STATE OF NEW JERSEY VS. STEVEN E. YOUNG (12-01-0088, BURLINGTON COUNTY AND STATEWIDE) (RECORD IMPOUNDED) ( 2019 )


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  •                                       RECORD IMPOUNDED
    NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-1624-17T4
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    STEVEN E. YOUNG,
    Defendant-Appellant.
    _________________________
    Submitted April 8, 2019 – Decided May 21, 2019
    Before Judges Sabatino and Mitterhoff.
    On appeal from Superior Court of New Jersey, Law
    Division, Burlington County, Indictment No. 12-01-
    0088.
    Joseph E. Krakora, Public Defender, attorney for
    appellant (Thomas G. Hand, Designated Counsel, on
    the brief).
    Scott A. Coffina, Burlington County Prosecutor,
    attorney for respondent (Nicole Handy, Assistant
    Prosecutor, of counsel and on the brief).
    PER CURIAM
    Defendant Steven Young appeals the trial court's denial of his post-
    conviction relief ("PCR") petition without an evidentiary hearing. We affirm,
    substantially for the sound reasons set forth in Judge Jeanne T. Covert's written
    opinion.
    We derive the following facts from the record. On February 27, 2013, a
    jury convicted defendant of first-degree aggravated sexual assault upon a
    physically helpless, mentally defective or mentally incapacitated person,
    N.J.S.A. 2C:14-2(a)(7) (counts one and three); two counts of third-degree
    invasion of privacy, N.J.S.A. 2C:14-9(b) (counts two and four); and third-degree
    aggravated criminal sexual contact with a physically helpless, mentally
    defective or mentally incapacitated person, N.J.S.A. 2C:13-3(a) (count five).
    After merger, the judge sentenced to an aggregate term of eighteen years, subject
    to an eighty-five percent period of parole ineligibility under the No Early
    Release Act ("NERA"), N.J.S.A. 2C:43-7.2.
    Defendant, a licensed practicing nurse, was charged with caring for the
    victim, B.Q.,1 who suffered catastrophic injuries when he was twelve years old
    after being struck by an automobile while riding his bicycle. B.Q.'s injuries left
    him quadriplegic, unable to speak and in need of twenty-four hour-skilled
    1
    We use the victim's initials to protect his identity.
    A-1624-17T4
    2
    nursing care to assist with all aspects of his daily life. Defendant admitted that
    on two occasions, he performed fellatio on B.Q. and recorded it on his cell
    phone,2 but asserted that B.Q. consented to the sexual acts. Consequently, a
    main focus of the trial involved B.Q.'s ability to communicate.
    Trial testimony revealed that B.Q. has limited ability to communicate, by
    blinking his eyes, moving his head, or making a noise. The owner and operator
    of the health care agency, ACW health care (ACW), which employed defendant,
    testified that she oversaw B.Q.'s care and was familiar with B.Q.'s needs. She
    stated that B.Q. was unable to communicate and needed intensive medical care.
    While he would moan to try to communicate, it was unclear whether he was
    responding to a question.
    Similar testimony was presented by B.Q.'s father. He testified that it was
    uncertain whether B.Q.'s blinking was directly responsive to questions as there
    was usually a delay in B.Q.'s responses. B.Q.'s father expressed his frustration
    in attempting to communicate with B.Q.
    No, he can't speak. He can – when he's alert and
    in good form he can usually make some sort of noise
    like ahhhhh. But you can ask him a question, there is a
    delay between the time you ask him a question and if
    you're in a hurry for an answer you may ask him two or
    three questions before he --- that have a yes/no answer
    2
    The jury viewed the videos, which are not a part of the record.
    A-1624-17T4
    3
    before he responds. And sometimes you're not really
    sure which question he answered.
    And, if he can't – if after a while he can't make a
    verbal response then you ask him to try and turn his
    head. And sometimes he can and very often, you know,
    you'll have to wait half a minute or something to see a
    response. And then when he can't do any of that, then
    you'll ask him to blink his eyes
    ....
    And one of the biggest frustrations for his mom
    and I is to know what he's really thinking, what he's
    really answering to.
    As part of an unrelated investigation, Investigator Terry King of the
    Camden County Prosecutor's Office Child Abuse Unit came across two videos
    of defendant performing fellatio on an individual, later identified as B.Q. Prior
    to trial in the instant matter, the court made an in limine ruling that there be no
    reference to the Camden County investigation.          Counsel indicated that the
    witnesses were instructed on the limitation as well.
    King testified at trial concerning how he obtained the videos. During his
    testimony, King stated that during defendant's initial interview, defendant
    admitted to committing the act because he was raped when he was thirteen years
    old.   Trial counsel requested a sidebar and objected to this testimony,
    specifically because the statement had "no basis in fact" and it was brought up
    A-1624-17T4
    4
    in connection with the other matter with which defendant was charged. The
    State argued it would have been impossible to separate the two incidents because
    the police report to which King referred during his testimony had notes
    regarding both incidents. The trial court sustained the objection and noted its
    concern regarding Investigator King's testimony as follows: "And I do have
    concerns, you know, he's already said a few things that make me feel a little
    uneasy about the instruction and the limiting ruling of the Court. So if you f eel
    that there is any - you know, jump in immediately, I really don't want ..."
    Shortly after, the court ordered a brief recess and repeated its concerns to
    the State:
    But, you know, I hope that you can take the time to talk
    to your witness. I'm not sure what it is that he doesn't
    get about my instruction because, I don't know, I'll treat
    it to a lack of familiarity with his reports maybe or
    something like that. But maybe, you know, if you can
    reiterate the Court's instruction. Obviously he's already
    started testifying and we have a sequestration order and
    you can't discuss anything other than that. But I need
    to protect the record.
    The State blamed the witness for not understanding the instruction. The
    trial court then noted that trial counsel
    certainly isn't going to object to this making it more
    emphatic with this witness that obviously should know
    better than, you know, within the first minute he's on
    the stand to mention DYFS and the Camden County jail
    A-1624-17T4
    5
    when I made a very specific limiting instruction. I'm
    not sure what he [Investigator King] doesn't get about
    that.
    At the conclusion of the State's case, defendant made a motion for
    acquittal on the basis that the state did not prove that B.Q. did not consent to the
    sexual acts in question. The State acknowledged that since B.Q. could not
    communicate, he did not testify that he did not give defendant consent. The
    judge denied the motion, finding that under the totality of the circumstances, a
    reasonable jury could find that B.Q. did not consent or lacked the ability to
    consent.
    No defense witnesses were called, and defendant exercised his right not
    to testify. After deliberating for a few hours, the jury convicted defendant on
    all charges.
    Defendant appealed the verdict, and raised the following issues:
    POINT I
    BECAUSE THE STATE FAILED TO PROVE LACK
    OF CONSENT OR THE ABSENCE OF ABILITY TO
    CONSENT, [DEFENDANT’S] MOTION FOR A
    JUDGMENT OF ACQUITTAL SHOULD HAVE
    BEEN GRANTED.
    POINT II
    THE COURT’S JURY INSTRUCTION ON THE
    DEFENSE  OF   CONSENT,  WHICH   WAS
    A-1624-17T4
    6
    INAPPLICABLE    TO     THE   DEFENDANT
    INTERPOSED   IN   THIS   MATTER,   BOTH
    DEPRIVED [DEFENDANT] OF HIS OWN DEFENSE
    AND DIRECTED VERDICTS OF GUILT AS TO
    EACH OF THE CRIMES CHARGED.
    POINT III
    THE COURT ERRED IN FAILING TO INSTRUCT
    THE JURY THAT CONSENT COULD BE A
    DEFENSE TO AGGRAVATED CRIMINAL SEXUAL
    CONTACT.
    POINT IV
    THE SENTENCE IMPOSED IS MANIFESTLY
    EXCESSIVE.
    We rejected the foregoing arguments and affirmed defendant's conviction and
    sentence. State v. Steven E. Young, A-5099-12 (App. Div. Dec. 7, 2015).
    Thereafter, defendant, pro se, filed the instant application seeking post-
    conviction relief. Following a non-evidentiary hearing at which defendant was
    represented by assigned counsel, Judge Covert denied the defendant's PCR
    petition without an evidentiary hearing. Defendant now appeals the denial of
    PCR.
    On this appeal, defendant raises the following points:
    POINT I:
    THE PCR COURT ERRED IN NOT HOLDING AN
    EVIDENTIARY HEARING WHEN IT ACCEPTED
    A-1624-17T4
    7
    THE ASSERTIONS MADE IN TRIAL COUSEL'S
    CERTIFICATION   AS   TRUE    WITHOUT
    SUBJECTING THESE ASSERTIONS TO BE
    TESTED IN THE CRUCIBLE OF CROSS-
    EXAMINATION
    POINT II:
    THE PCR COURT ERRED IN FINDING THAT TWO
    OF DEFENDANT'S CLAIMS WERE BARRED
    Having considered the record in light of the applicable legal principles,
    we find no merit in defendant's arguments. The PCR judge's opinion is legally
    sound and well supported by the record. We add the following comments.
    In cases where the PCR court does not conduct an evidentiary hearing, we
    review the PCR judge's determinations de novo. State v. Jackson, 
    454 N.J. Super. 284
    , 291 (App. Div. 2018). A PCR petitioner carries the burden to
    establish the grounds for relief by a preponderance of the credible evidence.
    State v. Goodwin, 
    173 N.J. 583
    , 593 (2002).
    First, we turn to PCR court's determination that certain of defendant's
    contentions are procedurally barred under Rule 3:22-4. Specifically, defendant
    contends that the trial court erred by failing to adequately charge the jury on the
    issue of consent. In addition, defendant contends that the trial court erred in
    failing to strike the testimony by the State's investigator Terry King that he
    admitted he committed the act because he was raped at the age of thirteen.
    A-1624-17T4
    8
    Other than for enumerated exceptions, 3 Rule 3:22-4 bars a defendant from
    employing post-conviction relief to assert a claim that could have been raised at
    trial or on direct appeal. See State v. Nash, 
    212 N.J. 518
    , 546 (2013) ("A
    petitioner is generally barred from presenting a claim on PCR that could have
    been raised at trial or on direct appeal . . . ."). Moreover, "[a] prior adjudication
    upon the merits of any ground for relief is conclusive whether made in the
    proceedings resulting in the conviction or in any post-conviction proceeding
    brought pursuant to this rule or prior to the adoption thereof, or in any appeal
    taken from such proceedings." R. 3:22-5. Stated another way, "[a]n issue
    decided in a direct appeal cannot thereafter be considered again on a PCR
    3
    The three enumerated exceptions are:
    (1) that the ground for relief not previously asserted
    could not reasonably have been raised in any prior
    proceeding; or
    (2) that enforcement of the bar to preclude claims,
    including one for ineffective assistance of counsel,
    would result in fundamental injustice; or
    (3) that denial of relief would be contrary to a new rule
    of constitutional law under either the Constitution of
    the United States or the State of New Jersey.
    [R. 3:22-4(a).]
    A-1624-17T4
    9
    application." State v. Jenkins, 
    221 N.J. Super. 286
    , 292-93 (App. Div. 1987)
    (citing State v. Smith, 
    43 N.J. 67
    , 74 (1964)).
    In this case, as the PCR judge correctly concluded, the issue concerning
    the adequacy of the jury instructions on consent was in fact raised by defendant
    and rejected on direct appeal. In addition, we agree that defendant could have
    argued on his direct appeal that the investigator's testimony should have been
    stricken. We therefore agree with the PCR judge that these legal arguments are
    procedurally barred by Rule 3:22-4(a).
    Nonetheless, Rule 3:22-4(a)(2) contains an express exception for claims
    of ineffective assistance of counsel. Accordingly, as did the PCR court, we will
    address the merits of defendant's claim of ineffective assistance of counsel. See
    State v. Preciose, 
    129 N.J. 451
    , 460 (1992) ("Ineffective-assistance-of-counsel
    claims are particularly suited for post-conviction review because they often
    cannot reasonably be raised in a prior proceeding."). To establish an ineffective-
    assistance-of-counsel claim, a convicted defendant must demonstrate:            (1)
    counsel's performance was deficient, and (2) the deficient performance actually
    prejudiced the accused's defense. Strickland v. Washington, 
    466 U.S. 668
    , 687
    (1984); see also State v. Fritz, 
    105 N.J. 42
    , 58 (1987) (adopting the Strickland
    two-part test in New Jersey).
    A-1624-17T4
    10
    "[I]n order to establish a prima facie claim, a petitioner must do more than
    make bald assertions that he was denied the effective assistance of counsel. He
    must allege facts sufficient to demonstrate counsel's alleged substandard
    performance." State v. Cummings, 
    321 N.J. Super. 154
    , 170 (App. Div. 1999),
    certif. denied, 
    162 N.J. 199
     (1999). "Any factual assertion that provides the
    predicate for a claim of relief must be made by an affidavit or certification
    pursuant to Rule 1:4-4 and based upon personal knowledge of the declarant
    before the court may grant an evidentiary hearing." R. 3:22-10.
    Defendant argues his prior counsel was deficient in failing to obtain and
    review the video recordings depicting his performance of fellatio on B.Q.
    Defendant argues that had he known what was depicted on the videos, he would
    have pled guilty and potentially incurred a lesser sentence. As the PCR judge
    found, defendant's claims that he was unaware of the contents of the videos were
    "unsupported, baseless assertions, unaccompanied by certifications by the
    defendant, trial counsel, or anyone else." Contrary to defendant's assertion, the
    court found there was substantial evidence that the defendant was aware of the
    content of the videos, including the fact that his face was visible in them and
    they were filmed on his phone. Regardless, the PCR judge concluded that even
    if trial counsel's performance was arguably deficient for not showing defendant
    A-1624-17T4
    11
    the videos, the error did not cause him prejudice at trial, because the primary
    contested issue at trial was whether the victim, B.Q., consented to the acts
    performed by defendant, not if the acts themselves occurred.
    For these reasons, we conclude that defendant has failed to establish that
    his counsel was constitutionally deficient. The PCR judge did not misapply his
    discretion in denying an evidentiary hearing, as defendant failed to establish a
    prima facie basis for relief. State v. Brewster, 
    429 N.J. Super. 387
    , 401 (App.
    Div. 2013) (citing State v. Marshall, 
    148 N.J. 89
    , 157-58 (1997)) ("[W]e review
    under the abuse of discretion standard the PCR court's determination to proceed
    without an evidentiary hearing.").
    The remaining issues raised by defendant lack sufficient merit to warrant
    discussion in a written opinion. R. 2:11-3(e)(1)(E).
    Affirmed.
    A-1624-17T4
    12