RICHARD RIVERA VS. BOROUGH OF FORT LEE (L-8190-16, BERGEN COUNTY AND STATEWIDE) ( 2019 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4006-16T1
RICHARD RIVERA,
Plaintiff-Appellant,
v.
BOROUGH OF FORT LEE and
EVELYN ROSARIO, RMC, CMC,
in her official capacity as Municipal
Clerk and Records Custodian of the
Borough of Fort Lee,
Defendants-Respondents.
________________________________
Argued October 24, 2018 – Decided May 3, 2019
Before Judges Koblitz, Ostrer and Currier.
On appeal from Superior Court of New Jersey, Law
Division, Bergen County, Docket No. L-8190-16.
CJ Griffin argued the cause for appellant (Pashman
Stein Walder Hayden, PC, attorneys; CJ Griffin, of
counsel and on the briefs; Marc Yenicag, on the briefs).
J. Sheldon Cohen argued the cause for respondents
(DeCotiis, FitzPatrick, Cole & Giblin, LLP, attorneys;
J. Sheldon Cohen, of counsel and on the brief; Gregory
J. Hazley, on the brief).
David L. Disler argued the cause for amicus curiae New
Jersey State Association of Chiefs of Police (Porzio,
Bromberg & Newman, PC, attorneys; Vito A.
Gagliardi, Jr., of counsel; David L. Disler, on the brief).
Richard Gutman argued the cause for amicus curiae
Libertarians for Transparent Government and New
Jersey Foundation for Open Government.
American Civil Liberties Union of New Jersey
Foundation and Rutgers Constitutional Rights Clinic,
attorneys for amicus curiae American Civil Liberties
Union of New Jersey (Edward Barocas, Jeanne
LoCicero and Alexander Shalom, of counsel and on the
brief; Ronald K. Chen, on the brief).
PER CURIAM
In this Open Public Records Act (OPRA) case, the trial court dismissed
the requestor's complaint for access to heavily redacted documents, without
reviewing the redacted material that the municipality claimed was exempt.
Under the circumstances, we conclude that in camera review of the documents
was essential. We therefore remand for that review.
In his OPRA complaint, plaintiff Richard Rivera challenged the redaction
of twenty-eight Fort Lee Police Department (Department) standard operating
procedures (SOPs) he requested. The SOPs address the following law
enforcement and police management topics: active-shooter response; alarms;
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anti-crime patrol duties; bomb threats; conditional alerts; crime alert/active
alert; criminal investigation; labor strikes; major-incident notifications; ride-
along program; specialty-impact munitions; sudden deaths/DOAs; all-hazards
plan; arrest and transportation; body armor; call response guidelines;
communications; confidential sources; duty death and serious injury;
emotionally disturbed persons; electronic communications; evidence and
property control; extra duty/off-duty employment; interview and interrogation;
pursuit and forcible stopping; special operations; temporary detention/holding
facility; and weapons and ammunition. 1
After conducting an ex parte in camera review of a Vaughn index2 but not
the SOPs, the trial court dismissed the complaint. The court found that the
redacted material fell within the security exceptions to a "government record"
disclosable under the Act. N.J.S.A. 47:1A-1.1. Documents subject to the
exceptions consist of: "emergency or security information or procedures for any
buildings or facility which, if disclosed, would jeopardize security of the
1
The trial court's opinion, apparently inadvertently, omitted mention of one of
the SOPs, entitled "Extra Duty/Off Duty Employment." Plaintiff received an
additional fifty-seven SOPs without any redactions.
2
Vaughn v. Rosen, 484 F.2d 820, 827 (D.C. Cir. 1973). Plaintiff does not
challenge on appeal the trial court's determination to review the Vaughn index
in camera and ex parte.
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building or facility or persons therein" and "security measures and surveillance
techniques which, if disclosed, would create a risk to the safety of persons,
property, electronic data or software." Ibid. The court also found that plaintiff
lacked a common-law right to know the SOPs' unredacted content because
defendants' interests outweighed plaintiff's.
On appeal, plaintiff challenges whether defendants Borough of Fort Lee
and its public-record custodian satisfied their burden to show that the security
exceptions justified the redactions. See N.J.S.A. 47:1A-6 (stating that a public
agency bears the burden to show that "denial of access is authorized by law");
N. Jersey Media Grp., Inc. v. Twp of Lyndhurst, 229 N.J. 541, 555 (2017)
(requiring a "clear showing" by government agency that an exemption applies)
(quoting Asbury Park Press v. Ocean Cty. Prosecutor's Office, 372 N.J. Super.
312, 329 (Law Div. 2004)).3
In questioning defendants' security claim, plaintiff contends that several
years earlier, the Borough released SOPs on some of the same subjects without
3
Plaintiff does not challenge the court's common law holding. Although an
amicus curiae addresses the issue, we consider that claim waived. See
Sklodowsky v. Lushis, 417 N.J. Super. 648, 657 (App. Div. 2011) (stating that
"[a]n issue not briefed on appeal is deemed waived"); see also Bethlehem Twp.
Bd. of Educ. v. Bethlehem Twp. Educ. Ass'n, 91 N.J. 38, 48-49 (1982) (stating
that amicus generally may not "raise issues not raised by the parties").
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redactions; and that the SOPs are based on a commercially distributed template
that numerous other municipal law enforcement agencies use and have disclosed
to plaintiff without redaction. Plaintiff concedes that some of defendants'
redactions are defensible, assuming they mirror the alleged analogs of other
jurisdictions.4 However, plaintiff generally contends that defendants failed to
demonstrate that the SOPs, even if they pertain to security measures, would
jeopardize security or pose a risk to safety.
Defendants dispute the premise that the Department's SOPs mirror those
of other agencies, or that other agencies' disclosures suggest that defendants'
redactions were excessive. Furthermore, defendants contend the redactions
must be viewed in light of current circumstances, including the increased threat
of terrorism. They argue the court properly found that disclosure of the redacted
material would compromise the Department's efforts to combat crime and
terrorism and to protect the public and law enforcement officers. Defendants
also argue on appeal that these security concerns would have justified
withholding entire policies rather than sharing them in redacted form.
4
For example, plaintiff does not challenge redacting the list and storage location
of the Department's weapons from the "Weapons and Ammunition" SOP; he
does complain, however, that defendants redacted all but one page of the thirty-
one-page SOP.
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In the alternative, plaintiff contends that the trial court was obliged, as a
threshold matter, to review the SOPs themselves to ascertain whether the
redacted material was exempt from disclosure. Defendants argue that review of
the documents was unnecessary.
We agree with plaintiff and remand for in camera review of the SOPs.
Absent this review, the trial court cannot perform its function of assessing
defendants' exemption claim, nor can we perform our de novo review of the
court's legal conclusion that the exemption applies. See In re N.J. Firemen's
Ass'n Obligation to Provide Relief Applications Under Open Pub. Records Act,
230 N.J. 258, 273-74 (2017) (stating that "determinations about the applicability
of OPRA and its exemptions are legal conclusions . . . subject to de novo
review").
We need not go so far as to say that a requestor under OPRA has a right
to automatic in camera inspection by the court. Cf. Loigman v. Kimmelman,
102 N.J. 98, 109 (1986) (stating "a right to automatic in camera inspection is not
warranted" in claims under the common-law right to know); but see Hartz
Mountain Indus. v. N.J. Sports & Exposition Auth., 369 N.J. Super. 175, 183
(App. Div. 2004) (stating "under OPRA . . . the court is obliged, when a claim
of confidentiality or privilege is made by the public custodian of the record, to
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inspect the challenged document in camera to determine the viability of the
claim"). A Vaughn index may, in some cases, enable a court to resolve a
custodian's claim that a document is shielded from disclosure. In "rare cases,"
a trial court may determine that the index itself should be viewed in camera to
avoid disclosure of confidential information. Loigman, 102 N.J. at 111.
OPRA's security exceptions require a two-stage analysis. First, the court
must determine whether the custodian has proved that the documents contain
"emergency or security information or procedures" or "security measures and
surveillance techniques." N.J.S.A. 47:1A-1.1. Second, the court must ascertain
whether the agency has proved that "if disclosed," the information would,
respectively, "jeopardize security of the building or facility or persons therein"
or "create a risk to the safety of persons, property, electronic data or so ftware."
Ibid.; Gilleran v. Twp. of Bloomfield, 227 N.J. 169, 174 (2016); accord id. at
183 (Rabner, C.J., dissenting). The statute does not create a blanket exemption
for security information, id. at 173, and the exemption must "be applied in a
commonsense manner," id. at 164.
We recognize that the Supreme Court found, without the necessity of an
in camera review, that the security exceptions covered a public building's
security videotapes whose release would disclose the nature and limitations of
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the security system itself. Id. However, the court must consider whether the
index "suggest[s] findings . . . that will warrant an in camera review by the court
before its final decision." Loigman, 102 N.J. at 113. In this case, review of the
actual content of the SOPs is essential to determine whether the subject matter
meets both prongs of the security exceptions.
Defendants redacted virtually the entirety of some SOPs. Since
defendants contend the Department tailored the SOPs to its particular needs, the
trial court had no way of knowing what the custodian actually redacted. The
brief, non-specific descriptions of the SOPs in the Vaughn index are insufficient
to allow the court to exercise its role in ensuring that the redacted material
satisfied the security exceptions.
We are unpersuaded by defendants' argument that the trial court's review
of the index "was tantamount to in camera review of the SOPs themselves." We
need cite just two examples, the SOPs entitled "Temporary Detention/Holding
Facility" and "Emotionally Disturbed Persons."
As for the first, defendants redacted the entire thirty-three-page
"Procedures" section while releasing only the one-page "Purpose" and "Policy"
sections. From that limited disclosure, it is evident that the SOP addresses,
among other things, procedures for strip or body-cavity searches, detention of
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intoxicated persons, handling of detainees, and compliance with relevant
statutes, regulations, and Attorney General guidelines and directives. Even
assuming the SOP generally satisfies the first prong of one of the security
exceptions, we are unable to determine that complete redaction was necessary
to prevent "jeopardiz[ing] security of the building or facility or persons therein"
or "creat[ing] a risk to the safety of persons, property, electronic data or
software." The Attorney General's own public disclosure of procedures for strip
searches and body-cavity searches heightens our doubts about the extent of the
redaction. See New Jersey Office of the Attorney General, Attorney General's
Strip Search and Body Cavity Search Requirements and Procedures (July 1995),
http://www.state.nj.us/lps/dcj/agguide/3strpsch.pdf.5
Defendants also redacted the entire eleven-page "Procedures" section
governing "Emotionally Disturbed Persons," except for subheadings. According
to the unredacted "Purpose" and "Policy" sections, the document "provide[s]
guidance . . . in recognizing and dealing with persons with mental illness or
5
Notably, the Department's procedures regarding strip searches have been
publicly scrutinized in the past. See Ernst v. Borough of Fort Lee, 739 F. Supp.
220, 225 (D.N.J. 1990) (discussing and quoting the Department's manual
governing strip searches and holding that the procedures then in place did not
pass constitutional muster).
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emotional disturbances," and it includes procedures necessary to involuntarily
commit mentally ill persons.
Plaintiff has provided the complete "Emotionally Disturbed Persons"
SOPs of two other law enforcement agencies. Although these SOPs are two
pages longer than the Department's, they feature many of the same subheadings
and paragraph structure. To the extent the Department's SOP mirrors the two
other agencies' SOPs, the basis for the redactions that the Vaughn index asserts
broadly mischaracterizes the subject matter of the redacted text and its impact
on public safety.
In sum, in camera review of the SOPs is required to enable the trial court,
and this court, to exercise its role in assuring that documents are not improperly
withheld under OPRA.
Remanded. We do not retain jurisdiction.
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