STATE OF NEW JERSEY VS. CHRISTOPHER EDWARDS (14-06-0549 AND 14-06-0550, UNION COUNTY AND STATEWIDE) ( 2019 )


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  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-1955-17T2
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    CHRISTOPHER EDWARDS,
    a/k/a CHRISTOPH H. EDWARDS,
    CHRIS ADAMS, MARK A.
    EDWARDS, SAMAD EDWARDS,
    CHRISTOPH FRANKLIN, SHARIFF
    JONES, CHRISTOPH THOMPSON,
    and CHRISTOPE EDWARDS,
    Defendant-Appellant.
    ________________________________
    Submitted October 2, 2019 – Decided October 22, 2019
    Before Judges Yannotti and Firko.
    On appeal from the Superior Court of New Jersey, Law
    Division, Union County, Indictment Nos. 14-06-0549
    and 14-06-0550.
    Joseph E. Krakora, Public Defender, attorney for
    appellant (Howard Woodley Bailey, Designated
    Counsel, on the brief).
    Lyndsay V. Ruotolo, Acting Union County Prosecutor,
    attorney for respondent (Reana Garcia, Special Deputy
    Attorney General/Acting Assistant Prosecutor, of
    counsel and on the brief).
    PER CURIAM
    Defendant appeals from an order entered by the Law Division on October
    13, 2017, which denied his petition for post-conviction relief. We affirm.
    I.
    Union County Indictment No. 14-06-0550 charged defendant with first-
    degree robbery, N.J.S.A. 2C:15-1(a)(2) (count one); second-degree unlawful
    possession of a weapon, N.J.S.A. 2C:39-5(b) (count two); and second degree
    possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4(a) (count
    three). Defendant was also charged under Union County Indictment No. 14-06-
    0549 with second-degree certain persons not to have weapons, N.J.S.A. 2C:39-
    7 (count one).
    On March 23, 2015, defendant entered a plea agreement, under which he
    pled guilty to count one of Indictment No. 14-06-0550, and the State agreed to
    dismiss counts two and three of the Indictment, as well as count one of
    Indictment No. 14-06-0549. The State recommended a sentence of fourteen
    A-1955-17T2
    2
    years in state prison, subject to the No Early Release Act (NERA). 1 During the
    plea allocution, defendant was represented by John Johnson of the Union County
    Public Defender's office.
    On May 1, 2015, the court sentenced defendant to thirteen years of
    imprisonment, subject to NERA, to run concurrently with defendant's custodial
    sentence, which was to be imposed under Essex County Indictment No. 14-11-
    2761. The State objected to the sentences running concurrently. The remaining
    Union County charges were dismissed.
    Defendant did not file a direct appeal. On July 5, 2016, defendant filed a
    pro se petition for post-conviction relief (PCR), alleging ineffective assistance
    of trial counsel. He also argued that his claims were not procedurally barred.
    The PCR court appointed counsel to represent defendant, and counsel filed a
    brief and supplemental certification.
    In the brief and supplemental certification, defendant alleged that Johnson
    erred by failing to file a direct appeal, which would have presented a meritorious
    claim, specifically, his counsel allowed a guilty plea to proceed without an
    adequate factual basis. He also alleges that NERA should not apply because
    1
    N.J.S.A. 2C:43-7.2.
    A-1955-17T2
    3
    when he committed the robbery, he was in possession of a toy gun, not an
    operational firearm, and no one sustained a serious injury.
    The PCR court conducted an evidentiary hearing on October 2, 2017.
    Defendant and Johnson testified at the hearing. According to defendant, he
    wanted to file a direct appeal and he communicated this to Johnson. When
    presented with the notice of appellate rights form at the hearing, defendant
    recalled seeing the form at the time of his sentencing.
    Johnson testified that he reviewed defendant's file and nothing was noted
    relative to filing an appeal because defendant did not request one. It was
    Johnson's practice, in his twenty-one years of experience as an attorney, to
    review the form "line-by-line" with his clients, even in the case of a refusal to
    sign the form.
    As to the appellate rights form, Johnson testified that it indicated,
    "Counsel explained rights to defendant but he refused to sign." Further, Johnson
    testified that if defendant had asked him to file an appeal, he had a duty as
    counsel to do so. On October 13, 2017, the PCR court issued a written decision.
    The PCR court found defendant "clearly provided false testimony," and that
    Johnson was "entirely credible," thereby rejecting defendant's claim he asked
    Johnson to file a direct appeal.
    A-1955-17T2
    4
    The PCR court also determined that the petition was procedurally barred
    under Rule 3:22-4 because defendant could have made his arguments relative to
    an inadequate factual basis during his plea allocution and his ineffective
    assistance of counsel claim on direct appeal.
    In addition, the PCR court found defendant was "not a credible witness,"
    and that his testimony was "disorganized" and "did not comport with common
    sense." Defendant contradicted himself because during his plea allocution, he
    stated that he used a "real firearm," but in his pro se brief, he argued he used a
    "toy" gun, and in his certification, he stated "[he] was not in possession of a real
    gun . . . [but] a [BB] gun," which was inoperable. The PCR court entered an
    order dated October 13, 2017, denying the petition. This appeal followed.
    On appeal, defendant raises the following arguments:
    POINT I:
    DEFENDANT WAS DENIED THE EFFECTIVE
    ASSISTANCE OF COUNSEL WHEN HIS TRIAL
    ATTORNEY FAILED TO FILE A DIRECT APPEAL
    FOLLOWING THE CREATION OF AN ADEQUATE
    RECORD FOR APPELLATE REVIEW. U.S. CONST.
    AMENDS. VI, XIV; N.J. CONST. [] ART. 1, [¶]10.
    POINT II:
    THE COURT MISAPPLIED ITS DISCRETION IN
    APPLYING RULE 3:22-4, AS A PROCEDURAL BAR
    A-1955-17T2
    5
    AGAINST THE DEFENDANT'S FILING FOR POST
    CONVICTION RELIEF IN THIS CASE.
    II.
    We turn first to defendant's contention that the PCR court erred by finding
    Johnson provided effective representation and that Johnson was never instructed
    by defendant to file an appeal.
    Claims of ineffective assistance of counsel are considered under the two-
    part test enunciated in Strickland v. Washington, 
    466 U.S. 668
    , 687 (1984), and
    adopted by our Supreme Court in State v. Fritz, 
    105 N.J. 42
    , 58 (1987). The
    Strickland test requires a defendant to show that the performance of his attorney
    was deficient, and counsel's deficient performance prejudiced the defense.
    Strickland, 
    466 U.S. at 687
    .
    To meet the first part of the Strickland test, a defendant must establish that
    his attorney "made errors so serious that counsel was not functioning as the
    'counsel' guaranteed the defendant by the Sixth Amendment."              
    Ibid.
     The
    defendant must rebut the "strong presumption that counsel's conduct falls within
    the wide range of reasonable professional assistance[.]" 
    Id. at 689
    .
    Moreover, to satisfy the second part of the Strickland test, the defendant
    must show "that counsel's errors were so serious as to deprive defendant of a
    fair trial, a trial whose result is reliable." 
    Id. at 687
    . The defendant must
    A-1955-17T2
    6
    establish that there is "a reasonable probability that, but for counsel's
    unprofessional errors, the result of the proceeding would have been different."
    
    Id. at 694
    . The second prong of the Strickland test also requires a defendant to
    show that counsel's alleged deficiency caused prejudice. Fritz, 
    105 N.J. at 52
    .
    We are convinced the PCR court correctly determined that defendant did
    not request a direct appeal. As the record indicates, the PCR court found
    defendant was evasive when questioned about the appellate rights form he was
    shown at sentencing. Johnson credibly testified that if defendant had asked him
    to file an appeal, he "[a]bsolutely" would have done so and there was "[n]o
    reason not to."
    "Our standard of review is necessarily deferential to a PCR court's factual
    findings based on its review of live witness testimony." State v. Nash, 
    212 N.J. 518
    , 540 (2013). There was sufficient credible evidence in the record to support
    the PCR court's findings. Moreover, Johnson testified it was his habit and
    practice to review appellate rights forms with defendants. Because defendant
    never asked Johnson to appeal, his failure to file a direct appeal is not
    presumptively deficient.     Instead, Johnson acted reasonably under the
    circumstances, overcoming the first Strickland prong. Therefore, we reject
    A-1955-17T2
    7
    defendant's claim that Johnson failed to file an appeal, and the ineffective
    assistance of counsel claim fails.
    Defendant also argues that he did not provide an adequate factual basis
    for the plea. He claims that he was denied the effective assistance of counsel
    because the elements of the crime, and his admission of guilt, were not his own
    words but the words of the court. Defendant argues he simply responded, "[y]es
    sir, I did[,]" to questions posed by the court, rendering his plea invalid and
    creating grounds for a direct appeal. His argument is devoid of merit. As
    explained by the PCR court:
    [defendant's] claim that there was an insufficient
    factual basis taken is completely undermined by his
    [p]etition. A review of [defendant's] submission
    confirms that he concedes that he did rob the victim,
    "but with a toy gun that was never recovered." Further,
    [defendant] does not dispute that he committed a
    robbery, but argues that he did so with a BB gun. His
    issue is that he testified that he had a real gun at his
    allocution. Pursuant to N.J.S.A. 2C:15-1, this is a
    distinction without a difference as a BB gun is a deadly
    weapon. Given [defendant's] admission of the crime in
    his petition, any arguments based upon leading
    questions by the [c]ourt are insufficient to grant relief.
    [(internal citations omitted).]
    The use of leading questions is permitted when a factual basis for a plea
    is elicited. State v. Smullen, 
    118 N.J. 408
    , 412-13 (1990). It is inconsequential
    A-1955-17T2
    8
    that defendant did not provide an adequate factual basis in narrative form. His
    answers to the court's questions were sufficient to establish that he committed
    the charged offense.
    Therefore, we reject defendant's claim that he did not provide an adequate
    factual basis for the plea, and his related claim of ineffective assistance of
    counsel fails under both prongs of the Strickland test.
    III.
    Defendant further argues the PCR court erred by finding his petition was
    procedurally barred pursuant to Rule 3:22-4, emphasizing that the issues of his
    factual basis at the time of his plea and ineffective assistance of counsel could
    have been raised on direct appeal.       Under Rule 3:22-4, a PCR claim is
    procedurally barred if the issue could have been raised on direct appeal .
    Defendant argues that Rule 3:22-4 is not a procedural bar to his ineffective
    assistance of counsel claim or challenge to the inadequate factual basis of his
    guilty plea because he could not have raised either argument at a prior
    proceeding. Furthermore, defendant contends that neither claim could have
    been raised on direct appeal because Johnson failed to file the very appeal in
    which the issues could have been raised. There is no evidence to support
    defendant's claims.
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    9
    Post-conviction relief is not a substitute for a direct appeal. State v.
    Echols, 
    199 N.J. 344
    , 357 (2009). Accordingly, petitions may be barred if a
    petitioner could have raised an issue on direct appeal but failed to do so. 
    Ibid.
    Typically, ineffective assistance of counsel claims are well-suited for post-
    conviction review "because they often cannot reasonably be raised in a prior
    proceeding." State v. Hess, 
    207 N.J. 123
    , 145 (2011) (quoting State v. Preciose,
    
    129 N.J. 451
    , 460 (1992)). However, PCR will be precluded "if any ground for
    relief could have been raised at trial or on appeal" but was not. State v. Peoples,
    
    446 N.J. Super. 245
    , 254-55 (App. Div. 2016) (citing State v. Afanador, 
    151 N.J. 41
    , 50 (1997)). While there are some exceptions to the general rule, the
    Supreme Court has emphasized the need to adhere to procedural bars. Echols,
    199 N.J. at 357.
    The PCR court correctly held that both of defendant's claims are
    procedurally barred by Rule 3:22-4. Specifically, the court held
    [defendant's] claims are procedurally barred.
    [Defendant] could have raised the issue of his factual
    basis at plea on direct appeal and is therefore barred
    from doing so here. Furthermore, [defendant's] second
    claim of ineffective assistance of counsel is for this
    exact same conduct – conduct which was not outside of
    the record, and was amenable to disposition on direct
    appeal.
    A-1955-17T2
    10
    Having thoroughly reviewed the record in light of the applicable legal
    principles, we are convinced that defendant possessed all of the necessary
    information to challenge the factual basis of his guilty plea on direct appeal
    because it was of record. Defendant has never claimed there were any out-of-
    court conversations with Johnson regarding the plea allocution that would
    contribute off-the-record content to a direct appeal.
    There is no proof defendant directed Johnson to file an appeal, as
    determined by the PCR court. Nothing prohibited defendant from filing a direct
    appeal for ineffective assistance of counsel.
    Therefore, the PCR court correctly found that defendant's PCR petition
    was barred by Rule 3:22-4. Accordingly, we affirm the order denying PCR.
    Affirmed.
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    11