STATE OF NEW JERSEY VS. ANDREW A. KRAMER (14-02-0158, GLOUCESTER COUNTY AND STATEWIDE) ( 2019 )


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  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-0233-18T4
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    ANDREW A. KRAMER, a/k/a
    ANDREW D. KRAMER, and
    ANDREW KRAEMER,
    Defendant-Appellant.
    ___________________________
    Submitted November 7, 2019 – Decided December 16, 2019
    Before Judges Whipple and Gooden Brown.
    On appeal from the Superior Court of New Jersey, Law
    Division, Gloucester County, Indictment No. 14-02-
    0158.
    Joseph E. Krakora, Public Defender, attorney for
    appellant (Angela Maione Costigan, Designated
    Counsel, on the brief).
    Charles A. Fiore, Gloucester County Prosecutor,
    attorney for respondent (Dana R. Anton, Senior
    Assistant Prosecutor, on the brief).
    PER CURIAM
    Defendant Andrew Kramer appeals from the July 30, 2018 Law Division
    order denying his petition for post-conviction relief (PCR) without an
    evidentiary hearing. We affirm.
    We glean these facts from the record. On February 26, 2014, defendant
    was charged in a seven-count indictment with first-degree robbery, N.J.S.A.
    2C:15-1(a); fourth-degree aggravated assault, N.J.S.A. 2C:12-1(b)(4); third-
    degree criminal restraint, N.J.S.A. 2C:13-2(a); second-degree possession of a
    firearm for an unlawful purpose, N.J.S.A. 2C:39-4(a); second-degree unlawful
    possession of a firearm, N.J.S.A. 2C:39-5(b); third-degree theft, N.J.S.A. 2C:20-
    3(a); and third-degree terroristic threats, N.J.S.A. 2C:12-3(b). The charges
    stemmed from a woman, whose granddaughter defendant had dated, accusing
    defendant of tying her up in her home with rope, muzzling her with a bandana,
    stealing her bank cards and car at gunpoint, and fleeing the scene in the car.
    When he was apprehended, defendant admitted to the theft, but denied the
    robbery or the use of a weapon, and attributed his actions to his drug addiction.
    No gun was recovered, but the bandana used to gag the victim had defendant's
    DNA.
    A-0233-18T4
    2
    On January 30, 2015, defendant entered a negotiated guilty plea to the
    armed robbery charge and was sentenced to ten years' imprisonment, subject to
    an eighty-five percent period of parole ineligibility pursuant to the No Early
    Release Act (NERA), N.J.S.A. 2C:43-7.2. In accordance with the terms of the
    plea agreement, the remaining counts of the indictment were dismissed , and
    defendant was sentenced to concurrent terms of imprisonment on two unrelated
    indictments and an accusation.       Defendant did not file a direct appeal. 1
    However, his subsequent motion to reduce his sentence based on his history of
    addiction at the time of the crime and his rehabilitation while incarcerated was
    denied.
    Defendant filed a timely PCR petition. In his supporting certification,
    defendant asserted "[he] would have proceeded to trial rather than enter a guilty
    plea" "[i]f not for the ineffectiveness of [his] trial counsel[.]"     Defendant
    certified that despite "inform[ing] [his] attorney that [he] did not wish to plead
    to the robbery or weapons offenses [he] did not commit," his attorney "just
    continually told [him] to plead [guilty.]" According to defendant, "[he] was
    incarcerated for [585] days pending [trial,]" during which time his attorney "did
    not come to see [him] in the jail," and "refused to discuss trial strategy with
    1
    Under the plea agreement, defendant agreed to waive his right to appeal.
    A-0233-18T4
    3
    [him]." Additionally, defendant asserted he was undergoing "withdraw[a]l" and
    "suffer[ing] with depression" at the time. Defendant averred "[he] felt that [he]
    had no choice but to plead guilty" because "[he] was afraid to insult [his]
    attorney on the record for fear that it would hurt [his] case, or further damage
    his representation of [him]." According to defendant, "[he] did not trust [his
    attorney] to represent [him] at trial[,]" and although he "asked for a new
    attorney" and "advised the probation officer who interviewed [him] for [his] pre -
    sentence report[,] . . . no one addressed [his] issues."
    In his counseled brief, defendant argued his attorney was ineffective in
    the pre-trial, plea, and sentencing phases of the proceedings by: 1) "failing to
    prepare for the trial" and address the weaknesses in the State's case, including
    the fact that a gun was never recovered and the victim was biased against him
    because of the dating relationship with her granddaughter; 2) "failing to meet
    with [defendant]" while he was incarcerated in order to "discuss trial strategy,"
    defenses, and mitigating factors, including defendant's drug addiction, mental
    health issues, and learning disabilities; and 3) failing to file a motion to
    withdraw his guilty plea under Slater2 and to withdraw as his attorney after
    2
    State v. Slater, 
    198 N.J. 145
     (2009).
    A-0233-18T4
    4
    defendant indicated to the probation officer during his pre-sentence interview
    that he was misled and misrepresented and wanted a different attorney.
    Following oral argument, Judge Kevin T. Smith denied defendant's
    petition. In a July 24, 2018 twenty-five page written opinion, the judge reviewed
    the factual background, applied the applicable legal principles, and concluded
    defendant failed to "establish[] a prima facie case that he was denied effective
    assistance of counsel[,]" and failed to satisfy either prong of the two-part test
    set forth in Strickland v. Washington, 
    466 U.S. 668
    , 687 (1984), and adopted by
    our Supreme Court in State v. Fritz, 
    105 N.J. 42
    , 49-53 (1987). Additionally, in
    rejecting defendant's request for an evidentiary hearing, the judge concluded
    "[defendant] ha[d] not raised any arguments, provided any evidence, or claimed
    evidence would come out during an evidentiary hearing which would rebut the
    record."
    As to the first Strickland prong, the judge found defendant made
    "unsupported    assertions"   and   assertions   "which    the   record   clearly
    contradict[ed]." Specifically, the judge determined "[t]he record contradict[ed]
    [defendant's] claim that trial counsel failed to meet with him, failed to discuss
    strategy, and was not prepared to proceed to trial." Relying on defendant's plea
    colloquy at the January 30, 2015 plea hearing, Judge Smith found defendant
    A-0233-18T4
    5
    "affirmed under oath that trial counsel reviewed the plea agreement with him in
    such detail that [defendant] understood."
    Further, the judge explained:
    [Defendant] stated that he had sufficient time to meet
    with trial counsel and discuss the case, ask questions,
    discuss the charges, discuss the discovery, and analyze
    the strengths and weaknesses of the case. Most
    significantly, [defendant] confirmed he was satisfied
    with trial counsel's services. In addition to confirming
    this under oath, [defendant] also signed or initialed
    every page of his plea agreement, [3] including page five,
    question twenty-four, which asks "are you satisfied
    with the advice you received from your lawyer?" The
    answer circled is "yes." In court, [defendant] was given
    the opportunity to raise any of the issues he now
    complains of. He also was free to not sign the plea deal.
    Instead, he confirmed under oath that counsel did the
    exact things [defendant] now claims did not happen.
    In addressing defendant's specific contention that trial counsel did not
    visit him in jail, Judge Smith acknowledged "the practical reality . . . that most
    attorney-client meetings involving [public defender attorneys as here]
    occur[red] in the courthouse." The judge also acknowledged trial counsel's
    "obligation to discuss evidence, exposure, and strategy" with his client. The
    3
    During the plea colloquy, although defendant indicated "[he] had learning
    disabilities growing up[,]" he acknowledged that he graduated from high school ,
    and that his reading ability was sufficient that he understood the documents that
    he read.
    A-0233-18T4
    6
    judge explained that, "[w]hile ideally, trial counsel could have visited
    [defendant] in jail to discuss the case," defendant "[did] not claim trial counsel
    failed to meet with him at all." On the contrary, "by [defendant's] own sworn
    testimony such discussions did occur." The judge therefore concluded that
    "[t]rial counsel's failure to visit [defendant in] . . . jail [did] not amount to
    deficient performance."
    The judge also rejected defendant's contention that trial counsel "was not
    prepared to proceed to trial." The judge explained that "trial counsel's filling
    out both the pre-trial memorandum and plea agreement form at the pre-trial
    conference" was "indicative of his preparedness, not lack thereof." According
    to the judge, "[b]y filling out both documents, trial counsel gave [defendant] the
    opportunity to proceed with either option." Additionally, the judge noted that
    trial counsel also "demonstrated his preparedness during [the] plea colloquy"
    when "[defendant] expressed hesitancy when asked to establish a factual basis
    for the armed robbery[.]"      The judge pointed out that when "[defendant]
    continued to deny having [a] gun" for purposes of the factual basis, trial counsel
    advised that he had filled out the pre-trial memorandum, . . . a necessary step to
    placing the case on the trial list." According to the judge, "[b]y saying this, trial
    A-0233-18T4
    7
    counsel indicated to the court that he was ready to proceed to trial if they could
    not establish a factual basis for the plea." 4
    Turning to the second Strickland prong, the judge determined defendant
    "failed to make a prima facie case that but for counsel's errors[,] he would not
    have pled guilty, and that the decision to reject the plea bargain would have been
    rational under the circumstances." First, the judge found that "[defendant's]
    conduct contradict[ed] his claim that he would have gone to trial." According
    to the judge,
    [w]hile [defendant] did express hesitancy about
    admitting to having a gun during his plea colloquy, . . .
    this was not due to a genuine claim of innocence or a
    wavering desire to follow through with the plea.
    Instead, this was due to a misunderstanding of whether
    the weapons charges would be dismissed if [defendant]
    admitted to having a gun. . . . During the lengthy
    discussion with the court, [defendant] never indicated
    that his hesitancy was in any way due to a desire to
    proceed to trial or frustration with trial counsel's
    services. Only now, after the fact, does [defendant]
    claim he would have gone to trial.
    4
    The judge noted that, ultimately, after conferring with trial counsel, defendant
    was able to establish a factual basis, and acknowledged that his prior denial "was
    all due to a misunderstanding on his part" that "if he admitted to having the gun,
    the State would have grounds to re-charge him with weapons offenses."
    A-0233-18T4
    8
    Next, the judge found defendant "has not proved his decision to reject the
    plea would have been rational under the circumstances."                       Recounting
    defendant's potential penal exposure, the judge explained:
    [Defendant] was facing a seven[-]count indictment
    including a first degree armed robbery charge. On that
    alone, [defendant] was facing a potential exposure of
    [twenty] years imprisonment had he gone to trial. . . .
    Additionally, [defendant] was charged with two
    second[-]degree [weapons] charges . . . which each
    exposed [him] to ten years imprisonment and were
    subject to the Graves Act. . . . On top of that,
    [defendant] had sentencing pending on three other
    indictments.[5]       Despite the lengthy exposure
    [defendant] was facing, mandatory parole ineligibility,
    and the real potential for consecutive sentences given
    the other pending indictments, trial counsel managed to
    negotiate a very favorable plea for [defendant].
    Defendant's plea agreement had six of the seven counts
    dismissed, gave [defendant] the minimum statutory
    term allowable for a first[-]degree offense, which was
    eight years less that the State's initial offer, and had this
    term run concurrent with the three other indictments.
    In evaluating "the evidence in [the] case[,]" the judge acknowledged that
    the State's case was "certainly weakened" by the fact that "the firearm
    [defendant] allegedly used was never recovered and his DNA was not found on
    the rope allegedly used to bind [the victim]." However, the judge pointed out
    that "had [defendant] gone to trial[,] [he] would have conceded guilt on some of
    5
    The judge was referring to the two unrelated indictments and one accusation.
    A-0233-18T4
    9
    the charges[,]" by virtue of his admission that "he went to [the victim's]
    residence, stole her purse, took her vehicle . . . and used her ATM cards to
    purchase drugs."    Further, there was physical evidence based on "a DNA
    [l]aboratory [r]eport" identifying defendant's "DNA as the DNA found on the
    bandana used to restrain [the victim,]" which "evidence contradicted
    [defendant's] claim of partial innocence" and corroborated the victim's account.
    The judge concluded that
    considering [defendant's] potential exposure, the
    potential for consecutive sentences on his other wholly
    unrelated indictments, his proposed defense at trial, the
    victim's identification of [defendant], and [defendant's]
    DNA being found on the bandana, it would not have
    been rational for [defendant] to reject the generous plea
    agreement trial counsel successfully negotiated on his
    behalf.
    Judge Smith also rejected defendant's claim that based on defendant's
    "criticism" of him during his pre-sentence interview, "trial counsel was
    operating under a conflict of interest" and was "ineffective" by failing to "fil[e]
    a Slater motion to withdraw [defendant's] plea and withdraw[] as counsel." The
    judge explained:
    [T]he court and trial counsel's conduct during
    sentencing are indicative that no conflict of interest
    existed. At sentencing, the trial court noted the
    statement [defendant] made in the pre-sentence report.
    In response, the court reminded [defendant] all that trial
    A-0233-18T4
    10
    counsel had done for him and how trial counsel
    negotiated him a generous plea. . . . That the trial court
    did not inquire into [defendant's] complaint further, and
    instead reiterated the job trial counsel did, suggests the
    court did not find any issue with trial counsel's
    representation. Also, despite [defendant's] comments
    in the pre-sentence report[,] trial counsel continued to
    advocate on [defendant's] behalf, such as contesting the
    amount of restitution owed and advocating for
    placement in a prison close to [defendant's] family.
    Additionally, the judge determined "even had trial counsel filed a Slater motion,
    the result would not have been different" because the Slater "factors weigh[ed]
    against allowing [defendant] to withdraw his plea."6
    On appeal, defendant raises the following points for our consideration:
    I: THE LOWER COURT ERRED IN FAILING TO
    FIND    THAT  DEFENSE  COUNSEL    WAS
    INEFFECTIVE.
    A. DEFICIENCY PRONG
    1. IN THE PLEA PHASE, DEFENSE
    COUNSEL FAILED TO CONSIDER
    THAT NO GUN WAS EVER FOUND
    AND     THAT    THERE   WERE
    SIGNIFICANT DISCREPANCIES IN
    THE WITNESS STATEMENT.
    6
    See Slater, 
    198 N.J. at 157-58
     (establishing four factors trial judges must
    "consider and balance . . . in evaluating motions to withdraw a guilty plea[,]"
    namely "(1) whether the defendant has asserted a colorable claim of innocence;
    (2) the nature and strength of defendant's reasons for withdrawal; (3) the
    existence of a plea bargain; and (4) whether withdrawal would result in unfair
    prejudice to the State or unfair advantage to the accused.").
    A-0233-18T4
    11
    2. DEFENSE COUNSEL FAILED TO
    DISCUSS AND MEET HIS CLIENT
    PRIOR TO HIS PLEA.
    3. DEFENSE COUNSEL FAILED TO
    APPRISE THE COURT AT THE PRE-
    TRIAL/PLEA AND THE SENTENCING
    PHASE THAT DEFENDANT WAS NOT
    COMPETENT TO ENTER INTO A PLEA
    AGREEMENT.
    4. DEFENSE COUNSEL WAS NOT
    PREPARED FOR TRIAL.
    5. DEFENSE COUNSEL FAILED TO
    FILE A MOTION TO WITHDRAW
    DEFENDANT'S GUILTY PLEA.
    6. DEFENSE COUNSEL FAILED TO
    WITHDRAW.
    B. PREJUDICE PRONG.
    II. THE LOWER COURT ERRED IN FAILING TO
    HOLD AN EVIDENTIARY HEARING.
    Merely raising a claim for PCR does not entitle a defendant to an
    evidentiary hearing. See State v. Cummings, 
    321 N.J. Super. 154
    , 170 (App.
    Div. 1999). Rather, trial courts should grant evidentiary hearings only if the
    defendant has presented a prima facie claim of ineffective assistance of counsel
    (IAC), material issues of disputed fact lie outside the record, and resolution of
    those issues necessitates a hearing. R. 3:22-10(b); State v. Porter, 
    216 N.J. 343
    ,
    A-0233-18T4
    12
    355 (2013). A PCR court deciding whether to grant an evidentiary hearing
    "should view the facts in the light most favorable to a defendant." State v.
    Preciose, 
    129 N.J. 451
    , 463 (1992). However, "[a] court shall not grant an
    evidentiary hearing" if "the defendant's allegations are too vague, conclusory or
    speculative[.]" R. 3:22-10(e)(2).
    In turn, we review under the abuse of discretion standard the PCR court's
    determination to proceed without an evidentiary hearing. State v. Marshall, 
    148 N.J. 89
    , 157 (1997). We also typically review a PCR petition with "deference
    to the trial court's factual findings . . . 'when supported by adequate, substantial
    and credible evidence.'" State v. Harris, 
    181 N.J. 391
    , 415 (2004) (quoting Toll
    Bros., Inc. v. Twp. of W. Windsor, 
    173 N.J. 502
    , 549 (2002)). However, where,
    as here, "no evidentiary hearing has been held, we 'may exercise de novo review
    over the factual inferences drawn from the documentary record by the [PCR
    judge].'"   State v. Reevey, 
    417 N.J. Super. 134
    , 146-47 (App. Div. 2010)
    (quoting Harris, 
    181 N.J. at 421
    ). We also review de novo the legal conclusions
    of the PCR judge. Harris, 
    181 N.J. at
    415-16 (citing Toll Bros., 
    173 N.J. at 549
    ).
    To establish a prima facie claim of IAC, defendant must satisfy the two-
    prong Strickland test: he must show that (l) "counsel's performance was
    deficient" and he "made errors so serious that counsel was not functioning as the
    A-0233-18T4
    13
    'counsel' guaranteed . . . by the Sixth Amendment" to the United States
    Constitution; and (2) "there is a reasonable probability that, but for counsel's
    unprofessional errors, the result of the proceeding would have been different."
    Strickland, 
    466 U.S. at 687, 694
    ; see also Fritz, 
    105 N.J. at 52
    . A reasonable
    probability is defined as "a probability sufficient to undermine confidence in the
    outcome." Id. at 694.
    Under the first Strickland prong, "counsel is strongly presumed to have
    rendered adequate assistance and made all significant decisions in the exercise
    of reasonable professional judgment." Strickland, 
    466 U.S. at 690
    . Adequate
    assistance of counsel must be measured by a standard of "reasonable
    competence." State v. Jack, 
    144 N.J. 240
    , 248 (1996) (quoting Fritz, 
    105 N.J. at 53
    ). "'Reasonable competence' does not require the best of attorneys[.]" State
    v. Davis, 
    116 N.J. 341
    , 351 (1989).          Under the second Strickland prong,
    defendant must prove prejudice. Fritz, 
    105 N.J. at 52
    . In order to establish the
    Strickland prejudice prong to set aside a guilty plea, "'a [defendant] must
    convince the court that a decision to reject the plea bargain'" and "insist on going
    to trial" would have been "rational under the circumstances." State v. Maldon,
    
    422 N.J. Super. 475
    , 486 (App. Div. 2011) (quoting Padilla v. Kentucky, 
    559 U.S. 356
    , 372 (2010)). That determination should be "based on evidence, not
    A-0233-18T4
    14
    speculation." 
    Ibid.
     Because there is a strong presumption that counsel "rendered
    adequate assistance and made all significant decisions in the exercise of
    reasonable professional judgment[,]" Strickland, 
    466 U.S. at 690
    , a defendant
    "bears the burden of proving" both prongs of an IAC claim "by a preponderance
    of the evidence." State v. Gaitan, 
    209 N.J. 339
    , 350 (2012).
    Applying these standards, we affirm substantially for the reasons
    expressed in Judge Smith's thoughtful and thorough written opinion. We have
    considered all of defendant's contrary arguments in light of the record and
    applicable legal principles, and conclude they are without sufficient merit to
    warrant further discussion. R. 2:11-3(e)(2).
    Affirmed.
    A-0233-18T4
    15