IN THE MATTER OF GARY VICTOR, MERCER COUNTY DEPARTMENT OF PUBLIC SAFETY(CIVIL SERVICE COMMISSION) ( 2017 )


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  •                      NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
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    parties in the case and its use in other cases is limited. R.1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-2145-15T2
    IN THE MATTER OF
    GARY VICTOR,
    MERCER COUNTY DEPARTMENT
    OF PUBLIC SAFETY
    ______________________________
    Submitted June 1, 2017 – Decided July 14, 2017
    Before Judges Lihotz and Whipple.
    On appeal from the Civil Service Commission,
    Docket No. 2012-2640.
    Alterman & Associates, L.L.C., attorneys for
    appellant Gary Victor (Stuart J. Alterman, of
    counsel and on the briefs; Matthew R. Dempsky,
    on the briefs).
    Arthur R. Sypek, Jr., Mercer County Counsel,
    attorney   for   respondent    Mercer   County
    Department of Public Safety (Kristina E.
    Chubenko, Assistant County Counsel, of counsel
    and on the brief).
    Christopher S. Porrino, Attorney General,
    attorney for respondent New Jersey Civil
    Service Commission (Pamela N. Ullman, Deputy
    Attorney General, on the statement in lieu of
    brief).
    PER CURIAM
    Petitioner Gary Victor appeals from a December 17, 2015 final
    administrative action of the Civil Service Commission (Commission)
    upholding his ten-day suspension.       We affirm.
    Petitioner began working as a correction officer in Mercer
    County in 1993, and was promoted to sergeant in 2007, a position
    he held when this matter arose.        On January 24, 2011, petitioner
    was the Receiving and Discharge (R&D) Sergeant.            On that night,
    he mistakenly discharged an inmate instead of turning him over to
    the Plainsboro Police Department as required by the inmate's
    discharge paperwork.
    On or about May 11, 2011, the County of Mercer (County) served
    petitioner with a preliminary notice of disciplinary action, in
    accordance with N.J.A.C. 4A:2-2.5(a).           The County sought a ten-
    day working suspension and charged petitioner with: 1) conduct
    unbecoming a public employee, N.J.A.C. 4A:2-2.3(a)(6); 2) neglect
    of   duty,   N.J.A.C.   4A:2-2.3(a)(7);   and    3)   "[o]ther   sufficient
    cause: violation of administrative procedures and/or regulations
    involving safety & security (D-6) [Standard Operating Procedure]
    210," "[n]eglect of duty, loafing, idleness, or willful failure
    to devote attention to tasks which would result in danger to
    2                                A-2145-15T2
    persons or property.      (B-2)," N.J.A.C. 4A:2-2.3(a)(12).1            After a
    departmental disciplinary hearing, the County served petitioner
    with a final notice of disciplinary action imposing a ten-day
    working    suspension   beginning      on   April   21,    2012.     Petitioner
    appealed    and   the   matter   was    transferred       to   the   Officer    of
    Administrative Law for a de novo hearing.
    We discern the following from the hearing record.               Lieutenant
    Steven Boseke was shift commander at the correctional facility on
    January 24, 2011.       Boseke testified three different individuals
    review an inmate's record to ensure the particular inmate is to
    be discharged.    Here, Boseke, Mary Gales, a civilian employee, and
    Lieutenant P.A. Barber signed the inmate's discharge paperwork.
    Boseke testified the inmate's paperwork stated, "Turned over to
    Plainsboro Township," however, on the top right corner there was
    a handwritten note, which read, "No ride, Annex."               Boseke did not
    recall seeing the handwritten note prior to signing the discharge
    paperwork and stated, if he had seen it, he would have questioned
    it, because it meant the inmate was to be released to the street.
    Boseke identified a body receipt form used when officers from
    another municipality come to retrieve an inmate.                The retrieving
    1
    At the time petitioner received the preliminary notice of
    disciplinary action, the regulation in which he was cited for was
    N.J.A.C. 4A:2-2.3(a)(11), however, that section has since been
    amended and is now N.J.A.C. 4A:2-2.3(a)(12).
    3                                 A-2145-15T2
    officer must sign the form to demonstrate he has taken custody of
    the inmate.        The body receipt should be attached to the discharge
    paperwork.        Once all forms are collected and signed, the paperwork
    is   sent    to    the   R&D   Sergeant,       who   on   January     24,   2011,   was
    petitioner.        Petitioner's signature appears at the bottom of the
    inmate's discharge paperwork dated January 24, 2011.
    That    night,      petitioner    called        Boseke    and    told   him    he
    mistakenly        discharged    the    inmate        to   the   streets.2      Boseke
    instructed petitioner to call the transportation team and see if
    the inmate was still in the van. After speaking with petitioner
    Officer Elgee Styles called Boseke and reported the inmate had
    been dropped off.         Boseke advised Styles to call Trenton Police
    Department for backup if needed.                Trenton Police assisted in re-
    arresting the inmate who was brought back to the correctional
    facility.     Boseke then wrote up an incident report, and instructed
    the officers involved to provide reports.                  All of the reports were
    turned over to Captain Richard Bearden.
    Mary Gales works in the records department and prepared the
    inmate's discharge paperwork.           Boseke testified Gales crossed out
    "This certified that I, Plainsboro, received" because she had
    2
    Boseke testified when an inmate does not have a ride home from
    the correctional facility, the transportation team will drop the
    inmate off in downtown Trenton.
    4                                  A-2145-15T2
    written it in the wrong place.       Additionally "No ride, Annex" was
    written on the right side of the document, indicating the inmate
    needed to be transported by van.          Boseke testified Officer Curtis
    Diaz, working in Control Room 3 on January 24, also reviewed the
    inmate's paperwork to ensure all information was correct.             Boseke
    stated he did not review the log book entry from January 24, which
    states the inmate was "Turned over to the Street."
    Styles was a transportation officer on January 24, 2011.
    Styles    transported   four    discharges,    including    the   inmate    in
    question, to downtown Trenton to be dropped off and her way back,
    she received a phone call from petitioner advising the inmate
    needed to be returned to the correctional facility.            Her partner,
    Officer Gary Vannozzi, turned their vehicle around and they spotted
    the inmate walking.     When they called out to the inmate asking him
    to come back to the van, the inmate shook his head no and began
    to run.     A Trenton Police car was in a nearby parking lot and
    after Styles ran over to explain the situation, the officer got
    on their radio and Trenton Police apprehended the inmate.
    Styles testified the inmate was on the street for about ten
    minutes.      Styles    and    Vannozzi    returned   the   inmate   to    the
    correctional facility, where petitioner told Styles, "[i]t was a
    mistake, mistakes happen."
    5                              A-2145-15T2
    Lieutenant Farah Fioravanti, a Mercer County corrections
    officer, authored an investigation report about the January 24
    incident.     As part of her investigation, Fioravanti interviewed
    petitioner,     Boseke,   Officers    Jeffrey    Lane,   Steven   Rinz   Diaz,
    Styles,   and    Vannozzi.      According      to   Fioravanti,   petitioner
    admitted he wrote "No ride, Annex" on the discharge paperwork and
    only became aware he mistakenly discharged the inmate when the
    Plainsboro Police Department arrived to pick him up.
    Fioravanti concluded petitioner violated Standard Operating
    Procedure (SOP) 210: "Post Orders - Sergeant (General)."             SOP 210
    D.2. provides: "'R&D' Sergeant includes management and supervision
    of Detention Floor, Property Storage, Control Room 3, and the
    receiving and discharge of inmates.            The R&D Sergeant is required
    to coordinate efforts closely with the Classification/Records
    Lieutenant."     Fioravanti rejected petitioner's allegation someone
    altered or switched the discharge paperwork after the inmate had
    left.
    Petitioner's     internal       affairs     statement   recounted     the
    discharge paperwork he received            showed the inmate was to be
    released to the street; though he reported, "it was possible" he
    overlooked the fact the discharge paperwork said "Turn over to
    Plainsboro Township."        In his statement, petitioner recounted he
    did not see the inmate's active charge in the computer system
    6                             A-2145-15T2
    until after the inmate was discharged and in the transportation
    van.
    Lane,    a   property   officer       at   the   correctional    facility
    reviewed the inmate's discharge paperwork and did not notice the
    inmate    was   supposed   to    be   discharged        to   Plainsboro    Police
    Department but he could not rule out the discharge paperwork did
    say, "Discharge to Plainsboro."
    Diaz was working as the Control Room 3 officer on January 24,
    2011.     Diaz testified as R&D receives discharge paperwork for
    various inmates, he would check their picture cards to verify the
    correct inmate was being discharged, as well as check their jail
    number.    Diaz did not notice the inmate was supposed to be turned
    over to the Plainsboro Police Department.               Petitioner was Diaz's
    supervisor on January 24, 2011.
    Petitioner testified he learned the inmate was mistakenly
    discharged when the Plainsboro police arrived to pick up the
    inmate.    According to petitioner, he asked Diaz for the inmate's
    discharge paperwork, which then had "Plainsboro" written on it.
    Petitioner testified the discharge paperwork Diaz handed him was
    not the original paperwork he saw for the inmate and it now
    included a body receipt not attached previously.                       On cross-
    examination, petitioner acknowledged he never attempted to locate
    the original discharge paperwork.             He also testified he wrote "No
    7                                A-2145-15T2
    ride, Annex" on the discharge paperwork and the discharge paperwork
    from Diaz said the same thing.        The only difference between what
    petitioner saw originally and what he received from Diaz was the
    body receipt.
    Following the testimony, the administrative law judge (ALJ)
    issued his initial decision on November 5, 2015, finding the County
    established,    by   a   preponderance    of     the    evidence,   petitioner
    violated the rules and regulations charged in the final notice of
    disciplinary action, except N.J.A.C. 4A:2-2.3(a)(12), "[o]ther
    [s]ufficient [c]ause - (c) neglect of duty, loafing, idleness or
    willful failure to devote attention to tasks which would result
    in danger to persons or property."        The ALJ concluded the ten-day
    working suspension was appropriate.
    Petitioner      filed   exceptions   with    the    Commission,    and    on
    December 17, 2015, the Commission issued its final administrative
    action accepting and adopting the ALJ's findings of fact and
    conclusions.    This appeal followed.
    Petitioner argues the Commission's findings are arbitrary,
    capricious, and unreasonable, as the County failed to establish
    by a preponderance of the evidence the charges cited against him
    in the final notice of disciplinary action.              We disagree.
    Our review of agency action is limited.             "An appellate court
    ordinarily will reverse the decision of an administrative agency
    8                                  A-2145-15T2
    only when the agency's decision is 'arbitrary, capricious or
    unreasonable or is not supported by substantial credible evidence
    in the record as a whole.'"       Ramirez v. N.J. Dep't. of Corr., 
    382 N.J. Super. 18
    , 23 (App. Div. 2005) (quoting Henry v. Rahway State
    Prison, 
    81 N.J. 571
    , 579-80 (1980)).          "An administrative agency's
    interpretation of statutes and regulations within its implementing
    and   enforcing    responsibility      is   ordinarily    entitled       to   our
    deference.'" Wnuck v. N.J. Div. of Motor Vehicles, 
    337 N.J. Super. 52
    , 56 (App. Div. 2001) (quoting In re Appeal by Progressive Cas.
    Ins. Co., 
    307 N.J. Super. 93
    , 102 (App. Div. 1997)).                Therefore,
    "if substantial credible evidence supports an agency's conclusion,
    a court may not substitute its own judgment for the agency's even
    though the court might have reached a different result." Greenwood
    v. State Police Training Ctr., 
    127 N.J. 500
    , 513 (1992) (citing
    Clowes v. Terminix Int'l, 
    109 N.J. 575
    , 587 (1998)).
    Petitioner argues the County did not meet its burden of proof
    as    to   N.J.A.C.    4A:2-2.3(a)(6),      conduct    unbecoming    a    public
    employee, as he acted reasonably and in good faith in relying upon
    the discharge paperwork he was provided.
    Conduct unbecoming an officer has been defined as "any conduct
    which      adversely   affects   the    morale    or    efficiency       of   the
    [correctional facility] . . . which has a tendency to destroy
    public respect for municipal employees and confidence in the
    9                                 A-2145-15T2
    operation of municipal services."             In re Emmons, 
    63 N.J. Super. 136
    , 140 (App. Div. 1960) (quoting In re Zeber, 
    156 A.2d 821
    , 825
    (Pa. 1959)).     The conduct in question can be sufficient if it is
    "such as to offend publicly accepted standards of decency." Karins
    v. City of Atl. City, 
    152 N.J. 532
    , 554 (1998) (quoting 
    Zeber, supra
    , 156 A.2d at 825).
    Petitioner argues he relied in good faith on the "No ride,
    Annex" note on the discharge paperwork and believed the inmate was
    to   be   transported   to    the   street.      However,    at   the   hearing,
    petitioner admitted he wrote "No ride, Annex" on the paperwork.
    Petitioner could not have relied in good faith on the paperwork
    if he was the one who wrote the note.             Additionally, the ALJ did
    not find petitioner's testimony credible. Based upon our deference
    to the ALJ's credibility determination, see 
    Clowes, supra
    , 109
    N.J. at 587, along with the testimony of the other individuals on
    duty on January 24, 2011, we are satisfied the County met its
    burden of proof as to a charge of N.J.A.C. 4A:2-2.3(a)(6).
    Petitioner argues the County did not meet its burden of proof
    as   to   N.J.A.C.   4A:2-2.3(a)(7),         neglect   of   duty.       There    is
    sufficient     evidence      in   the   record    to   establish    petitioner
    neglected the performance of his assigned job duties, namely
    ensuring the inmate was properly turned over to the Plainsboro
    Police Department per his discharge paperwork.                See e.g., In re
    10                                A-2145-15T2
    Carter, 
    191 N.J. 474
    (2007) (neglect of duty found where a police
    officer fell asleep while on duty).               The evidence in the record
    supports the Commission's finding petitioner's actions on January
    24, 2011 constituted neglect of duty.
    Petitioner also argues the County did not meet its burden of
    proof for the charge of other sufficient cause, N.J.A.C. 4A:2-
    2.3(a)(12), by violating SOP 210.              Petitioner argues he exercised
    due diligence but was misled by errors in the discharge paperwork
    written by others.       However, petitioner admitted during testimony
    the error was his own notation.                 His assertion the discharge
    paperwork was switched from the time he initially reviewed the
    paperwork to when he learned of the mistake is unsupported by the
    record.   Petitioner was the sergeant in charge of the R&D unit on
    January   24,     and   was    therefore      responsible   to   ensure   correct
    discharge paperwork.          SOP 210 D.2 states, "'R&D' Sergeant includes
    management and supervision of Detention Floor, Property Storage,
    Control Room 3, and the receiving and discharge of inmates.                    The
    R&D Sergeant is required to coordinate efforts closely with the
    Classification/Records Lieutenant."               Sufficient evidence in the
    record supports the ALJ's determination petitioner fell short of
    his job requirements per SOP 210, when he discharged the inmate
    meant   to   be    transferred      to   a     police   department,   therefore
    satisfying a charge under N.J.A.C. 4A:2-2.3(a)(12).
    11                               A-2145-15T2
    After careful review of the record, we do not consider the
    Commission's decision to adopt the ALJ's findings of fact and
    conclusions arbitrary, capricious, or unreasonable.
    As to the penalty, we find the ten-day working suspension to
    be consistent with our case law. In Carter, the New Jersey Supreme
    Court discussed progressive discipline for an officer who was
    fired for sleeping on duty.         
    Carter, supra
    , 191 N.J. at 482.               The
    Court found "some disciplinary infractions are so serious that
    removal is appropriate notwithstanding a largely unblemished prior
    record." 
    Id. at 484.
    Reviewing sanctions imposed as a consequence
    of disciplinary action, we ask, "whether such punishment is 'so
    disproportionate      to   the    offense,    in      the   light     of   all    the
    circumstances, as to be shocking to one's sense of fairness.'"                     In
    re Polk License Revocation, 
    90 N.J. 550
    , 578 (1982) (quoting Pell
    v. Bd. of Educ., 
    313 N.E.2d 321
    , 356 (N.Y. 1974)).                  Additionally,
    "[i]n   matters     involving    discipline      of   police    and   corrections
    officers, public safety concerns may also bear upon the propriety
    of the . . . sanction."          
    Carter, supra
    , 191 N.J. at 485.              We do
    not substitute our "own views of whether a particular penalty is
    correct for those of the body charged with making that decision."
    
    Id. at 486.
    Viewing the record in light of our Supreme Court's discussion
    in   Carter,   we   do   not    consider   the    ten-day      suspension    to    be
    12                                    A-2145-15T2
    disproportionate because of the public safety concerns.               Here, an
    inmate   was   released   to    the   streets   of   Trenton   and    when   the
    transportation team was notified of the mistake, the inmate began
    running from the officers.             That the inmate was able to be
    recaptured     and   returned   to    the   correctional   facility    without
    incident does not diminish the potential risk to the community.
    We find no error in the Commission's final administrative action
    upholding the ten-day suspension.
    Affirmed.
    13                              A-2145-15T2