STATE OF NEW JERSEY VS. KEITH LEWIS (08-12-0915, SOMERSET COUNTY AND STATEWIDE) ( 2019 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4378-18T2
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
KEITH LEWIS,
Defendant-Respondent.
___________________________
Submitted October 10, 2019 – Decided November 7, 2019
Before Judges Whipple and Gooden Brown.
On appeal from the Superior Court of New Jersey, Law
Division, Somerset County, Indictment No. 08-12-
0915.
Michael H. Robertson, Somerset County Prosecutor,
attorney for appellant (Lauren R. Casale, Assistant
Prosecutor, of counsel and on the brief).
Joseph E. Krakora, Public Defender, attorney for
respondent (Stefan Van Jura, Assistant Deputy Public
Defender, of counsel and on the brief).
PER CURIAM
By leave granted, the State appeals from the March 8, 2019 Law Division
order granting defendant's petition for post-conviction relief (PCR) following an
evidentiary hearing, and the May 6, 2019 order denying its motion for
reconsideration. We affirm.
We glean the following facts from the record. On December 17, 2008, a
Somerset County grand jury returned a six-count indictment against defendant
and a co-defendant. Defendant was charged with first-degree armed robbery,
N.J.S.A. 2C:15-1 (count one); fourth-degree unlawful possession of an imitation
firearm, N.J.S.A. 2C:39-4(e) (count two); second-degree eluding, N.J.S.A.
2C:29-2(b) (count five); and second-degree aggravated assault, N.J.S.A. 2C:12-
1(b)(6) (count six). Only the co-defendant was named in counts three and four
of the indictment, and defendant was also charged with numerous motor vehicle
violations.
The charges stemmed from a robbery at a Radio Shack in North Plainfield
at approximately 7:15 p.m. on November 19, 2008. After two partially masked
men, one brandishing a gun, entered the store and demanded money from the
store clerk, the store manager fled through the rear exit door and called the
police. Following police pursuit of a vehicle occupied by two individuals,
matching the description of the vehicle and the suspects provided by the store
A-4378-18T2
2
manager, police apprehended defendant and the co-defendant after their vehicle
crashed. The disabled vehicle, previously operated by defendant, contained
items reported stolen from the Radio Shack. Additionally, defendant had the
remnants of a partially torn, purple surgical-type latex glove on his wrist, similar
to the gloves reportedly worn by the robbers, and a gun was found in the co-
defendant's possession. The store clerk later identified defendant as one of the
robbers, but confirmed he did not have the gun, and the store manager later
identified the crashed vehicle as the vehicle the robbers used to flee the scene.
On the eve of trial, defendant entered a negotiated guilty plea to the
charges. The plea was entered after a Wade1 hearing was conducted, during
which the trial court denied defendants' motion to exclude the store clerk's out-
of-court show-up identification, and a Sands2 hearing was conducted, during
which the court rejected defendant's challenge to the application of the Persistent
Offenders Accountability Act (Three Strikes Law), N.J.S.A. 2C:43-7.1.
N.J.S.A. 2C:43-7.1(a) required a person convicted of robbery "who has been
convicted of two or more [designated] crimes [including robbery] that were
1
United States v. Wade, 388 U.S. 218 (1967).
2
State v. Sands, 76 N.J. 127 (1978).
A-4378-18T2
3
committed on prior and separate occasions, regardless of the dates of the
convictions," to be "sentenced to a term of life imprisonment . . . , with no
eligibility for parole."3
Prior to sentencing, however, defendant, who was represented by a
member of the Public Defender's office, filed a pro se motion to withdraw his
guilty plea, arguing the Slater4 factors and ineffective assistance of counsel
(IAC). Despite defendant's assertion that his attorney's representation was
ineffective, the trial court permitted defendant to represent himself with the
attorney serving as standby counsel. On May 11, 2012, after denying the
motion, the court sentenced defendant on count one in accordance with the plea
agreement to a term of twenty years' imprisonment, subject to an eighty-five
percent period of parole ineligibility pursuant to the No Early Release Act
(NERA), N.J.S.A. 2C:43-7.2.
3
Because defendant had been convicted of robbery in 1981 and 1982, and had
last been released from confinement for an unrelated prior conviction within ten
years of 2012, he qualified for sentencing under the Three Strikes Law. See
N.J.S.A. 2C:43-7.1(a) and (c).
4
State v. Slater, 198 N.J. 145, 157-58 (2009) (establishing four factors trial
judges must "consider and balance . . . in evaluating motions to withdraw a guilty
plea[,]" namely "(1) whether the defendant has asserted a colorable claim of
innocence; (2) the nature and strength of defendant's reasons for withdrawal; (3)
the existence of a plea bargain; and (4) whether withdrawal would result in
unfair prejudice to the State or unfair advantage to the accused.").
A-4378-18T2
4
On February 5, 2013, we heard defendant's challenge to his sentence and
the denial of his motion to withdraw his guilty plea on the Excessive Sentence
Oral Argument Calendar (SOA). See R. 2:9-11. Rejecting defendant's argument
that the trial judge erred in denying his plea withdrawal motion, we affirmed the
convictions and sentence. However, "with the State's consent," we remanded
the matter to the trial court for the court to correct the Judgment of Conviction
(JOC) by imposing "concurrent terms on counts [two, five and six], for which
the court [had] neglected to impose sentences." The JOC was subsequently
amended on February 20 and May 20, 2013, to reflect the imposition of an
aggregate twenty-year sentence, subject to NERA.
On December 28, 2016, defendant filed a timely pro se PCR petition,
asserting his trial and appellate attorneys were ineffective in a variety of ways.
After applying the governing principles, 5 Judge Anthony F. Picheca, Jr. granted
in part, and denied in part, defendant's request for an evidentiary hearing 6 in an
5
To prevail on an IAC claim, a defendant must satisfy a two-part test.
Specifically, the defendant must show that his attorney's performance was
deficient and that the "deficient performance prejudiced the defense."
Strickland v. Washington, 466 U.S. 668, 687 (1984). See also State v. Fritz, 105
N.J. 42, 49-53 (1987) (adopting the Strickland two-part test for IAC claims).
6
"Although no PCR rule requires that evidentiary hearings be held on PCR
petitions, Rule 3:22-10 recognizes that the PCR court may exercise its discretion
A-4378-18T2
5
August 31, 2018 order. In the accompanying thirty-two page written statement
of reasons, the judge rejected several of defendant's IAC claims and limited the
hearing to the following issues: (1) whether trial counsel properly communicated
with defendant, investigated the evidence, and prepared for trial; (2) whether
trial counsel properly investigated mitigating factors, prepared for and
represented defendant at sentencing; and (3) whether defendant was denied
effective assistance of counsel in his pro se plea withdrawal motion.7
At the ensuing evidentiary hearing, defendant testified his attorney spoke
to him a total of five times in the three years that he represented him, and that
to conduct evidentiary hearings at which oral testimony is taken." State v.
Marshall, 148 N.J. 89, 157 (1997). "Post-conviction relief 'courts ordinarily
should grant evidentiary hearings . . . if a defendant has presented a prima facie
[case] in support of post-conviction relief.'" Id. at 158 (alteration in original)
(quoting State v. Preciose, 129 N.J. 451, 462 (1992)). "To establish such a prima
facie case, the defendant must demonstrate a reasonable likelihood that his or
her claim will ultimately succeed on the merits." Ibid. "Thus, in determining
the propriety of an evidentiary hearing, the PCR court should ascertain whether
the defendant would be entitled to post-conviction relief if the facts were viewed
'in the light most favorable to defendant.'" Ibid. (quoting Preciose, 129 N.J. at
462-63). "If that inquiry is answered affirmatively, then the defendant generally
is entitled to an evidentiary hearing in order to prove the allegations." Ibid.
7
As to this issue, the judge "believe[d] that based on the lack of clarity in the
transcripts" regarding "whether [d]efendant actually proceeded pro se or with
the assistance of trial counsel" and whether he was properly questioned "about
exercising his right to proceed pro se," defendant "met his burden to warrant an
evidentiary hearing" on the issue.
A-4378-18T2
6
he sent twenty unanswered letters to him, asserting his innocence and expressing
his dissatisfaction with the attorney's representation. According to defendant,
other than the police report, he was never provided any discovery and was never
shown any electronic discovery. Defendant testified he repeatedly asked his
attorney to locate several potentially exculpatory witnesses, with whom he had
spoken at the Radio Shack prior to the robbery, including the store manager, as
well as supporting sales records, but was never informed of the results.
Defendant testified he would not have pled guilty and would have insisted on
going to trial if he had been properly represented.
During his testimony, the investigator assigned to defendant's case only
recalled obtaining medical records to support a possible intoxication defense
based on defendant's admission that he had smoked marijuana laced with PCP.
However, upon receipt of the medical records, no further action was taken. The
investigator did not recall interviewing any witnesses, trying to locate any
potential witnesses, going to the scene, or taking any photographs.
Defendant's attorney testified that his custom and practice was to write a
letter to the defendant indicating the receipt of all discovery, make photocopies
of the discovery, and send copies to the defendant in jail. Additionally, he would
ordinarily discuss the case with the client at each status conference and discuss
A-4378-18T2
7
plea offers. However, there was no letter to defendant indicating the receipt of
discovery and no written plea offer in the file. Moreover, the only
communication he specifically recalled having with defendant was regarding the
plea offer.
Defendant's attorney acknowledged his office's capability to conduct
investigations, but confirmed he did not request any. During his representation
of defendant, he did not interview any witnesses, visit the scene, or file any
affirmative defenses. However, he negotiated for a twenty-year prison term,
subject to NERA, which the State rejected,8 joined in the co-defendant's Wade
motion, which the judge denied, and unsuccessfully argued against the
application of the Three Strikes Law at the Sands hearing.
He testified that in preparation for sentencing, ordinarily, he would send
a presentence report to the client in jail, and discuss the report at the sentencing
hearing. However, in defendant's case, he could not recall whether he argued
any mitigating factors from the presentence report at sentencing. He also
testified that when a client communicates his dissatisfaction with the attorney's
8
Under the terms of the plea agreement defendant ultimately accepted, the
State's sentencing recommendation was an aggregate twenty-five year term of
imprisonment, subject to NERA. The aggregate twenty-year prison term subject
to NERA ultimately imposed resulted from a sentencing decision by the court.
A-4378-18T2
8
representation, ordinarily, a "pool form" would be filled out to determine
whether a pool attorney would take over the representation. However, a pool
form was not completed in defendant's case.
Following the hearing, in a March 8, 2019 order, Judge Picheca granted
defendant's PCR petition, vacated his guilty plea, and set the matter down for
trial. In his accompanying written statement of reasons, the judge concluded
defendant "met his burden [of proving] ineffective-assistance-of-counsel under
Strickland and Fritz" in connection with "trial counsel's deficient performance
prior to [defendant] entering the guilty plea." The judge also determined that
counsel's deficient performance "prejudiced" defendant. 9
First, addressing defendant's argument that his attorney failed to prepare
and investigate the case in preparation for trial, the judge stated:
[T]he [c]ourt has reviewed the numerous letters sent by
[defendant] to [his attorney] indicating his
dissatisfaction with counsel's representations. No
response was documented in [the attorney's] file. This
is consistent with [defendant's] testimony that he only
spoke with his attorney five times over the course of the
three years of his representation. Communicating with
9
On the other hand, the judge rejected defendant's IAC claim in connection
with trial counsel's purported failure to prepare and investigate mitigating
evidence for defendant's sentencing. The judge explained defendant did "not
argue what mitigating factors could have been found, who would have spoken
on his behalf, or how finding mitigating factors would have changed the results
of sentencing" in order "to establish the prejudice prong of Strickland[.]"
A-4378-18T2
9
one's client is the most basic task of defense counsel
and failing to do so renders an attorney's performance
less than that which is required by the Sixth
Amendment. [Defendant] also requested . . . his
attorney to locate potential exculpatory witnesses,
including [the store manager], and there was no
evidence that this attempt ever occurred. [The
investigator] testified that he did not recall interviewing
any witnesses, nor try[ing] to locate any potential
witnesses. Three years is ample time to engage in
attempts to locate potential exculpatory witnesses.
Conducting an investigation into potentially
exculpatory witnesses is also a basic task of defense
counsel and the failure to do so renders counsel's
performance less than the counsel as guaranteed by the
Constitution. The [c]ourt briefly notes that trial counsel
did obtain medical records of [defendant] after he gave
information potentially supporting an intoxication
defense. However, this does not negate the fact that
trial counsel failed to communicate with his client,
failed to review the evidence with his client, and failed
to attempt to locate exculpatory witnesses. Therefore,
an adequate investigation was not undertaken in this
case.
In evaluating the credibility of the witnesses' testimony, the judge
explained:
Although [defendant's attorney] testified as to his
general custom and practice, there is no evidence
indicating that those general procedures took place in
this case. There was no letter indicating that
[defendant] was sent a copy of discovery, and
[defendant] asserts that he never received discovery.
[His attorney] submits that he does not remember many
facts of this case and was unable to confirm whether
discovery was sent and to what extent he prepared for
A-4378-18T2
10
this case. Therefore, there is no evidence indicating
that [defendant's] claims are incorrect and no evidence
to indicate that trial counsel conducted any
investigation into this case other than retrieving
medical records. Even though trial counsel joined the
Wade motion filed by codefendant's counsel, and
argued a Sands issue, this does not evidence that any
investigation took place.
The judge concluded:
This [c]ourt is primarily concerned with counsel's lack
of communication with his client and his failures to
attempt to locate potential witnesses. The State is
correct in its assertion that decisions made after a
thorough investigation are presumed to be strategic,
however, a thorough investigation did not occur in this
case. Therefore, this [c]ourt will not presume that trial
counsel's decisions were strategic. The [c]ourt finds
that trial counsel's actions, specifically his failure to
communicate with [defendant] and to review discovery
with [defendant], as well as his failure to attempt to
locate potential witnesses, falls below the basic
proficiency as afforded by the Sixth Amendment.
[Defendant] has met his burden under the performance
prong of Strickland on this ground.
See State v. Porter, 216 N.J. 343, 352 (2013) ("An ineffective assistance of
counsel claim may occur when counsel fails to conduct an adequate pre-trial
investigation."). See also State v. Chew, 179 N.J. 186, 217 (2004) ("'[C]ounsel
has a duty to make reasonable investigations or to make a reasonable decision
that makes particular investigations unnecessary[,]'" and "'[a] failure to do so
A-4378-18T2
11
will render the lawyer's performance deficient.'" (first quoting Strickland, 466
U.S. at 691, then quoting State v. Savage, 120 N.J. 594, 618 (1990))).
Turning to the prejudice prong of Strickland, the judge explained:
[Defendant] pled guilty on the day trial was set to
commence. [Defendant] testified that he felt pressured
to plead guilty, in part based upon counsel's deficient
investigation. Trial counsel was unprepared to try his
case and [defendant] faced a potential sentence of life
imprisonment. Because trial counsel was unprepared
on the day trial was set to begin, [defendant] pled
guilty. If counsel had properly prepared, [defendant]
would have insisted on proceeding with the trial. [10]
The [c]ourt finds that [defendant] was prejudiced by
trial counsel's deficient performance.
See Preciose, 129 N.J. at 464 (finding "plausible and less speculative than other
types of counsel errors" defendant's assertions "that the patently-inadequate
preparation of both attorneys and the substitute attorney's incorrect advice
regarding his possible sentence, combined with the last-minute substitution of
attorneys, pressured him into pleading guilty.").
10
To establish a prima facie case of IAC to set aside a guilty plea, the second
Strickland prong is modified to require "'a reasonable probability that, but for
counsel's errors, [the defendant] would not have pled guilty and would have
insisted on going to trial.'" State v. Nunez-Valdez, 200 N.J. 129, 142 (2009)
(alteration in original) (quoting State v. DiFrisco, 137 N.J. 434, 457 (1994)).
See also Hill v. Lockhart, 474 U.S. 52, 59 (1985). In other words, the defendant
must show that not pleading guilty would have been "rational under the
circumstances." State v. O'Donnell, 435 N.J. Super. 351, 371 (App. Div. 2014)
(quoting Padilla v. Kentucky, 559 U.S. 356, 372 (2010)).
A-4378-18T2
12
The judge also determined that defendant "was completely denied
counsel" in connection with his pro se plea withdrawal motion, and therefore
"prejudice [was] presumed." Thus, according to the judge, defendant "clearly
establishe[d] [both] the performance" and "the prejudice prong of the Strickland
test." In that regard, the judge noted defendant was not afforded a hearing under
Faretta v. California, 422 U.S. 806 (1975), which allows a defendant to exercise
his constitutional right to "self-representation," only when the defendant is
"made aware of the dangers and disadvantages of self-representation" and
"'knowingly and intelligently'" elects to "manage[] his own defense" with "eyes
open." Id. at 835 (quoting Johnson v. Zerbst, 304 U.S. 458, 464-65 (1938)).
The judge explained:
[Defendant] testified that he did not wish to proceed pro
se, however, he was arguing an ineffective-assistance-
of-counsel claim that inevitably created a conflict of
interest between himself and trial counsel. For that
reason, trial counsel correctly recused himself from
arguing the motion and [defendant] was required to
proceed pro se. No Faretta hearing was conducted and
[defendant] was not questioned on either his ability or
his desire to proceed without counsel. At oral
argument, [defendant] repeatedly asserted that he did
not wish to proceed pro se, but he was ultimately
required to do so. [Defendant] should have been
questioned on this and afforded the opportunity to be
assigned new counsel to argue the motion. A form to
request a pool attorney was never filled out for
[defendant], thus, he was never afforded the
A-4378-18T2
13
opportunity to seek alternative representation. Under
the Strickland ineffective-assistance-of-counsel
analysis, [defendant] was completely denied the right
to counsel which clearly establishes the performance
prong of the Strickland test. Prejudice may be
presumed in such a situation, therefore establishing the
prejudice prong of the Strickland test.
The judge also rejected the State's contention "that this issue was
previously adjudicated on appeal" and therefore "procedurally barred[,]" noting
"[t]he Appellate Division specifically limited its affirmance to 'defendant 's
motion to withdraw his guilty plea under [Slater].'" Further, according to the
judge, "[a]lthough [defendant] indicated in [his plea withdrawal] motion his
dissatisfaction with trial counsel," defendant "had not, at that time, filed a
motion for post-conviction relief based on ineffective-assistance and the trial
court specifically stated that it would not adjudicate that issue."
Thereafter, the State moved for reconsideration, which was denied by
Judge Picheca in a May 6, 2019 order. In the accompanying written decision,
quoting D'Atria v. D'Atria, 242 N.J. Super. 392, 401 (Ch. Div. 1990), the judge
explained that "[r]econsideration should be utilized" only where "the [c]ourt has
expressed its decision based upon a palpably incorrect or irrational basi s," or
"did not consider, or failed to appreciate the significance of probative,
competent evidence[,]" neither of which applied here. Focusing on counsel's
A-4378-18T2
14
performance prior to defendant pleading guilty, the judge reiterated that "trial
counsel's performance fell below the basic proficiency as required by the Sixth
Amendment because he failed to adequately investigate th[e] case or prepare for
trial." The judge expressly rejected the State's renewed contention that
defendant failed to establish prejudice resulting from his attorney's deficient
performance, reasoning that the "[c]ourt found [defendant's] assertion" "that had
counsel adequately investigated and prepared, he would have insisted on going
to trial" "to be credible in light of all of the relevant evidence."
To support its contention that reconsideration was warranted because the
judge applied the incorrect legal standard to satisfy the prejudice requirement,
the State relied on Hill, 474 U.S. at 59, where the Court explained
where the alleged error of counsel is a failure to
investigate or discover potentially exculpatory
evidence, the determination whether the error
"prejudiced" the defendant by causing him to plead
guilty rather than go to trial will depend on the
likelihood that discovery of the evidence would have
led counsel to change his recommendation as to the
plea. This assessment, in turn, will depend in large part
on a prediction whether the evidence likely would have
changed the outcome of a trial.
[Ibid.]
In rejecting the State's reliance on Hill, the judge reasoned:
A-4378-18T2
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[T]his test assumes that there is guesswork involved
with determining whether a defendant would have
exercised his right to proceed to trial under a particular
set of circumstances. . . . Here, . . . the [c]ourt found
that [defendant] would have proceeded to trial if
counsel was prepared and investigated [the case]. . . .
....
[Defendant] asserted that had trial counsel
adequately prepared, investigated, and called certain
witnesses to testify so that [defendant] could present the
defense that he did not form the requisite mental state
to carry out the robbery, he would have proceeded to
trial. . . . [Defendant] argues that had trial counsel been
prepared to examine [the store manager] and [the store
clerk] at trial, they would have produced testimony that
indicated [defendant] was present in the [Radio Shack]
prior to the robbery and that his actions were
inconsistent with one about to commit a robbery.
[Defendant] repeatedly asserted that he arrived at the
[Radio Shack] with the intent to commit a shoplifting,
and was unaware that the codefendant was planning an
armed robbery. . . . [Defendant] argues that his earlier
presence in the [Radio Shack] would have explained
why [the store clerk] identified [defendant] in the show-
up identification procedure. . . . The State did have
evidence against [defendant], including that he was
found in the vehicle with the codefendant, [the store
clerk] identified him in a show-up identification
procedure, and the co-defendant was found with a
handgun. . . . Despite the evidence against him,
[defendant] firmly asserted his innocence and desired
to proceed to trial with the above-described defense.
Only when he realized that trial counsel was unprepared
to present that defense did he decide to plead guilty.
A-4378-18T2
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On appeal, the State reiterates its argument that the judge's "analysis [of
the prejudice prong] was wrong as a matter of law" because defendant failed to
meet "his burden to prove he was prejudiced by his counsel's actions or
inactions." The State asserts "[d]efendant cannot hope to meet the burden to
show that for[e]going a plea limiting his exposure to . . . twenty years . . . rather
than exposing himself to a mandatory life term without parole by going to trial
would have been the rational decision" given the "[overwhelming] evidence of
his guilt." Further, according to the State, "no showing [was] made at the PCR
hearing that any evidence existed which would have come from any sort of
investigation" sufficient to "undermine[]" or "compromise[] the State's crushing
evidence" in order to make "the trial option . . . the rational choice." Thus, again
relying on Hill, the State contends the judge "wrongly focused exclusively on
defendant's supposed insistence on going to trial, without taking into account
any consideration that no new evidence was produced on PCR that would have
had any impact on the State's overwhelming evidence." 11
11
As to Judge Picheca's decision "that the trial court failed to safeguard
defendant's right to unfettered counsel" at defendant's plea withdrawal motion,
the State urges the proper "remedy is not a new trial" but "to conduct a new
Slater hearing . . . with unfettered counsel" in accordance with State v. Hayes,
205 N.J. 522 (2011). In denying the reconsideration motion, Judge Picheca
agreed that the State's proposed remedy would have been appropriate had that
A-4378-18T2
17
"In reviewing a PCR court's factual findings based on live testimony, an
appellate court applies a deferential standard[.]" State v. Pierre, 223 N.J. 560,
576 (2015). Thus, we "will uphold the PCR court's findings that are supported
by sufficient credible evidence in the record." State v. Nash, 212 N.J. 518, 540
(2013) (citing State v. Harris, 181 N.J. 391, 415 (2004)). A "PCR court's
interpretation of the law[,]" however, is afforded no deference, and is "reviewed
de novo." Id. at 540-41 (citing Harris, 181 N.J. at 415-16). "[F]or mixed
questions of law and fact," we "give deference . . . to the supported factual
findings of the trial court, but review de novo the lower court's application of
any legal rules to such factual findings." Harris, 181 N.J. at 416 (citing
Marshall, 148 N.J. at 185).
On a motion for reconsideration, "[r]econsideration itself is 'a matter
within the sound discretion of the [c]ourt, to be exercised in the interest of
justice.'" Palombi v. Palombi, 414 N.J. Super. 274, 288 (App. Div. 2010)
(quoting D'Atria, 242 N.J. Super. at 401). "Reconsideration is not to be granted
lightly and the grounds for reconsideration are generally limited[,]" to
been the sole basis for the court's determination. However, as the judge pointed
out "not only did [the judge] find that [defendant] was denied the right to counsel
at the motion to withdraw his guilty plea, but also that he was denied the right
to effective assistance of counsel during the investigatory phase of the case."
A-4378-18T2
18
"correct[ing] a court's error or oversight." State v. Puryear, 441 N.J. Super. 280,
294 (App. Div. 2015). We review the denial of a motion for reconsideration for
an abuse of discretion, Cummings v. Bahr, 295 N.J. Super. 374, 389 (App. Div.
1996), which "arises when a decision is 'made without a rational explanation,
inexplicably departed from established policies, or rested on an impermissible
basis.'" Flagg v. Essex Cty. Prosecutor, 171 N.J. 561, 571 (2002) (quoting
Achacoso-Sanchez v. Immigration and Naturalization Serv., 779 F.2d 1260,
1265 (7th Cir. 1985)).
Applying these standards, we conclude Judge Picheca's factual findings
are supported by sufficient credible evidence in the record, and his application
of the law governing PCR proceedings is sound. Thus, we affirm substantially
for the reasons expressed in the judge's three thoughtful and thorough written
decisions. We add only that in order to establish the Strickland prejudice prong
to set aside a guilty plea, "'a [defendant] must convince the court that a decision
to reject the plea bargain'" and "insist on going to trial" would have been
"rational under the circumstances." State v. Maldon, 422 N.J. Super. 475, 486
(App. Div. 2011) (quoting Padilla, 559 U.S. at 372). That determination should
be "based on evidence, not speculation[,]" and "may hinge in large part on
A-4378-18T2
19
defendant's credibility and that of any other witnesses he presents at the
evidentiary hearing." Id. at 486-87.
Here, the judge was so convinced based on his credibility assessments, to
which we apply a deferential standard of review. As the judge noted in denying
the reconsideration motion,
this [c]ourt found [defendant's] testimony that he would
have insisted on proceeding to trial to be credible.
[Defendant] consistently asserted his innocence as
evidenced by the substance of his letters, testimony
from both trial counsel and [defendant] at the
evidentiary hearing, and his repeated insistence on
going to trial. Trial was set to begin, and on the day of
trial, only after realizing how unprepared trial counsel
was, did [defendant] decide to plead guilty. He soon
afterwards filed the motion to withdraw his guilty plea.
Affirmed.
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