DEPARTMENT OF CHILDREN AND FAMILIES VS. I.S. (DIVISION OF CHILD PROTECTION AND PERMANENCY) (RECORD IMPOUNDED) ( 2019 )

RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-2003-17T2
DEPARTMENT OF CHILDREN
AND FAMILIES,
Petitioner-Respondent,
v.
I.S.,
Respondent-Appellant.
_____________________________
Submitted July 16, 2019 – Decided July 30, 2019
Before Judges Vernoia and Mayer.
On appeal from the New Jersey Department of Children
and Families, Division of Child Protection and
Permanency, Case Id No. 10583930.
Rosemarie A. Anderson, attorney for appellant.
Gurbir S. Grewal, Attorney General, attorney for
respondent (Donna Sue Arons, Assistant Attorney
General, of counsel; Joann Marie Corsetto, Deputy
Attorney General, on the brief).
PER CURIAM
Defendant I.S. appeals from the final agency decision of the Department
of Children and Families (DCF), Division of Child Protection and Permanency
(Division), finding an allegation she abused her three-year-old son, R.S., was
"not established." N.J.A.C. 3A:10-7.3(c)(3). Based on our review of the record
in light of the applicable law, we are convinced the not established finding is
supported by substantial credible evidence and is not otherwise arbitrary,
capricious or unreasonable, and affirm.
I.
On July 24, 2013, the Division received a referral of possible child abuse
or neglect in connection with the drowning death of I.S.'s three-year-old son,
R.S. in a pool in his grandmother M.B.'s backyard. The Division investigated
and, in a January 10, 2014 letter, notified I.S. that child neglect was
"substantiated" for "[i]nadequate [s]upervision with regard to" R.S. I.S.
appealed the Division's finding and a hearing was held before an administrative
law judge (ALJ).
Following the hearing, the ALJ issued an initial decision finding that on
July 24, 2013, I.S. took R.S. to her mother's, M.B.'s, home to visit and have
dinner. Upon arriving at M.B.'s home, I.S. went into the kitchen to prepare
dinner and R.S. "was in and out of the front of the house playing with" children
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from the neighborhood. The front of the house included a porch and the
backyard included "an above-ground pool, the entrance of which is decked and
gated."
The ALJ summarized the witnesses' testimony. On July 24, 2013, police
Sergeant Ronald Fusco investigated the incident. He described the above -
ground pool and explained it "had four wooden deck-type steps . . . lead[ing] up
from the ground to the decked platform" with a "small gate at the top of the steps
that is secured by a latch and bar." Sergeant Fusco could not "determine if the
gate to the pool was secured or not at the time of the incident." He concluded
R.S.'s death was accidental.
The ALJ detailed the testimony of Division Investigator James Williams,
who described his interview with M.B. on the day following the incident.
Williams testified M.B. said R.S. and the "other children from the
neighborhood" were playing on the porch and "making a lot of noise." At one
point, R.S. entered the house and asked M.B. if he could go to the park to play
with the other children. M.B. referred R.S. to I.S., who told R.S. he could not
go to the park. R.S. then returned to the porch and continued playing with the
other children.
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According to Williams, M.B. also reported it was common for the children
to play by themselves outside of her home without "an adult actually being
outside with them," but on July 24, 2013, "the children were all within [sight]
because the front of the house is surrounded by windows and the children could
all be heard playing." M.B. reported she could see the porch and front yard from
the living room where she was located while the children played. She also
reported the backyard was visible from the kitchen. M.B. told Williams that
"when it suddenly became quiet because the children were not making noise she
immediately asked about R.S. and [she and the other adults present] began
asking and looking for him."
The ALJ further noted that Williams interviewed the doctor who
performed R.S.'s autopsy. The doctor reported that R.S.'s "organs were filled
with fluid but that it only takes a few minutes for that to happen." Williams
concluded R.S. was inadequately supervised because the three-year-old child
was left unattended and none of the witnesses he interviewed "could say what
period of time R.S. was missing," "[t]he statements of the adults varied as to
how long R.S. was unaccounted for" and, based on the statements he obtained,
"R.S. was unaccounted for anywhere from twenty to sixty . . . minutes." In
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arriving at his determination, Williams considered that "all of the adults said
that it was common for R.S. to play outside without adult supervision."
The ALJ also summarized M.B.'s testimony that she was in her living
room talking to a friend while R.S. played on the front porch and in the front
yard with "other kids from next door and [the] neighborhood." M.B. said she
was "going back and forth from her living room to the front porch," and R.S.
entered the house on two occasions asking if he could go to the playground but
was told "no." She explained that R.S. was then playing outside but "[s]uddenly
the noises stopped" and within "two minutes" she "ask[ed] about the
whereabouts of R.S. because his dinner was ready." M.B. denied that R.S. had
ever gone to the park or played in the backyard without adult supervision, and
she "never heard the children in the backyard" on July 24, 2013.
The ALJ also detailed the recorded interviews of Blair and Ida, 1 the two
eleven-year-old children who played with R.S. on the day of the incident. In her
first statement, Blair said she and Ida played with R.S., but they left him at his
grandmother's home when he said he could not go to the park. In her second
statement, Blair said the three children were in the backyard, and R.S. stood "on
1
We use pseudonyms for these children to protect their privacy.
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the things that hold up the pool" and touched the water. Blair said she took R.S.
off of the "things," brought him to the house and then went to the park with Ida.
The ALJ explained that Ida reported that she and Blair were touching the
water in the pool, and R.S. climbed onto a bin "so he could touch the water too."
Ida said she took R.S. off of the bin, and she went to the park, leaving Blair and
R.S. in the front yard. Blair later joined Ida at the park, where Blair said she
had taken R.S. into the house before she left for the park.
The ALJ summarized I.S.'s testimony. I.S. testified that after arriving at
M.B.'s house, she went into the kitchen to prepare dinner and "could see the
back yard through the back door." She said R.S. played outside on the front
porch with other children and entered the house twice asking if he could go to
the park. On both occasions, she told him he could not go to the park. She
explained that "she could tell where R.S. was at all times because she could hear
him," but that "suddenly everything was quiet." She heard M.B. say, "where's
R.S.," and she and a friend looked for R.S. I.S. found R.S. in the backyard pool.
The ALJ noted I.S. said she had been at M.B.'s house "at most a little less than
one hour" and "R.S. was not missing more than five to ten minutes."
The ALJ rejected the Division's conclusion that I.S. allowed R.S. to play
outside unsupervised. The ALJ noted that R.S. was playing on the porch and
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was continuously running in and out of the house and that there were at least
four adults in the home. The ALJ found the adults reacted immediately "when
it suddenly got quiet" and that a very short time elapsed from when R.S. was
last on the porch to when he went missing. The ALJ rejected Williams'
conclusion that R.S. was unsupervised for twenty to sixty minutes and concluded
the evidence was insufficient to substantiate neglect. The ALJ recommended
reversal of the DCF's substantiation finding.
The Division filed exceptions to the ALJ's determination, but limited its
argument to the assertion that the ALJ erred by failing to consider whether the
substantiation finding should be changed to "unfounded" or "not established."
N.J.A.C. 3A:10-7.3(c)(3), (4). In its final agency decision, the DCF modified
the ALJ's order, finding that although the evidence supported the ALJ's finding
that I.S. did not neglect R.S., N.J.S.A. 9:6-8.21(c)(4), "the finding should be 'not
established' as the record supports that R.S. was harmed and accordingly, the
appropriate finding is 'not established' pursuant to N.J.A.C. 3A:10-7.3(c)[(3)]."2
This appeal followed.
2
The DCF subsequently issued a Notice of Change of Child Abuse or Neglect
Finding stating that the "substantiated child abuse or neglect" finding was
changed "on appeal" to a "not established" finding, and erroneously advising
that the "records associated with this investigation shall be expunged from DCF
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I.S. presents the following arguments for our consideration:
POINT I
[THE DIVISION'S] FINDING IS ARBITRARY,
CAPRICIOUS, UNREASONABLE AND
UNSUSTAINABLE IN LAW AND FACT AND A
FINDING OF "UNFOUNDED" WOULD BE
CONSISTENT WITH [THE] ALJ['S] . . . INITIAL
DECISION.
POINT II
[THE DIVISION'S] EXCEPTIONS TO [THE] ALJ['S]
. . . INITIAL DECISION FAIL TO MEET THE
REQUIREMENTS UNDER [N.J.A.C.] 1:1-18.4 AND
MUST NOT BE PERMITTED TO STAND.
POINT III
[THE DIVISION] HAD MANY OPPORTUNITIES TO
CHANGE ITS FINDING BUT DID NOT AND
SHOULD NOT NOW BE PERMITTED TO DO SO
WHEN THEY HAVE A FINDING THAT IS
ADVERSE TO THEM, THIS IS GIVING THEM A
SECOND BITE AT THE APPLE.
POINT IV
THE FINDING OF "NOT ESTABLISHED"
PREJUDICES [I.S.] IN HER FUTURE
ASPIRATIONS TO WORK WITH CHILDREN AND
files pursuant to N.J.S.A. 9:6-8.40a" unless certain specified events occurred.
The DCF subsequently issued an Amended Notice of Change of Child Abuse or
Neglect Finding, again stating that the "substantiation of a child abuse or
neglect" finding was changed to "[n]ot [e]stablished," but noting that "[a] record
of the investigation will be retained in DCF files."
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THE ELDERLY AND AT [TWENTY-FIVE] YEARS
OLD THIS STANDS TO IMPACT NEGATIVELY ON
THE REST OF HER LIFE.
II.
The scope of our review of a final agency decision is limited. In re
Stallworth, 208 N.J. 182, 194 (2011). We "must defer to an agency's expertise
and superior knowledge of a particular field," Greenwood v. State Police
Training Ctr., 127 N.J. 500, 513 (1992), and "extend substantial deference to an
'agency's interpretation and implementation of its rules enforcing the statutes for
which it is responsible' based on the agency's expertise." N.J. Dep't of Children
& Families v. R.R., 454 N.J. Super. 37, 43 (App. Div. 2018) (quoting In re
Freshwater Wetlands Prot. Act Rules, 180 N.J. 478, 489 (2004)).
Here, we consider whether the DCF's "not established" finding is clearly
"arbitrary, capricious, or unreasonable" or lacked "fair support in the record."
Dep't of Children & Families v. T.B., 207 N.J. 294, 301 (2011) (quoting In re
Herrmann, 192 N.J. 19, 27-28 (2007)); see also Dep't of Children & Families v.
D.B., 443 N.J. Super. 431, 440 (App. Div. 2015). "However, we are 'in no way
bound by [an] agency's interpretation of a statute or its determination of a strictly
legal issue,'" T.B., 207 N.J. at 302 (first alteration in original) (quoting
Mayflower Sec. Co. v. Bureau of Sec. in Div. of Consumer Affairs of Dep't of
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Law & Pub. Safety, 64 N.J. 85, 93 (1973)), and "if an agency's statutory
interpretation is contrary to the statutory language, or if the agency's
interpretation undermines the Legislature's intent, no deference is required,"
Reilly v. AAA Mid-Atl. Ins. Co. of N.J., 194 N.J. 474, 485 (2008) (quoting In
re N.J. Tpk. Auth. v. AFSCME, Council 73, 150 N.J. 331, 351 (1997)).
I.S. argues the evidence establishes only that R.S.'s death was accidental
and therefore supports the ALJ's finding, which the DCF does not challenge,
that she did not abuse or neglect R.S. I.S. contends "[t]he only logical and legal
conclusion . . . is an 'unfounded' finding" and that, as a result, the DCF's "not
established" finding is not supported by the evidence and is arbitrary, capricious
and unreasonable.
A "not established" finding "is one of four outcomes the Division may
reach after investigating an abuse or neglect allegation." R.R., 454 N.J. Super.
at 40. The DCF "shall make a finding that an [abuse or neglect] allegation is
'substantiated,' 'established,' 'not established,' or 'unfounded.'" N.J.A.C. 3A:10-
7.3(c). "An allegation shall be 'not established' if there is not a preponderance
of the evidence that a child is an abused or neglected child as defined in N.J.S.A.
9:6-8.21, but evidence indicates that the child was harmed or was placed at risk
of harm." R.R., 454 N.J. Super. at 40 (emphasis removed) (quoting N.J.A.C.
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3A:10-7.3(c)(3)). Only if "the evidence indicates that a child was not harmed
or placed at risk of harm," is the allegation deemed "unfounded." N.J.A.C.
3A:10-7.3(c)(4). As the Division has explained, "[t]he critical distinction
between findings of not established and unfounded is that not established
findings are based on some evidence, though not necessarily a preponderance of
evidence, that a child was harmed or placed at risk of harm." 45 N.J.R. 738(a)
(April 1, 2013) (response to Comment 86). "[P]lacing a child 'at risk of harm'
may involve a lesser risk than the 'substantial risk of harm' or 'imminent danger'
required to establish abuse or neglect under the statute." R.R., 454 N.J. Super.
at 42.
Sadly, but indisputably, the DCF's finding that R.S. was "harmed or placed
at risk of harm" is supported by "some evidence": three-year-old R.S. was left
to play without direct adult supervision, wandered from the front porch to the
backyard, entered an above-ground pool and drowned. That evidence precluded
the unfounded finding that I.S. urges; an unfounded finding may be made only
where the child is neither harmed nor placed at risk of harm. N.J.A.C. 3A:10 -
7.3(c)(4).
Moreover, we reject I.S.'s contention that the DCF's failure to establish by
a preponderance of the evidence that I.S. neglected R.S. under N.J.S.A. 9:6-
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8.21(c) requires an unfounded finding. The argument ignores that a finding of
no abuse or neglect is measured against a different legal standard and quantum
of proof and is not determinative of a not established finding under N.J.A.C.
3A:10-7.3(c)(3), and that a not established finding, by definition, is made where
the evidence does not establish the child was abused or neglected. See R.R.,
454 N.J. Super. at 41-42 (explaining the different standards for establishing
abuse or neglect under N.J.S.A. 9:6-8.21(c) and sustaining a not established
finding under N.J.A.C. 3A:10-7.3(c)(3)). In sum, the DCF's not established
finding is supported by some evidence and I.S. fails to demonstrate the finding
is otherwise arbitrary, capricious or unreasonable.
I.S. further argues that the DCF was barred from changing its finding
following the ALJ's decision and that the finding should be reversed because it
will negatively impact I.S.'s plans to work with children and the elderly in the
future. The arguments are without sufficient merit to warrant discussion in a
written opinion. R. 2:11-3(e)(1)(E).
Affirmed.
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