State of New Jersey v. Ricky Zuber ( 2015 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4169-11T2
STATE OF NEW JERSEY,
APPROVED FOR PUBLICATION
Plaintiff-Respondent,
October 30, 2015
v.
APPELLATE DIVISION
RICKY ZUBER,
Defendant-Appellant.
___________________________________
Argued December 1, 2014 – Decided October 30, 2015
Before Judges Sabatino, Guadagno and Leone.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County,
Indictment Nos. 81-00-03729 and 81-00-03730.1
Mark P. Stalford, Designated Counsel, argued
the cause for appellant (Joseph E. Krakora,
Public Defender, attorney; Mr. Stalford, on
the brief).
Andrew R. Burroughs, Special Deputy Attorney
General/Acting Assistant Prosecutor, argued
the cause for respondent (Carolyn A. Murray,
Acting Essex County Prosecutor, attorney;
Mr. Burroughs, on the brief).
Appellant filed a pro se supplemental brief.
1
Indictment No. 81-00-03730 was consolidated with Indictment No.
81-00-02663, which is not at issue in this appeal.
The opinion of the court was delivered by
LEONE, J.A.D.
Defendant Ricky Zuber was born on April 14, 1964. He
committed two separate gang rapes in November and December of
1981, when he was nearly eighteen years old. He is currently
serving consecutive sentences for numerous offenses arising out
of these two criminal episodes. Those sentences total 110 years
in prison with fifty-five years of parole ineligibility.
Defendant now claims that his sentences are illegal under
the recent United States Supreme Court decision in Graham v.
Florida, 560 U.S. 48, 74, 130 S. Ct. 2011, 2030, 176 L. Ed. 2d
825, 845 (2010), which held that "for a juvenile offender who
did not commit homicide the Eighth Amendment forbids the
sentence of life without parole."
We hold that Graham applies retroactively to sentences
previously imposed. To apply Graham to defendant's sentences,
Graham would have to be extended to cover terms-of-year
sentences, aggregated from consecutive sentences for different
crimes, from different criminal episodes, imposed in different
sentencing proceedings. Even making the assumptions that Graham
could be thus extended, we reject defendant's claim.
Defendant's sentence of fifty-five years before parole
eligibility is not the functional equivalent of life without
2 A-4169-11T2
parole, because it gives him a meaningful and realistic
opportunity for parole well within the predicted lifespan for a
person of defendant's age.
I.
The sentencing judge related the following facts. From
late 1979 to 1981, defendant accumulated thirty-eight juvenile
delinquency complaints, and six adjudications for robbery and
other offenses. He was an escapee from a state institution, and
was seventeen years and seven months old, when he committed the
crimes at issue here.
On November 23, 1981, defendant led a vicious gang rape of
a woman whose car broke down. He was charged in Indictment No.
81-00-03730 and was referred for trial as an adult. In 1983, a
jury convicted him of four offenses, for which he is currently
serving the following sentences: (1) twenty years in prison with
ten years of parole ineligibility for first-degree kidnapping,
N.J.S.A. 2C:13-1(b)(1); (2) a consecutive ten years in prison
with five years of parole ineligibility for second-degree
robbery, N.J.S.A. 2C:15-1; (3) a consecutive twenty years in
prison with ten years of parole ineligibility for first-degree
aggravated sexual assault by vaginal penetration, N.J.S.A.
2C:14-2; and (4) a concurrent twenty years in prison with ten
years of parole ineligibility for first-degree aggravated sexual
3 A-4169-11T2
assault by anal penetration, N.J.S.A. 2C:14-2. Defendant's
total sentence under Indictment No. 81-00-03730 is fifty years
in prison with twenty-five years of parole ineligibility.
On December 9, 1981, while still at large, defendant
instigated and participated in the gang rape of a sixteen-year-
old girl who was on her way to school. He was charged in
Indictment No. 81-00-03729 and referred for trial as an adult.
In a separate trial held in 1983, a jury convicted him of six
offenses, for which he is currently serving the following
sentences: (1) twenty years in prison with ten years of parole
ineligibility for first-degree kidnapping, N.J.S.A. 2C:13-
1(b)(1); (2) a consecutive twenty years in prison with ten years
of parole ineligibility for first-degree robbery, N.J.S.A.
2C:15-1; (3) a consecutive twenty years in prison with ten years
of parole ineligibility for first-degree aggravated sexual
assault by vaginal penetration, N.J.S.A. 2C:14-2; (4) a
concurrent twenty years in prison with ten years of parole
ineligibility for first-degree aggravated sexual assault by anal
penetration, N.J.S.A. 2C:14-2; (5) a concurrent twenty years in
prison with ten years of parole ineligibility for first-degree
aggravated sexual assault by oral penetration, N.J.S.A. 2C:14-2;
and (6) a concurrent five years in prison for third-degree
unlawful possession of a knife, N.J.S.A. 2C:39-4(d).
4 A-4169-11T2
Defendant's total sentence under Indictment No. 81-00-03729 is
sixty years in prison with thirty years of parole ineligibility.
The sentencing judge made all of the sentences under
Indictment No. 81-00-03729 consecutive to the sentences under
Indictment No. 81-00-03730. As a result, defendant is currently
serving an aggregate sentence on both indictments of 110 years
with fifty-five years of parole ineligibility.
Originally, in 1983 and 1984, the sentencing judge had
imposed an aggregate sentence on the two indictments of 150
years in prison with seventy-five years of parole ineligibility.
We affirmed in separate orders, State v. Zuber, No. A-5323-85
(App. Div. Feb. 5, 1985); State v. Zuber, No. A-5330-84 (App.
Div. Feb. 5, 1985). The Supreme Court summarily remanded to the
trial court for reconsideration of defendant's sentences under
State v. Yarbough, 100 N.J. 627 (1985), cert. denied, 475 U.S.
1014, 106 S. Ct. 1193, 89 L. Ed. 2d 308 (1986). State v. Zuber,
111 N.J. 643 (1988); State v. Zuber, 111 N.J. 650 (1988). On
October 28, 1988, the sentencing judge imposed the revised
sentences detailed above, changing from consecutive to
concurrent the sentence on the count in each indictment charging
aggravated sexual assault by anal penetration. In an order, we
affirmed the revised sentences, rejecting defendant's claims
5 A-4169-11T2
that the sentences were excessive. State v. Zuber, No. A-1768-
88 (App. Div. Aug. 15, 1989).
Defendant filed a petition for post-conviction relief (PCR)
that was denied in 2003. We affirmed. State v. Zuber, No. A-
3284-03 (App. Div. Feb. 17, 2005). The Supreme Court denied
certification. State v. Zuber, 184 N.J. 212 (2005). There is
no indication that defendant claimed, in his PCR appeal or his
prior appeals, that his sentence violated the Cruel and Unusual
Punishment Clause of the United States or New Jersey
Constitutions.
In 2010, defendant filed a motion to correct his sentence
as unconstitutional under Graham. After hearing argument, Judge
Michael A. Petrolle denied the motion on July 26, 2012, ruling
defendant's revised sentence did not violate Graham. The judge
found: "defendant does not have a sentence without parole. He
has a sentence that carries a stipulated date that he could at
the time be released if the parole board thought it was
appropriate." The judge concluded: "There is parole opportunity
here, it's just not as soon as he wants it."
Defendant's appeal was originally heard before an Excessive
Sentencing Oral Argument panel, and then was transferred to the
plenary calendar for full briefing and oral argument, after
which we received supplemental briefing.
6 A-4169-11T2
II.
In his brief, defendant raises the following arguments:
POINT I - DEFENDANT'S SENTENCE OF 110 YEARS,
55 YEARS TO BE SERVED WITHOUT ELIGIBILITY
FOR PAROLE IMPOSED FOR OFFENSES COMMITTED
WHEN HE WAS A JUVENILE CONSTITUTES CRUEL AND
UNUSUAL PUNISHMENT AS PROHIBITED BY U.S.
CONST. AMEND VIII; AND N.J. CONST. ART. I, ¶
12.
POINT II - DEFENDANT'S AGGREGATE SENTENCE AS
IMPOSED CONSTITUTES AN ILLEGAL SENTENCE
WHICH MAY BE CORRECTED AT ANY TIME.
"[A] truly 'illegal' sentence can be corrected 'at any
time.'" State v. Acevedo, 205 N.J. 40, 47 n.4 (2011) (quoting
R. 3:21-10(b)(5)). "[A]n illegal sentence is one that 'exceeds
the maximum penalty provided in the Code for a particular
offense' or a sentence 'not imposed in accordance with law.'"
Id. at 45 (quoting State v. Murray, 162 N.J. 240, 247 (2000)
(noting that "not imposed in accordance with law" includes "a
disposition [not] authorized by the Code")). Defendant argues
he can raise his claim now because a sentence is illegal if it
constitutes cruel and unusual punishment.
We need not reach this argument for two reasons. First,
the State does not dispute the timeliness of defendant's claim.
Second, defendant filed his motion within one year of the Graham
decision. It is not contested that "the constitutional right
asserted [by defendant] was initially recognized by the United
7 A-4169-11T2
States Supreme Court" in Graham. R. 3:22-12(a)(2)(A). Further,
we find that right was "made retroactive" by that Court. Thus,
we can and do consider defendant's motion as a second PCR
petition. Ibid.; see R. 3:22-4(b)(2)(A).
Whether defendant's sentence is unconstitutional is an
issue of law subject to de novo review. State v. Pomianek, 221
N.J. 66, 80 (2015). We must hew to that standard of review.
III.
We begin by addressing the constitutional decisions invoked
by defendant. The Eighth Amendment of the United States
Constitution bars "cruel and unusual punishments." U.S. Const.
amend. VIII. The Eighth Amendment is "made applicable to the
States by the Due Process Clause of the Fourteenth Amendment."
Graham, supra, 560 U.S. at 53, 130 S. Ct. at 2018, 176 L. Ed. 2d
at 832; accord State v. Ramseur, 106 N.J. 123, 169 (1987).
In Graham, the United States Supreme Court addressed
whether the Eighth Amendment prohibited a State from imposing a
sentence of "life imprisonment without the possibility of
parole" on a juvenile for a nonhomicide offense. Graham, supra,
560 U.S. at 53-54, 130 S. Ct. at 2018, 176 L. Ed. 2d at 832.
The Court adopted "a categorical approach," analogizing to its
"categorical rule[] prohibiting the death penalty for defendants
who committed their crimes before the age of 18 [in] Roper v.
8 A-4169-11T2
Simmons, 543 U.S. 551, 125 S. Ct. 1183, 161 L. Ed. 2d 1 (2005)."
Id. at 61, 130 S. Ct. at 2022, 176 L. Ed. 2d at 837. The Court
announced a "categorical rule[]" that "those who were below
th[e] age [of 18] when the offense was committed may not be
sentenced to life without parole for a nonhomicide crime." Id.
at 74-75, 130 S. Ct. at 2030, 176 L. Ed. 2d at 845.
The Graham Court offered several rationales to support its
categorical rule. First, the Court found that, though the laws
of thirty-seven states and the federal government permitted
juveniles to be sentenced to life without parole for a
nonhomicide offense, the actual imposition of such sentences "is
exceedingly rare. And 'it is fair to say that a national
consensus has developed against it.'" Id. at 62-67, 130 S. Ct.
at 2023-26, 176 L. Ed. 2d at 837-41 (citation omitted).2
Second, the Graham Court considered "the culpability of the
offenders at issue in light of their crimes and characteristics,
along with the severity of the punishment in question." Id. at
67, 130 S. Ct. at 2026, 176 L. Ed. 2d at 841. The Court
reaffirmed that "juveniles have lessened culpability" because,
"[a]s compared to adults, juveniles have a '"lack of maturity
2
The Court also noted that "the United States is the only Nation
that imposes life without parole sentences on juvenile
nonhomicide offenders." Id. at 81, 130 S. Ct. at 2034, 176 L.
Ed. 2d at 849.
9 A-4169-11T2
and an underdeveloped sense of responsibility"'; they 'are more
vulnerable or susceptible to negative influences and outside
pressures, including peer pressure'; and their characters are
'not as well formed.'" Id. at 68, 130 S. Ct. at 2026, 176 L.
Ed. 2d at 841 (quoting Roper, supra, 543 U.S. at 569-70, 125 S.
Ct. 1195, 161 L. Ed. 2d at 21-22). The Court also reiterated
that "[j]uveniles are more capable of change than are adults,
and their actions are less likely to be evidence of
'irretrievably depraved character' than are the actions of
adults." Ibid. (quoting Roper, supra, 543 U.S. at 570, 125 S.
Ct. at 1195, 161 L. Ed. 2d at 22).
The Graham Court stressed that "life without parole is 'the
second most severe penalty permitted by law.'" Id. at 69, 130
S. Ct. at 2027, 176 L. Ed. 2d at 842 (citation omitted).
"[L]ife without parole sentences share some characteristics with
death sentences that are shared by no other sentences." Ibid.
"[T]he sentence alters the offender's life by a forfeiture that
is irrevocable." Ibid. The Court added that life without
parole was "an especially harsh punishment for a juvenile"
because of the increased years and percentage of his life he
would serve. Id. at 70, 130 S. Ct. at 2028, 176 L. Ed. 2d at
843.
10 A-4169-11T2
Third, the Graham Court examined "whether the challenged
sentencing practice serves legitimate penological goals." Id.
at 67, 130 S. Ct. at 2026, 176 L. Ed. 2d at 841. The Court
found that: "retribution does not justify imposing the second
most severe penalty on the less culpable juvenile nonhomicide
offender"; "[d]eterrence does not suffice to justify the
sentence," because juveniles are "'less susceptible to
deterrence'" and have "diminished moral responsibility";
incapacitation "is inadequate to justify that punishment"
because it is "questionable" whether juveniles are
"incorrigible"; and rehabilitation cannot justify such a
sentence because it "den[ies] the defendant the right to reenter
the community," which is inappropriate "in light of a juvenile
nonhomicide offender's capacity for change and limited moral
culpability." Id. at 71-74, 130 S. Ct. at 2028-30, 176 L. Ed.
2d at 844-45 (citations omitted).
The Graham Court found that the inadequacy of penological
theory "to justify life without parole for juvenile nonhomicide
offenders"; "the limited culpability of juvenile nonhomicide
offenders; and the severity of life without parole sentences all
lead to the conclusion that the sentencing practice under
consideration is cruel and unusual." Id. at 74, 130 S. Ct. at
2030, 176 L. Ed. 2d at 845. The Court concluded that "[t]he
11 A-4169-11T2
Constitution prohibits the imposition of a life without parole
sentence on a juvenile offender who did not commit homicide."
Id. at 82, 130 S. Ct. at 2034, 176 L. Ed. 2d at 850.
The Court struck down Graham's sentence of life without
parole for a nonhomicide offense even though there was judicial
discretion to choose a lesser sentence. Id. at 77, 130 S. Ct.
at 2031, 176 L. Ed. 2d at 847. Graham's conviction for armed
burglary with assault or battery carried "the minimum
nondeparture sentence" of five years, and the trial court
exercised its judgment to sentence the juvenile to life without
parole. Id. at 55-57, 130 S. Ct. at 2019-20, 176 L. Ed. 2d at
832-34. However, the Court ruled it "is inconsistent with the
Eighth Amendment" to "sentenc[e] a juvenile nonhomicide offender
to life without parole based on a subjective judgment that the
defendant's crimes demonstrate an 'irretrievably depraved
character.'" Id. at 76, 130 S. Ct. at 2031, 176 L. Ed. 2d at
846 (citation omitted).
The Court also rejected a "case-by-case approach" that
"would allow courts to account for factual differences between
cases and to impose life without parole sentences for
particularly heinous crimes." Id. at 77, 130 S. Ct. at 2031,
176 L. Ed. 2d at 847. The Graham Court found that nonhomicide
offenders were "categorically less deserving of the most serious
12 A-4169-11T2
forms of punishment than are murderers." Id. at 69, 130 S. Ct.
at 2027, 176 L. Ed. 2d at 842. "Although an offense like
robbery or rape 'is a serious crime deserving serious
punishment,' those crimes differ from homicide crimes in a moral
sense." Ibid. (citation omitted).
Two years after Graham, the United States Supreme Court
held that for convictions of murder, "mandatory life without
parole for those under the age of 18 at the time of their crimes
violates the Eighth Amendment's prohibition on 'cruel and
unusual punishments.'" Miller v. Alabama, __ U.S. __, __, 132
S. Ct. 2455, 2460, 183 L. Ed. 2d 407, 414-15 (2012) (emphasis
added). The Miller Court noted that its decision retained a
distinction between homicide and nonhomicide offenses: "Graham
established one rule (a flat ban) for nonhomicide offenses,
while we set out a different one (individualized sentencing) for
homicide offenses." Id. at __, 132 S. Ct. at 2466 n.6, 183 L.
Ed. 2d at 420 n.6.
IV.
Defendant's claim under Graham poses numerous issues not
resolved in Graham or Miller. Moreover, neither Graham nor
Miller have been applied in a published opinion in New Jersey.
See In re State ex rel. A.D., 212 N.J. 200, 215 n.6 (2012)
13 A-4169-11T2
(noting Graham's ruling barring "the imposition of life without
parole" on juveniles "is not an issue in this case").
A.
The first issue is whether Graham applies retroactively to
sentences imposed prior to that decision. The parties agree it
applies retroactively. We concur.
"Teague v. Lane, 489 U.S. 288, 109 S. Ct. 1060, 103 L. Ed.
2d 334 (1989), governs retroactivity under federal law." State
v. Gaitan, 209 N.J. 339, 364 (2012). "A new rule generally does
not apply retroactively to a case where direct appeal is over
and the case is only being reviewed on a collateral basis."
Ibid. (citing Teague, supra, 489 U.S. at 310, 109 S. Ct. at
1075, 103 L. Ed. 2d at 356). "A new rule only applies
retroactively on collateral review if it fits into one of two
exceptions: either it render[s] types of primary conduct beyond
the power of the criminal law-making authority to proscribe, or
it is a watershed rule[] that implicate[s] the fundamental
fairness of the trial." Id. at 365 (internal quotation marks
omitted). We need address only the first exception here.
"The first, limited exception is for new rules 'forbidding
criminal punishment of certain primary conduct [including] rules
prohibiting a certain category of punishment for a class of
defendants because of their status or offense.'" O'Dell v.
14 A-4169-11T2
Netherland, 521 U.S. 151, 157, 117 S. Ct. 1969, 1973, 138 L. Ed.
2d 351, 358 (1997) (quoting Penry v. Lynaugh, 492 U.S. 302, 330,
109 S. Ct. 2934, 2953, 106 L. Ed. 2d 256, 285 (1989)). Thus, in
Penry, the United State Supreme Court ruled that if "the Eighth
Amendment prohibits the execution of mentally retarded persons
such as Penry regardless of the procedures followed, such a rule
would fall under the first exception to the general rule of
nonretroactivity and would be applicable to defendants on
collateral review." Penry, supra, 492 U.S. at 330, 109 S. Ct.
at 2953, 106 L. Ed. 2d at 285-86.
In Graham, the Court expressly prohibited "a particular
type of sentence as it applies to an entire class of offenders."
Graham, supra, 560 U.S. at 61, 130 S. Ct. at 2022-23, 176 L. Ed.
2d at 837. Because Graham "bars the imposition of a sentence of
life imprisonment without parole on a juvenile offender," it
falls within the first Teague exception as explained by Penry,
and thus "was therefore made retroactive on collateral review by
the [United States] Supreme Court as a matter of logical
necessity[.]" In re Sparks, 657 F.3d 258, 262 (5th Cir. 2011)
(citing Tyler v. Cain, 533 U.S. 656, 121 S. Ct. 2478, 150 L. Ed.
2d 632 (2001)).
The federal and state courts that have decided the issue
have unanimously found Graham retroactive. See, e.g., Moore v.
15 A-4169-11T2
Biter, 725 F.3d 1184, 1190-91 (9th Cir. 2013), reh'g denied, 742
F.3d 917 (9th Cir. 2014); In re Moss, 703 F.3d 1301, 1303 (11th
Cir. 2013); St. Val v. State, 107 So. 3d 553, 554 (Fla. Dist.
Ct. App. 2013); Bonilla v. State, 791 N.W.2d 697, 700-01 (Iowa
2010); Beach v. State, 348 P.3d 629, 641 (Mont. 2015); see In re
Williams, 759 F.3d 66, 70 (D.C. Cir. 2014) (federal prosecutors
agree "Graham is retroactive to cases on collateral review").3
We agree with those decisions, and hold that Graham applies
retroactively to defendant's case under Teague.4
B.
Second, defendant's appeal raises the issue of whether
Graham's holding is restricted to a sentence of "life without
3
By contrast, courts have differed on the retroactivity of
Miller, which does not categorically ban life without parole
sentences for juveniles convicted of homicide. Beach, supra,
248 P.3d at 639; Davis v. McCollum, 798 F.3d 1317, __ (10th Cir.
2015); State v. Lyle, 854 N.W.2d 378, 389 n.5 (Iowa 2014). The
United States Supreme Court has granted certiorari in cases
considering Miller's retroactivity. Montgomery v. Louisiana, __
U.S. __, 135 S. Ct. 1546, 191 L. Ed. 2d 635 (2015); see Toca v.
Louisiana, __ U.S. __, 135 S. Ct. 781, 190 L. Ed. 2d 649 (2014),
cert. dismissed, __ U.S. __, 135 S. Ct. 1197, 191 L. Ed. 2d 149
(2015).
4
Because Graham's new rule is retroactive under the first Teague
exception, "'United States Supreme Court precedents control the
scope of retroactivity.'" State v. Purnell, 161 N.J. 44, 53
(1999) (quoting State v. Lark, 117 N.J. 331, 335 (1989)); see
Danforth v. Minnesota, 552 U.S. 264, 266, 128 S. Ct. 1029, 1032,
169 L. Ed. 2d 859, 862 (2008). Thus, we need not determine
whether we would "reach the same conclusion using a state
retroactivity analysis." Gaitan, supra, 209 N.J. at 373.
16 A-4169-11T2
parole," or can be extended to cover a sentence expressed in a
term of years. "The Supreme Court has not yet decided the
question whether a lengthy term-of-years sentence is, for
constitutional purposes, the same as a sentence of life
imprisonment without the possibility of parole." United States
v. Cobler, 748 F.3d 570, 580 n.4 (4th Cir.), cert. denied, ___
U.S. ___, 135 S. Ct. 229, 190 L. Ed. 2d 173 (2014). We assume,
without deciding, that Graham could be extended to apply to a
sentence for a single offense expressed, not as "life without
parole," but as a term of years without parole equaling or
exceeding the life expectancy of a person of defendant's age.
See id. at 580 ("assuming, without deciding, that Cobler's 120-
year term of imprisonment is functionally equivalent to a
sentence of life imprisonment without the possibility of
parole").
C.
Third, defendant's appeal raises the issue of whether
Graham's holding, which barred a life without parole sentence
for a single nonhomicide offense, can be extended to cover
aggregate sentences imposed consecutively for multiple offenses.
"The [Graham] Court did not address juvenile offenders . . . who
received consecutive, fixed-term sentences for committing
multiple nonhomicide offenses." Bunch v. Smith, 685 F.3d 546,
17 A-4169-11T2
551 (6th Cir. 2012), cert. denied, __ U.S. __, 133 S. Ct. 1996,
185 L. Ed. 2d 865 (2013). "[C]ourts across the country are
split over whether Graham bars a court from sentencing a
juvenile nonhomicide offender to consecutive, fixed terms
resulting in an aggregate sentence that exceeds the defendant's
life expectancy." Id. at 552; compare State v. Kasic, 265 P.3d
410, 414 (Ariz. Ct. App. 2011), People v. Gay, 960 N.E.2d 1272
(Ill. App. Ct. 2011), appeal denied, 981 N.E.2d 1000 (Ill.
2012), State v. Brown, 118 So. 3d 332, 336-37, 341-42 (La.
2013), and State v. Ramos, __ P.3d __, __ (Wash. Ct. App. Aug.
13, 2015) (slip op. at 1-3), with People v. Caballero, 282 P.3d
291, 295 (Cal. 2012), and Henry v. State, __ So. 3d __, __, 2015
Fla. LEXIS 533 (Fla. Mar. 19, 2015). We assume, without
deciding, that Graham could be extended to apply to a situation
where a defendant commits a number of offenses in a single
criminal episode and receives a number of term-of-year sentences
that are imposed consecutively and result in an aggregate
sentence equaling or exceeding the life expectancy of a person
of defendant's age.
D.
Fourth, defendant's appeal raises the issue of whether
Graham can be extended to cover sentences imposed for multiple
criminal episodes, including those addressed in separate
18 A-4169-11T2
sentencings. See, e.g., Carmon v. State, 456 S.W.3d 594, 601
(Tex. App. 2014) ("Nothing in Graham precludes . . . sentences
[] for a different criminal episode . . . from running
consecutively."). We assume, without deciding, that Graham
could be extended to apply to a situation where a defendant
commits separate criminal episodes and is separately sentenced
to term-of-year sentences which are imposed consecutively and
result in an aggregate sentence equaling or exceeding the life
expectancy of a person of defendant's age.
V.
Thus, assuming Graham could be extended to apply to
defendant's total sentence, even though it was aggregated from
consecutive sentences for six offenses in two criminal episodes,
imposed in two separate sentencing hearings, we consider whether
defendant's aggregate sentence violates Graham.
In Graham, the United States Supreme Court found sentencing
juveniles to life without parole unconstitutional because "[i]t
deprives the convict of the most basic liberties without giving
hope of restoration[.]" Graham, supra, 560 U.S. at 69-70, 130
S. Ct. at 2027, 176 L. Ed. 2d at 842. Life without parole
"'means denial of hope; it means that good behavior and
character improvement are immaterial; it means that whatever the
future might hold in store for the mind and spirit of [the
19 A-4169-11T2
convict], he will remain in prison for the rest of his days.'"
Id. at 70, 130 S. Ct. at 2027, 176 L. Ed. 2d at 842 (citation
omitted).
The Graham Court required States to "give defendants like
Graham some meaningful opportunity to obtain release based on
demonstrated maturity and rehabilitation." Id. at 75, 130 S.
Ct. at 2030, 176 L. Ed. 2d at 846. The Court found Graham's
sentence of life without parole "guarantee[d] he will die in
prison without any meaningful opportunity to obtain release" and
"denied him any chance to later demonstrate that he is fit to
rejoin society." Id. at 79, 130 S. Ct. at 2033, 176 L. Ed. 2d
at 848. The Court ruled that "[a] State need not guarantee the
offender eventual release, but if it imposes a sentence of life
it must provide him or her with some realistic opportunity to
obtain release before the end of that term." Id. at 82, 130 S.
Ct. at 2034, 176 L. Ed. 2d at 850.
This language from Graham indicates that life without
parole is barred because it prevents a juvenile defendant
convicted of a nonhomicide offense from having a meaningful and
realistic opportunity to obtain parole review during his
lifespan. If Graham's holding is extended to term-of-years
sentences, the prediction of a defendant's lifespan must be
based on life expectancy. See, e.g., State v. Springer, 856
20 A-4169-11T2
N.W.2d 460, 468-69 (S.D. 2014) (rejecting a Graham claim because
defendant failed to present evidence of life expectancy).
Caballero, the case on which defendant relies, held that
"sentencing a juvenile offender for a nonhomicide offense to a
term of years with a parole eligibility date that falls outside
the juvenile offender's natural life expectancy constitutes
cruel and unusual punishment in violation of the Eighth
Amendment." Caballero, supra, 282 P.3d at 295; see id. at 294
n.3 (finding "that the term 'life expectancy' means the normal
life expectancy of a healthy person of defendant's age and
gender living in the United States"). Other courts have ruled
similarly. See, e.g., Henry, supra, __ So. 3d at __ (Graham
requires that juvenile defendants receive a meaningful
opportunity for release "during their natural lives"); People v.
Gipson, 34 N.E.3d 560, 580 (Ill. App. Ct. 2015).
Here, we find that defendant's aggregate sentence does not
violate Graham, because he has a meaningful and realistic
opportunity for release during the life expectancy of a person
of defendant's age living in the United States. To make that
determination, we utilize the national life expectancy tables
issued by the federal government, which have long been used by
the New Jersey courts.
21 A-4169-11T2
In our Court Rules, we have adopted a table of "Life
Expectancies for All Races and Both Sexes." Pressler &
Verniero, Current N.J. Court Rules, Appendix I to R. 1:13-5 at
www.gannlaw.com (2016). Appendix I is derived from the National
Vital Statistics Reports (NVSR), Vol. 52, No. 14 (Feb. 18,
2004).5
It is appropriate to use the NVSR to determine the average
life expectancies and predicted lifespan of defendants in the
context of Graham. The NVSR are issued by the Centers for
Disease Control and Prevention (CDC). The CDC states that
"[t]he National Vital Statistics System is the oldest and most
successful example of inter-governmental data sharing in Public
Health[.]"6 The NVSR's "United States Life Tables" are based on
recent mortality statistics, the most recent available census
information, and Medicare data. See, e.g., 2004 NVSR, supra, at
1. Our Court Rules provide that Appendix I's life expectancy
5
Available at http://www.cdc.gov/nchs/data/nvsr/nvsr52/nvsr52
_14.pdf [hereinafter "2004 NVSR"].
6
Centers for Disease Control and Prevention, National Vital
Statistics System, http://www.cdc.gov/nchs/nvss.htm (last
updated Sept. 30, 2015).
22 A-4169-11T2
tables, based on the NVSR, "shall be admissible in evidence as
prima facie proof of the facts therein contained." R. 1:13-5.7
Trial courts sentencing juvenile defendants to substantial
periods of parole ineligibility should use the NVSR's most
recent available data in determining what sentence meets
Graham's requirements. Specifically, the court should locate
the most recent "United States Life Tables" and consult the
"Expectation of life at age x" column of Table 1, "Life table
for the total population: United States," to determine the
average life expectancy for a person of the same age as
defendant's current age at the date of sentencing. The most
recent NVSR tables are based on the most current available data,
and thus provide a more accurate calculation of average life
expectancy. The NVSR's most recent "United States Life Tables"
are readily available online.8
Similarly, post-conviction courts addressing Graham claims
newly raised by already-sentenced defendants, like defendant
7
Life expectancy data from the NVSR has been used by numerous
courts in adjudicating claims under Graham and Miller. See,
e.g., People v. Lewis, 165 Cal. Rptr. 3d 624, 632 (Ct. App.
2013); People v. Mendez, 114 Cal. Rptr. 3d 870, 882 (Ct. App.
2010).
8
See Centers for Disease Control and Prevention, Publications
and Info Products – National Vital Statistics Reports,
http://www.cdc.gov/nchs/products/nvsr.htm (last visited October
15, 2015).
23 A-4169-11T2
here, should use the NVSR's most recent available "United States
Life Tables." Again, these most recent tables provide the most
accurate available calculation of average life expectancy.
Similar tables may not be readily available for the year in
which the inmate was originally sentenced. Even if such older
tables were available, using them now would be inaccurate,
because it would ignore that the defendant has lived to his
current age and thus is likely to have a longer average
lifespan. The post-conviction court should use the most current
and accurate data available at the time the newly-raised Graham
claim is adjudicated, rather than try to turn back the clock to
apply outdated data to a hypothetical and outmoded "original
sentencing."9
Thus, to determine whether defendant's current period of
parole ineligibility could violate Graham, we consider life
expectancy for a person of defendant's age at the time Judge
Petrolle heard defendant's motion in July 2012. At that time,
defendant was forty-eight years old. The most recent "United
States Life Tables" were in the National Vital Statistics
9
Once a defendant's Graham claim has been adjudicated by a
sentencing court or post-conviction court, neither the defendant
nor the State may ask the courts to revisit its life expectancy
analysis as the incarcerated defendant ages or the defendant's
health declines. The constitutionality of the length of the
sentence should not be continually relitigated in successive
applications for relief.
24 A-4169-11T2
Reports, Vol. 59, No. 9 (Sept. 28, 2011).10 Under the 2011
NVSR's Table 1, "Life table for the total population: United
States, 2007," a person who is between forty-eight and forty-
nine years old has an average life expectancy of 32.7 years, and
thus is predicted to live to be more than eighty years old. Id.
at 8.11
Defendant's current sentence provides for fifty-five years
of parole ineligibility. As defendant has been in custody since
December 9, 1981, it is undisputed he will be eligible for
parole no later than 2036, when he will be seventy-two years
old. Indeed, defendant may be eligible for parole even
earlier.12 Thus, defendant's current sentence gives him an
10
Available at http://www.cdc.gov/nchs/data/nvsr/nvsr59/nvsr59_
09.pdf.
11
The lifespan under the 2011 NVSR is longer than under Appendix
I, which states, based on the 2004 NVSR data, that a person who
is forty-eight years old has an average life expectancy of 32.0
years and thus a predicted lifespan of exactly eighty years old.
The lifespan under the 2011 NVSR is shorter than under the most
recently-issued National Vital Statistics Reports, Vol. 64, No.
11, "United States Life Tables, 2011" (Sept. 22, 2015),
available at http://www.cdc.gov/nchs/data/nvsr/nvsr64/nvsr64
_11.pdf. It predicts a person who is forty-eight years old has
an average life expectancy of 33.3 years, and thus is predicted
to live to be over eighty-one years old. Id. at 9. We do not
apply that most recent data, because it was not available at the
time of Judge Petrolle's decision. In any event, our conclusion
would be the same using these average life expectancies.
12
Defendant notes that the Department of Corrections website
lists his parole eligibility date as March 31, 2033, when he is
(continued)
25 A-4169-11T2
opportunity to be paroled approximately eight years before the
end of the eighty-year predicted lifespan of a forty-eight-year-
old. Put another way, if paroled at that opportunity, he will
live at least the last ten percent of his predicted lifespan
outside of prison. Thus, defendant has an opportunity for
parole substantially before the end of the relevant predicted
lifespan.
Further, that opportunity for parole is meaningful and
realistic. Defendant is not "deprived of the opportunity to
achieve maturity of judgment and self-recognition of human worth
and potential," or of the "chance to demonstrate maturity and
reform" at his parole hearing. Graham, supra, 560 U.S. at 79,
130 S. Ct. at 2032, 176 L. Ed. 2d at 848. According to the
State, defendant will have access to the "counseling, education,
and rehabilitation programs for those who are []eligible for
parole consideration." Id. at 79, 130 S. Ct. at 2033, 176 L.
Ed. 2d at 848. His "'good behavior and character improvement'"
will be material in that hearing. Id. at 70, 130 S. Ct. at
2027, 176 L. Ed. 2d at 842. This is not a sentence that
(continued)
not yet seventy years old. He claims this is a miscalculation.
We need not resolve this apparent discrepancy for purposes of
our constitutional analysis. We leave the clarification of the
actual date to the Department or the Parole Board to address in
due course.
26 A-4169-11T2
"den[ies] convicts the possibility of parole," id. at 70, 130 S.
Ct. at 2027, 176 L. Ed. 2d at 842, or leaves defendant with "no
chance for fulfillment outside prison walls, no chance for
reconciliation with society, no hope." Id. at 79, 130 S. Ct. at
2032, 176 L. Ed. 2d at 848.
Thus, defendant's sentence gives him a meaningful and
realistic opportunity for release during his predicted lifespan,
and does not violate Graham, even assuming it could be extended
to apply to defendant's aggregate, separately-imposed term-of-
years sentences for multiple criminal episodes. See, e.g.,
Smith v. State, 93 So. 3d 371, 374-75 (Fla. Dist. Ct. App. 2012)
(upholding a sixty-three-year sentence reduced by gain time);
Thomas v. State, 78 So. 3d 644, 646 (Fla. Dist. Ct. App. 2011)
(upholding a fifty-year sentence). We reject defendant's claim
that his aggregate sentence is the "functional equivalent" of a
sentence of life without parole.
Because the predicted lifespan of a forty-eight-year-old
person exceeds defendant's parole eligibility date by
approximately eight years, we need not decide what lesser number
of years would be sufficient. However, we do not agree with the
assertion in State v. Null, 836 N.W.2d 41, 71 (Iowa 2013), and
Bear Cloud v. State, 334 P.3d 132, 142 (Wyo. 2014), that a
defendant's so-called "geriatric release" is insufficient to
27 A-4169-11T2
satisfy Graham or Miller. Unlike Casiano v. Comm'r of Corr.,
115 A.3d 1031, 1046-47 (Conn. 2015), we do not believe Graham
mandates that defendants have a "meaningful life outside of
prison" in which to "engage meaningfully" in a career or raising
a family. Rather, Graham only requires a meaningful and
realistic "opportunity to obtain release." Graham, supra, 560
U.S. at 75, 79, 82, 130 S. Ct. at 2030, 2033, 2034, 176 L. Ed.
2d at 846, 848, 850. Nothing in Graham or Miller requires more.
VI.
Defendant agrees we should rely on CDC life expectancy
data.13 However, he argues that the pertinent CDC statistics are
those for black males at birth. At the hearing before Judge
Petrolle, defendant provided "the CVC [sic] lifespan tables"
showing that "the average lifespan of a black male is 60" at the
time of defendant's birth in 1964, and "even to this day, it is
69 to 70 years of age." Defendant's pro se brief on appeal
similarly argues that we should look at life expectancy of a
13
Defendant has not argued that life expectancy must be
predicted based on his own individual health, personal life
history, and particular circumstances. In any event, such an
inquiry would be wholly impractical, be prone to dispute and
error, and introduce widespread disparities. It would turn
juvenile sentencings, and Graham motion hearings, into medical
guessing games and battles of experts. Like defendant, we
believe the CDC data provides a more reliable, manageable, and
fair method of determining life expectancy.
28 A-4169-11T2
black male at the time of defendant's birth, citing data from
the CDC's National Center for Health Statistics.14
However, it is particularly inappropriate to use statistics
about newborns to determine the average life expectancy of a
juvenile who has survived the mortality risks of infancy and
childhood and reached almost eighteen years old. It is even
more inappropriate to apply statistics for newborns to adult
defendants who bring a Graham claim long after sentencing.
Since committing his crimes, defendant had survived three
decades' worth of risks, and had reached the age of forty-eight
at the time of the hearing before Judge Petrolle. His motion
should be decided based on his age at the time of the hearing.
Moreover, it is problematic to use statistics based on race
and sex. We recognize that Tables 2 and 3 in the NVSR set forth
average life expectancy based on sex. See 2011 NVSR, supra, at
10-13 (showing that the average life expectancy of a forty-
eight-year-old is 30.7 years for males, and 34.5 years for
14
Using the more recent data from the 2011 NVSR, and the more
pertinent age of a forty-eight-year-old, the average life
expectancy is 27.0 years for black males and 26.7 years for non-
Hispanic black males. Id. at 22, 40. Either figure produces a
predicted lifespan exceeding defendant's parole eligibility date
by approximately three years or more.
29 A-4169-11T2
females).15 Other tables in the NVSR set forth average life
expectancies for whites, blacks, and Hispanics. Id. at 14-43
(showing the average life expectancy of a forty-eight-year-old
is 32.9 years for whites, 29.7 years for blacks, and 35.3 years
for Hispanics). Additional tables break down that data further,
including by sex. Ibid.
We believe using tables based on sex, race, or ethnicity
would introduce disparities that are inconsistent with
constitutional standards and penological goals. See generally
State v. Ramseur, 106 N.J. 123, 330 (1987) (stressing that the
structure of capital sentencing must "prevent discrimination on
an impermissible basis, including, but not limited to, race and
sex"). Applying such tables to juvenile offenders would mean
that females would receive longer sentences than males,
Hispanics would receive longer sentences than whites or blacks,
and Hispanic females would receive the longest sentences of all.
See 2011 NVSR, supra, at 14-43. Also, allowing consideration of
sex, race, or ethnicity might lead to claims that courts must
differentiate among other races, ethnicities, or gender
identities (e.g., Asian-Americans) not yet covered by the NVSR
15
Earlier versions of Appendix I did likewise. That practice
was abandoned when the rules were made gender neutral. See
Pressler, Current N.J. Court Rules, Appendix I to R. 1:13-5
(1993).
30 A-4169-11T2
tables, leading to problems of proof, difficulties of
administration, and additional disparities. Nor should
sentencing courts be required to resolve disputes over a
defendant's race, ethnicity, or gender identity.
Furthermore, using data based on race, ethnicity, or sex
ignores the equalizing effect of the shared environment provided
by incarceration. The disparities between the races,
ethnicities, and sexes — in wealth, housing, diet, health care,
occupation, and exposures to violence — that exist outside of
prison, and affect life expectancy, are much reduced or
eliminated in prison.16
Nonetheless, defendant argues that his aggregate sentence
is the "functional equivalent" of life without parole. He cites
Caballero, but there the California Supreme Court found Graham
barred an aggregate sentence of 110 years to life, "requiring
defendant to serve a minimum of 110 years before becoming parole
eligible." Caballero, supra, 282 P.3d at 295. By contrast,
defendant's sentence of fifty-five years before parole
16
Defendant has not argued that the average life expectancy of
persons is shorter if they are in prison. That is not self-
evident, as our prisons are obligated to supply inmates with
steady nourishment, access to free medical care, and secure
housing which, while not perfect, may be superior to what they
had outside of prison. In any event, such estimates are
unlikely to be as available or indisputable as the CDC tables
cited above, may add unmanageable complexity, and may create
additional disparities.
31 A-4169-11T2
eligibility is not the functional equivalent of life without
parole, because it gives him a meaningful and realistic
opportunity for parole well within the predicted lifespan for a
person of defendant's age. See, e.g., Smith, supra, 93 So. 3d
at 374-75.
Defendant next argues that the intent of the sentencing
judge was to incarcerate him for the remainder of his life
without the opportunity for parole. Defendant cites the
original 1983 sentencing hearing on Indictment No. 81-00-03730,
when the judge stated that "there is absolutely no prospect" of
rehabilitation for defendant, who did not "belong in society"
and should "be isolated for as long as the law allows."
Defendant also cites the original 1984 statement of reasons for
Indictment No. 81-00-03729, where the sentencing judge stated:
"The only way to protect society from this extremely dangerous
and immoral individual is to be absolutely assured that he will
be incarcerated for the rest of his natural life. Society
should never be exposed to his likes again."
However, as set forth above, those original sentencing
proceedings imposed a much longer aggregate sentence of 150
years in prison with seventy-five years of parole ineligibility.
After the Supreme Court remanded the case for reconsideration,
the sentencing judge removed forty years in prison and twenty
32 A-4169-11T2
years of parole ineligibility, "so that his overall sentence has
been reduced from 150 years with 75 years of parole
ineligibility to 110 years with 55 years of parole
ineligibility."
VII.
Accordingly, we reject defendant's claim that his sentence
violates Graham's interpretation of the Eighth Amendment's Cruel
and Unusual Punishment Clause. We similarly reject defendant's
undeveloped claim that his sentence violates "the corresponding
provision in Article I, paragraph 12 of the New Jersey
Constitution." State v. Johnson, 166 N.J. 523, 548 (2001).
Defendant does not show a violation under New Jersey's "three-
part test," ibid., because he failed to make "a substantial
showing" that his punishment for leading these two brutal gang
rapes does not "conform[] with contemporary standards of
decency," "is grossly disproportionate to the offense[s]," or
"goes beyond what is necessary to accomplish any legitimate
penological objective." Ibid.; see Ramseur, supra, 106 N.J. at
169 (noting that the three-part test under the New Jersey
Constitution was "generally the same as that applied under the
federal Constitution").17
17
Because we rule that defendant's sentence was not cruel and
unusual punishment even assuming that Graham could be extended
(continued)
33 A-4169-11T2
Affirmed.
(continued)
to cover aggregate, consecutive term-of-years sentences, arising
out of multiple criminal episodes, and imposed in different
sentencing proceedings, we need not reach the State's argument
that such an extension of Graham should not be retroactively
applied.
34 A-4169-11T2