77 N.J. Super. at 177
    ). This case certainly illustrates the Commission's need to delegate
    authority to the Chairperson, thus fostering "efficient public service" and
    maintaining "stability and continuity" for the agencies whose employment
    policies the Commission regulates. Johnson, 215 N.J. at 377. We do not
    construe N.J.S.A. 11A:2-11 as denying the authority to delegate.
    The union particularly relies on N.J.S.A. 11A:2-11(h). However, by its
    terms, this section refers to the Commission's authority to "render the final
    administrative decision" on "grievances" involving classification, salary, layoff
    rights and other issues. This case concerns an application to create a new title.
    It does not concern the filing of a grievance.
    Although the union does not cite this section, N.J.S.A. 11A:3-1 gives
    "[t]he [C]ommission" authority to "assign and reassign titles among the career
    service, senior executive service and unclassified service." To carry out that
    responsibility, this section authorizes the Commission to "[e]stablish,
    consolidate and abolish titles," among many other duties. Ibid. This case does
    not involve moving a title from the classified to the unclassified service, but
    A-5150-16T1
    10
    rather involves creating a new title within the classified service. See N.J.S.A.
    11A:3-6 (requiring a public hearing before "moving a title from the career
    service to the unclassified service").     However, without deciding whether
    moving a title from classified to unclassified is a function the Commission can
    delegate, we note the list of assorted other technical responsibilities in this
    section suggests that the Legislature did not intend the Commission voting as a
    body to carry out each of those subsidiary tasks. See R.H. Macy & Co., 
    77 N.J. Super. at 177
    .
    While not directly on point, we note that in 1972, we held that the
    Commission had no authority to sub-delegate some of its powers to appointing
    authorities, i.e., the agencies whose employment activities the Commission
    regulates. See Mercer Council No. 4, N.J. Civil Serv. Ass'n v. Alloway, 
    119 N.J. Super. 94
    , 99-100 (App. Div.), aff'd o.b., 
    61 N.J. 516
     (1972). However, in
    1986, the Legislature amended the Civil Service Act to permit such delegation,
    under the supervision of the Commission. N.J.S.A. 11A:2-12 (authorizing the
    Commission to delegate to "an appointing authority" the power to classify
    positions and other "technical personnel functions," subject to the Commission's
    supervision); L. 1986, c. 112, § 11A:2-12. If the Legislature was willing to
    authorize sub-delegation to entities outside the Commission, it logically follows
    A-5150-16T1
    11
    that the Legislature would permit the Commission to delegate authority within
    the agency.
    Additionally, as the Commission's brief points out, the Legislature has
    reorganized the agency several times over the years. For example, in 1972, it
    was known as the Department of Civil Service. N.J.S.A. 11:1-1 (repealed 1986).
    In 1986, the Legislature created a two-part agency consisting of a Merit System
    Board and a Department of Personnel. See L. 1986, c. 112. In 2008, the
    Legislature created one unified agency called the Civil Service Commission. L.
    2008, c. 29; N.J.S.A. 11A:2-1; N.J.S.A. 11A:11-1, -2. However, as the agency
    points out, historically, the responsibility for approving new titles and
    supervising other technical personnel functions has been vested in the agency's
    chief executive officer. 4
    At one time, that officer was titled the Chief Examiner and Secretary. See
    N.J.S.A. 11:7-1 (pre-1986); Alloway, 
    119 N.J. Super. at 97-98
     (describing the
    responsibilities of the Chief Examiner and Secretary). Later, the chief executive
    4
    Nothing in the 2008 statute suggests a legislative intent to limit the
    Commission's authority to delegate functions to the Chairperson. To the
    contrary, N.J.S.A. 11A:11-2(h) gives the Commission broad authority to adopt
    regulations reorganizing the agency into various units to handle "classification,
    compensation," and other functions, "as the [C]ommission determines are
    necessary" for its efficient operation. See N.J.S.A. 11A:2-6(d).
    A-5150-16T1
    12
    officer held the titles of Commissioner of Personnel and Chairperson of the
    Merit System Board. N.J.S.A. 11A:2-3 (1986). Currently, the Chairperson of
    the Commission is also the agency's chief executive officer and administrator.
    N.J.S.A. 11A:2-3.5 The Commission's current regulations, delegating authority
    to the Chairperson, are consistent with historical practice.
    In summary, we conclude that the Chairperson of the Civil Service
    Commission was authorized to approve the creation of the new job title at issue
    here, and his decision to approve the title was not arbitrary or capricious.
    Accordingly, we affirm the Chairperson's September 1, 2017 final decision.
    Affirmed.
    5
    By statute, the Governor is authorized to designate one of the Commission
    members as the Chairperson, who serves in that role at the pleasure of the
    Governor. N.J.S.A. 11A:2-3. However, the Chairperson's appointment as a
    Commission member requires the advice and consent of the Senate. 
    Ibid.
    A-5150-16T1
    13