STATE OF NEW JERSEY VS. JONATHAN S. JAMES (12-09-0683, UNION COUNTY AND STATEWIDE) ( 2019 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3880-16T2
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JONATHAN S. JAMES, a/k/a
JOHNATHAN JAMES,
Defendant-Appellant.
____________________________
Argued August 13, 2019 – Decided September 18, 2019
Before Judges Messano and Natali.
On appeal from the Superior Court of New Jersey, Law
Division, Union County, Indictment No. 12-09-0683.
James K. Smith, Jr., Assistant Deputy Public Defender,
argued the cause for appellant (Joseph E. Krakora,
Public Defender, attorney; James K. Smith, Jr., of
counsel and on the briefs).
Meredith L. Balo, Special Deputy Attorney
General/Acting Assistant Prosecutor, argued the cause
for respondent (Lyndsay V. Ruotolo, Acting Union
County Prosecutor, attorney; Meredith L. Balo, of
counsel and on the brief).
PER CURIAM
A jury convicted defendant Jonathan James of the first-degree murder of
Orlando Hernandez, first-degree attempted murder of Antonio Hernandez, and
related weapons offenses. The judge imposed a thirty-year term of
imprisonment with thirty-years of parole ineligibility on the murder conviction,
and a consecutive thirteen-year term of imprisonment with an eighty-five
percent period of parole ineligibility on the attempted murder conviction. 1
Before us, defendant raises the following points for our consideration:
POINT I
DEFENDANT WAS DENIED A FAIR TRIAL WHEN
THE JUDGE ALLOWED THE STATE TO PRESENT
AN EXPERT'S OPINION THAT DEFENDANT
COULD NOT BE EXCLUDED AS THE SOURCE OF
THE DNA ON THE HAMMER OF THE GUN AND
THAT ONLY ONE[-]IN[-EIGHTEEN] AFRICAN-
AMERICANS WOULD HAVE THE SAME
GENOTYPE, BECAUSE THOSE CONCLUSIONS
WERE ADMITTEDLY BASED UPON A PARTIAL
DNA PROFILE WITH "LOW[-]LEVEL" RESULTS,
AND SUPPORTED BY A STATISTICAL
ANALYSIS[,] WHICH ASSUMED THAT NONE OF
THE [TWENTY-SIX] MISSING ALLELES WOULD
1
After merging one of the convictions on the weapons offenses, the ju dge
imposed a concurrent sentence on the other.
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BE INCONSISTENT WITH DEFENDANT'S
PROFILE.[2]
POINT II
IN IMPOSING A CONSECUTIVE SENTENCE FOR
ATTEMPTED MURDER, THE JUDGE FAILED TO
PROPERLY APPLY THE YARBOUGH[3] FACTORS
OR TO CONSIDER TESTIMONY[,] WHICH
SUGGESTED THAT THE SHOOTER WAS ONLY
ATTEMPTING TO HARM ONE INDIVIDUAL.
Having considered these arguments in light of the record and applicable legal
standards, we affirm.
I.
Late in the evening of March 23, 2012, Antonio 4 and a male and female
acquaintance were standing on a sidewalk in front of a housing complex in
Elizabeth. Orlando, who Antonio knew, approached, and the two men greeted
each other with a hug. At that point, several shots rang out, and everyone ran.
Bullets struck Antonio in the arm and lower back. At the time, he did not know
Orlando was fatally wounded by a gunshot to the head. Antonio described the
2
We have eliminated the sub- and sub-sub-point headings in defendant's brief.
3
State v. Yarbough, 100 N.J. 627 (1985).
4
To avoid confusion, we use the first names of the two victims. We intend no
disrespect by this informality.
A-3880-16T2
3
shooter standing behind Orlando as "possibly . . . African-American" and
wearing a "dark-colored sweater[,]" but otherwise he could not identify the
man.5
Elizabeth Police Officers Jose Montilla and Rony Cruz were on patrol
when they heard shots fired. As Montilla exited his police car, he saw people
running. "[A] tall [b]lack male" wearing a "dark-colored top, sweater, with
jeans" ran toward Montilla. Montilla ordered the man to stop, but he ignored
the command, and Montilla gave chase. When the man ran down the driveway
of a house, Montilla stopped and "could hear [the man] going through the
backyards." Montilla broadcasted the direction of flight, telling other officers
near the scene "where . . . [the man] was going to come out if he was to continue
running." The jury heard taped recordings of the police broadcasts.
Detective Jose Martinez saw defendant "running from in between two
houses[,]" apprehended him, and asked for assistance from any officer who
could identify the suspect. Montilla responded and identified defendant as the
person he had earlier chased. Defendant now wore a white t-shirt and had a car
5
Minutes earlier, Orlando had approached a disinterested citizen who lived
close by and asked for money. This man saw Orlando walk toward Antonio and
his friends and saw an unidentified man approach the group and start firing. The
jury saw surveillance camera footage of portions of the incident. The video is
not part of the appellate record.
A-3880-16T2
4
key, along with other keys, in his pocket. Martinez searched the area and found
"a black sweatshirt on the ground" near a stockade fence where he had seen
defendant running. Another police officer found defendant's wallet in one of
the backyards, and Cruz found a .32 caliber revolver on the front lawn of one of
the nearby homes. Subsequent ballistic testing revealed the gun fired the shot
that killed Orlando and wounded Antonio, and that one of the unfired cartridges
demonstrated a "'light' primer strike," i.e., signifying the "firing pin struck the
primer" but with insufficient force "to actually fire the cartridge."
After his arrest, defendant and Alexis Feliciano were housed in the same
area of the Union County Jail, discussing what charges each faced. Feliciano
saw a copy of defendant's criminal complaint, and told him that he knew
Orlando, having grown up with his family, and Antonio, who Feliciano knew
from "seeing him around." Defendant explained to Feliciano that he drove by
the group of people, saw Antonio, parked his car, walked toward him, and fired.
Defendant told Feliciano he did not plan to shoot Orlando but did "because he
was there." Defendant said the .32 caliber gun "jammed," and he threw it away
before police apprehended him.
While in custody the morning after his arrest, defendant also called his
sister in Hillside. He told her where he had parked the family car in Elizabeth
A-3880-16T2
5
and asked her to retrieve it. The car was parked on the same street where the
murder occurred.
The sweatshirt police found near the fence contained DNA evidence on
its left cuff. The State's expert, Monica Ghannam, an employee of the Union
County Prosecutor's Office (UCPO) Forensic Laboratory, opined defendant was
a major contributor to this DNA, and the probability of randomly selecting
someone in the African-American population with the same DNA profile was 1-
in-690 quintillion. In addition, as we describe in more detail below, Ghannam
obtained a "low level" of DNA evidence from the hammer of the revolver. She
opined that defendant could not be excluded as a contributor to the sample, and
the probability of randomly selecting a member of the African-American
population with a similar DNA profile, the random match probability (RMP),
was one-in-eighteen.
Defendant did not call any witnesses or testify.
II.
Defendant moved to preclude the State from introducing evidence of the
RMP with respect to the DNA found on the gun. The judge held a hearing
outside the presence of the jury pursuant to N.J.R.E. 104(a), at which Dr. Norah
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6
Rudin, Ph.D., a forensic DNA consultant, testified by video for defendant, and
Ghannam testified for the State.
Ghannam explained the basic "allelic ladder," and that an individual has
"two results" at fifteen areas or loci targeted by her testing. In this case,
Ghannam obtained results at "four loci" that were consistent with defendant's
DNA, but at each site she was able to retrieve only one side of the allelic ladder.
These led her to conclude that the sample was consistent with a single
contributor, and "defendant could not be excluded" as a contributor to the
sample.
Ghannam explained the "2p" "statistical tool," which serves as "the basis
for . . . [RMP.]" She acknowledge limitations on the calculation if only one of
the two DNA types at any loci were known. Ghannam explained that the 2p
method did not permit her to make any "assumptions" regarding the missing
type.
Regarding the DNA samples obtained from the hammer of the murder
weapon, Ghannam acknowledged they were "low[-]level" readings, above her
laboratory's "analytic threshold" but below "the stochastic threshold."6 As a
6
Ghannam explained that these thresholds were "mandated . . . by the different
guidelines" generally applicable to laboratories doing DNA analysis. In 2012,
A-3880-16T2
7
result, although the "2p [analysis was] still valid[,]" Ghannam acknowledged
she was "treat[ing] our interpretation very cautiously and very conservatively."
Rudin explained that Ghannam's analysis did not consider the "probability
of drop[]out" on the missing alleles, meaning there was no ability to "negatively
weight" and account for the other half of the allele being inconsistent with
defendant's DNA. Rudin explained that laboratories were moving toward more
rigorous analyses to account for allele dropout, and opined that the UCPO
laboratory's continued use of "the 2p statistic" was "out of date and archaic,"
and "r[a]n the risk of a false inclusion." She noted that even when Ghannam
conducted her testing in 2012, scholars questioned the failure to account for
"false inclusion." When asked about the "value" of Ghannam's RMP, Rudin
stated that was "ultimately . . . for . . . the trier of fact to determine." 7
when she performed her analysis, the UCPO laboratory's "analytical threshold"
was "70 RFU," or "relative fluorescent units." Ghannam would not "interpret
[results] below that threshold in any manner." At the time of her analysis, the
laboratory used a "stochastic threshold" of "300 RFU." Rudin described this as
a "threshold below which we're not sure we're detecting all the information."
She acknowledged that "the RFU stochastic threshold should be 200 to 250."
Three-hundred RFU exceeded the minimum values for a stochastic threshold.
Ghannam testified that a result falling between the two thresholds was a "low-
level sample."
7
As noted, Rudin did not testify before the jury.
A-3880-16T2
8
In a comprehensive oral decision, the judge noted both Ghannam and
Rudin recognized an authoritative treatise, which in turn explained that "[e]ven
if results [were] obtained from only a few . . . loci, th[e] information may provide
ample assistance to either include or exclude the suspect and therefore aid in
resolving the case." The judge pointed out that Rudin erroneously construed
some passages in the treatise, and concluded Ghannam's explanation of how to
account for "allele drop[]out" was "more plausible."
Citing federal, sister state, and New Jersey precedent, the judge
considered whether there was a threshold of RMP values below which he should
exclude the evidence. He noted that the jury could comprehend the significance
of "the vast difference between the statistics with regard to the DNA on the
sweatshirt and that found on the gun[.]" The judge concluded the evidence was
admissible.
Before us, defendant contends the judge erred because Ghannam's
"[u]nderlying [m]ethodology [w]as [n]ot [r]eliable" or "[g]enerally [a]ccepted
[i]n [t]he [s]cientific [c]ommunity[.]" He argues the judge admitted the
evidence based upon the jury's capability of understanding the RMP rather than
analyzing whether the "very limited information" Ghannam developed from the
actual sample warranted admission of the RMP. Additionally, defendant argues
A-3880-16T2
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that even if the evidence was admissible pursuant to N.J.R.E. 702, its probative
value was outweighed by its prejudicial value, and the judge should have
excluded it under N.J.R.E. 403. We disagree.
To satisfy N.J.R.E. 702,
the proponent of expert evidence must establish three
things: (1) the subject matter of the testimony must be
"beyond the ken of the average juror"; (2) the field of
inquiry "must be at a state of the art such that an expert's
testimony could be sufficiently reliable"; and (3) "the
witness must have sufficient expertise to offer the"
testimony.
[State v. J.L.G., 234 N.J. 265, 280 (2018) (quoting State
v. Kelly, 97 N.J. 178, 208 (1984)).]
Defendant does not argue that Ghannam's testimony failed to satisfy the first
and third prongs of the test. In criminal cases, as to reliability, "[t]he test
requires trial judges to determine whether the science underlying the proposed
expert testimony has 'gained general acceptance in the particular field in which
it belongs.'" Ibid. (quoting Frye v. United States, 293 F. 1013, 1014 (D.C. Cir.
1923)).
Here, both Ghannam and Rudin acknowledged that among DNA
professionals, when Ghannam analyzed the samples from the gun hammer in
2012, the 2p statistical analysis was a recognized method for computing RMP.
A-3880-16T2
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At oral argument before us, defendant acknowledged he was not challenging the
scientific methodology behind 2p.
Nor does defendant argue that Ghannam's one-in-eighteen RMP is so
statistically insignificant as to render it irrelevant. "[C]ourts have been reluctant
to enunciate a threshold that delineates the level of statistical significance
required for DNA evidence to be admissible." United States v. Graves, 465 F.
Supp. 2d 450, 458 (E.D. Pa. 2006) (citing United States v. Morrow, 374 F.
Supp. 2d 51, 65 (D.D.C. 2005)). "DNA evidence of low statistical value is
probative to show that a defendant cannot be excluded as a contributor to the
DNA sample." Ibid. (citing Morrow, 374 F. Supp. 2d at 65). And, as we have
noted in other contexts, evidence that "defendant cannot be ruled out" as one
who possessed the murder weapon is relevant evidence for the jury to consider,
along with the other proofs adduced at trial. State v. Calleia, 414 N.J. Super.
125, 150–51 (App. Div. 2010), rev'd on other grounds, 206 N.J. 274 (2011).
Rather, as we understand it, defendant argues Ghannam's opinions relied
upon such limited facts, i.e., four partial alleles, and failed to account for the
negative weight of allele dropout, or the possibility that missing values on the
four loci could eliminate defendant as the source of the DNA material . As a
result, her opinion regarding RMP was neither "reliable nor probative."
A-3880-16T2
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N.J.R.E. 703 provides that "[t]he facts or data" that an expert relies on "in
forming opinions or inferences upon the subject" need "not be admissible in
evidence" if "of a type reasonably relied upon by experts in [a] particular
field[.]" "The corollary of that rule is the net opinion rule, which forbids the
admission into evidence of an expert's conclusions that are not supported by
factual evidence or other data." State v. Townsend, 186 N.J. 473, 494 (2006).
However, "an expert's testimony may [also] be termed a 'net opinion' when the
data on which it is based is perceived as insufficient, [or] unreliable[.]" Biunno,
Weissbard & Zegas, Current N.J. Rules of Evidence, cmt. 3 on N.J.R.E. 703
(2019); see, e.g., Vuocolo v. Diamond Shamrock Chems. Co., 240 N.J. Super.
289, 300 (App. Div. 1990) (noting that under the "net opinion rule[,]" "expert
testimony is excluded if it is based merely on unfounded speculation and
unqualified possibilities.").
In this case, Ghannam did not base her opinions upon unfounded
speculation, nor did she fail to explain alternative factual assumptions that
would lead to other possibilities contradicting her conclusions. In other words,
the underlying facts supporting Ghannam's one-in-eighteen RPM were fully
exposed, both to the judge in the N.J.R.E. 104 hearing, and ultimately the jury,
as were the weaknesses and limitations of those factual underpinnings. We
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cannot conclude that the inherent limits of the DNA sample on the hammer of
the gun were such as to render inadmissible any expert opinion about defendant's
status as a possible contributor or the RPM.
Obviously, once admitted, the jury must decide whether the expert's
opinion has sufficient factual support, and, if it not, the jury is justified in
rejecting the opinion. State v. Atwater, 400 N.J. Super. 319, 334 (App. Div.
2008). In this case, the jury was properly charged regarding that proposition
and its sole fact-finding function as to all the expert testimony in the case.
We also disagree with defendant's claim that the judge improperly
weighed the probative value of the evidence against its prejudicial effect.
N.J.R.E. 403 provides that "relevant evidence may be excluded if its probative
value is substantially outweighed by the risk of . . . undue prejudice, confusion
of issues, or misleading the jury[.]" (Emphasis added). In Morrow, the federal
district court concluded that the trial court's "careful oversight" ameliorate d the
"potential prejudice of the DNA evidence . . . to the point where [its] probative
value outweighs it[,]" making the admission of "DNA evidence of a low
statistical significance . . . proper under a [Federal Rules of Evidence] 403 [8]
8
The language of F.R.E. 403 is nearly identical to N.J.R.E. 403: "The court
may exclude relevant evidence if its probative value is substantially outweighed
A-3880-16T2
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analysis." 374 F. Supp. 2d at 66 (quoting United States v. Chischilly, 30 F.3d
1144, 1158 (9th Cir. 1994)). Here, the judge's repeated instructions to the jury
regarding Ghannam's and the other experts' testimony fully ameliorated any
prejudice. Additionally, defense counsel's closing argument highlighted for the
jury the intrinsic limitations on Ghannam's opinion regarding the RPM.
Finally, even if we are mistaken, and the judge should have excluded
Ghannam's opinion about the DNA material on the hammer of the gun, we
cannot say its admission requires reversal. As the Court has recently explained,
the erroneous admission of expert testimony may nonetheless be "harmless
unless, in light of the record as a whole, there is a 'possibility that it led to an
unjust verdict' — that is, a possibility 'sufficient to raise a reasonable doubt' that
'the error led the jury to a result it otherwise might not have reached.'" J.L.G.,
234 N.J. at 306 (quoting State v. Macon, 57 N.J. 325, 335-36 (1971)). We may
consider whether the error is "harmless in light of the overwhelming evidence
of defendant's guilt." Ibid.
In this case, the State's evidence was indeed overwhelming. A
disinterested citizen described the shooting. Defendant refused to heed a police
by a danger of one or more of the following: unfair prejudice, confusing the
issues, misleading the jury . . . ."
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command to stop as he ran from the scene, discarding the murder weapon and
his outer garment along the route, where defendant's wallet was also found.
Defendant's DNA was on the sleeve of that outer garment, and defendant
admitted the murder to a jailhouse informant. Defendant called his sister the
day after the murder and told her to move the family car parked on the street
where the homicide occurred. When viewed in this context, Ghannam's opinion
regarding RMP on the murder weapon, admittedly limited by the expert herself,
was harmless beyond a reasonable doubt.
We affirm defendant's convictions.
III.
Defendant challenges the judge's decision to impose consecutive
sentences. He contends the judge improperly weighed the Yarbough factors,
particularly since the murder of Orlando and the shooting of Antonio "were not
predominantly independent of each other."
Our "review of the length of a sentence is limited." State v. Miller, 205
N.J. 109, 127 (2011).
The appellate court must affirm the sentence unless (1)
the sentencing guidelines were violated; (2) the
aggravating and mitigating factors found by the
sentencing court were not based upon competent and
credible evidence in the record; or (3) "the application
of the guidelines to the facts of [the] case makes the
A-3880-16T2
15
sentence clearly unreasonable so as to shock the
judicial conscience."
[State v. Fuentes, 217 N.J. 57, 70 (2014) (alteration in
original) (quoting State v. Roth, 95 N.J. 334, 364–65
(1984)).]
Furthermore, "trial judges have discretion to decide if sentences should run
concurrently or consecutively." Miller, 205 N.J. at 128. See N.J.S.A. 2C:44-
5(a). "When a sentencing court properly evaluates the Yarbough factors9 in light
9
The Yarbough factors are:
(1) there can be no free crimes in a system for which
the punishment shall fit the crime;
(2) the reasons for imposing either a consecutive or
concurrent sentence should be separately stated in the
sentencing decision;
(3) some reasons to be considered by the sentencing
court should include facts relating to the crimes,
including whether or not:
(a) the crimes and their objectives were
predominantly independent of each other;
(b) the crimes involved separate acts of
violence or threats of violence;
(c) the crimes were committed at different
times or separate places, rather than being
committed so closely in time and place as
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16
of the record, the court's decision will not normally be disturbed on appeal." Id.
at 129.
The judge fully explained his reasons for imposing consecutive sentences,
noting that defendant fired "at least three shots" toward a group of people, hitting
"separate victims." The judge found defendant committed "separate acts of
violence, notwithstanding the proximity of the timing of the acts."
to indicate a single period of aberrant
behavior;
(d) any of the crimes involved multiple
victims;
(e) the convictions for which the sentences
are to be imposed are numerous;
(4) there should be no double counting of aggravating
factors;
(5) successive terms for the same offense should not
ordinarily be equal to the punishment for the first
offense[.]
[Yarbough, 100 N.J. at 643-44 (1985).]
A sixth factor, imposing "an overall outer limit" on consecutive sentences, was
superseded by legislative action. See State v. Eisenman, 153 N.J. 462, 478
(1998).
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We find no reason to disturb the judge's exercise of his broad discretion
in fashioning the appropriate sentence in this case.
Affirmed.
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