REGINALD HELMS VS. NEW JERSEY STATE PAROLE BOARD (NEW JERSEY STATE PAROLE BOARD) ( 2020 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-2335-18T3
REGINALD HELMS,
Appellant,
v.
NEW JERSEY STATE
PAROLE BOARD,
Respondent.
_____________________________
Submitted May 11, 2020 – Decided July 15, 2020
Before Judges Ostrer and Susswein.
On appeal from the New Jersey State Parole Board.
Weil Gotshal & Manges, attorneys for the appellant
(Richard Michael Heaslip and Rachel A. Farnsworth on
the briefs).
Gurbir S. Grewal, Attorney General, attorney for
respondent (Sookie Bae-Park, Assistant Attorney
General, of counsel; Suzanne Marie Davies, Deputy
Attorney General, on the brief).
PER CURIAM
Petitioner, Reginald Helms, appeals from a final agency decision by the New
Jersey State Parole Board (Board) revoking his parole and ordering him to serve
one year in state prison for violating conditions of parole supervision for life
(PSL). 1 Helms was administratively convicted of violating three PSL
conditions: (1) refraining from the purchase, use, possession, distribution, or
administration of a controlled dangerous substance (CDS) or an imitation CDS;
(2) failing to follow a curfew; and (3) driving without a valid license. He
contends the Board failed to prove these violations by clear and convincing
evidence. He denies he possessed a CDS or imitation CDS and contends that
the curfew and driving-without-a-license violations should be excused or at least
mitigated because he was suffering a medical emergency at the time and was
attempting to get to the hospital. He further contends the Board failed to
establish that his violations were serious and persistent and that revocation of
parole was desirable.
We have carefully reviewed the record in view of the applicable principles
of law governing this appeal, including the deference we owe to an
1
Helms completed the one-year term and has since been released from state
prison. He contends this appeal is not moot because there may be future
ramifications from the present administrative convictions and parole revocation.
We have decided to hear this appeal on its merits.
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administrative agency acting within the ambit of its expertise. Although we
believe more might have been done to prove that the envelopes seized by police
contained heroin or an imitation CDS, we affirm the Board's findings and its
final order revoking parole.
I.
In 2006, a jury convicted Helms of second-degree sexual assault and third-
degree endangering the welfare of a child. He was sentenced on those
convictions to an aggregate term of ten years imprisonment, subject to the No
Early Release Act (NERA), N.J.S.A. 2C:43-7.2. As required by NERA, the
court imposed a three-year term of parole supervision which was to begin
immediately upon his release from prison. In addition, Helms was placed on
PSL pursuant to Megan's Law, N.J.S.A. 2C:7-1 to -23.
After completing the custodial portion of his sentence, Helms was arrested
while on parole for possession of CDS and driving without a license. As a result,
his parole was revoked and he was returned to custody.
Helms was subsequently released from prison and placed in the Re-Entry
Substance Abuse Program (RESAP). While in RESAP, Helms's three-year
parole supervision term under NERA expired. After he was released from
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RESAP, the Board continued to supervise Helms pursuant to his sentence of
PSL.
Less than six months after being released from reimprisonment following
revocation of parole, Newark Police stopped and ticketed Helms for operating a
vehicle without a valid driver's license. Helms's parole officer did not initiate
the parole revocation process for that violation. Instead, the parole officer
imposed a curfew of 9:00 p.m. to 6:00 a.m. as a general condition of PSL.
On March 21, 2018, just two months after being placed under curfew, the
police stopped Helms around midnight while he was operating a motor veh icle.
The police seized suspected CDS during the encounter. Helms was charged with
the disorderly persons offense of failing to turn CDS over to a law enforcement
officer in violation of N.J.S.A. 2C:35-10(c).2
Parole authorities initiated the process of revoking parole based upon this
incident. Helms waived a probable cause hearing and proceeded directly to a
final parole revocation hearing. Helms entered a plea of not guilty to violating
PSL condition twelve, refraining from the use, possession, distribution, or
administration of any narcotic drug, CDS or CDS analog, imitation CDS or
imitation CDS analog. Helms entered a guilty-with-an-explanation plea to
2
The municipal court charges were eventually dismissed.
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violating PSL condition nineteen, failing to comply with a curfew established
by the assigned parole officer. Helms also entered a guilty-with-an-explanation
plea to violating PSL condition twenty, refraining from operating a motor
vehicle without a valid license.
II.
Helms testified that on March 21, 2018, he suffered a medical emergency
around midnight and became concerned for his life when his legs became stiff
and he began to feel dizzy. Helms called a friend, Kaheem James, and asked for
a ride to the hospital because, Helms claimed, he could not afford an ambulance
or a taxi. James arrived at Helms's residence driving his girlfriend's car. James
told Helms that Helms needed to drive the car. Helms agreed to do so.
Soon after, Newark Police Officer Lake initiated a traffic stop based on
an equipment violation. Officer Lake discovered there was an active traffic
warrant for Helms and directed him to step out of the vehicle. As Helms exited
the vehicle, Officer Lake observed "a little yellow soda cap with [seventeen]
envelopes of heroin [fall] off of his person[] onto the floor." Based o n his
training and experience, Officer Lake believed the envelopes contained heroin.
Helms testified that he never possessed the envelopes and that they did
not fall from his person when he exited the vehicle.
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The hearing officer found the testimony of Officer Lake to be detailed,
credible, and reliable. The hearing officer concluded, based on Officer Lake's
testimony, that there was clear and convincing evidence that Helms was in
possession of CDS or imitation CDS in violation of PSL condition twelve. The
hearing officer also found that there was clear and convincing evidence to
support the two other violations to which Helms pleaded guilty. The hearing
officer rejected Helm's claims with respect to a medical emergency.
The hearing officer recommended that Helms's PSL release status be
revoked and that Helms serve a twelve-month term of incarceration. A Board
panel affirmed the hearing officer's findings. Helms thereafter filed an
administrative appeal to the full Board. Subsequently, the Board issued a Notice
of Final Agency Decision affirming the parole revocation decision.
III.
Helms raises the following contentions for our consideration:
POINT I
THE DECISION OF THE PAROLE BOARD WAS
ARBITRARY, CAPRICIOUS, OR
UNREASONABLE, AND NOT SUPPORTED BY
SUBSTANTIAL EVIDENCE IN THE RECORD,
BECAUSE THE PAROLE BOARD FAILED TO
ESTABLISH BY CLEAR AND CONVINCING
EVIDENCE THAT MR. HELMS SERIOUSLY OR
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PERSISTENTLY VIOLATED HIS CONDITIONS OF
PAROLE.
A. THE EVIDENCE DOES NOT
ESTABLISH THAT OFFICER LAKE
CONFISCATED IMITATION CDS.
B. THE EVIDENCE DOES NOT
ESTABLISH THAT MR. HELMS
POSSESSED THE CONFISCATED
SUBSTANCE.
C. [DEFENDANT'S PAROLE OFFICER]
HAS NOT PRESENTED CLEAR AND
CONVINCING EVIDENCE OF MR.
HELMS'S SERIOUS OR PERSISTENT
VIOLATION OF PSL CONDITIONS.
POINT II
THE FINAL AGENCY DECISION OF THE PAROLE
BOARD WAS ARBITRARY, CAPRICIOUS, OR
UNREASONABLE, AND NOT SUPPORTED BY
SUBSTANTIAL CREDIBLE EVIDENCE IN THE
RECORD AS A WHOLE, BECAUSE THE PAROLE
BOARD FAILED TO ESTABLISH THAT
REVOCATION OF MR. HELMS'S PAROLE WAS
DESIRABLE.
In addition, Helms raises the following points in his reply brief:
POINT I
IT WAS ARBITRARY AND CAPRICIOUS FOR THE
BOARD TO FIND THAT MR. HELMS VIOLATED
CONDITION [TWELVE], BECAUSE OFFICER
LAKE'S TESTIMONY WAS PATENTLY NON-
CREDIBLE AND NO OTHER EVIDENCE WAS
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OFFERED TO SATISFY THE CLEAR AND
CONVINCING STANDARD OF PROOF.
POINT II
THE BOARD'S "SERIOUS AND DESIRABLE"
FINDING WARRANTS CAREFUL SCRUTINY, NOT
UNFETTERED DEFERENCE.
POINT III
THE BOARD'S FINAL DECISION DID NOT
CONSIDER, AND IN ITS LETTER BRIEF DOES
NOT ADEQUATELY ADDRESS, SEVERAL
MATERIAL FACTS.
IV.
We begin our analysis by acknowledging the legal principles governing
this appeal. The standard of review is deferential to the Board. Our review is
limited to evaluating whether the Board acted arbitrarily or abused its
discretion. In re Vey, 272 N.J. Super. 199, 205–06 (App. Div. 1993). "The
question for a [reviewing] court is '"whether the findings made could reasonably
have been reached on sufficient credible evidence present in the record,"
considering "the proofs as a whole," with due regard to the opportunity of the
one who heard the witnesses to judge of their credibility.'" Hobson v. N.J. State
Parole Bd., 435 N.J. Super. 377, 388 (App. Div. 2014) (quoting Close v.
Kordulak Bros., 44 N.J. 589, 599 (1965)). The burden is on the challenging
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party to show that the Board's actions were arbitrary, unreasonable, or
capricious. Bowden v. Bayside State Prison, 268 N.J. Super. 301, 304 (App.
Div. 1993).
Although most parole actions require only a preponderance of the
evidence, revocation of parole must be supported by clear and convincing
evidence. N.J.A.C. 10A:71-7.12(c)(1); N.J.A.C. 10A:71-7.15(c). Clear and
convincing evidence persuades the fact finder "that the truth of the contention is
'highly probable.'" Hobson, 435 N.J. Super. at 387 (quoting In re Perskie, 207
N.J. 275, 290 (2011)). "Stated differently, the evidence must be sufficient to
'"produce in the mind of the trier of fact a firm belief or conviction as to the
truth of the allegations sought to be established."'" Ibid. (quoting In re
Purrazzella, 134 N.J. 228, 240 (1993)). The evidence must be "so clear, direct
and weighty and convincing as to enable either a judge or jury to come to a clear
conviction, without hesitancy, of the truth of the precise facts in issue." In re
Registrant R.F., 317 N.J. Super. 379, 384 (App. Div. 1998) (quoting In re
Seaman, 133 N.J. 67, 74 (1993)). "Implicit in that standard is a court's obligation
to reverse where the evidence, viewed in the light most favorable to the agency's
decision, is inadequate to meet the standard of proof." Hobson, 435 N.J. Super.
at 388.
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Furthermore, the Board should only revoke parole for serious and
persistent violations of parole. N.J.A.C. 10A:71-7.12(a)(1); see also Hobson,
435 N.J. Super. at 391 ("Absent [a] conviction of a crime, the Board has
[revocation] authority only if the parolee 'has seriously or persistently violated
the conditions of his parole.'" (quoting N.J.S.A. 30:4–123.60)). Further, the
Board must determine "[w]hether [the] revocation of parole is desirable."
N.J.A.C. 10A:71-7.12.
In Hobson, we noted, "[t]he Legislature did not further define the type of
conduct it intended to capture within the statutory standard—'seriously or
persistently violated.' And the Board has not adopted a regulation to guide
exercise of its expertise to distinguish cases in which parole should and should
not be revoked." 435 N.J. Super. at 382. Accordingly, this determination falls
to the Board's "highly predictive and individualized discretionary appraisals."
Acoli v. N.J. State Parole Bd., 224 N.J. 213, 222 (2016) (quoting Beckworth v.
N.J. State Parole Bd., 62 N.J. 348, 359 (1973)).
V.
A.
We turn next to Helms's arguments concerning the Board's finding that he
possessed CDS or imitation CDS. We first examine his contention that the State
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failed to prove by clear and convincing evidence that the envelopes recovered
by Officer Lake contained CDS or imitation CDS.
Helms submits the circumstances of the present case are substantially
identical to those we confronted in Hobson—a case where we concluded that the
Board failed to prove an imitation CDS violation by clear and convincing
evidence. We therefore closely examine that precedent to discern the
similarities and differences between the facts in that case and the facts in the
matter before us.
The panel in Hobson began its analysis by noting that, "[t]he term
[imitation] is not defined and its meaning must be derived from the text of the
definition of the crime." 435 N.J. Super. at 388–89. After examining the
statutory text of the imitation CDS offense defined in N.J.S.A. 2C:35-11, the
Hobson court looked to whether the testimony presented in that case supported
a finding of imitation CDS. 435 N.J. Super. at 389. The panel determined:
[the parole officer involved in the stop] provided the
only evidence tending to establish that the green
vegetative substance [the parolee] possessed was an
"imitation controlled dangerous substance." [The
officer] said, "[i]t was a green vegetative substance that
was packaged as CDS." [The officer's] testimony,
however, included no comparison of the packaging she
observed in this case and the packaging of CDS.
Without such a comparison, that testimony was not
even adequate to prove by a preponderance of the
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evidence that the substance [the parolee] had "was
packaged in a manner normally used for the unlawful
distribution of controlled dangerous substances or
controlled substance analogs.'"
[Ibid.]
We further noted, "[t]here was no evidence that the green vegetative substance
the officers claimed to find was marijuana. Neither the substance nor a
photograph of the evidence was produced at the hearing." Id. at 385.
We turn now to the evidence presented in the case before us. The
following exchange occurred between Officer Lake and the parole officer who
questioned him at the revocation hearing:
Q:·Have you had any occasion to make arrests
involving CDS?
A:·Yes, I have.
Q:·Approximately how many arrests have you made
involving CDS?
A: Probably between eight to ten.
....
Q: Can you describe the circumstances that led to the
stopping of the vehicle?
....
A: At that time we asked Mr. Helms to step out of the
vehicle. When he stepped out of the vehicle, it was like
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a ·little yellow soda cap with 17 envelopes of heroin
fell off of his persons onto the floor.· They were -- they
were labeled -- red stamp labeled overdose.· And at that
time we placed him under arrest for the warrant and for
that CDS heroin.
....
Q: All right. Now, based on your training and
experience, was the physical appearance of the
substance subsequently that was the same as CDS?
A: Yes.
Q: Okay.
A: It was CDS heroin.
Q: Okay. Based on your training and experience, was
the substance packaged in the matter normally used for
the unlawful distribution of CDS of marijuana, heroin,
cocaine, et cetera?
A: Yes, CDS heroin.· Yes.
The evidence presented in the case before us suffers from some of the
same weaknesses that led us to reverse the final agency decision revoking
Hobson's parole. As in Hobson, no evidence was presented that the suspected
CDS had been tested forensically. Also as in Hobson, the State in this case did
not introduce into evidence the seized envelopes or photographs of them.
Officer Lake's barebones testimony, moreover, is in some respects comparable
to the testimony we found inadequate in Hobson. Although here the officer did
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compare the appearance of the substance he recovered to the appearance of CDS,
he did so in a cursory and conclusory manner. 3
Significantly, however, Lake testified that the envelopes were labeled
"overdose." We believe this important fact distinguishes this case from the facts
presented in Hobson. Labels by their nature serve to represent what is contained
inside a package. The imprint of the brand "overdose" clearly evokes an opiate
substance such as heroin. At the very least, glassine bags bearing that ominous
label were meant to be seen as containing CDS. We therefore conclude that
sufficient evidence was adduced to support the hearing officer's conclus ion that
the small envelopes contained either heroin or imitation heroin.
3
We note that Officer Lake also testified as to his training, explaining he was
a recent graduate from the State Police Academy where he attended a two-day
class where instructors showed officers different types of drugs in person.
Helms challenges the officer's training and experience in narcotics enforcement.
We agree the officer's training and experience is limited. However, we deem
the assessment of the appropriate weight to give to the officer's knowledge about
CDS packaging based on training and experience to be a question vested in the
discretion of the hearing officer and Board. Cf. LaBracio Family P'ship v. 1239
Roosevelt Ave., Inc., 340 N.J. Super. 155, 165 (App. Div. 2001) ("[T]he weight
to be given to the evidence of experts is within the competence of the fact-
finder."). There is no bright-line threshold of experience below which a police
officer's opinion is deemed to be unreliable. We therefore decline to substitute
our judgment for the hearing officer's credibility determination that wa s
accepted by the Board.
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We add that Officer Lake was subjected to effective cross-examination,
and counsel argued forcefully that the officer's training and experience was
inadequate to support his conclusion. We decline in these circumstances to
reject the credibility assessment made by the hearing officer and ultimately
adopted by the Board. See Rova Farms Resort, Inc. v. Inv'rs Ins. Co. of Am.,
65 N.J. 474, 484 (1974) ("[A]ppellate function is a limited one: we do not disturb
the factual findings and legal conclusions of the trial judge unless we are
convinced that they are so manifestly unsupported by or inconsistent with the
competent, relevant and reasonably credible evidence as to offend the interests
of justice." (quoting Fagliarone v. Twp. Of N. Bergen, 78 N.J. Super. 154, 155
(App. Div. 1963))).
B.
We next address Helm's contention that the Board failed to prove by clear
and convincing evidence that Helms possessed the envelopes that were
recovered by Officer Lake. Helms argues that he was not the owner of the car
and claims he was unaware of any CDS that may have been placed in it by the
owner.
Helms challenges the credibility of Officer Lake's version of events. He
contends the officer did not observe the packets fall from his person but rather
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found them on the ground after Helms had been arrested and secured in the
police car. He argues that it strains credulity that seventeen envelopes fell out
of a soda cap. He also claims the Board should have obtained and presented
police body camera and dash camera recordings of the incident. He submits he
is entitled to an inference that the video recordings would have supported his
testimony that the envelopes did not fall from his person when he exited the car.
These contentions all share a common theme; they relate to the credibility
of Officer Lake's testimony and the credibility of Helms's competing testimony.
These same arguments were presented to the hearing officer. We do not believe
the hearing officer abused his discretion in crediting Officer Lake's testimony.
State v. Elders, 192 N.J. 224, 244 (2007) ("An appellate court 'should give
deference to those findings of the trial judge which are substantially influenced
by his opportunity to hear and see the witnesses and to have the "feel" of the
case, which a reviewing court cannot enjoy.'" (quoting State v. Johnson, 42 N.J.
146, 161 (1964))).
In sum, when viewed in the light most favorable to the agency's decision,
Hobson, 435 N.J. Super. at 388, we conclude the hearing officer could find by clear
and convincing evidence, based on the credible testimony of the officer, that Helms
possessed and dropped multiple glassine bags of a white substance labeled
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"overdose." In view of the deferential standard of review, especially given the
hearing officer's opportunity to assess live testimony, we accept the Board's
factual findings and affirm the administrative conviction relating to the
possession of CDS or imitation CDS.
VI.
We turn next to Helms's contention that the curfew and driving-without-
a-license violations should be excused or mitigated by reason of medical
emergency. N.J.A.C. 10A:71-7.14(c)(2)(ii) affords a parolee the right at a
revocation hearing to admit that he or she committed the parole condition, "but
there are substantial reasons which justified or mitigated the violations(s) and
make revocation inappropriate and that the reasons are complex or otherwise
difficult to develop or present."
It seems implausible to us that Helms would agree to drive his friend's car
while suffering the dizziness and stiffening of the legs as he now claims. The
record before us shows that the hearing officer and Board considered the alleged
medical emergency and rejected it as mitigation for the violations to which
Helms pleaded guilty. We conclude the Board did not abuse its discretion in
rejecting the medical emergency defense.
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VII.
Finally, we address Helms's contention that the Board failed to establish
that he "has seriously or persistently violated the conditions of his parole ,"
N.J.S.A. 30:4–123.60(b), and that the "revocation of parole is desirable."
N.J.A.C. 10A:71-7.12(c)(2). As we have noted, this is not the first time Helms's
parole was revoked. Even after serving time in prison for past parole violations,
he has continued to commit violations. Helms's repeated incidents of driving
without a license not only posed risks to public safety but demonstrate the need
to impress upon him yet again that he must comply with all PSL conditions. We
therefore conclude the Board did not abuse its broad discretion in determining
that revocation and another year of imprisonment is necessary and appropriate
to address Helms's persistent misconduct. Acoli, 224 N.J. at 222.
To the extent we have not addressed them, any other arguments raised by
Helms in this appeal lack sufficient merit to warrant discussion in this opinion.
R. 2:11-3(e)(1)(E).
Affirmed.
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