STATE OF NEW JERSEY VS. ROBERT ALOI (18-02-0295, MIDDLESEX COUNTY AND STATEWIDE) ( 2019 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-5669-17T1
STATE OF NEW JERSEY,
APPROVED FOR PUBLICATION
Plaintiff-Appellant,
February 26, 2019
v. APPELLATE DIVISION
ROBERT ALOI,
Defendant-Respondent.
_________________________
Argued January 16, 2019 – Decided February 26, 2019
Before Judges Fuentes, Accurso and Vernoia.
On appeal from Superior Court of New Jersey, Law
Division, Middlesex County, Indictment No. 18-02-
0295.
David M. Liston, Assistant Prosecutor, argued the
cause for appellant (Andrew C. Carey, Middlesex
County Prosecutor, attorney; David M. Liston, of
counsel and on the brief).
Eric M. Mark argued the cause for respondent (Law
Offices of Eric M. Mark, attorneys; Eric M. Mark, on
the brief).
The opinion of the court was delivered by
VERNOIA, J.A.D.
The State appeals from an order dismissing an indictment charging
defendant Robert Aloi with second-degree attempted theft by extortion. Based
on our review of the record in light of the applicable law, we conclude the
court erred by finding the State failed to present sufficient evidence to the
grand jury establishing territorial jurisdiction over the alleged offense in the
State of New Jersey pursuant to N.J.S.A. 2C:1-3(a), and reverse.
I.
Defendant was charged in an indictment with second-degree attempted
theft by extortion, N.J.S.A. 2C:5-1 and N.J.S.A. 2C:20-5(c). The indictment
alleged that in August and September 2017, in the Township of Edison,
defendant purposely attempted to obtain property from H.R. 1 by making
threats to expose or publicize secret or asserted facts tending to subject H.R. to
hatred, contempt or ridicule or to impair his reputation and took the subst antial
step of communicating the threats to H.R.'s representative for the purpose of
obtaining money in exchange for not making the threatened disclosures.
The evidence presented to the grand jury showed that in 2017 defendant
contacted a New York charitable organization to "get in touch with H.R.," a
1
The record before the grand jury and motion court refers to "H.R." solely by
his initials.
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member of the charity's board. The organization forwarded defendant's
information to H.R.'s lawyer, whose office is located in Edison, New Jersey.
The attorney called defendant from her office and recorded the call.
Defendant, who lives and works in Maryland, told the attorney he had
information that H.R. paid women for sex and physically abused the women.
Defendant referenced a New York Police Department report about an incident
involving H.R. at his New York apartment, and said he had information
concerning the matter beyond what was included in the police report.
Defendant said he knew H.R. was married and sat on the boards of several
charities, and referred to the potential consequences for H.R. if the information
he possessed became public.
In an August 23, 2017 email from defendant to the attorney, he made
various demands in exchange for his agreement not to release the information
concerning H.R. to the public. 2 One of the demands was that H.R. donate
$9.95 million to an alleged charity, "No Fear Against Abuse," which is
registered at defendant's personal address in Maryland. The putative charity
was incorporated less than three weeks before defendant communicated his
2
Defendant is not an attorney and did not make the demands on behalf of any
clients.
A-5669-17T1
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demands to the attorney and its website includes the email address from which
defendant emailed his demands.
Following her receipt of the email, the attorney went to the Middlesex
County Prosecutor's Office, where she had a recorded telephone call with
defendant. The attorney asked how much of the demanded $9.95 million
defendant would personally receive and he said it is "[n]one of your business."
Defendant explained the money would be paid to women who had been
involved with H.R. and that defendant would receive compensation in the form
of company vehicles and office space. Defendant refused to identify the
women who would allegedly receive the money, and later reduced his demand
to $3.7 million. Defendant was never paid any of the money he demanded.
All of the attorney's communications with defendant occurred while she
was in New Jersey. There was no evidence presented that defendant was in the
State when he communicated with the attorney. Defendant and the attorney
scheduled a meeting in New Jersey, but defendant cancelled due to a business
trip.
Defendant moved to dismiss the indictment arguing that New Jersey
lacked territorial jurisdiction over the alleged offense under N.J.S.A. 2C:1 -3.
The court agreed, finding "no defendant can be prosecuted in this State without
having committed the act in this State or the intended consequences of his
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actions causing an effect in this State." The court determined that the "only
connection" the State has with the alleged commission of the charged offense
"is through various forms of communication with . . . [the attorney]," and that
"no crime was committed against . . . [the attorney]." The court found the
attorney could not be "considered a victim," and therefore the evidence "does
not suffice to confer jurisdiction on this State to prosecute [d]efendant."
The court entered an order dismissing the indictment. The State's appeal
followed.
II.
We apply well-settled principles to our review of an order dismissing an
indictment. "A motion to dismiss is addressed to the discretion of the trial
court, and that discretion should not be exercised except for 'the clearest and
plainest ground.'" State v. Feliciano, 224 N.J. 351, 380 (2016) (citations
omitted). "We will only disturb the trial court's decision on a motion to
dismiss for a clear abuse of discretion." State v. Ferguson, 455 N.J. Super. 56,
63 (App. Div. 2018). However, if a court's discretionary decision to dismiss
an indictment "is based upon a misconception of the law, a reviewing court
owes that decision no particular deference." State v. Lyons, 417 N.J. Super.
251, 258 (App. Div. 2010); accord State v. Tringali, 451 N.J. Super. 18, 27
(App. Div. 2017).
A-5669-17T1
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"There must be territorial jurisdiction in New Jersey for the State to
prosecute a crime here. The State has the power to prosecute crimes that
occurred within its borders but may not bring charges for offenses committed
entirely in another state or country." State v. Sumulikoski, 221 N.J. 93, 101
(2015) (citation omitted). "Territorial jurisdiction is . . . an element of an
offense that ultimately must be proved beyond a reasonable doubt." Ferguson,
455 N.J. Super. at 64 (citing N.J.S.A. 2C:1-14(h)). We therefore consider
whether there was some evidence presented to the grand jury establishing that
New Jersey has territorial jurisdiction over the crime charged in the
indictment. See Tringali, 451 N.J. Super. at 26 (explaining that in deciding "a
motion to dismiss an indictment, the court should consider whether 'there is
some evidence establishing each element of the crime[,]' and should view that
evidence in the light most favorable to the State" (alteration in original)
(quoting State v. Morrison, 188 N.J. 2, 12-13 (2006))).
Defendant argues there was insufficient evidence presented to the grand
jury to establish territorial jurisdiction under N.J.S.A. 2C:1-3(a)(1). He asserts
the court correctly dismissed the indictment because he was located in
Maryland when he allegedly made the threats to the attorney. He contends he
did not commit any conduct constituting an element of attempted theft by
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extortion in New Jersey and therefore there is no basis for territorial
jurisdiction under N.J.S.A. 2C:1-3(a)(1). We disagree.
Since the adoption of our Criminal Code in 1978, "courts have 'broadly
interpreted' New Jersey's statute on territorial jurisdiction to apply 'to offenses
committed partly outside of the State.'" Sumulikoski, 221 N.J. at 102 (quoting
State v. Streater, 233 N.J. Super. 537, 543 (App. Div. 1989)). However,
"territorial jurisdiction requires more than a connection between a defendant's
New Jersey 'status' or 'attendant circumstances' occurring in New Jersey."
Tringali, 451 N.J. Super. at 26 (quoting Sumulikoski, 221 N.J. at 103). The
"methods that allow for jurisdiction in a criminal case" are codified in N.J.S.A.
2C:1-3(a) and "require a direct nexus to New Jersey." Sumulikoski, 221 N.J.
at 102.
The State argues New Jersey has territorial jurisdiction under N.J.S.A.
2C:1-3(a)(1). The statute provides that "a person may be convicted under the
law of this State of an offense committed by his own conduct . . . if . . . the
conduct which is an element of the offense . . . occurs within this State." 3
3
N.J.S.A. 2C:1-3(a)(1) also provides for territorial jurisdiction over crimes
where "the result which is such an element of the offense occurs within this
State." See, e.g., Tringali, 451 N.J. Super. at 27 (finding there was territorial
jurisdiction over the offense of computer criminal activity, N.J.S.A. 2C:20 -
25(b), where the defendant's conduct in Florida affected computers in Utah but
resulted in the disruption of the victim's online business which was conducted
(continued)
A-5669-17T1
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N.J.S.A. 2C:1-3(a)(1). In pertinent part, "conduct" is defined as "an action or
omission and its accompanying state of mind, or, where relevant, a series of
acts and omissions," N.J.S.A. 2C:1-14(d), and "element of an offense" is "such
conduct" as "[i]s included in the description of the forbidden conduct in the
definition of the offense," N.J.S.A. 2C:1-14(h)(3)(a); see also Sumulikoski,
221 N.J. at 93 (explaining the standard for territorial jurisdiction under
N.J.S.A. 2C:1-3(a)(1)).
Defendant is charged with attempted extortion under N.J.S.A. 2C:5-1
and N.J.S.A. 2C:20-5(c). By definition, theft by extortion is committed where
a person "obtains property of another by . . . purposely threaten[ing]" various
conduct. N.J.S.A. 2C:20-5(a) to (g). To support the charge in the indictment
based on the allegations against defendant, the State was required to present
some evidence to the grand jury that defendant purposely and unlawfully
attempted to obtain H.R.'s property by "purposely threaten[ing] to . . . [e]xpose
or publicize any secret or any asserted fact, whether true or false, tending to
subject [H.R.] to hatred, contempt or ridicule, or to impair his credit or
business repute." N.J.S.A. 2C:20-5(c); see also Model Jury Charge (Criminal),
(continued)
in New Jersey). We do not address that basis for territorial jurisdiction under
N.J.S.A. 2C:1-3(a)(1) because the record does not include any evidence that
any result which is an element of the charged offense occurred in New Jersey.
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"Theft By Extortion (N.J.S.A. 2C:20-5)" (rev. June 5, 2006). To establish
criminal attempt, the State was required to present some evidence defendant
"[p]urposely" did "anything which, under the circumstances as a reasonable
person would believe them to be, is an act . . . constituting a substantial step in
a course of conduct planned to culminate in his commission of the crime" of
extortion. N.J.S.A. 2C:5-1(a)(3); see also Model Jury Charge (Criminal),
"Attempt (N.J.S.A. 2C:5-1)" (rev. June 15, 2009).
Here, defendant allegedly committed the offense charged in the
indictment by attempting to obtain H.R.'s property through his communication
of threats concerning H.R. to the attorney while she was in New Jersey.4
Although the evidence showed the threats originated from defendant while he
was in Maryland, it was the attorney's receipt of the threats in New Jersey
through which defendant completed the alleged attempt to extort H.R.'s
property. Based on the evidence presented to the grand jury, absent proof the
threats were actually received by the attorney, there would be insufficient
proof of the crime of attempted theft by extortion under N.J.S.A. 2C:20-5 to
support the charge in the indictment.
4
N.J.S.A. 2C:20-5 does not require that the threats be communicated directly
to the victim from whom the actor "purposely and unlawfully obtains [or
attempts to obtain] property."
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The attorney's receipt of the threats in New Jersey is not a matter related
to her "status" or other attendant circumstance that does not support territorial
jurisdiction. See Sumulikoski, 221 N.J. at 103. To the contrary, defendant's
alleged attempted extortion was complete upon his delivery of his threats to
the attorney in New Jersey. Defendant's delivery to, and the attorney's receipt
of, the threats in New Jersey constituted conduct that is an element of the
crime of attempted theft by extortion charged in the indictment; he engaged in
conduct in New Jersey—"purposely threaten[ing]"—that is an element of the
crime of attempted theft by extortion.5 See N.J.S.A. 2C:20-5; see also
Sumulikoski, 221 N.J. at 103. Territorial jurisdiction over the charged crime is
therefore proper because the evidence before the grand jury showed defendant
5
Other jurisdictions have similarly held that a phone call from outside a state
provides territorial jurisdiction over a crime in the state in which the call is
received where conduct during the call constitutes an element of the crime
charged. See, e.g., State v. Rimmer, 877 N.W.2d 652, 670 (Iowa 2016)
(finding conduct constituting an element of a theft offense supporting
territorial jurisdiction where "the defendants' phone calls to a nonresident
victim's employee in Iowa . . . deceived him into authorizing payment of a
false claim" even though "the victim's payment is sent from another state");
State v. Woolverton, 159 P.3d 985, 992 (Kan. 2007) (finding a threat
communicated by telephone from outside of Kansas to a person in Kansas
constitutes conduct providing territorial jurisdiction in Kansas because "the
offense of criminal threat requires a communication, which involves both the
declaration of a threat and the perception and comprehension of the threat ");
State v. Meyers, 825 P.2d 1062, 1064-65 (Haw. 1992) ("hold[ing] that for
purposes of establishing criminal jurisdiction, a telephone call constitutes
conduct in the jurisdiction in which the call is received").
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engaged in conduct in New Jersey constituting an element of the crime.
N.J.S.A. 2C:1-3(a)(1).
We are not persuaded by defendant's reliance on State v. Casilla, 362
N.J. Super. 554, 563 (App. Div. 2003), where the defendant was convicted of
attempted theft by extortion based on threats the defendant made to a person in
Ohio. We reversed that conviction and remanded for a new trial, finding that
because there was a fact issue concerning whether the defendant actually
placed the calls while located in New Jersey, the issue of the court's territorial
jurisdiction should have been submitted to the jury. Ibid.
In Casilla, the territorial jurisdiction issue was dependent on whether the
defendant was in New Jersey when he made the telephone calls to Ohio. Ibid.
Here, the evidence presented to the grand jury showed defendant engaged in
conduct constituting an element of the offense in New Jersey: he made threats
over the phone and via email to a person he knew was in New Jersey for the
purpose of attempting to commit the crime of theft by extortion. There was no
similar evidence extant or at issue in Casilla.
In sum, in rendering its decision dismissing the indictment, the court did
not consider or apply the correct legal standard under N.J.S.A. 2C:1-3(a)(1)
because it focused solely on the results of defendant's conduct. The court
erred by failing to consider whether defendant engaged in conduct in New
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Jersey that constitutes an element of the offense for which he is charged.
Because there was some evidence before the grand jury showing defendant
engaged in conduct constituting an element of the crime charged in New
Jersey, we reverse the court's order dismissing the indictment based on its
finding there is no territorial jurisdiction under N.J.S.A. 2C:1-3(a)(1).6
Our finding there is territorial jurisdiction under N.J.S.A. 2C:1-3(a)(1)
renders it unnecessary to address N.J.S.A. 2C:1-3(a)(2) as a possible separate
basis supporting territorial jurisdiction, and the State otherwise offers no
substantive arguments based on the record before the grand jury addressing
application of N.J.S.A. 2C:1-3(a)(2) here.
Reversed and remanded for further proceedings. We do not retain
jurisdiction.
6
Defendant did not argue before the motion court, and does not argue on
appeal, that the exceptions to N.J.S.A. 2C:1-3(a)(1) set forth in N.J.S.A. 2C:1-
3(b) and (c) apply, and we find no evidence in the record supporting their
application. See Jefferson Loan Co. v. Session, 397 N.J. Super. 520, 525 n.4
(App. Div. 2008) (finding that an issue not briefed on appeal is deemed
waived).
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