THE ESTATE OF JAMES MCCLENTON, ETC. VS. ANTHONY CARBONE, ESQ. (L-2213-17, HUDSON COUNTY AND STATEWIDE) ( 2019 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-2118-18T2
THE ESTATE OF JAMES
MCCLENTON, by the
administrator of his estate,
ANNIE MCCLENTON,
Plaintiff-Appellant,
v.
ANTHONY CARBONE, ESQ.,
and THE LAW OFFICES OF
ANTHONY CARBONE, PC,
Defendants-Respondents.
____________________________
Argued telephonically December 4, 2019 –
Decided December 26, 2019
Before Judges Hoffman and Firko.
On appeal from the Superior Court of New Jersey, Law
Division, Hudson County, Docket No. L-2213-17.
Timothy Joseph Foley argued the cause for appellant
(Foley & Foley, attorneys; Sherry L. Foley and
Timothy Joseph Foley, of counsel and on the briefs).
Michael J. Canning argued the cause for respondents
(Giordano Halleran & Ciesla, PC, attorneys; Michael J.
Canning, of counsel and on the brief).
PER CURIAM
Plaintiff, the Estate of James McClenton, by the Administrator of his
Estate, Annie McClenton, appeals from two December 7, 2018 trial court orders,
one granting summary judgment to defendants, Anthony Carbone, and the Law
Offices of Anthony Carbone, PC, dismissing her legal malpractice complaint
with prejudice, and the other order denying plaintiff's cross-motion to extend
the discovery end date (DED). Following our review of the record, we reverse
both orders, re-instate plaintiff's complaint, and remand for further proceedings.
I.
In 2012, plaintiff retained Carbone to pursue medical negligence claims
against healthcare providers involved in the evaluation and treatment of her
father, James McClenton, the decedent, a former resident at Newport News
Nursing Home (NNNH) in Jersey City. The decedent developed bedsores,
which became infected, and according to plaintiff, was a proximate cause of his
death in 2012, at the age of eighty-three.
On May 24, 2013, Carbone filed a complaint against NNNH, the City of
Jersey City, County of Hudson, and State of New Jersey. On September 12,
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2013, he filed an amended complaint against Jersey City Medical Center
(JCMC). Carbone initiated the action without conducting an investigation, a
medical records review, or consulting with any experts before or after the
complaint was filed. Because Carbone believed an Affidavit of Merit (AOM)
was not required under the common knowledge doctrine, he did not serve an
AOM within the statutory period set forth in N.J.S.A. 2A:53A-27, resulting in
dismissal of the complaint, with prejudice, as to NNNH and JCMC, in April
2014. Carbone moved for reconsideration and submitted an AOM from a pain
management specialist. The motion for reconsideration was denied.
Thereafter, Carbone wrote to plaintiff advising her that she may have a
claim for legal malpractice against him and his firm. He also represented to her
that several experts reviewed the matter and concluded decedent's bedsores were
not a proximate cause of his demise. Plaintiff contends no such review ever
occurred.
On May 26, 2017, plaintiff filed a legal malpractice complaint, which
included an AOM from a legal expert, against Carbone and his firm. An answer
was filed on July 6, 2017. The DED assigned was September 15, 2018. Plaintiff
sought to extend the original DED for a sixty-day period by consent, but
defendants refused to do so. Thereafter, plaintiff moved to compel Carbone's
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deposition and to extend the DED, which was granted, and memorialized in an
August 17, 2018 order. The DED was extended to November 13, 2018. The
order also provided that plaintiff had to serve her expert reports by Se ptember
13, 2018, and defendants had to serve their expert reports by October 13, 2018.
A January 28, 2019 trial date was assigned to the matter.
At his deposition, Carbone testified that he was not versed in medical
malpractice law; he purchased an ICLE 1 book on the subject; and he researched
the AOM statute. Plaintiff served two expert reports identifying the underlying
medical negligence, causation, and damages in a timely fashion. She also served
a legal malpractice expert report a few weeks beyond the court imposed
deadline. However, defendants did not challenge late service of plaintiff's legal
malpractice expert report.
On October 12, 2018, defendants moved for summary judgment shortly
after plaintiff's expert reports were due, but before the DED, and seven days
before receipt of the legal malpractice expert report. Defendants argued that
plaintiff could not prove her case without a legal expert, and that they were
prejudiced by a purported "new" theory of medical malpractice set forth in
plaintiff's timely served medical expert reports. As alternative relief, defendants
1
Institute for Continuing Legal Education.
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moved for an extension of the DED in order to address plaintiff's new medical
liability theory, and to adjourn the trial date. Plaintiff opposed the motion for
summary judgment, consented to defendants' request to extend the DED, and
cross-moved to extend the November 13, 2018 DED.
On December 7, 2018, the civil presiding judge heard plaintiff's cross-
motion first and denied extension of the DED, stating it would be impossible for
defendants to prepare for the pending trial date if the discovery period was
extended, and found no exceptional circumstances existed. About an hour later
that day, a different judge heard and granted defendants' summary judgment
motion on the basis that the civil presiding judge had denied plaintiff's cross-
motion to extend the DED, the trial date was not adjourned, and defendants
would thereby be prejudiced because they had insufficient time to prepare for
trial. The complaint was dismissed with prejudice. No Rule 1:7-4(a)2 findings
were made by the motion judge relative to defendants' summary judgment
motion. This appeal followed.
2
Rule 1:7-4(a) Required Findings. The court shall, by an opinion or
memorandum decision, either written or oral, find the facts and state its
conclusions of law thereon in all actions tried without a jury, on every motion
decided by a written order that is appealable as of right . . . .
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On appeal, plaintiff argues that defendants' summary judgment motion
was improvidently granted, and the order denying an extension of the DED and
adjournment of the trial date warrants reversal based upon notions of
fundamental fairness. Defendants seek affirmance of both orders.
II.
We first address the discovery and trial date issues. Our standard of
review for such issues is an abuse of discretion. An abuse of discretion "arises
when a decision is 'made without a rational explanation, inexplicably departed
from established policies, or rested on an impermissible basis.'" Flagg v. Essex
Cty. Prosecutor, 171 N.J. 561, 571 (2002) (quoting Achacoso-Sanchez v.
Immigration & Naturalization Serv., 779 F.2d 1260, 1265 (7th Cir. 1985)). As
to discovery orders, we "defer to [the] trial judge's discovery rulings absent an
abuse of discretion or a judge's misunderstanding or misapplication of the law."
Capital Health Sys., Inc. v. Horizon Healthcare Servs., Inc., 230 N.J. 73, 79-80
(2017). Deciding whether to grant a motion to extend the discovery period under
Rule 4:24-2(e) is a discretionary decision. Huszar v. Greate Bay Hotel &
Casino, Inc., 375 N.J. Super. 463, 471-72 (App. Div. 2005).
Notwithstanding the foregoing, our courts are committed to, among other
things, fairness and quality service. The judiciary must strive to follow a policy
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in favor of generally deciding contested matters on their merits rather than based
on procedural deficiencies. See Woodward-Clyde Consultants v. Chem. &
Pollution Scis., Inc., 105 N.J. 464, 472-74 (1987). "Cases should be won or lost
on their merits and not because litigants have failed to comply precisely with
particular court schedules, unless such noncompliance was purposeful, and no
lesser remedy was available." Irani v. K-Mart Corp., 281 N.J. Super. 383, 387
(App. Div. 1995) (quoting Connors v. Sexton Studios, Inc., 270 N.J. Super. 390,
395 (App. Div. 1994)).
We held many years ago that "[n]o eagerness to expedite business, or to
utilize fully the court's time, should be permitted to interfere with our high duty
of administering justice in the individual case." Pepe v. Urban, 11 N.J. Super.
385, 389 (App. Div. 1951). Nothing has occurred in the many years since to
suggest that we should now favor expedience over the interests of justice. See
State v. Cullen, 428 N.J. Super. 107, 113 (App. Div. 2012).
We agree with plaintiff that the civil presiding judge abused his discretion
by not extending the DED and not adjourning the trial date. Plaintiff's medical
expert reports were timely filed addressing the issues of whether NNNH and
JCMC deviated from the accepted standard of medical and nursing care leading
to the onset of decedent's bedsores, and that the bedsores were a proximate cause
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of his death. There is no evidence in the record to show late service of plaintiff's
legal malpractice expert report was purposeful. We reiterate that plaintiff had
to file a motion to compel Carbone's deposition, thus leading to a delay in
completion and service of the legal malpractice expert report.
In support of their proximate cause defense, defendants retained Dr.
Stephen M. Smith, an infectious disease expert. In his October 12, 2018 report,
Dr. Smith opined that decedent's advanced dementia and other ailments were a
proximate cause of his demise, not his bedsores. Plaintiff's medical expert, Dr.
Richard G. Stefanacci, a board-certified geriatric specialist, issued a September
10, 2018 report setting forth his opinions relative to deviations from accepted
standards of care by NNNH and Grace Healthcare Hospice (GHH), a separate
entity never named in either the original complaint, or the present matter. In
their summary judgment motion and on appeal, defendants argue this newly
injected issue results in prejudice and surprise in defending the case. Plaintiff
argues no new theories are claimed.
We are constrained to conclude the civil presiding judge misapplied Rule
4:24-1(c) by failing to extend the DED and not adjourning the trial date. A four-
part test to determine if exceptional circumstances have been met was set forth
in Rivers v. LSC P'ship, 378 N.J. Super. 68, 79 (App. Div. 2005):
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(1) why discovery has not been completed within time
and counsel's diligence in pursuing discovery during
that time; (2) the additional discovery or disclosure
sought is essential; (3) an explanation for counsel's
failure to request an extension of the time for discovery
within the original time period; and (4) the
circumstances presented were clearly beyond the
control of the attorney and litigant seeking the
extension of time.
[Ibid. (citing Vitti v. Brown, 359 N.J. Super. 40, 51
(Law Div. 2003).]
The record reveals that plaintiff's counsel's father was ill, leading to
additional discovery delays. Plaintiff's legal malpractice expert report was
served on October 19, 2018 instead of September 13, 2018, five weeks after the
court deadline passed. Defense counsel did not argue this was prejudicial. In
his oral opinion, the civil presiding judge did not rule on whether the October
19 "amendment" was proper, or complied with Rule 4:17-7, Amendment of
Answers, but simply denied plaintiff's cross-motion, and immediately sent
counsel to the motion judge that day for argument on defendants' summary
judgment motion. The Rivers and Vitti factors were erroneously not addressed
by the civil presiding judge.
Rule 4:17-7 provides in pertinent part:
Except as otherwise provided by [Rule] 4:17-4(e), if a
party who has furnished answers to interrogatories
thereafter obtains information that renders such
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answers incomplete or inaccurate, amended answers
shall be served not later than [twenty] days prior to the
end of the discovery period, as fixed by the track
assignment or subsequent order. Amendments may be
allowed thereafter only if the party seeking to amend
certifies therein that the information requiring the
amendment was not reasonably available or
discoverable by the exercise of due diligence prior to
the discovery end date.
Plaintiff served her legal malpractice expert report in accordance with
Rule 4:17-7, within the discovery period, and more than twenty days before the
November 13, 2018 DED. No certification of due diligence was required, but
one was served along with the report. Defense counsel never moved to bar
plaintiff's legal malpractice expert report, and it remained of record when the
December 8, 2018 motions were decided.
We understand the Law Division's need to control its schedule and enforce
court rules and case management orders. However, the civil presiding judge had
other options to address completion of discovery vis-à-vis a pending trial date.
The judge's primary concern was to ensure trial date certainty. In this complex
Track III case, we note that only one sixty-day DED was granted by way of
motion, not by consent. We fail to discern how depriving the parties of another
discovery extension would affect the court's trial schedule or deter
gamesmanship.
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The civil presiding judge's decision contains little more than his fleeting
comments, and not the analysis required by Rules 4:17-7 and 4:24-1(c),
constituting an abuse of discretion. Our careful review of the record leads us to
conclude this matter was almost trial ready, with the exception of some limited
discovery, which may need completion. The parties should have a full and fair
opportunity to prosecute and defend all claims asserted, have a fair adjudication,
and a decision underlying a final disposition deserving of our d eference. We
are thus constrained to reverse the order denying extension of the DED and
remand for trial.
III.
Next we address the motion judge's summary judgment decision. We
agree with plaintiff that the motion judge's findings and analysis of the summary
judgment standard, Rule 4:46-2(c), were inadequate. Other than vague
references to deadlines for the service of expert reports, and defendants having
"jumped the gun" by hiring their medical expert before having all of plaintiffs'
expert reports, the motion judge's terse decision did not satisfy the Rule 1:7-4
requirement for a clear articulation of his findings of fact and conclusions of
law.
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The Rule requires that a judge "by an opinion or memorandum decision,
either written or oral, find the facts and state its conclusions of law thereon in
all actions tried without a jury . . . ." R. 1:7-4. "When a trial court issues reasons
for its decision, it 'must state clearly [its] factual findings and correlate them
with relevant legal conclusions, so that parties and the appellate courts [are]
informed of the rationale underlying th[ose] conclusion[s].'" Avelino-Catabran
v. Catabran, 445 N.J. Super. 574, 594 (App. Div. 2016) (alterations in original)
(quoting Monte v. Monte, 212 N.J. Super. 557, 565 (App. Div. 1986)). "[A]n
articulation of reasons is essential to the fair resolution of a case." O'Brien v.
O'Brien, 259 N.J. Super. 402, 407 (App. Div. 1992). "Naked conclusions do not
satisfy the purposes of R[ule] 1:7-4." Curtis v. Finneran, 83 N.J. 563, 570
(1980). Accord Gnall v. Gnall, 222 N.J. 414, 428 (2015). A judge "does not
discharge [his] function simply by recounting the parties' conflicting assertions
and then stating a legal conclusion . . ." Avelino-Catabran, 445 N.J. Super. at
595.
When a judge does not properly state his or her findings and conclusions,
a reviewing court does not know whether the judge's decision is based on the
facts and law or is the product of arbitrary action resting on an impermissible
basis. See Monte, 212 N.J. Super. at 565. "Meaningful appellate review is
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inhibited unless the judge sets forth the reasons for his or her opinion." Giarusso
v. Giarusso, 445 N.J. Super. 42, 53-54 (App. Div. 2018) (quoting Strahan v.
Strahan, 402 N.J. Super. 298, 310 (App. Div. 2008)). Failure to do so therefore
"constitutes a disservice to the litigants, the attorneys and the appellate court."
Ricci v. Ricci, 448 N.J. Super. 546, 575 (App. Div. 2017) (quoting Curtis, 83
N.J. at 569-70).
Not only did the motion judge here not provide sufficient reasoning for
his decision as to the matters he addressed, he never analyzed the issues raised
in plaintiff's complaint. And, by simply relying upon the civil presiding judge's
decision not to extend the DED or adjourn the trial date, the motion judge did
not satisfy his obligation under Rules 1:7-4 and 4:46-2(c).
Plaintiff argues that dismissal of her complaint with prejudice was the
"ultimate sanction" the motion judge could order and was unwarranted. We
agree. "Since dismissal with prejudice is the ultimate sanction, it will normally
be ordered only when no lesser sanction will erase the prejudice suffered by the
non-delinquent party." Crispin v. Volkswagenwerk, A.G., 96 N.J. 336, 345
(1984).
We conclude the motion judge failed to make the requisite Rule 1:7-4 and
Rule 4:46(c) findings and improperly dismissed plaintiff's complaint with
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prejudice, employing the ultimate sanction possible. The judge simply based
his decision on Best Practices deadlines, warranting reversal and reinstatement
of plaintiff's complaint. Plaintiff has served impressive legal and medical expert
reports warranting a trial.
Because the denial of plaintiff's cross-motion to extend the DED
constituted a mistaken exercise of discretion, we reverse the order denying
extension of the DED, and we vacate the order granting summary judgment to
defendants. On remand, the trial court shall reopen discovery for thirty days to
complete any discovery requested by either counsel, and a trial date shall be set.
Reversed and remanded. We do not retain jurisdiction.
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